VINCENT L. BRICCETTI, District Judge.
Plaintiff Santiago Gomez, proceeding
The complaint sets forth myriad claims against defendants under the First, Fourth, Fifth, Eighth, and Fourteenth Amendments, and the Americans with Disabilities Act ("ADA"). Plaintiff's Section 1983 claims include: (i) a
Now pending are the CCS Defendants and the County Defendants' motions to dismiss pursuant to Rule 12(b)(6). (Docs. ##25, 34).
For the following reasons, the CCS Defendants' motion is GRANTED. The County Defendants' motion is GRANTED IN PART and DENIED IN PART.
The Court has subject matter jurisdiction pursuant to 28 U.S.C. § 1331.
For the purpose of ruling on the motions to dismiss, the Court accepts as true all well-pleaded factual allegations in the complaint, and draws all reasonable inferences in plaintiff's favor, as summarized below.
Beginning in April 2018, plaintiff was in the custody of the Westchester County Department of Corrections ("WCDOC") at Westchester County Jail ("WCJ").
Upon arriving at WCJ, plaintiff had fractures to his left ankle and also the right fourth metacarpal; plaintiff's ankle fracture required use of a wheelchair. Plaintiff was initially housed in the WCJ infirmary.
Approximately two weeks after entering WCDOC custody, medical personnel at Westchester Medical Center ("WMC") changed plaintiff's status to weight-bearing as tolerated, even though "his left ankle was still fractured and in its healing stages." (Doc. #2 ("Compl.") at ECF 19).
On June 12, 2018, plaintiff alleges he filed a grievance asserting WCDOC was not in compliance with the ADA because the visiting rooms were not equipped with areas to search handicapped prisoners. According to plaintiff, Capt. Roberts, M.D. Gendell, and Warden Spaulding filed false reports in response to plaintiff's grievance, claiming plaintiff was not handicapped.
On July 20, 2018, plaintiff alleges he was discharged from the infirmary with crutches and a "no stairs" medical order, and assigned "to the Pen., specifically to A-Block despite his obvious need for continued aftercare." (Compl. at ECF 20). Plaintiff claims he was discharged from the infirmary despite experiencing ankle pain and blames Gendell and Roberts for his discharge. Specifically, he alleges Gendell and Roberts "conspired to create the illusion plaintiff was not handicap[ped] to disrupt his ADA claims." (Compl. at ECF 19).
On August 14, 2018, plaintiff underwent surgery to his fourth metacarpal, and his right hand was placed in a cast. Plaintiff alleges as a result of his surgery, he "required assistance when dressing, undressing, showering, brushing his teeth." (Compl. at ECF 18). Plaintiff claims he was not provided any form of assistance after the surgery, but instead returned to WCJ general population housing. Plaintiff alleges he did not receive Percocet due to "a Policy/custom that they do not provide any inmates of WCDOC with narcotic medications." (Compl. at ECF 23). Plaintiff claims CCS instead, provided Tylenol, which was not effective in treating his pain.
According to plaintiff, when he was told he would be transferred he informed the non-party officer he had a no stairs order and that officer then complained to Sgt. Martinez that "[p]laintiff was refusing to transfer." (Compl. at ECF 23). Plaintiff claims Martinez insisted plaintiff did not have a no stairs order. During this incident with Martinez, plaintiff alleges Martinez told him Warden DelGrosso had directed non-party Sgt. Meade to transfer plaintiff and insisted Sgt. Hogue take other retaliatory action for plaintiff's grievances and lawsuit. As a result of this incident, plaintiff alleges Martinez ordered the non-party officer to file a false discipline report.
On August 27, 2018, plaintiff was transferred to a housing unit in the old jail under "keep lock" status. (Compl. at ECF 24). Plaintiff makes numerous allegations in his complaint concerning the facilities in the old jail. Specifically, plaintiff alleges: (i) his new cell was "covered in fecal matter, . . . with a strong urine odor" (Compl. at ECF 25); (ii) the housing unit "air was stagnant," "the heat was unbearable," the "paint on the walls and floor wax was bubbling and peeling," and "the flooring was broken, and missing portions" (
Plaintiff claims as a result of his cell conditions, "he began experiencing difficulty breathing which developed into an asthma attack," causing him to fall on the "broken/cracked flooring," cracking "his cast" and "causing severe pain." (Compl. at ECF 26). Subsequent to this incident, plaintiff was taken to WMC, given a new cast, and pain medication. Thereafter, plaintiff filed a grievance regarding the conditions in the housing unit and his cell.
