WILLIAM H. PAULEY, III, District Judge.
Plaintiff
In April 2014, Escano, a former taxi driver, protectively filed an application for supplemental Social Security income due to purported disabilities. His application was declined, and he requested a hearing, which took place on July 28, 2016. Escano and a vocational expert testified at the hearing. On February 9, 2017, an Administrative Law Judge ("ALJ") denied Escano benefits, holding that he was not disabled under § 1614(a)(3)(A) of the Social Security Act. In doing so, the ALJ applied the five-step analysis set forth in 20 C.F.R. § 416.920(a) to determine whether Escano was disabled. Ultimately, the ALJ found that Escano had the residual functional capacity to perform "light work" and that he had a skill of "driving" which could be transferred to another occupation, namely a domestic services driver. (
This Court referred the matter to Magistrate Judge Stewart D. Aaron for a Report and Recommendation. On August 24, 2018, the Commissioner moved for judgment on the pleadings. Escano did not file an opposition. On February 11, 2019, Magistrate Judge Aaron issued a Report & Recommendation (the "Report"), recommending that this Court deny the Commissioner's motion and remand for calculation of benefits, or in the alternative, for further development of the factual record.
The Report found that (1) the ALJ erred in concluding that driving was a transferable skill; (2) the ALJ erred in determining Escano's residual functional capacity because he failed to (a) explain why evidence of nonexertional limitations did not impact Escano's ability to work as a driver and (b) adequately develop the record to include opinion evidence from Escano's treating physicians and comply with the treating physician rule; and (3) even if driving were a transferable skill, the matter should be remanded for further factual findings with respect to how other occupations are relevant and similar to taxi driving. (R. & R., ECF No. 18 (the "Report"), at 17-28.) The Commissioner timely filed objections to the Report. (ECF No. 19 ("Objections").)
This Court has reviewed the Objections and sustains them in part and overrules them in part.
A district court "may accept, reject, or modify, in whole or in part, the findings or recommendations" of a magistrate judge. 28 U.S.C. § 636(b)(1). This Court reviews
A Commissioner's determination regarding a claimant's disability may be set aside "if the factual findings are not supported by `substantial evidence' or if the decision is based on legal error."
The Commissioner's blanket reference to the motion papers "in further objection to the remaining aspects" of the Report does not suffice to invoke
The Commissioner also offers a generic objection to the Report's recommendation that the matter be remanded for further development of the record. The magistrate judge made this recommendation because the ALJ failed to seek the opinion of Escano's treating physicians and failed to comply with the "treating physician rule." But the Objections advance the non-sequitur that the record was adequately developed because Escano was represented by counsel during the administrative proceedings and the ALJ left the record open for three weeks following the hearing. Because these vague assertions are not "specific and clearly aimed at particular findings in the magistrate judge's proposal," they are subject only to clear error review.
On the other hand, Commissioner specifically objects to the Report's determinations that driving is not a transferable skill and that the ALJ erred in determining Escano's residual functional capacity because he failed to explain why evidence of nonexertional limitations did not impact Escano's ability to work as a driver. This Court reviews those objections
Under the Medical-Vocational Guidelines, a claimant who does
The magistrate judge relied on several sources to conclude that driving was not a transferable skill. First, the Report cited Social Security Ruling 82-41, which held that "[t]ransferability of skills is not usually found from" occupations ranking "[a]t the lower level of semiskilled work . . . like those of a chauffeur." SSR 82-41, 1982 WL 31389, at *3 (Feb. 26, 1979). Second, the Report deferred to the Social Security Administration's Program Operations Manual System ("POMS"), which explains that "basic driving ability is not a skill." Program Operations Manual System ("POMS"), DI 25015.017 Transferability of Skills Assessment, available at https://secure.ssa.gov/poms.nsf/lnx/0425015017 (last visited March 19, 2019).
The Commissioner counters that the relevant regulation states that "we will find that you have skills that are transferable to skilled or semiskilled light work only if the light work is
In addition, the Commissioner argues that the POMS section that the Report cites did not become effective until June 21, 2017, four months after the ALJ issued his written opinion. However, courts rely on an agency's interpretations of regulations at the time of district court review.
Even so, the Commissioner argues that while the POMS is given substantial deference, it should be relied on only to the extent they are consistent with the applicable statutes and regulations.
Ultimately, this Court finds that driving could be a transferable skill. As discussed, for this Court to set aside the Commissioner's determination regarding Escano's disability, it must find "the decision [wa]s based on legal error."
20 C.F.R. § 416.968(d)(1). Because the ALJ found that taxi driving and domestic services driving were "so similar . . . that [one] would need to make very little, if any, vocational adjustment in terms of tools, work processes, work settings, or the industry," he properly concluded that driving was transferable. 20 C.F.R. § 416.968(d)(4). In addition, the Commissioner correctly points out that SSR 82-41 is equivocal. Moreover, several courts in this circuit have held that driving is a transferable skill, albeit before the recent POMS update.
However, the Report found that even if this Court held that driving could be a transferable skill, the ALJ erred because "he did not make adequate findings regarding the vocational adjustment required to transition from Escano's previous work as a taxi driver to that of a driver for domestic services." (Report at 20.) The Commissioner did not object to this portion of the Report. This Court finds no clear error with that recommendation and therefore accepts it. Accordingly, this matter shall be remanded and "the ALJ should make specific findings regarding the job duties and work settings of the relevant jobs to determine what, if any, vocational adjustment would be required." (Report at 21.)
The Commissioner also objects to the Report's contention that the ALJ erred in determining Escano's residual functional capacity because he failed to explain why evidence of nonexertional limitations did not impact Escano's ability to work as a driver. Specifically, the Commissioner argues that Magistrate Judge Aaron did not review the ALJ's decision as a whole.
A residual functional capacity "assessment must address both the remaining exertional and nonexertional capacities of the individual." SSR 96-8P, 1996 WL 374184, at *5 (July 2, 1996). "Exertional" capacity relates to physical strength and abilities to perform the demands of sitting, standing, walking, lifting, carrying, pushing, and pulling. SSR 96-8P, 1996 WL 374184, at *5. On the other hand, "nonexertional" capacity relates to "all work-related limitations and restrictions that do not depend on an individual's physical strength; i.e., all physical limitations and restrictions that are not reflected in the seven strength demands, and mental limitations and restrictions." SSR 96-8P, 1996 WL 374184, at *6. This includes an individual's postural, manipulative, visual, communicative, and mental abilities, as well as his ability to tolerate environmental factors.
While the ALJ did not address all nonexertional limitations in the section of the decision analyzing residual functional capacity, he discussed them throughout his decision.
Simply put, the ALJ found that "the record as a whole is devoid of any other evidence that [Escano's] hypertension, headaches, diabetic retinopathy, and cognitive deficits [] had more than a minimal effect on his ability to perform basic work activities or caused any significant symptomology." (Record at 31.) These considerations are precisely those that the Report found the ALJ should have made. (
This Court has reviewed the balance of the Report and finds that it is not clearly erroneous.
For the foregoing reasons, the Commissioner's Objections are sustained in part and overruled in part. Therefore, the Commissioner's motion for judgment on the pleadings is denied and this matter is remanded for further proceedings consistent with this Memorandum & Order. The Clerk of Court is directed to terminate the motion pending at ECF No. 13, mail a copy of this Memorandum & Order to Escano, and mark this case as closed.
SO ORDERED.