MICHAEL A. TELESCA, District Judge.
The convictions here at issue stem from two separate incidents that occurred in the City of Rochester on August 27, 2002, and September 1, 2002. The August 27
On August 26, 2002, Sammie Cappadonia ("Cappadonia"), a clerical supervisor in the radiology department at Rochester General Hospital ("RGH"), finished his shift at midnight and went to wait for the bus on Portland Avenue in front of the hospital. T.205.
The prosecution introduced Tompkins' statement to the police
Tompkins and his cohorts decided to try the hospital first, because PT's cousin said that he had bitten Cooper during the fight. T.180. When they arrived at RGH, they saw Cooper, who had a brace on his leg, standing outside of the emergency department. At some point, Tompkins and his group concluded that Cooper had already left, and so they departed as well.
When they returned, they learned that Cooper had been discharged. Assuming that he was going to need to take the bus home, they decided to stake out the bus stop. T.181. Soon enough they saw Cooper and his girlfriend walk up to the bus stop. Tompkins assumed that PT was going to do the shooting, but PT told him to do it because he (PT) had to drive. T.181.
Tompkins did not protest but instead got out of the car, with orders to "make sure [you] leave him", meaning to gun Cooper down. T.181. Putting a bandanna over his face, Tompkins walked up to the bus shelter and started shooting at Cooper, who started to run. Tompkins continued shooting, and Cooper fell to the ground, screaming. T.181. Tompkins turned back around and fired about four more rounds into Cooper as he was lying on the ground. T.182.
Tompkins ran back to the car and got in; PT and his cousin were acting "real excited" like they had "won the Super Bowl." T.182. Tompkins told the police that he "never meant for the guy to die" but "just wanted to shoot him a few times to teach him a lesson."
Jamnita Wilson ("Wilson") was at 61 Sanders Street playing cards when Tompkins and two other men broke into the house at about 12:30 a.m. on September 1, 2002. T.226. According to Wilson, Tompkins was the first one through the door. He was carrying handgun and did not have anything covering his face. T.228-29. Tompkins ordered everyone to "get on the floor" and started walking towards the kitchen, after which, Wilson heard gunshots. T.229. Wilson hid underneath a table and did not move from that spot. T.230.
Kenneth Lindsay ("Lindsay"), who lived at 61 Sanders Street with his mother, was in the kitchen cooking some chicken when he heard a male voice say, "All you get down, get down." A young woman ran through the kitchen saying, "This is a robbery," and then ran out the back door. According to Lindsay, Tompkins entered the kitchen brandishing a handgun and said, "Drop your pants, get on the floor, and put your hands behind your head." Lindsay told Tompkins that he had "babies" (his niece and nephew) asleep in the bedroom, and told him to take whatever money he wanted. Tompkins replied, "Fuck the babies," and hit Lindsay with the gun. The two men wrestled for control of the gun and during the struggle, the gun discharged a few times.
Tompkins yelled to his accomplices that Lindsay was trying to take the gun away from him. One of them came to the doorway and fired a shot at Lindsay, who sustained a gunshot wound to his leg. T.231. Tompkins and his cohorts then fled the scene. Lindsay threw the gun at Tompkins' retreating form.
Shortly after the intruders had left, Tompkins attempted to get back inside the house-presumably to retrieve his gun-but the occupants refused to let him in. T.232. Ballistics testing linked the 9-mm Ruger gun left by Tompkins at 61 Sanders Street to bullet casings and a bullet fragment recovered from the Portland Avenue murder scene. T.258-61, 264-70, 275-84.
Tompkins confessed to the Sanders Street home-invasion during his interview with the police. Tompkins explained that he agreed to participate because he believe that the house on Sanders Street was a "gambling house" with a lot of money on premises; he expected a haul of about $5,000 from the robbery. T.189. Tompkins borrowed a gun, and he and his cohorts drove to 61 Sanders Street, arriving there at about 12:30 a.m. When one of his friends was too scared to approach the door, Tompkins volunteered to do it. T.190.
A black male came to the door, and Tompkins pushed his way inside, ordering everyone to get on the ground. A "fat guy" (Lindsay), who "kept telling [Tompkins] his kids were in the back", started walking toward the kitchen. T.190. Tompkins followed him, and Lindsay grabbed Tompkins' gun. The two men "tussled", the gun went off, and Tompkins "let the gun go."
When the shooting stopped, Tompkins went out the back door and his cohorts exited through the front door. They did not take anything from the house, and there was "hardly any money" on the table. Realizing that he had left his gun at the apartment, Tompkins returned and tried to get in through the back door. T.191. However, when the occupants yelled that he "wasn't coming back in," Tompkins ran back to the getaway car.
Prior to jury deliberations, the trial court dismissed one of the first degree burglary charges. The jury, after deliberating for about two days, returned a verdict convicting Tompkins of the remaining charges in the indictment.
Tompkins was sentenced to concurrent terms of imprisonment, the longest of which was twenty-five years to life. His conviction was unanimously affirmed on direct appeal.