Plaintiff claims defendants treated the conditions of the old jail "as [a] form of punitive housing" and "fabricated reports in [an] effort to minimize the magnitude of the aforesaid conditions when answering grievances." (Compl. at ECF 30).
Around the time of plaintiff's housing transfer, plaintiff accepted a position in the prison law library as a clerk. Plaintiff alleges he soon noticed "the law library was inadequate and missing constitutionally mandated supplies," and accordingly, he "filed numerous complaints." (Compl. at ECF 20). However, according to plaintiff, non-party Hewitt and Warden DelGrosso "both filed misleading statements alleging that the missing materials were ordered and being shipped." (
Soon thereafter, plaintiff was terminated from his position in the law library. Plaintiff alleges Sgt. Martinez told him Warden DelGrosso instructed Sgt. Hogue to fire plaintiff from the job in the law library in retaliation for plaintiff filing grievances and the lawsuit. Plaintiff claims defendants "conspired to fire [him] from his job" in a form of retaliation. (Compl. at ECF 20). Further, plaintiff alleges that following his termination from the position in the law library, he was denied access to legal materials otherwise available to
Plaintiff identified numerous grievances he filed concerning the medical care he received in the infirmary, the infirmary conditions, his housing transfer, his housing conditions, the supplies in the law library, fabricated disciplinary reports, and his interactions with the individual defendants.
And in January 2018—more than a year before plaintiff commenced the instant action— plaintiff filed a separate lawsuit in this district,
In the instant action, plaintiff alleges he filed an amended complaint in
In deciding a Rule 12(b)(6) motion, the Court evaluates the sufficiency of the operative complaint under the "two-pronged approach" articulated by the Supreme Court in
To survive a Rule 12(b)(6) motion, the allegations in the complaint must meet a standard of "plausibility."
The Court must liberally construe submissions of
The CCS Defendants argue plaintiff's failure to oppose certain claims in the motion to dismiss amounts to abandonment of those claims.
The Court disagrees.
"Federal courts have the discretion to deem a claim abandoned when a defendant moves to dismiss that claim and the plaintiff fails to address in their opposition papers defendants' arguments for dismissing such a claim."
In light of plaintiff's
Accordingly, the Court will not deem abandoned plaintiff's claims against the CCS Defendants.
Plaintiff asserts a First Amendment retaliation claim against Warden DelGrosso, Sgt. Hogue, Sgt. Martinez, C.O. Chestnut, C.O. Grant, and C.O. Luis. He alleges these defendants retaliated against him for filing grievances and adding claims against the individual defendants to his prior lawsuit.
Defendants argue plaintiff fails to allege his transfer to the old jail or his law library employment termination are sufficient to establish retaliation that would deter a similarly situated individual of ordinary firmness from exercising his or her constitutional rights.
The Court agrees except as to plaintiff's claim against Warden DelGrosso, Sgt. Hogue, and Sgt. Martinez.
To adequately plead a First Amendment retaliation claim, a plaintiff must plausibly allege: (i) he engaged in constitutionally protected speech or conduct; (ii) a defendant took adverse action against him; and (iii) the protected speech and adverse action are causally connected.
Courts approach prisoners' retaliation claims "with skepticism and particular care, because virtually any adverse action taken against a prisoner by a prison official—even those otherwise not rising to the level of a constitutional violation—can be characterized as a constitutionally proscribed retaliatory act."
With respect to the first element, "the filing of prison grievances is a constitutionally protected activity."
Plaintiff satisfies the first prong of the First Amendment retaliation analysis. He alleges he was transferred to the old jail facility—which plaintiff claims is the worst facility at the WCJ—and fired from his position as a clerk in the law library in retaliation for filing grievances and naming prison officials in a lawsuit.
Turning to the second prong, plaintiff has alleged sufficient facts suggesting a similarly situated individual of ordinary firmness would view the transfer from the infirmary to the old jail and the termination from a position in the law library as a deterrent to filing grievances or lawsuits.
Finally, at this stage in the proceedings, plaintiff has satisfied the third prong by pleading causation between the grievances and lawsuit, and the adverse action. Plaintiff alleges Sgt. Martinez told plaintiff that Warden DelGrosso directed non-party Sgt. Meade to transfer plaintiff from the infirmary to the old jail and directed Sgt. Hogue to fire plaintiff from his job as a clerk in the law library. He claims Martinez told him: "This is happening because you recently filed a lawsuit against him; that's why he's moving you." (Compl. at ECF 24).
Accordingly, plaintiff has alleged a First Amendment retaliation claim against DelGrosso, Martinez, and Hogue.
