VINCENT L. BRICCETTI, District Judge.
Plaintiff Frank E. Valencia, proceeding
Liberally construed, plaintiff's complaint asserts Fourteenth Amendment claims for deliberate indifference to serious medical needs and violation of due process; a First Amendment retaliation claim; and disability discrimination claims under the Americans with Disabilities Act ("ADA") and the Rehabilitation Act of 1973.
Now pending are the County Defendants and CCS Defendants' unopposed motions to dismiss the complaint pursuant to Rule 12(b)(6). (Docs. ##17, 37).
For the reasons set forth below, the motions are GRANTED. However, plaintiff is granted leave to file an amended complaint as specified below.
The Court has subject matter jurisdiction pursuant to 28 U.S.C. § 1331.
For the purpose of ruling on the motions to dismiss, the Court accepts as true all well-pleaded factual allegations in the complaint, and draws all reasonable inferences in plaintiff's favor, as summarized below.
On September 25, 2017, plaintiff was involved in, and wounded during, a shootout with several officers of the Yonkers Police Department. As a result of this incident, plaintiff suffered injuries to his stomach, hand, and leg, and was brought to Westchester Medical Center ("WMC") for treatment. Plaintiff remained at WMC for approximately thirty days, where he received open stomach surgery and wound treatment. Following his treatment at WMC, plaintiff was placed in pretrial custody at the Westchester County Jail ("WCJ") and housed in the infirmary. There, plaintiff received wound treatment, and was provided physical therapy and a walker to help him maneuver.
While housed in the infirmary, plaintiff alleges he was not provided with "any form of after care assistance with the exception of wound cleansing" and physical therapy. (Doc. #2 ("Compl.") at ECF 5).
Plaintiff further alleges that in November 2017, while he was receiving physical therapy in the infirmary, a physical therapist named Kevin inappropriately smacked his buttocks. Plaintiff states that he complained to Dr. Ulloa about this incident. At some time thereafter, plaintiff was transferred from the infirmary to the "psychiatric housing unit 1-K in the Old Jail." (Compl. at ECF 6). According to plaintiff, he was moved from the infirmary because he complained about Kevin to Dr. Ulloa. He also alleges that, after he complained to Dr. Ulloa, he overheard Dr. Ulloa or Dr. Gendell say: "Get him off the unit! [H]e's creating conflict here[.]" (
Plaintiff alleges the 1-K housing unit was not properly equipped for plaintiff's physical rehabilitation. For example, he states the "shower did not have a bench or rail," "the visit room [did] not have an area to assist ... with dressing and undressing," and that he "was forced to travel with the walker over 200 feet to receive ... daily wound cleansing." (Compl. at ECF 6).
Plaintiff also alleges the 1-K housing unit was filthy and unhygienic, that inmates tossed fecal matter within the unit, and that such unsanitary conditions exposed plaintiff and his open wounds to heightened risks of infection.
Further, plaintiff claims that while he was recovering from his injuries, he "could not attend outdoor recreation" and "school." (Compl. at ECF 6).
According to plaintiff, he attempted to submit a grievance to non-party Sgt. Howard concerning the 1-K housing unit's lack of shower rails and benches, and lack of available assistance near the visitation room. Allegedly, Sgt. Howard responded: "You already shot a cop, now you're in here snitching too? [W]e don't take gr[ie]vances from cop killers." (Compl. at ECF 7). Plaintiff suggests Sgt. Howard acted in this manner because the "County of Westchester does not train or supervise these officers or their contractors." (
Plaintiff alleges that, while housed in the 1-K unit, he contracted an infection on his stomach wound "that caused a massive scar that would not have otherwise ensued." (Compl. at ECF 8). He further alleges defendants' conduct caused him "debilitating headaches," "excruciating pain," and "unnecessary pain and suffering." (
In deciding a Rule 12(b)(6) motion, the Court evaluates the sufficiency of the operative complaint under the "two-pronged approach" articulated by the Supreme Court in
To survive a Rule 12(b)(6) motion, the allegations in the complaint must meet a standard of "plausibility."
