MICHAEL A. TELESCA, District Judge.
Erika A. McGlothin ("Plaintiff") brings this action pursuant to Title II of the Social Security Act ("the Act"), seeking review of the final decision of the Commissioner of Social Security ("the Commissioner") denying her application for Disability Insurance Benefits ("DIB"). This Court has jurisdiction over the matter pursuant to 42 U.S.C. § 405(g). Presently before the Court are the parties' competing motions for judgment on the pleadings pursuant to Rule 12(c) of the Federal Rules of Civil Procedure.
Plaintiff protectively filed her application for DIB on December 22, 2012, alleging disability beginning October 25, 2011. Administrative Transcript ("T.") 148-49. Plaintiff's application was initially denied on August 7, 2013, and she filed a timely request for a hearing before an Administrative Law Judge ("ALJ"). T. 99, 104-05.
At Plaintiff's request, a hearing was conducted on June 18, 2015, by the ALJ in Buffalo, New York, and Plaintiff appeared in person with counsel. A vocational expert ("VE") also testified. In a decision dated February 11, 2016, the ALJ found Plaintiff not disabled from October 25, 2011, through the date of the decision. T. 27. On June 12, 2017, the Appeals Council denied Plaintiff's request for review, and the ALJ's decision thus became the final decision of the Commissioner subject to judicial review. T. 1-6. This action followed.
The ALJ applied the five-step sequential evaluation process promulgated by the Commissioner for adjudicating disability claims.
At step one, the ALJ found that that Plaintiff had not engaged in substantial gainful activity since the alleged onset date. T. 19.
At step two, the ALJ found that Plaintiff suffers from the following severe impairments: lumbar degenerative disc disease, bilateral knee osteoarthritis, status post left shoulder rotator cuff repair, and migraines. T. 19;
At step three, the ALJ determined that Plaintiff did not have an impairment or combination of impairments that met or equaled the severity of an impairment listed in 20 C.F.R. Part 404, Subpart P, Appendix 1.
Before proceeding to step four, the ALJ found that Plaintiff retained the residual functional capacity ("RFC") to perform less than a full range of sedentary work as defined in 20 C.F.R. § 404.1567(a), with the following limitations: Plaintiff can lift and carry ten pounds occasionally and light items such as envelopes, folders, and small tools frequently; sit six hours in an eight-hour workday; stand and/or walk a total of two hours in an eight-hour workday, alternating after twenty minutes to sitting for ten minutes, and using a cane when walking or standing; occasionally climb stairs or ramps, but never climb ladders, ropes, or scaffolds; occasionally stoop, kneel, crouch, or crawl; occasionally reach overhead with her non-dominant left upper extremity, with no limitations regarding her right upper extremity; work in an environment with no more than a moderate noise level and no exposure to hazards such as unprotected heights or moving machinery; and perform work that would allow her to be off-task for up to ten percent of the workday, in addition to customary breaks. T. 20.
At step four, based on the record and the testimony of the VE, the ALJ found that Plaintiff was able to perform her past relevant work as a Case Worker, a skilled, sedentary job as it is performed generally in the national economy. T. 25-26.
The ALJ conducted an alternative step five analysis and found that, based on the VE's testimony and Plaintiff's vocational profile and RFC, there are other jobs that exist in significant numbers in the national economy that she can perform. T. 26. The ALJ cited the representative occupations of Appointment Clerk and Telemarketer, both of which are unskilled jobs performed at the sedentary exertional level.
A federal district court may set aside an ALJ decision to deny disability benefits only where it is based on legal error or is not supported by substantial evidence.
Plaintiff argues that the RFC is not supported by substantial evidence because the ALJ (i) failed to evaluate seven of Plaintiff's medically determinable physical impairments at step two, (ii) relied on medical evidence that did not provide an assessment of essential functions for sedentary work, and (iii) relied on her own lay opinion to find highly specific limitations that were not supported by the medical evidence.
Plaintiff contends that despite numerous medical records showing that she was diagnosed with and treated for left hip osteoarthritis, lateral epicondylitis, medial epicondylitis, right knee Baker's cyst, ulnar nerve lesion, ankle and foot osteoarthritis, or myofascial syndrome, the ALJ failed to evaluate these impairments at step two and failed to clearly account for their functional effects for the remainder of the sequential. The Commissioner argues that any step two error was harmless because the ALJ sufficiently accounted for the functional effects of these impairments in assessing Plaintiff's RFC.
