PAUL A. CROTTY, District Judge.
The Government moves for a protective order pursuant to Fed. R. Civ. P. 26(c)(1) barring further discovery in this action. The Court denies the Government's motion.
This class action lawsuit challenges the treatment of unaccompanied alien children ("UAC") by the U.S. Government through the Department of Health and Human Services, Office of Refugee Resettlement ("ORR").
A year ago, Plaintiffs filed a Class Complaint and moved for certification of a class consisting of "[c]hildren who are or will be in the custody of ORR in New York State and who are currently housed in a staff secure facility or have ever been housed in a staff-secure or secure facility." Pls.' Mem. for Class Cert., Dkt. 3, at 8; Compl., Dkt. 1, ¶ 71. Although federal law requires ORR to "promptly" place UAC "in the least restrictive setting that is in the best interests of the child," 8 U.S.C. § 1232(c)(2)(A), Plaintiffs alleged this legal mandate was no longer being followed for members of the proposed class. Whereas prior to the January 20, 2017, a placement decision typically took a maximum of 90 days, the process now averaged between seven to eight months. Compl. ¶¶ 26, 35.
Plaintiffs contended this delay was caused, in part, by a new review policy instituted by then-newly appointed Director of ORR, Scott Lloyd,
Following a period of limited discovery, Plaintiffs moved for class certification and a preliminary injunction vacating ORR's Director Review Policy and "ordering the [G]overnment to promptly complete the reunification process." Pls.' Mem. Supp. Mot. Prelim. Inj., Dkt. 42, at 1. The Government opposed both class certification and a preliminary injunction and moved to dismiss the Complaint. Federal Defs.' Mem. Opp. Pls.' Mot. Prelim. Inj. and Class Certification and Supp. Mot. Dismiss, Dkt. 64 ("Gov. Omnibus Mem.").
This Court issued its decision on all three motions on June 27, 2018. See L.V.M. v. Lloyd, 318 F.Supp.3d 601, 607 (S.D.N.Y. 2018) (Dkt. 77) (the "June 27th Order"). That Order denied the Government's motion to dismiss with respect to all of the Plaintiffs' claims and certified the class as Plaintiffs defined it. See id. at 614-17. In addressing Plaintiffs' motion for a preliminary injunction, the Court explained, "Plaintiffs seek two types of injunctive relief: (1) vacatur of the Director Review Policy; and (2) an order directing ORR to take all reasonable measures to expedite the processing of reunification requests." Id. at 620. The Court granted the first form of relief and denied the latter, noting that with respect to the Plaintiffs' requests for a "remedial plan" and a "deadline for adjudicating a release packet," the "Plaintiff may well be entitled to this relief, but not on the current record. Further factual development is necessary before this relief can be granted." Id. at 621 n. 15.
Shortly thereafter, the parties began discovery in this case. Months later, on November 5, 2018, the Government informed the Court that it would no longer defend the Director Review Policy before this Court. See Gov't Mot. for Conf., Dkt. 108. The Government has since clarified that it will concede the illegality of the Director Review Policy but preserve the "right to appeal pure legal issues (such as lack of final agency action or that the Director Review Policy is committed to agency discretion by law)." Gov.'s Prot. Order Mem., Dkt. 122, at 2. Having so conceded, the Government now asserts this lawsuit is over and seeks a protective order barring further discovery. See Mot. for Prot. Order, Dkt. 120.
A "court may, for good cause, issue an order to protect a party or person from annoyance, embarrassment, oppression, or undue burden or expense." Fed. R. Civ. P. 26(c)(1)); see also, e.g., In re September 11 Litigation, 262 F.R.D. 274, 277 (S.D.N.Y. 2009). To establish good cause, a party must set forth "particular and specific facts." Rofail v. United States, 227 F.R.D. 53, 54 (E.D.N.Y. 2005). The Court's authority to issue protective orders is broad, Favors v. Cuomo, 285 F.R.D. 187, 207 (E.D.N.Y. 2012), and the grant of such an order rests "singularly within the discretion of the district court," Gordon v. Target Corp., 318 F.R.D. 242, 245 (E.D.N.Y. 2016).
The Government's motion, however, is not a motion for relief from discovery pursuant to Fed. R. Civ. P. 26(c)(1). The Government does not argue that the discovery being sought is unduly burdensome or harassing. The real argument is that this case is moot. See, e.g., Gov. Prot. Order Mem. at 6 ("there is nothing left to litigate and no basis for further discovery"). But a concession regarding a policy's illegality, coupled with a preservation of a right to appeal, does not moot the claims in this litigation. As precedent cited by the Government makes clear, the only remedy for a mooted claim is dismissal for want of personal jurisdiction. See Chapman Law Firm Co. v. Greenleaf Constr. Co., 490 F.3d 934, 939 (Fed. Cir. 2007) (reversible error for district court to enter judgment in favor of plaintiffs instead of dismissing the case where defendants voluntarily granted plaintiffs the relief sought); see also Boucher v. Syracuse Univ., 164 F.3d 113, 118 (2d Cir. 1999); St. Paul Fire & Marine Ins. Co. v. PepsiCo, Inc., 884 F.2d 688, 694 n.2 (2d Cir. 1989). By preserving its right to appeal and failing to seek dismissal, the Government concedes that there is still a live controversy to be litigated in this action.
This case is not moot, and the Court rejects the Government's arguments premised on mootness doctrine, see Gov. Prot. Order Mem. at 6-7, as inapplicable.
As already noted, Plaintiffs sought to certify a class of "all children who are or will be in the custody of ORR in New York State and who are currently housed in a staff-secure facility or have ever been housed in a staff-secure or secure facility." Pls.' Mem. Supp. Class Cert. 8; Compl. ¶ 71. That is the class the Court certified, without reference to the Director Review Policy.
The Government's reliance on Third Circuit precedent does not change this Court's analysis. As an initial matter, the Second Circuit has never accepted the stringent standard for class certification articulated in Marcus.
Finally, such a result is consistent with the role of discovery in our judicial process. The Federal Rules of Civil Procedure do not require plaintiffs to plead their allegations with certainty. Instead, our system requires only that a plaintiff allege plausible claims, see Ashcroft v. Iqbal, 556 U.S. 662, 696 (2009), claims which are then clarified and developed through discovery. That is why pleadings may be amended. See Fed. R. Civ. P. 15(a)(2); Thea v. Kleinhandler, 807 F.3d 492, 496 (2d Cir. 2015). That facts and understandings change over time, particularly in a lawsuit challenging the conduct of a federal agency with frequent turnover, see supra 2, n.2, is the inevitable result of the litigation process.
Plaintiffs filed this lawsuit to challenge the prolonged detention of a class of UAC children held in New York ORR facilities, a delay they believed was caused in part, by the ORR's Director Review Policy. Through discovery, Plaintiffs have learned that "[a]mong children released at any time in Fiscal Year (FY) 2018 . . . children in New York who have ever spent time in secure or staff-secure placements were detained over 3.6 times longer than children who had not," Austin Decl., Dkt. 124, ¶ 2. Plaintiffs have also learned "that there are several key processes and decision-points in the release process that appear to be the widespread cause of significant delay for class members" id. ¶ 3, a continued reality the Government nowhere claims to have remedied. Plaintiffs are entitled to utilize the litigation process to confirm or rebut their allegations in a manner susceptible to court-ordered remedy.
The Government's motion for a protective order is DENIED. Given that discovery in this action will continue, Plaintiffs are further instructed to update the Court as to the status of any outstanding discovery requests set forth in the motion to compel at Dkt. 95.
The Clerk of the Court is instructed to close the motion at Dkt. 120.