HUGH B. SCOTT, Magistrate Judge.
Before the Court are the parties' respective motions for judgment on the pleadings (Docket Nos. 14 (plaintiff), 17 (defendant Commissioner)). Having considered the Administrative Record, filed as Docket No. 7 (references noted as "[R. ___]"), and the papers of both sides, this Court reaches the following decision.
This is an action brought pursuant to 42 U.S.C. § 405(g) to review the final determination of the Commissioner of Social Security that plaintiff is not disabled and, therefore, is not entitled to disability insurance benefits and/or Supplemental Security Income benefits. The parties consented to proceed before a Magistrate Judge (Docket No. 10).
The plaintiff ("Frances Hurysz" or "plaintiff") filed an application for disability insurance benefits on November 18, 2011, for disability benefits and August 21, 2015, for SSI benefits [R. 10]. That application was denied initially. The plaintiff initially appeared before an Administrative Law Judge ("ALJ"), who considered the case
The Appeals Council then remanded on March 4, 2015 [R. 247]. There, the Appeals Council found that the former ALJ's decision contained "an inadequate evaluation of the opinion evidence of record," because there was no evaluation of plaintiff's long-term chiropractor, Dr. John Nowak, and his assessment of February 3, 2011, that she was limited to less than fulltime work [R. 248, 541]. The Appeals Council also faulted that decision for not evaluating the findings of state agency examiners as to plaintiff's psychological impairments [R. 248]. Although claiming to give significant weight to treating source opinions of Dr. Cameron Huckell and examining source opinion of Dr. Melvin Brothman, the Appeals Council held that the ALJ did not explain his reasoning for rejecting Dr. Huckell's sedentary work opinion or Dr. Brothman's opinion that plaintiff would require breaks from standing [R. 249]. Upon remand, the ALJ was to consider further treating and non-treating source opinions, further evaluate plaintiff's mental impairment, consider her maximum residual functional capacity, and obtain evidence from a vocational expert [R. 249].
A new ALJ conducted another hearing on September 2, 2015 [R. 10], and obtained expert testimony from a vocational expert [R. 20, 21]. This ALJ rendered a decision on January 5, 2016, again concluding that plaintiff was not disabled [R. 6]. This ALJ's decision became the final decision of the Commissioner on September 14, 2017, when the Appeals Council denied plaintiff's request for review [R. 1].
Plaintiff commenced this action on November 8, 2017 (Docket No. 1). The parties moved for judgment on the pleadings (Docket Nos. 14, 17), and plaintiff did not reply (
Plaintiff, a 43-year-old as of the onset date with a high school education, last worked as a bill collector and a fast food manager. The ALJ later accepted the testimony of a vocational expert that opined that a claimant like plaintiff could not perform these jobs. [R. 20.] Plaintiff contends that she was disabled as of the onset date of March 10, 2011. Plaintiff claims the following impairments deemed to be severe by the ALJ: chronic back pain with MRI evidence of a small herniated disc at L5-S1 and degenerative changes at L3-4, obesity, depressive disorder and anxiety disorder. [R. 12.]
On remand, the ALJ found plaintiff's impairments did not meet Listing 1.04 for disorders of the spine [R. 13-14]. The ALJ also found that plaintiff's mental impairments did not meet Listings 12.04 and 12.06, concluding that the "Paragraph B" criteria and "Paragraph C" criteria for these listings were not met [R. 14].
The ALJ then concluded that plaintiff had a residual functional capacity to perform sedentary work, except plaintiff can sit for eight hours with only normal work breaks and meal periods; she could stand and walk on occasional basis up to two hours in eight-hour workday, can lift and carry up to 10 pounds occasionally; plaintiff cannot stoop, crouch, kneel or climb stairs on more than an occasional basis; plaintiff should not work in excessively cold work environments; claimant is limited to simple repetitive and routine tasks with low contact work environments with the general public and coworkers [R. 15]. With this capacity and plaintiff not being able to perform the full range of sedentary work due to additional limitations, the vocational expert opined that a claimant like plaintiff was deemed able to perform such occupations as envelope addresser and stuffer (both sedentary exertion level work) [R. 21]. As a result, the ALJ held plaintiff was not disabled [R. 21-22].
The only issue to be determined by this Court is whether the ALJ's decision that the plaintiff was not under a disability is supported by substantial evidence.
For purposes of both Social Security Insurance and disability insurance benefits, a person is disabled when unable "to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than 12 months." 42 U.S.C. §§ 423(d)(1)(A) & 1382c(a)(3)(A).
Such a disability will be found to exist only if an individual's "physical or mental impairment or impairments are of such severity that [he or she] is not only unable to do [his or her] previous work but cannot, considering [his or her] age, education, and work experience, engage in any other kind of substantial gainful work which exists in the national economy . . . ." 42 U.S.C. §§ 423(d)(2)(A) & 1382c(a)(3)(B).
The plaintiff bears the initial burden of showing that the impairment prevents the claimant from returning to his or her previous type of employment.
