JOHN F. KEENAN, District Judge.
Before this Court is Defendants Amber Transport, LLC ("Amber") and Jairo Rosado Valerio's ("Valerio") (collectively, "Defendants") motion to dismiss Plaintiff Giselle M. Diaz's ("Plaintiff") Complaint for improper service of process under Federal Rule of Civil Procedure 12(b)(5).
On December 1, 2015, the Court set forth a pre-trial scheduling order for briefing on the Defendants' motion to dismiss. (
The Defendants timely served their motion to dismiss on Plaintiff on December 11, 2015, after seeking and obtaining a one-day extension for the previous briefing schedule from this Court. (
Instead, on December 17, 2015, the Plaintiff sent a stipulation of discontinuance of the action without prejudice to the Defendants. (Linder Letter 1.) The Defendants did not respond to that stipulation of discontinuance. (
In accordance with this Court's Individual Practices, and after communication from this Court's Chambers to counsel for both Plaintiff and Defendants, the Defendants electronically filed their motion to dismiss on March 10, 2016. (
Thereafter, on March 22, 2016, the Plaintiff wrote this Court to request leave to oppose the motion to dismiss. (Linder Letter 1-2.) The Plaintiff does not contest the substance of the Defendants' motion to dismiss. (
Because the Court GRANTS the Defendants' motion to dismiss WITHOUT PREJUDICE, the Plaintiff's request for leave to oppose the motion to dismiss is DENIED AS MOOT.
On June 3, 2015, the Plaintiff, a New York resident, filed suit against Defendant Valerio, a resident of New Jersey, and Defendant Amber, a New Jersey corporation with its principal place of business in New Jersey, in the Supreme Court of New York, Bronx County. (
On June 25, 2015, the Plaintiff attempted unsuccessfully to serve the Defendant by delivering the summons and verified complaint to a "Ms. Rosario" at an apartment in the Bronx where Defendant Valerio once lived. (Stein Aff. Ex. E.) The Defendants received only a courtesy copy of the summons and verified complaint from their insurance carrier by U.S. Mail. (
On July 24, 2015, the Defendants removed the action to this Court based on its diversity jurisdiction under 28 U.S.C. § 1332(a). (
On December 1, 2015, the Court held a status conference in order to set deadlines for the Defendants' motion to dismiss, but the Plaintiff's counsel failed to appear. (
The Plaintiff failed to timely file an opposition. (Linder Letter 1-2; Stein Letter 1-2.) In accordance with this Court's Individual Practices no documents were filed electronically prior to March 2016. In March 2016, this Court's Chambers contacted counsel for both parties seeking status of the motion to dismiss. (Linder Letter 1-2; Stein Letter 1-2.) The Plaintiff's counsel advised that they did not intend to oppose the motion to dismiss. (Linder Letter 1-2.) After the Defendants filed their December 2015 motion electronically on March 10, 2016, the Plaintiff requested leave to file an opposition out of time. (
This Court has jurisdiction pursuant to 28 U.S.C. § 1332(a) because there is diversity of citizenship and the amount in controversy exceeds $75,000. Venue is appropriate under 28 U.S.C. § 1391(b)(2) because a substantial part of the events giving rise to the claim occurred in this district.
When a defendant moves to dismiss under Rule 12(b)(5), the plaintiff bears the burden of proving adequate service.
When a defendant is not served within the time limit specified by Rule 4(m), the court must either dismiss the action without prejudice or order that service be made within a specified time. FED. R. CIV. P. 4(m).
In the absence of a showing of good cause, district courts retain discretion to grant extensions of the time limit to serve process.
The Plaintiff concedes that she failed to properly serve the Defendant. (
First, the applicable statute of limitations would not bar a refiled action. The Plaintiff's Complaint alleges that the events giving rise to the claim occurred on December 9, 2013. (Stein Aff. Ex. A.) In New York, the statute of limitations for personal injury is three years.
Second, the Defendants had actual notice of the claims asserted in the Complaint. The Defendants admit to receiving a copy of the Complaint from their insurance company, which provided notice of the claims asserted. (
Third, the Defendants did not attempt to conceal the defect of service. Indeed, the first three paragraphs of the Defendants' Notice of Removal (filed within the 120-day limit) advises that neither Defendant was served and details the lack of service. (
Fourth, the Defendants would not be prejudiced by the granting of the Plaintiff's request from the provision. The Defendants have notice of the claims and this action remains timely through December 9, 2016. This factor weighs in favor of extending the time period to serve process.
On balance, the Court accords less weight to the factors favoring the Plaintiff, because the Plaintiff has exhibited an overall lack of diligence in pursuing this case. The Plaintiff's counsel failed to attend the only pre-trial conference set in this case and consistently indicated to both this Court and the Defendants that the Plaintiff intended not to oppose the motion to dismiss. It was not until months after the deadline to oppose expired that the Plaintiff's counsel sought leave to file an opposition out-of-time and, then, only to object to dismissal with prejudice. Considering that the Plaintiff's action will not be barred by the statute of limitations, dismissal without prejudice is appropriate here.
The Court declines to dismiss the action with prejudice because Rule 4(m) directs that such a dismissal should be without prejudice, the Second Circuit strongly prefers to resolve disputes on the merits,
SO ORDERED.