VINCENT L. BRICCETTI, District Judge.
Plaintiff Harry Rivera, represented by counsel, brings this Section 1983 action against defendants Superintendent ("Supt.") Connolly, Sergeant ("Sgt.") Curtin, Sgt. Padgett, Correction Officer ("C.O.") O'Connor, C.O. Hurst, C.O. DeFreese, C.O. Judge, and C.O.s John Doe ##1-4, alleging violations of his First, Eighth, and Fourteenth Amendment rights at Fishkill Correctional Facility ("Fishkill").
Before the Court is defendants' motion to dismiss the amended complaint pursuant to Rule 12(b)(6). (Doc. #17).
For the reasons set forth below, the motion is GRANTED IN PART and DENIED IN PART. Plaintiff's excessive force claim against C.O. Judge shall proceed. All other claims are dismissed.
The Court has subject matter jurisdiction under 28 U.S.C. § 1331.
For the purpose of ruling on the motion to dismiss, the Court accepts as true all well-pleaded factual allegations in the amended complaint
Plaintiff was a convicted inmate housed at Fishkill at all relevant times. On April 21, 2015, an inmate allegedly died at Fishkill due to unspecified correction officers' use of excessive force. Plaintiff allegedly "claimed," at an unspecified time and in an unspecified manner, "to have information regarding the circumstances surrounding" the inmate's death. (Doc. #16 ("Am. Compl.") ¶ 19). Between April 21 and May 6, 2015, plaintiff alleges C.O. O'Connor, C.O. Hurst, C.O. DeFreese, and Sgt. Curtin subjected plaintiff to unspecified "threats and physical abuse" in retaliation for plaintiff's "willingness to speak to investigators." (
Around April 22, 2015, plaintiff alleges he reported to Supt. Connolly that O'Connor, Hurst, DeFreese, and Curtin were threatening and physically abusing plaintiff because he was willing to cooperate with the death investigation. According to plaintiff, his lawyer then called Supt. Connolly to request that plaintiff be moved "out of the building in which he was being held" and into a "safer" location at Fishkill. (Am. Compl. ¶ 24). Plaintiff claims Supt. Connolly failed to protect plaintiff by ignoring this transfer request, after which O'Connor, Hurst, DeFreese, and Curtin's unspecified threats and abuse allegedly continued.
Approximately two weeks later, on May 6, 2015, plaintiff claims an unknown inmate slashed plaintiff in the face, causing a laceration that required fourteen sutures. After being slashed, plaintiff immediately went to a nearby bathroom. C.O. Judge allegedly entered the bathroom and "violently knock[ed] [plaintiff] down." (Am. Compl. ¶ 28). Plaintiff does not allege C.O. Judge caused plaintiff any injury.
Plaintiff asserts that the unknown inmate assailant acted "at the direction of" O'Connor, Hurst, DeFreese, or Curtin. (Am. Compl. ¶ 30). Plaintiff claims one or more of those defendants orchestrated the assault as retaliation for plaintiff's complaint about them to Supt. Connolly.
After the alleged assault, plaintiff allegedly was transferred to involuntary solitary confinement. There, plaintiff says he gave to four unknown correction officers, sued here as John Does, several grievances concerning plaintiff's alleged interaction with Supt. Connolly, the alleged inmate assault, and C.O. Judge's alleged use of excessive force. Plaintiff says the John Doe defendants were supposed to submit plaintiff's grievances to Sgt. Padgett; but according to plaintiff, Sgt. Padgett later said he had "received no grievances from plaintiff and instructed plaintiff to re-submit" them. (Am. Compl. ¶ 36). Plaintiff alleges he then attempted to re-submit his grievances without success. He claims the John Doe defendants "intentionally and maliciously failed to deliver [his] grievances" to Sgt. Padgett, or alternatively, that Sgt. Padgett received one or more of plaintiff's grievances but "intentionally and maliciously failed and refused to process them." (Am. Compl. ¶ 37-38).
In deciding a Rule 12(b)(6) motion, the Court evaluates the sufficiency of the operative complaint under the "two-pronged approach" articulated by the Supreme Court in
To survive a Rule 12(b)(6) motion, the allegations in the complaint must meet a standard of "plausibility."
O'Connor, Hurst, DeFreese, and Curtin argue plaintiff fails to state a First Amendment retaliation claim against them.
The Court agrees.
To adequately plead a First Amendment retaliation claim, a plaintiff must plausibly allege (i) he engaged in constitutionally protected speech or conduct; (ii) a defendant took adverse action against him; and (iii) the protected speech and adverse action are causally connected.
Courts "approach prisoner retaliation claims with skepticism and particular care, because virtually any adverse action taken against a prisoner by a prison official—even those otherwise not rising to the level of a constitutional violation—can be characterized as a constitutionally proscribed retaliatory act."
Plaintiff alleges retaliation for (i) his willingness to speak with investigators about the inmate death at Fishkill, and (ii) his complaint to Supt. Connolly about O'Connor, Hurst, DeFreese, and Curtin. The Court takes up these claims in turn.
Plaintiff fails adequately to plead a claim of retaliation for his willingness to speak with investigators.
First, plaintiff does not offer any "specific and detailed" allegation that he engaged in constitutionally protected speech or conduct.