The Court must liberally construe submissions of
"A pretrial detainee may establish a § 1983 claim for allegedly unconstitutional conditions of confinement by showing that the officers acted with deliberate indifference to the challenged conditions."
To plead the objective prong, a pretrial detainee must plausibly allege the challenged conditions, "either alone or in combination, pose[d] an unreasonable risk of serious damage to his health."
In the context of medical care, two inquiries determine whether a deprivation is objectively serious. "The first inquiry is whether the prisoner was actually deprived of adequate medical care."
The second inquiry is "whether the inadequacy in medical care is sufficiently serious."
If the offending conduct is the medical treatment given, however, "the seriousness inquiry is narrower."
To plead the
"[D]istinguishing between negligent and reckless medical care is a difficult task, especially at the motion-to-dismiss stage where courts lack the benefit of expert opinion."
"It is well-established that mere disagreement over the proper treatment does not create a constitutional claim. So long as the treatment given is adequate, the fact that a prisoner might prefer a different treatment does not give rise to" a constitutional violation.
To adequately plead a Section 1983 claim, a plaintiff must also "plead that each Government-official defendant, through the official's own individual actions, has violated the Constitution."
A plaintiff may satisfy the personal involvement requirement by alleging one of the following:
Drs. Ulloa, Gendell, and Park argue plaintiff fails to plead a claim for deliberate indifference to serious medical needs.
The Court agrees.
In his complaint, plaintiff acknowledges that he received medical treatment while at WCJ—his wounds were regularly cared for, he was provided physical therapy, and he was given a walker to assist with mobility. Plaintiff further admits he continued to receive regular wound cleanings following his transfer from the infirmary to the 1-K housing unit, and continued to use the provided walker while housed in the 1-K unit. Although plaintiff contends he did not receive adequate "after care assistance," he does not sufficiently allege what additional care the doctors failed to provide, or what, if any, further medical treatment was necessary to treat his injuries. In other words, plaintiff fails to suggest Drs. Ulloa, Gendell, or Park did not provide adequate medical care. Accordingly, plaintiff fails to satisfy the first prong of a deliberate indifference claim.
Plaintiff also fails to satisfy the
Accordingly, plaintiff's deliberate indifference to serious medical needs claim against Drs. Ulloa, Gendell, and Park must be dismissed.
To the extent plaintiff alleges a deliberate indifference to serious medical needs claim against Comm'r Spano and Dep. Comm'r Diaz, such claim too must be dismissed.
Plaintiff alleges, in conclusory fashion, that Comm'r Spano and Dep. Comm'r Diaz were aware the infirmary did not have enough beds and failed to obtain additional beds. As a result, plaintiff contends he was transferred from the infirmary to the 1-K housing unit, which was not as clean as the infirmary, and thus he was subjected to a serious risk of injection.
Yet plaintiff fails plausibly to plead Comm'r Spano or Dep. Comm'r Diaz was responsible for plaintiff's transfer to the 1-K housing unit, or that Comm'r Spano or Dep. Comm'r Diaz denied plaintiff adequate medical care, or that Comm'r Spano or Dep. Comm'r consciously or recklessly disregarded a significant risk of harm or injury to plaintiff. In other words, plaintiff fails to allege the personal involvement of Comm'r Spano or Dep. Comm'r Diaz in a constitutional deprivation. Moreover, plaintiff admits he received regular wound cleanings and care while in the 1-K housing unit.
Accordingly, plaintiff's deliberate indifference claim must be dismissed inasmuch as it is pleaded against Comm'r Spano or Dep. Comm'r Diaz.
Construing the complaint to raise the strongest arguments it suggests, plaintiff also brings claims pursuant to the ADA and the Rehabilitation Act of 1973. These statutes "impose identical requirements," so courts analyze claims under both statutes together.