At the second step of the sequential analysis, the ALJ must determine whether the plaintiff has a severe impairment that significantly limits the plaintiff's physical or mental ability to do basic work activities.
Plaintiff argues that the ALJ committed error by failing to consider the following impairments at step-two: hip osteoarthritis, lateral epicondylitis, medial epicondylitis, left knee Baker's cyst,
Review of these records indicates that Plaintiff was diagnosed with these medical conditions and received a significant amount of treatment for them, including cortisone injections, various pain management modalities, physical therapy, and surgery. For instance, pain management specialist Dr. Dave diagnosed her with myofascial pain syndrome on June 11, 2014. T. 798. She had sharp shooting pain and spasms starting in the lower lumbar area and radiating down into her lower extremities; aggravating factors included walking, standing or sitting more than ten minutes, and reaching.
Plaintiff returned to Excelsior Orthopaedics for numbness and tingling in her feet and continued pain in her left shoulder (brachial plexus lesions) and left elbow (lateral epicondylitis) on March 26, 2014. She received a corticosteroid injection in her elbow, and Dr. Matuszak recommended a consult with a neurologist for her peripheral compression neuropathy. T. 905. Plaintiff had some improvement in her left hip after the injection, but Dr. Violante stated on April 10, 2014, that she will eventually need a total hip arthroplasty. T. 912.
On May 7, 2014, Plaintiff returned to Dr. McGrath with continued pain in her left shoulder and left elbow; she received another corticosteroid injection in her shoulder. T. 915. The following day, she saw Dr. Violante for significant pain in the left hip following a lumbar spine injection; she was ambulating with a cane that day. T. 919.
Plaintiff ultimately had hip surgery performed by Dr. Violante in October 2014; while she was recovering from this, she developed a left foot cyst that caused continuous burning and soreness as well as numbness, tingling, swelling, and pain at night. T. 942. Dr. Hurley at Excelsior Orthopaedics referred her to Dr. Todd Lorenc to have the cyst aspirated and injected. T. 947. Plaintiff continued to have left elbow and left shoulder pain into December of 2014. T. 950. On December 2, 2014, she returned to her orthopedics practice complaining of shooting pain from her hips to her knees and burning/numbness down both legs into her feet. T. 951. Dr. Violante noted that Plaintiff's recovery from her hip surgery was "impeded by concurrent musculoskeletal issues." T. 965.
However, the ALJ did not mention any of these medical conditions at step two, despite the fact that they were medically determinable impairments, diagnosed by acceptable medical sources, for which Plaintiff received ongoing treatment. The Commissioner argues that the ALJ properly considered them at later steps in the evaluation and cites various medical records to support this assertion.
The Commissioner also argues that any error was harmless since the ALJ proceeded through the remaining steps and stated that she considered all of Plaintiff's symptoms. Def.'s Mem. at 23-24 (citations omitted). The Second Circuit, in unpublished opinions and mainly in
Plaintiff also argues that the ALJ improperly formed a detailed RFC based on the opinion of consultative physician Dr. Donna Miller which did not specify any physical functional limitations. Relatedly, Plaintiff contends that the ALJ elevated her own lay opinion above those of the medical professionals.
In support of her RFC finding for sedentary work, the ALJ accorded significant weight to Dr. Miller's opinion. However, Dr. Miller failed to offer any opinion as to the essential exertional and postural functions required to perform sedentary work. T. 754. During her examination, Dr. Miller noted twice that Plaintiff had undergone left shoulder surgery the day before and consequently could not perform left shoulder, elbow, or wrist range of motion exercises. In addition, Plaintiff exhibited limited ranges of motion in her lumbar spine and both hips.
It is well settled that judges are "not allowed to `play doctor' by using their own lay opinions to fill evidentiary gaps in the record."
For the foregoing reasons, the Court finds that the Commissioner's decision contains legal error and is unsupported by substantial evidence. Therefore, it is reversed. Accordingly, Plaintiff's motion for judgment on the pleadings is granted to the extent that the matter is remanded for further administrative proceedings consistent with this opinion. The Commissioner's motion for judgment on the pleadings is denied. The Clerk of Court is directed to close this case.