Petitioner timely filed the instant federal habeas petition raising a number of claims of ineffective assistance of trial counsel. Respondent answered the petition, and Petitioner filed a reply. The matter is now fully submitted and ready for decision. For the reasons that follow, the request for a writ of habeas corpus is denied, and the petition is dismissed.
A federal court may entertain a state prisoner's habeas corpus petition only to the extent that the petition alleges custody in violation of the Constitution, laws, or treaties of the United States. 28 U.S.C. § 2254(a).
For federal constitutional claims adjudicated on the merits by a state court, the deferential standard of review codified in the Anti-Terrorism and Effective Death Penalty Act ("AEDPA") applies. A habeas petitioner can only obtain habeas corpus relief by showing that the state court decision was "contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States," or was based on "an unreasonable determination of the facts in light of the evidence presented in the State court proceeding." 28 U.S.C. § 2254(d)(1)-(2).
The Appellate Division denied Petitioner's challenges to defense counsel's performance, stating that "he was not denied effective assistance of counsel[.]"
Tompkins contends that trial counsel was ineffective in failing to ask whether his right to counsel had attached at the time he was interrogated by the police.
Contrary to his argument here (that trial counsel did assert the issue), Respondent argued on direct appeal that the right-to-counsel claim had not been preserved.
As an initial matter, the Court notes that Respondent's lack-of-preservation argument is incorrect as a matter of state law: "[A] claimed deprivation of the State constitutional right to counsel may be raised on appeal, notwithstanding that the issue was not preserved by having been specifically raised in a suppression motion or at trial[.]"
Tompkins contends that trial counsel "never mentioned the [in]voluntariness" of his statements to the police. Again, this claim is belied by the record. In his motion to suppress, trial counsel challenged the voluntariness of Tompkins' confessions. The suppression court held that Tompkins was properly advised of his
Tompkins argues, as he did on direct appeal, that trial counsel was ineffective in failing to move for severance so as to afford Tompkins separate trials on the murder charges and the charges stemming from the home invasion. Respondent argues that such a motion would have had no chance of success and trial counsel's decision thus was not professionally unreasonable.
As Respondent points out, New York Criminal Procedure Law ("C.P.L.") § 200.20(2)(b) permits joinder of offenses encompassing different criminal transactions when the offenses, or the underlying criminal transaction, are of such a nature that proof of one offense or transaction would be material and admissible as evidence in the prosecution's case-in-chief during a trial of the other offense or transaction. N.Y. CRIM. PROC. LAW § 200.20(2)(b). In such case, "the trial court has no discretion" to sever counts pursuant to C.P.L. § 200.20(3).
Here, the offenses were properly joined pursuant to C.P.L. § 200.20(2)(b). As Respondent argues, proof that Tompkins used a gun during the Sanders Street home invasion-which ballistics test results revealed was the weapon used in the Portland Avenue slaying-constituted relevant and material evidence as to the Portland Avenue shooter's identity. Since the offenses were properly joined under C.P.L. § 200.20(2)(b), the trial court "lacked statutory authority to grant defendant's [severance] motion[.]"
Defense counsel cannot be found ineffective for failing to make a motion that had no likelihood of success, and Petitioner cannot have been prejudiced by the failure to make an unmeritorious motion.
Tompkins contends that trial counsel was ineffective because he allegedly failed to insure that an appellate record was made of the jury selection proceedings. As Respondent points out, 149 pages of the trial transcript record the jury selection. The crux of Petitioner's complaint thus appears to be that the transcript does not record the attorneys' actual statements about which jurors were excused and which were seated.
Here, there is no suggestion that any untoward remarks were made by the prosecutor or the trial court, as was the case in
Petitioner contends that trial counsel was ineffective in failing to give an opening statement, stating that there is "no acceptable reason" for defense counsel to forego the "opportunity to at minimum educate the jury about what it means to put the [P]eople to their burden of proof. ..." Defendant's Appellate Brief at 32.
"[T]he decision whether to make an opening statement and when to make it is ordinarily a matter of trial tactics and strategy which will not constitute the incompetence basis for a claim of ineffective assistance of counsel."
Had Tompkins' defense counsel presented the type of opening statement urged by appellate counsel, the trial court likely would have sustained an objection by the prosecutor.
Petitioner claims that trial counsel was ineffective because he failed to cross-examine key witnesses, in particular, the firearms expert. According to Petitioner's appellate counsel, the failure to cross-examine this witness "demonstrated to the jury that his first word was not to be questioned, . . . which is not a strategy." Defendant's Appellate Brief at 32.
"Decisions about `whether to engage in cross-examination, and if so to what extent and in what manner, are . . . strategic in nature' and generally will not support an ineffective assistance claim."