To state a claim under either statute, a plaintiff must plead "(1) that he is a `qualified individual' with a disability; (2) that he was excluded from participation in a public entity's services, programs or activities or was otherwise discriminated against by a public entity; and (3) that such exclusion or discrimination was due to his disability."
Here, plaintiff alleges that the 1-K housing unit was not equipped to accommodate plaintiff because it lacked handrails and benches in the shower, or an easily accessible area near the visitation room to assist plaintiff in dressing and undressing for searches following visitations. According to plaintiff, these inadequacies caused him debilitating pain.
Assuming, without deciding, that plaintiff's gunshot wounds and related injuries rendered him disabled within the meaning of the ADA, he nevertheless fails plausibly to allege an ADA or Rehabilitation Act claim. Although the accommodations in the 1-K housing unit may have been less than ideal to plaintiff, he does not allege he was prevented from taking showers or unable to bathe, or that he was unable to participate in visitation. In other words, plaintiff fails to allege inadequate accommodations denied him access to the benefits of services, programs or activities at WCJ. Although showering, dressing, and mobilizing while recovering from gunshot wounds may prove difficult and uncomfortable tasks, plaintiff's allegations respecting same do not support a cognizable ADA or Rehabilitation Act claim.
Moreover, although plaintiff states he was not able to use the recreational yard or attend school, he does not allege any defendant denied him access to these activities on account of his medical condition. Certainly there are sufficient reasons—including an inmate's own safety—to restrict access to recreation or other activity when the inmate is recovering from significant physical trauma and open lesions. Notwithstanding, plaintiff fails plausibly to allege that he was denied the benefits of any program or service at WCJ due to defendants' discriminatory animus or ill will toward plaintiff and his medical condition.
Accordingly, plaintiff's ADA and Rehabilitation Act claims must be dismissed.
The CCS Defendants argue plaintiff fails to plead a First Amendment retaliation claim concerning his transfer from the infirmary to the 1-K housing unit.
The Court agrees.
To adequately plead a First Amendment retaliation claim, a plaintiff must plausibly allege: (i) he engaged in constitutionally protected speech or conduct; (ii) a defendant took adverse action against him; and (iii) the protected activity and adverse action are causally connected.
Courts approach prisoners' retaliation claims "with skepticism and particular care, because virtually any adverse action taken against a prisoner by a prison official—even those otherwise not rising to the level of a constitutional violation—can be characterized as a constitutionally proscribed retaliatory act."
With respect to the first element, "the filing of prison grievances is a constitutionally protected activity."
Finally, with respect to the third element, a plaintiff must allege a causal connection between the protected speech and the adverse action.
Here, plaintiff alleges the CCS Defendants transferred plaintiff from the infirmary to the 1-K housing unit in retaliation for lodging a complaint concerning a physical therapist. Although thin, plaintiff's allegations satisfy the first and second elements of a retaliation claim, as a similarly situated inmate of ordinary firmness perhaps would view a transfer from the infirmary to the 1-K housing unit as a deterrent to lodging complaints against prison staff.
However, plaintiff fails to satisfy the third element of the analysis. This is because plaintiff does not plausibly plead a causal connection between his complaint to Dr. Ulloa and his transfer to the 1-K housing unit. Critically, although plaintiff alleges he heard Drs. Ulloa and Gendell say among themselves: "Get him off the unit! [H]e's creating conflict here," (Compl. at ECF 7), he provides no indication that Drs. Ulloa and Gendell had the authority, or made the decision, to transfer plaintiff to a different housing unit. In other words, even if Drs. Ulloa and Gendell preferred that plaintiff be moved to a different housing unit, plaintiff does not suggest Drs. Ulloa and Gendell could have adjusted plaintiff's housing classification. Indeed, it is the province of the facility's administration, not its medical staff, to manage inmate housing classifications.