However, plaintiff has not alleged adequately a retaliation claim against C.O. Chestnut, C.O. Luis, and Dep. Comm'r Diaz. To adequately plead a Section 1983 claim for retaliation, plaintiff must allege a defendant's personal involvement in an alleged deprivation of plaintiff's constitutional rights.
A plaintiff may satisfy the personal involvement requirement by alleging one of the following:
Here, plaintiff's complaint lacks factual allegations that would establish defendants C.O. Chestnut, C.O. Grant, and C.O. Luis engaged in retaliatory conduct. Although plaintiff alleges C.O. Chestnut searched his cell and filed a false disciplinary report claiming plaintiff had ripped open his prison mattresses, that claim lacks any allegations that Chestnut's actions were in retaliation for plaintiff's grievances or the lawsuit.
Accordingly, plaintiff's First Amendment retaliation claim against C.O. Chestnut, C.O. Grant, and C.O. Luis is dismissed. Plaintiff's First Amendment retaliation claim against Warden DelGrosso, Sgt. Hogue, and Sgt. Martinez may proceed.
Plaintiff fails to sufficiently allege an equal protection claim respecting the conditions of his confinement.
"The equal protection clause directs state actors to treat similarly situated people alike."
To allege a selective-enforcement claim, "a plaintiff must plead: (1) he was `treated differently from other similarly situated' individuals and (2) `that such differential treatment was based on impermissible considerations such as race, religion, intent to inhibit or punish the exercise of constitutional rights, or malicious or bad faith intent to injure a person.'"
To state "a class-of-one theory, a plaintiff must allege that he has been `intentionally treated differently from others similarly situated and that there is no rational basis for the difference in treatment.'"
Here, plaintiff does not allege he is a member of a protected class. Nor does plaintiff allege defendants treated plaintiff differently than similarly situated individuals because he filed grievances and a lawsuit. Thus, plaintiff fails to allege an equal protection claim.
Accordingly, plaintiff's equal protection claim must be dismissed.
To the extent plaintiff asserts a due process claim disputing the conditions of confinement and the propriety of his confinement—those claims fail because plaintiff does not adequately allege he was deprived due process.
To establish a violation of due process rights, a plaintiff must show: "(1) that he possessed a liberty interest and (2) that the defendant(s) deprived him of that interest as a result of insufficient process."
WCDOC enjoys "broad leeway in deciding where to house the inmates under its protective care."
Moreover, "an inmate is entitled to advance written notice of the charges against him; a hearing affording him a reasonable opportunity to call witnesses and present documentary evidence; a fair and impartial hearing officer; and a written statement of the disposition, including the evidence relied upon and the reasons for the disciplinary actions taken."
Here, to the extent plaintiff takes issue with his housing assignment or confinement, it is well settled that inmates in the custody of WCDOC are not entitled to a cell of their own choosing, and WCDOC is afforded deference in determining how to house inmates. Indeed, most pages of plaintiff's complaint are devoted to arguing the conditions in the old jail violate his constitutional rights because it is not as nice as the other facilities at the WCJ. That is insufficient to state a constitutional claim for a due process violation.
With respect to the named defendants, plaintiff does not allege M.D. Gendell had control over his confinement, but rather argues Gendell was involved in the decision to discharge plaintiff from the infirmary. That may be. However, plaintiff has not asserted—nor can he— that he was entitled to due process on his discharge from the infirmary.
With respect to Spano, DelGrosso, and Diaz, because plaintiff does not have a liberty interest in his housing assignment,
Accordingly, plaintiff's due process claim regarding his confinement must be dismissed.
As an initial matter, it is unclear from plaintiff's complaint whether he was a pretrial detainee or a convicted prisoner, and therefore whether to analyze plaintiff's deliberate indifference claims under the Eighth or Fourteenth Amendment.
Plaintiff argues he was a pretrial detainee during the relevant times, but the CCS Defendants and County Defendants assert plaintiff was an alleged parole violator during the relevant time period. Nevertheless, the CCS Defendants apply the more lenient standard for pretrial detainees. Accordingly, the Court does the same here.
Deliberate indifference claims brought by pretrial detainees are analyzed under the Fourteenth Amendment, rather than the Eighth Amendment, because "[p]retrial detainees have not been convicted of a crime and thus `may not be punished in any manner—neither cruelly and unusually nor otherwise.'"
To plead the objective prong, a pretrial detainee must plausibly allege the challenged conditions, "`either alone or in combination, pose[d] an unreasonable risk of serious damage to his health.'"