Petitioner claims, as he did on direct appeal, that trial counsel "failed to object to the admission of statements by the defendant, including a photocopy, and never mentioned voluntariness." These assertions are contradicted by the record. When, at the suppression hearing, the prosecution sought to introduce a photocopy of Petitioner's statements to the police, defense counsel objected on the basis that a photocopy was not the best evidence available. Trial counsel objected again at trial, asserting that there was no proper foundation for the photocopy of the statement and that it was not the best evidence. T.187. The trial court agreed that the prosecutor needed to lay a proper foundation, and the prosecutor proceeded to elicit testimony from the police officer that the copy fairly and accurately depicted the original. T.188.
With regard to Petitioner's assertion that trial counsel "never mentioned voluntariness," any omission by trial counsel did not prejudice Petitioner because the Appellate Division considered the issue of voluntariness on appeal and held that his statements to police were given voluntarily and were not the product of coercion or improper tactics.
Petitioner asserts, as he did on direct appeal, that trial counsel failed to "conduct an independent investigation which would've led to exculpatory evidence" and "failed to look into/produce an eye witness who identified someone else as the shooter." In support of this claim, Petitioner's appellate counsel submitted copies of police reports (which apparently were not part of the record stipulated to by the prosecution),
In her statement to the police given on August 27, 2002, immediately after the shooting, Attenberry did not identify the shooter by name and described him as a "dark skinned male black wearing . . . a dark baseball cap and something pulled up over his face." RA.0017. Several months later, when Investigator Dominic showed her a photo array on October 4, 2002, which only showed the eye-areas of the subjects, Attenberry selected photo number five as the person who had shot Cooper. She was told that this individual was Michael Spinks, the brother of Worda Spinks, her ex-boyfriend and the father of her young daughter.
Attenberry explained to Investigator Dominic that Worda Spinks had gotten into a fight with Cooper on the day of the murder.
At around the time Attenberry was shown a photo array in October 2002, Worda Spinks, viewed two computer-generated photo arrays at the police station on October 15, 2002. Tompkins' photo was not in the first array of about 100 photos, but it was in the second. H.33-34. The suppression hearing testimony was that Worda Spinks "hemmed and hawed" when he got to Tompkins' photo but "never committed" to an identification. H.40. Investigator Dominic did not tell Worda Spinks who the suspect was or who was depicted in the photo at which he hesitated. Worda Spinks later showed the police a photo of Tompkins and stated that this was the person who had shot Cooper. H.26-28;
Michael Spinks also allegedly made an identification of Tompkins when shown a photo array by Investigator Reinstein on November 1, 2002. However, Investigator Reinstein failed to appear at the suppression hearing, and the prosecution offered no evidence concerning that identification. H.46-47. Defense counsel moved to have the identification by Michael Spinks dismissed on the basis of Reinstein's non-appearance. H.47. The prosecutor conceded that he had no basis to oppose the motion, H.48, and the trial court granted the defense application. R.0062.
Contemporaneously with their investigation into Tompkins, the police were investigating Michael Spinks as the shooter.
Attenberry did not testify at Tompkins' trial. Defense counsel urged the jury to draw an adverse inference against the prosecution based upon this, noting that Cappadonia had mentioned that there was a woman with Cooper at the bus stop. Trial counsel noted that the jury "didn't see her today, yesterday, during the trial." T.334-35.
Petitioner contends that trial counsel was ineffective in failing to investigate Attenberry as an exculpatory witness based upon her identification of Michael Spinks when interviewed by Investigator Dominic in October of 2002. Defense counsel has a constitutional "duty to make reasonable investigations or to make a reasonable decision that makes particular investigations unnecessary."
Tompkins has not established that defense counsel entirely failed to interview Attenberry prior to trial; an equally likely proposition is that defense counsel investigated Attenberry and, as a matter of strategy, decided not to call her. Furthermore, Tompkins has not established that Attenberry in fact would have would have testified favorably for the defense at trial. Thus, he cannot show that he was prejudiced by defense counsel's failure to call her to testify.
Even assuming that Attenberry would have testified and named Michael Spinks as the shooter, the accuracy of her photo-array identification was open to serious attack: She admitted to the police that the shooter had something covering his face, and the identification she made of Michael Spinks was based only on comparing the eye-areas of the subjects' faces. The jury would necessarily have weighed this shaky identification against Tompkins' detailed and voluntarily given confession and the ballistics evidence establishing that the weapon used to kill Cooper was the same weapon used in the Sanders Street home invasion. Whatever the impact of Attenberry's testimony, it would not have resulted in a reasonable probability of the jury reaching a different result.
After reviewing counsel's alleged errors, the Court finds that some of them were unsupported by the record and others were not errors at all, as discussed above. Most important, Petitioner has not demonstrated prejudice flowing from any of the alleged errors, either when considered individually or cumulatively. Thus, Petitioner cannot fulfill
For the reasons discussed above, the petition (Dkt. #1) filed by Aaron Tompkins is dismissed with prejudice. Because Petitioner has failed to make a substantial showing of a denial of a constitutional right, the Court declines to issue a certificate of appealability.