In order to determine whether the plaintiff is suffering from a disability, the ALJ must employ a five-step inquiry:
20 C.F.R. §§ 404.1520 & 416.920;
To determine whether an admitted impairment prevents a claimant from performing past work, the ALJ is required to review the plaintiff's residual functional capacity and the physical and mental demands of the work that has done in the past. 20 C.F.R. §§ 404.1520(e) & 416.920(e). When the plaintiff's impairment is a mental one, special "care must be taken to obtain a precise description of the particular job duties which are likely to produce tension and anxiety, e.g. speed, precision, complexity of tasks, independent judgments, working with other people, etc., in order to determine if the claimant's mental impairment is compatible with the performance of such work."
At issue here is whether the ALJ had substantial evidence to support the decision denying disability coverage. At Step Four of the five-step analysis, plaintiff contends that the ALJ failed to follow the mandate from the Appeals Council on remand to evaluate opinion of Dr. Nowak, specifically the doctor's August 21, 2015, opinion [R. 1602-05]. Dr. Nowak in 2015 found that plaintiff could sit for 45 minutes at any one time, stand for 10 minutes for any time, and he can sit and stand for two hours during an eight-hour workday [R. 1603], while occasionally lifting 10 pounds and but never stooping or climbing ladders, and rarely twisting, crouching/squatting, or climbing stairs [R. 1604]. Plaintiff argues that this opinion (while only cited by the ALJ [R. 17]) differs from Dr. Nowak's 2011 opinion [R. 541-42] that the ALJ discussed extensively ([R. 17]; Docket No. 14, Pl. Memo. at 23). In 2011, Dr. Nowak found that plaintiff could sit for a half hour and could not stand or walk during a workday [R. 541, 17]. Dr. Nowak also found that plaintiff could occasionally lift and carry 5 pounds and could occasionally bend, squat, crawl, and reach, and needed to lie down for pain relief for 4 hours of an 8-hour workday [R. 541, 542, 17].
Defendant Commissioner responds that the ALJ properly evaluated treating, examining, and other medical opinions (including Dr. Nowak's) in this case (Docket No. 17, Def. Memo. at 14). Specifically, defendant points out that the ALJ did discuss Dr. Nowak's 2015 opinion, perhaps not to the extent which plaintiff argues should have occurred (
Plaintiff termed Dr. Nowak to be her long-term chiropractor (Docket No. 14, Pl. Memo. at 22;
The ALJ on remand in fact did evaluate Dr. Nowak's 2011 opinion, abiding by the Appeals Council's mandate, but the ALJ also cited Dr. Nowak's 2015 opinion [R. 17, 1602-05]. The ALJ then gave little weight to Dr. Nowak's opinions because they were inconsistent with the evidence of record [R. 17, 18, 544-47, 902, 904, 983] and the doctor's own findings in his own treatment notes [R. 17, 1549-88], despite citing another doctor's notes as Dr. Nowak's [R. 17, 1187]. Plaintiff has not shown that the medical record was consistent with Dr. Nowak's findings from either 2011 or 2015. Plaintiff is relying upon an "other medical source" which has a diminished value as a medical source opinion. Plaintiff's motion on this ground is
Plaintiff next argues that the ALJ did not properly evaluate her inability to deal with stress or make specific findings concerning her stress (Docket No. 14, Pl. Memo. at 26-29). Defendant responds that the ALJ did note plaintiff's post-traumatic stress disorder and chronic anxiety from a violent relationship but noted that five doctors have evaluated plaintiff and still found that she could work notwithstanding her chronic anxiety and post-traumatic stress disorder (Docket No. 17, Def. Memo. at 21). The ALJ expressly evaluated three of these five doctors, giving little weight to Drs. Thomas Ryan and Janine Ippolito, disagreeing with their findings on plaintiff's social withdrawal [R. 19]. The ALJ also gave some weight to the opinion of Dr. Echevarria finding that it was not consistent with the medical evidence in that plaintiff's anxiety and depression had a greater impact on plaintiff's ability to engage in activities of daily life [R. 19].
This Court has review the psychological and psychiatric evaluations of plaintiff in this record ([R. 520, 537, 916-21, 900, 1537];
While the ALJ gave less weight to those considered opinions on their findings concerning socialization, these opinions all consistently note plaintiff's moderate limitation in dealing with stress but some doctors concluding that this issue was not significant enough to hinder her from working or other daily activities ([R. 1537];
As a last matter, plaintiff stated in her motion is that the case should be remanded for calculation of benefits rather than remand for determination of facts (Docket No. 14, Pl. Memo. at 30). She, however, sought remand for reconsideration of her ability to deal with stress (
District Courts are authorized to affirm, reverse, or modify the Commissioner's decision "with or without remanding the case for a rehearing," 42 U.S.C. § 405(g). Remand for calculation of benefits is appropriate only in cases where the record "provides persuasive proof of disability and a remand for further evidentiary proceedings would serve no purpose,"
The discussion above denies plaintiff remand on the substance of her claims. Even if an issue remained for remand, plaintiff herself raises factual issues that would preclude remand to merely calculate benefits. Plaintiff's motion for remand for calculation of benefits is
For the foregoing reasons, plaintiff's motion (Docket No. 14) judgment on the pleadings is
So Ordered.