To plead the
Defendants argue plaintiff's deliberate indifference to serious medical needs claim fails because plaintiff fails to allege objectively serious medical needs.
The Court agrees.
With respect to the objective prong, in the context of medical care, two inquiries determine whether a deprivation is objectively serious. "The first inquiry is whether the prisoner was actually deprived of adequate medical care."
The second inquiry is "whether the inadequacy in medical care is sufficiently serious."
With respect to the
Here, plaintiff's allegations are that he had a fractured left ankle and right fourth metacarpal, and that defendants did not provide proper medical care. Specifically, he alleges defendants failed to provide: (i) Percocet; (ii) surgery aftercare; and (iii) post-surgery housing and care in the infirmary.
These allegations are inadequate to make out a deliberate indifference to serious medical needs claim. Plaintiff's left ankle and right metacarpal fractures are insufficient to satisfy the first prong—that plaintiff's injuries were objectively serious and defendants failed to provide adequate care. Moreover, plaintiff's complaint alleges he received medical treatment for three months while he was in the infirmary, had surgery on his right fourth metacarpal, and, despite a determination that he was capable of bearing weight, he continued to have access to, and use, a wheelchair. Further, plaintiff's contention about receiving Tylenol instead of a narcotic does not give rise to a constitutional violation.
Specifically respecting defendant Gendell, plaintiff alleges Gendell treated plaintiff while he was in the infirmary, but he does not say what Gendell failed to do to treat his injuries. Plaintiff's primary assertion against Gendell is that she filed a false report saying he was not handicapped, and discharged him from the infirmary. Yet plaintiff fails to allege why Gendell should have classified him as handicapped because of his fractures, which are insufficient to constitute disability under federal law.
Further, plaintiff does not allege what Comm'r Spano, Dep. Comm'r Diaz, or Warden DelGrosso did or did not do respecting his medical care. Thus, plaintiff fails to plead personal involvement of Spano, Diaz, or DelGrosso with regard to his deliberate indifference claim.
Accordingly, plaintiff's claim for deliberate indifference to serious medical needs must be dismissed.
Defendants argue plaintiff fails to state a claim for conditions of confinement based on the conditions in the old jail at WCJ.
The Court agrees.
As discussed above, the Court evaluates plaintiff's claims under the standard for pretrial detainees.
To plead the objective prong, a plaintiff must plausibly allege the challenged conditions, posed an unreasonable risk of serious damage to his health.
To plead the
Here, plaintiff's allegations fail to satisfy the objective prong of the deliberate indifference analysis. Plaintiff's factual allegations to support this claim are: (i) his cell in the old jail was covered in feces and smelled like urine; (ii) the housing unit air and was stagnant and hot and the floors and walls were broken or peeling; (iii) the showers in his housing unit were approximately three feet above ground and lacked floor mats, and therefore slippery; and (iv) the day room in the old jail lacked a bathroom and other facilities available in other housing units in WCJ. None of these allegations constitutes a constitutional violation. Indeed, plaintiff has failed to plausibly allege the conditions of his confinement posed an unreasonable risk of serious damage to plaintiff's health or safety, and the Court need not reach whether plaintiff's allegations satisfy the
Accordingly, plaintiff's cruel and unusual conditions of confinement claim must be dismissed.
Defendants argue plaintiff has failed to allege an actionable conspiracy arising under Sections 1983 or 1985.
The Court agrees.
To state a conspiracy claim under Section 1983, a plaintiff must allege: "(1) an agreement between [two or more state actors or] a state actor and a private party; (2) to act in concert to inflict an unconstitutional injury; and (3) an overt act done in furtherance of that goal causing damages."
Plaintiff must plead "defendants acted in a willful manner, culminating in an agreement, understanding, or meeting of the minds, that violated [his] rights, privileges or immunities secured by the Constitution or federal courts."
"A violated constitutional right is a natural prerequisite to a claim of conspiracy to violate such right."
Similarly, to state a conspiracy claim under Section 1985, a plaintiff must allege an underlying constitutional violation. A conspiracy claim under Section 1985 requires a plaintiff to allege:
Here, plaintiff's conspiracy claims fail because, as discussed above, plaintiff has not alleged an underlying constitutional violation, save his retaliation claim against Warden DelGrosso and Sgt. Hogue and Sgt. Martinez. And with respect to plaintiff's retaliation claim, he fails to state any facts indicating DelGrosso engaged in a conspiracy with Hogue, Martinez, or non-party Sgt. Meade. The statement that plaintiff attributes to Martinez—"this is happening because you recently filed a lawsuit against him; that's why he's moving you" (Compl. at ECF 24)—does not suggest any understanding, agreement, or meeting of the minds between these individuals to support a conspiracy claim. Moreover, allegations of DelGrosso's retaliatory motive in terminating plaintiff from his job in the law library and transferring him to the old jail are insufficient to suggest the existence of a conspiracy. Absent allegations suggesting a conspiratorial understanding between DelGrosso, Meade, Hogue, and/or Martinez, plaintiff's Section 1983 claim fails. Plaintiff's Section 1985 claim fails too because the complaint lacks sufficient allegations suggesting a conspiracy existed, and that it was motivated by class-based animus.