Plaintiff also fails adequately to plead a cognizable adverse action. Plaintiff claims O'Connor, Hurst, DeFreese, and Curtin subjected him to unspecified "threats and physical abuse." (Am. Compl. ¶ 21). But the First Amendment does not prohibit every instance of retaliatory conduct: to support a retaliation claim, a defendant's alleged conduct must be severe enough to "deter a similarly situated individual of ordinary firmness from exercising his or her constitutional rights."
Accordingly, the Court dismisses plaintiff's claim of retaliation by O'Connor, Hurst, DeFreese, or Curtin for plaintiff's willingness to speak with investigators.
Plaintiff likewise fails adequately to plead O'Connor, Hurst, DeFreese, or Curtin played any role in the May 6, 2015, inmate assault. Indeed, the amended complaint offers no factual allegations whatsoever concerning any defendant's involvement in that incident; nor does plaintiff offer any indication that O'Connor, Hurst, DeFreese, or Curtin knew of plaintiff's complaint to Supt. Connolly, for which the assault allegedly served as retaliation. Instead, plaintiff seemingly speculates O'Connor, Hurst, DeFreese, or Curtin orchestrated the assault because it occurred around two weeks after plaintiff spoke with Supt. Connolly. Under the circumstances of this case, absent anything more, that temporal proximity falls well short of the "specific and detailed" facts required adequately to allege that O'Connor, Hurst, DeFreese, or Curtin retaliated against plaintiff by arranging the stabbing.
The Court therefore dismisses plaintiff's claim of retaliation by O'Connor, Hurst, DeFreese, or Curtin for plaintiff's alleged complaint to Supt. Connolly.
C.O. Judge argues plaintiff fails to state an Eighth Amendment excessive force claim.
The Court disagrees.
There are two components to a claim of excessive force in violation of the Eighth Amendment: one objective and one subjective.
As for the subjective component, an inmate must adequately plead the defendant "had the necessary level of culpability, shown by actions characterized by wantonness in light of the particular circumstances surrounding the challenged conduct."
Plaintiff sufficiently alleges C.O. Judge maliciously or wantonly caused plaintiff physical harm. Viewing plaintiff's allegations in the light most favorable to him, it is plausible that Judge saw plaintiff in the bathroom with a visible and serious wound, and knocked plaintiff to the ground unnecessarily and without legitimate reason. At this early stage of the case, the Court therefore cannot conclude as a matter of law that Judge used force against plaintiff "in a good-faith effort to maintain or restore discipline."
Accordingly, plaintiff's excessive force claim against C.O. Judge shall proceed.
Defendant Connolly argues plaintiff fails to state a failure-to-protect claim.
The Court agrees.
The Eighth Amendment requires that prison officials take reasonable measures to ensure inmates' safety.
To adequately plead the objective prong, a plaintiff must plausibly allege a prison official exposed the plaintiff to conditions that "pose an unreasonable risk of serious damage to his future health."
To adequately plead the
"[A]n inmate's communications about generalized safety concerns or vague concerns of future assault by unknown individuals are insufficient to provide knowledge that the inmate is subject to a substantial risk of serious harm."
Here, plaintiff does not adequately plead the subjective prong. He and his attorney allegedly told Supt. Connolly about O'Connor, Hurst, DeFreese, and Curtin's alleged threats and physical abuse before the May 6, 2015, assault occurred. But the amended complaint does not allege anyone warned Supt. Connolly that
Plaintiff having offered no plausible allegation that Supt. Connolly subjectively perceived, but disregarded, a serious risk to plaintiff of an inmate attack, plaintiff's failure-toprotect claim must be dismissed.
The John Doe defendants and Sgt. Padgett argue they did not violate plaintiff's constitutional rights by allegedly ignoring plaintiff's grievances, because the Constitution does not guarantee access to a prison grievance system.
The Court agrees.
"[I]nmate grievance procedures are not required by the Constitution and therefore a violation of such procedures does not give rise to a claim under § 1983."
Thus, the Court dismisses plaintiff's claim arising from any defendant's alleged refusal to accept plaintiff's grievances.
Lastly, plaintiff fails adequately to plead a claim of conspiracy.
"To prove a § 1983 conspiracy, a plaintiff must show: (1) an agreement between two or more state actors or between a state actor and a private entity; (2) to act in concert to inflict an unconstitutional injury; and (3) an overt act done in furtherance of that goal causing damages."
First, plaintiff plainly does not plausibly allege C.O. Judge conspired with another to use excessive force against plaintiff in the bathroom at Fishkill. Only one substantive sentence of the amended complaint mentions Judge. (
Second, because plaintiff has not adequately pleaded any other underlying violation of his constitutional rights, his conspiracy claim against all other defendants necessarily fails as a matter of law.
For these reasons, plaintiff's conspiracy claim must be dismissed.
Defendants' motion to dismiss is GRANTED IN PART and DENIED IN PART.
Plaintiff's excessive force claim against C.O. Judge shall proceed. All other claims are dismissed.
By August 20, 2019, C.O. Judge shall answer the amended complaint's surviving claim.
The Clerk is directed to (i) terminate the motion (Doc. #17), and (ii) terminate defendants Connolly, Curtin, Padgett, O'Connor, Hurst, DeFreese, and John Does 1-4.
SO ORDERED.