RICHARD J. ARCARA, District Judge.
This Decision and Order resolves several pending motions in limine. The Court will hear oral argument on the parties' remaining motions on May 31, 2018 at 11:00 a.m.
The Plaintiff first moves, pursuant to Federal Rule of Civil Procedure 37(c), to preclude the Defendant from offering any evidence because, the Plaintiff argues, the Defendant failed to timely serve its initial disclosures. See Fed. R. Civ. P. 37(c)(1) ("If a party fails to provide information or identify a witness as required by Rule 26(a) or (e), the party is not allowed to use that information or witness . . . at a trial, unless the failure was substantially justified or harmless.") In support of his motion, the Plaintiff argues that he received "a packet of documents purporting to be Defendant's Initial Disclosures" on November 27, 2017, the day before pre-trial submissions were due.
In response, the Defendant asserts that it timely served its initial disclosures on April 18, 2016, and that the Plaintiff's motion to preclude was based on the "apparently. . . mistaken impression that the initial disclosure was never served when he filed the motion." Docket No. 40 at 2. The Defendant has filed a copy of the cover letter for its April 18, 2016 initial disclosures (Docket No. 40-1), and the Plaintiff has not disputed the Defendant's assertion that initial disclosures were, in fact, made.
The Plaintiff's motion to preclude under Rule 37(c) is, therefore, denied as moot.
The Plaintiff next moves for the Court to instruct the jury that it may draw an adverse inference from the Defendant's alleged failure to "proffer Initial Disclosures," as well as its alleged failure to "respond to Plaintiff's outstanding discovery demands." Docket No. 28-1 at 3. The Plaintiff argues that "[m]uch of the discovery demanded . . . should be very relevant to [his] allegations." Id. at 3-4.
The Plaintiff's motion is denied because the Plaintiff did not move to compel the Defendant to comply with any of his discovery demands.
The Plaintiff moves to preclude the Defendant from impeaching him with his misdemeanor conviction for criminal nuisance in the second degree. See N.Y. Penal Law § 240.45. The Plaintiff correctly observes that the Federal Rules of Evidence prevent the Defendant from impeaching the Plaintiff with this conviction because the conviction is (1) a misdemeanor, and (2) does not involve "a dishonest act or false statement." Fed. R. Evid. 609(a)(2).
It does not follow, however, that evidence of the Plaintiff's criminal nuisance conviction is categorically inadmissible. In the event that the Plaintiff suggests at trial— through his own testimony, or in some other manner—that the criminal nuisance charges against him were in some way unfounded, the Defendant would not be precluded, either in its cross-examination of the Plaintiff or in its own case, from introducing evidence that the Plaintiff was convicted of criminal nuisance to rebut the Plaintiff's claim.
The Defendant moves to preclude the Plaintiff from offering testimony that a Town of Tonawanda police officer said: "Fuck Jim, the niggers are all over the place!" and "You fucking chink, you always bring the shitty people here!" The Defendant argues that these statements should be precluded under Federal Rule of Evidence 403.
"[A] plaintiff pursuing a claimed violation of [42 U.S.C.] § 1981 or denial of equal protection under [42 U.S.C.] § 1983 must show that the [alleged] discrimination was intentional." Patterson v. Cnty. of Oneida, 375 F.3d 206, 226 (2d Cir. 2004) (citations omitted). The statements identified above are highly relevant to the issue of intent. "Racial slurs represent the conscious evocation of those stereotypical assumptions that once laid claim to the sanction of our laws. Such language is symbolic of the very attitudes that the civil rights states are intended to eradicate." Mullen v. Princess Anne Volunteer Fire Co., Inc., 853 F.2d 1130, 113 (4th Cir. 1988). It is for that reason that "[r]acial slurs" are "clearly relevant" to determining whether a decision was made with discriminatory intent. Id.
Although the epithets identified above are unquestionably distasteful and abhorrent, their prejudicial value does not "substantially outweigh[]" their strong probative value. Fed. R. Evid. 403. It is, of course, difficult to prove intent without circumstantial evidence. See United States v. Salameh, 152 F.3d 88, 143 (2d Cir. 1998) ("[A]s a general rule most evidence of intent is circumstantial.") This fact underpins the Court's Rule 403 analysis, because the probative value of a particular piece of evidence "may be calculated by comparing evidentiary alternatives." Old Chief v. United States, 519 U.S. 172, 184 (1997). See also id. at 184-85 ("[T]he [Advisory Committee Notes] leave no question that when Rule 403 confers discretion by providing that evidence `may' be excluded, the discretionary judgment may be informed not only by assessing an evidentiary item's twin tendencies, but by placing the result of that assessment alongside similar assessments of evidentiary alternatives."); United States v. Awadallah, 436 F.3d 125, 132 (2d Cir. 2006) ("Probative value is also informed by the availability of alternative means to present similar evidence.") Put differently, when there are few ways of proving an element of a claim, any evidence that tends to prove that element necessarily has more probative value than it otherwise might. See Mullen, 853 F.2d at 1134 (noting that evidence of racial epithets "may be the only way in which discriminatory attitudes are revealed, for statements of racial animosity may remain absent from official channels, only to emerge in a more colloquial context").
There is, therefore, no basis to the Defendant's argument that the statements identified above should be precluded under Rule 403. The statements are therefore admissible provided that they are otherwise admissible under the Rules of Evidence.
The Court is conscious of the fact that some jurors may be inflamed by racial epithets. Thus, at the Defendant's request, the Court will provide the jury with a cautionary instruction—either during trial or in the Court's final charge—that any racial epithets the jurors hear during trial are "only to be considered on the question of discriminatory intent." Id. If the Defendant requests such an instruction, it shall provide a proposed instruction to the Court and the Plaintiff by no later than 9:00 a.m. on June 4, 2018.
The Defendant moves to preclude testimony from Dajeen Robinson because, the Defendant argues, parts of Mr. Robinson's anticipated testimony contain two levels of inadmissible hearsay. The Defendant's motion is denied as moot because the Plaintiff's exhibit list (Docket No. 49) does not list Mr. Robinson as a potential witness for the Plaintiff.
The parties' motions in limine are resolved as set forth above. The Court will hear oral argument on the parties' remaining motions on May 31, 2018 at 11:00 a.m.