Accordingly, plaintiff's Section 1983 and 1985 conspiracy claims must be dismissed.
The County and CCS argue plaintiff fails to state claims against them pursuant to
The Court agrees.
Under
A plaintiff may satisfy the "policy or custom" requirement by alleging one of the following: (i) "a formal policy officially endorsed by the municipality"; (ii) "actions taken by government officials responsible for establishing the municipal policies that caused the particular deprivation in question"; (iii) "a practice so consistent and widespread that, although not expressly authorized, constitutes a custom or usage of which a supervising policy-maker must have been aware"; or (iv) "a failure by policymakers to provide adequate training or supervision to subordinates to such an extent that it amounts to deliberate indifference to the rights of those who come into contact with the municipal employees."
"While
Here, plaintiff fails plausibly to suggest the existence of a CCS or County policy or custom that caused injury, and a direct causal connection between such policy or custom and the deprivation of plaintiff's constitutional rights.
Plaintiff makes a number of allegations to support his
Second, plaintiff alleges the County and CCS had policies or customs that allowed for wrongful confinement, improper housing, and retaliation. Specifically, plaintiff argues the County uses the old jail as punitive housing. However, this claim does not amount to a constitutional deprivation and is conclusory.
Third, plaintiff alleges CCS and the County had a policy or custom to discourage grievances. Once again, this allegation is conclusory. Plaintiff has not alleged a policy or custom that actually discourages the filing of grievances.
Fourth, plaintiff alleges CCS and the County have policies or customs which constitute deliberate indifference. Under a liberal reading of the complaint and plaintiff's briefing, it appears plaintiff's argument is CCS should have, but refused to prescribe him Percocet. (
Finally, plaintiff's other Section 1983 claims against the County—for wrongful confinement, deliberate indifference to serious medical needs, and cruel and unusual confinement—fail as well because Section 1983 liability cannot be predicated on a theory of
Accordingly, plaintiff's
The County and CCS argue plaintiff fails to state a claim under the ADA for lack of accommodations relating to his ankle and right fourth metacarpal fractures.
The Court agrees.
To state a claim under the ADA, a plaintiff must allege he "is disabled as defined by the statute and that a person who operates a place of public accommodation discriminated against her on the basis of her disability."
Here, plaintiff claims his fractured ankle and metacarpal constitute a disability under the ADA, and therefore, the County and CCS violated "the ADA by: (1) failing to equip the showers in 1-East with benches and rails to assist handicap[ped] prisoners; and (2) failing to maintain ramps in the [old jail] prisoner yards, so that Plaintiff and other handicap[ped] inmates can engage in recreation." (Compl. at ECF 36-37).
Plaintiff's failure to plead even a formulaic recitation of an ADA claim's elements, let alone facts sufficient to establish each element, requires dismissal of his ADA claim.
Because plaintiff has not indicated why he believes his fractures should be treated differently, the Court finds plaintiff's fractures are not disabilities under the ADA, and dismisses the ADA claim against CCS and the County.
The CCS Defendants' motion is GRANTED. The County Defendants' motion is GRANTED IN PART and DENIED IN PART.
Plaintiff's remaining claim is a Section 1983 First Amendment claim for retaliation against defendants Warden DelGrosso, Sgt. Hogue, and Sgt. Martinez.
Defendants DelGrosso, Hogue, and Martinez shall file an answer by February 24, 2020.
The Clerk is instructed to terminate defendants Westchester County, Warden La Fonda Spaulding, Captain Christopher Roberts, Correctional Officer Chestnut, Correctional Officer Luis, Correctional Officer Grant, Commissioner Joseph K. Spano, Deputy Commissioner Leandro Diaz; Correct Care Solutions, LLC, and M.D. Alexis Gendell.
The Clerk is further instructed to terminate the motions. (Docs. ##25, 34).
The Court certifies pursuant to 28 U.S.C. § 1915(a)(3) that any appeal from this order would not be taken in good faith, and therefore
SO ORDERED: