WILLIAM M. SKRETNY, Chief District Judge.
1. Plaintiff challenges an Administrative Law Judge's ("ALJ") decision, dated August 22, 2008, wherein the ALJ determined that Plaintiff was not disabled under sections 216(i), 223(d), and 1614 (a)(3)(A) of the Social Security Act. Plaintiff alleges that she became disabled on May 16, 2005. She contends that the ALJ's determination is not based upon substantial evidence, and reversal is warranted.
2. On July 22, 2008, the ALJ held a hearing at which Plaintiff and a vocational expert testified.
3. Defendant filed a Motion for Judgment on the Pleadings pursuant to Rule 12(c) of the Federal Rules of Civil Procedure on February 18, 2011, and Plaintiff responded with a Cross-Motion for the same relief on March 30, 2011. This Court finds the matter fully briefed and oral argument unnecessary. Judgment on the pleadings is appropriate where material facts are undisputed and where a judgment on the merits is possible merely by considering the contents of the pleadings. Sellers v. M.C. Floor Crafters, Inc., 842 F.2d 639, 642 (2d Cir. 1988).
4. A court reviewing a denial of disability benefits may not determine de novo whether an individual is disabled. See 42 U.S.C. § § 405(g), 1383(c)(3); Wagner v. Sec'y of Health and Human Servs., 906 F.2d 856, 860 (2d Cir. 1990). Rather, the Commissioner's determination will be reversed only if it is not supported by substantial evidence or there has been a legal error. See Grey v. Heckler, 721 F.2d 41, 46 (2d Cir. 1983); Marcus v. Califano, 615 F.2d 23, 27 (2d Cir. 1979). Substantial evidence is that which amounts to "more than a mere scintilla," and it has been defined as "such relevant evidence as a reasonable mind might accept as adequate to support a conclusion." Richardson v. Perales, 402 U.S. 389, 401, 91 S.Ct. 1420, 1427, 28 L. Ed. 2d 842 (1971). Where evidence is deemed susceptible to more than one rational interpretation, the Commissioner's conclusion must be upheld. See Rutherford v. Schweiker, 685 F.2d 60, 62 (2d Cir. 1982), cert denied 459 U.S. 1212 (1983).
5. "To determine on appeal whether the ALJ's findings are supported by substantial evidence, a reviewing court considers the whole record, examining the evidence from both sides, because an analysis of the substantiality of the evidence must also include that which detracts from its weight." Williams on Behalf of Williams v. Bowen, 859 F.2d 255, 258 (2d Cir. 1988). If supported by substantial evidence, the Commissioner's finding must be sustained "even where substantial evidence may support the plaintiff's position and despite that the court's independent analysis of the evidence may differ from the [Commissioner's]." Rosado v. Sullivan, 805 F.Supp. 147, 153 (S.D.N.Y. 1992). In other words, this Court must afford the Commissioner's determination considerable deference, and will not substitute "its own judgment for that of the [Commissioner], even if it might justifiably have reached a different result upon a de novo review." Valente v. Sec'y of Health and Human Servs., 733 F.2d 1037, 1041 (2d Cir. 1984).
6. The Commissioner has established a five-step sequential evaluation process to determine whether an individual is disabled as defined under the Social Security Act. See 20 C.F.R. § § 404.1520, 416.920. The United States Supreme Court recognized the validity of this analysis in Bowen v. Yuckert, 482 U.S. 137, 140-142, 107 S.Ct. 2287, 2291, 96 L. Ed. 2d 119 (1987), and it remains the proper approach for analyzing whether a claimant is disabled.
7. This five-step process is detailed below:
Berry v. Schweiker, 675 F.2d 464, 467 (2d Cir. 1982) (per curiam) (quotations in original); see also 20 C.F.R. § 404.1520;
8. Although the claimant has the burden of proof as to the first four steps, the Commissioner has the burden of proof on the fifth and final step.
9. In this case, the ALJ made the following findings with regard to the five-step process set forth above: (1) Plaintiff has not engaged in substantial gainful activity since the onset date of her alleged disability (R. 12); (2) Plaintiff has severe impairments, specifically degenerative disc disease and her status post back surgeries (R. 12); (3) these impairments do not meet or medically equal a recognized disabling impairment under the regulations (R. 12); (4) Plaintiff retained the residual functional capacity to perform light work with certain restrictions
10. Plaintiff's first challenge to the ALJ's denial of benefits is the argument that the ALJ failed to properly consider the opinion of Plaintiff's treating physician, Dr. Loubert Suddaby, that Plaintiff was totally disabled. Initially, even a treating physician's opinion that a plaintiff is disabled is not controlling, instead, this determination is reserved to the Commissioner. 20 CFR § 404.1527 (e)(1). Further, Dr. Suddaby initially made this statement in 2005. (R. 90, 91, 93, 109). At that time, Suddaby also opined that Plaintiff would "be able to resume gainful employment by early September." (R. 90, 91,). Plaintiff's own testimony supports the conclusion that she was not totally disabled in the Fall of 2005, inasmuch as she testified that she went to school five days a week, participating in a nursing program that included two days of clinical work weekly. (R.435-439). Plaintiff continued taking courses the next semester, and did not switch to online classes until the following fall, in anticipation of a second surgery. (R. 439). In addition, Plaintiff's medical records reflect that she made "good progress" in the months following her initial surgery, with no back pain other than soreness reported in the summer of 2005. (R. 91, 92). The restriction on Plaintiff's activities while in school was only to refrain from carrying heavy books. (R. 89). Further, a consulting physician opined following a December 2005 examination that Plaintiff had a gross activity mild limitation with respect to heavy lifting and pushing, a mild to severe limitation with respect to bending, twisting, and heavy lifting related specifically to the lumbar spine, and only a mild limitation with respect to walking, running, and stairs. (R. 145;
Contrary to Plaintiff's second contention, the ALJ did not fail to properly evaluate Plaintiff's credibility. Plaintiff herself established that she was fully or partially engaged in school for almost the entire period of alleged disability. Based on her own testimony, the only period of time that requires closer consideration is between Plaintiff's second back surgery in the summer of 2006 and February 2007. (R. 439-442, 445). Although Plaintiff reherniated a disc in a car accident three months after the second surgery, by February she was feeling better, "could walk better and stand longer." (R. 440-441, 445). She began doing household activities in the spring. (R. 445). Progress notes from Dr. Suddaby's office reflect that Plaintiff reported "feel[ing] great since the surgery" (R. 327 (March 2007)) with further subsequent improvement in pain. (R. 328 (May 2007)). Similarly, records from Plaintiff's physical therapy sessions indicate that she was "able to do a lot of walking without the use of her back brace" in June 2007, with the only repercussion being fatigue in her legs. (R. 251). In November 2007, Plaintiff was reporting spending full days at school. (R. 161-162;
11. For the foregoing reasons, Defendant's Motion for Judgment on thePleadings is granted and Plaintiff's Cross-Motion for Judgment on the Pleadings is denied.
IT HEREBY IS ORDERED, that Defendant's Motion for Judgment on the Pleadings (Docket No. 5) is GRANTED.
FURTHER, that Plaintiff's Cross-Motion for Judgment on the Pleadings (Docket No. 8) is DENIED.
FURTHER, that the Clerk of the Court is directed to take the necessary steps to close this case.
SO ORDERED.