Importantly, plaintiff also fails plausibly to allege that his complaint concerning a physical therapist was "a substantial and motivating factor" in his transfer to the 1-K housing unit.
For these reasons, plaintiff's First Amendment retaliation claim against the CCS Defendants must be dismissed.
Plaintiff fails to state a plausible due process claim regarding his housing transfer.
To establish a violation of due process rights, a plaintiff must show "(1) that he possessed a liberty interest and (2) that the defendant(s) deprived him of that interest as a result of insufficient process."
Because plaintiff does not have a protected liberty interest in his housing assignment,
"[I]nmate grievance procedures are not required by the Constitution and therefore a violation of such procedures does not give rise to a claim under § 1983."
Accordingly, to the extent plaintiff alleges any of the County Defendants violated WCJ grievance procedure, such claim is subject to dismissal.
The County and CCS argue plaintiff fails to state claims against them pursuant to
The Court agrees.
Under
A plaintiff may satisfy the "policy or custom" requirement by alleging one of the following: (i) "a formal policy officially endorsed by the municipality"; (ii) "actions taken by government officials responsible for establishing the municipal policies that caused the particular deprivation in question"; (iii) "a practice so consistent and widespread that, although not expressly authorized, constitutes a custom or usage of which a supervising policy-maker must have been aware"; or (iv) "a failure by policymakers to provide adequate training or supervision to subordinates to such an extent that it amounts to deliberate indifference to the rights of those who come into contact with the municipal employees."
"While
Here, plaintiff's complaint does not contain any allegations against CSS. Moreover, plaintiff does not adequately plead an underlying violation of his constitutional rights by any of the CCS Defendants. Accordingly, his
In addition, plaintiff fails plausibly to allege the existence of a County policy or custom of retaliation which deprived plaintiff of a constitutional right.
First, plaintiff's allegation that the "[t]he County of Westchester does not train or supervise" its officers because Sgt. Howard allegedly refused to accept a grievance from plaintiff is entirely conclusory. (Compl. at ECF 7). "[T]he simple recitation that there was a failure to train municipal employees does not suffice to allege that a municipal custom or policy caused plaintiff's injury."
Second, plaintiff fails plausibly to allege the existence of a custom or policy concerning the lack of available beds in the infirmary or the County's disregard for the health and safety of inmates at WCJ. Again, plaintiff's allegations are conclusory and do not support a constitutional claim.
Third, to the extent the above claims are pleaded against Comm'r Spano and Dep. Comm'r Diaz in their official capacities, they are duplicative of those alleged against the County.
Accordingly, the complaint plainly fails to state a plausible
A district court may decline to exercise supplemental jurisdiction over state-law claims when it "has dismissed all claims over which it has original jurisdiction." 28 U.S.C. § 1367(c)(3);
Having dismissed the federal claims over which the Court has original jurisdiction, the Court declines to exercise its supplemental jurisdiction over any state-law claims that may be construed from plaintiff's complaint.
Rule 15(a)(2) of the Federal Rules of Civil Procedure instructs that courts "should freely give leave" to amend a complaint "when justice so requires." Liberal application of Rule 15(a) is warranted with respect to
Although plaintiff has not done so here, a liberal reading of the complaint indicates a valid First Amendment retaliation claim might be stated with respect to plaintiff's transfer from the infirmary to the 1-K housing unit. Accordingly, the Court grants plaintiff leave to file an amended complaint—but
The motions to dismiss are GRANTED. However, plaintiff is granted leave to file an amended complaint as to his First Amendment retaliation claim only, in accordance with the instructions above.
Plaintiff shall file his amended complaint by no later than April 13, 2020, using the amended complaint form attached to this Opinion and Order.
The Clerk is instructed to terminate the motions. (Docs. ##17, 37).
The Court certifies pursuant to 28 U.S.C. § 1915(a)(3) that any appeal from this order would not be taken in good faith, and therefore
SO ORDERED.