JEREMIAH J. McCARTHY, Magistrate Judge.
Plaintiff commenced this action alleging violations of the Americans with Disabilities Act ("ADA") and Section 504 of the Rehabilitation Act. Complaint [1].
The Amended Complaint [18] alleges that while incarcerated by defendant New York State Department of Corrections and Community Supervision ("DOCCS"), plaintiff participated in a three-step Comprehensive Alcohol and Substance Abuse Treatment program.
Plaintiff alleges that upon arriving at the Rochester Correctional, he informed his Offender Rehabilitation Counselor ("OFC") that he required a lighter duty placement because of a shoulder injury for which he had applied for Workers' Compensation benefits.
Thereafter, plaintiff appeared before the Temporary Release Committee ("TRC"), the entity tasked with evaluating the suitability of participants in the temporary release program and making recommendations regarding continued program participation.
Plaintiff alleges that at his April 10, 2018 appearance before the TRC, he explained that he had never refused to work, and had opted out of work release on the advice of his ORC.
At the conclusion of the April 10, 2018 hearing, the TRC defendants informed plaintiff that "their decision to deny him work release was merely for his benefit and would not count against him".
As a result of this conduct, the Amended Complaint [18] asserts claims against DOCCS, Annucci, Deputy DOCCS Commissioner Jeffrey McKoy, and the State of New York (collectively, the "State defendants") for disability discrimination, retaliation and interference, in violation of the ADA, 42 U.S.C. §§12132, 12203(a), (b), and Section 504 of the Rehabilitation Act, 29 U.S.C. §12203(a).
District Judge Vilardo previously granted plaintiff's motion for a preliminary injunction and directed defendants to immediately reinstate his previously revoked merit time allowance and to have him appear before the New York State Board of Parole for consideration of merit release on parole. See
Defendants now move to dismiss: 1) defendants Annucci and McKoy, who are sued in their official capacity for injunctive relief only (Amended Complaint [18], ¶¶20, 23), on mootness grounds; 2) the due process claim against the TRC defendants for failure to state a claim; and 3) the claims against the State defendants on sovereign immunity grounds. [21].
"To survive a motion to dismiss, a complaint must contain sufficient factual matter, accepted as true, to state a claim to relief that is plausible on its face. . . . A claim has facial plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged."
Plaintiff does not object to the dismissal of these defendants. Plaintiff's Memorandum of Law [26], pp. 15-16. Therefore, I recommend that this portion of defendants' motion be granted.
"Inmates participating in the temporary release program in New York State have a liberty interest that is protected by the Due Process Clause of the Fourteenth Amendment."
In addition to challenging the sufficiency of the notice for the April 10, 2018 TRC hearing, plaintiff argues that the TRC defendants were biased and that their determination lacked evidentiary support. Plaintiff's Memorandum of Law in Response [26], pp. 9-13. In response, defendants argue that the reasoning for plaintiff's "removal from the work release program (i.e. `removal from temporary release, due to inmate's request to remain unemployed, because of his active workers' compensation case' and `removal justified due to refusal to work') are valid and demonstrate a neutral decision maker with sufficient evidence". Defendants' Reply [27], p. 4.
Crediting the allegations of the Amended Complaint (as I must), I conclude that plaintiff has plausibly alleged that he was deprived of adequate due process by the TRC defendants. According to the allegations of the Amended Complaint [18], the TRC defendants understood that plaintiff was not refusing to perform all work, just work that his disability prevented him from performing.
DOCCS regulations state that "[a] superintendent may revoke an inmate's participation in the temporary release program upon recommendation of the [TRC] . . . that the inmate's continued participation in a temporary release program is inconsistent with the safety of the community, is inconsistent with the best interest of the inmate, or if the inmate has indicated by his conduct that there is a substantial likelihood that he cannot successfully adjust his temporary release program." 7 N.Y.C.R.R. §1904.1(b). Crediting the allegations of the Amended Complaint, it is difficult to conclude that there was any evidence supportive of the TRC's recommendation to terminate plaintiff from the temporary release program.
Defendants contend that "[i]t is uncontroverted that Plaintiff never achieved paid work while in the program and therefore never achieved the reintegration element the program requires". Defendants' Reply [27], p. 3. That may be so, but the Amended Complaint alleges that this was not the result of plaintiff's refusal to perform (or request to be excused from) paid work. Defendants will have an opportunity during discovery to challenge these allegations, but taken as a whole they are sufficient at this stage to plausibly state a due process claim. Therefore, I recommend that this portion of defendants' motion be denied.
Defendants argue that the ADA claims against the State defendants are barred by sovereign immunity. Defendants' Memorandum of Law [21-1], §III.
In the absence of any express guidance on that question, the Second Circuit has indicated that it should be addressed "on a claim-by-claim basis" to determine "(1) which aspects of the State's alleged conduct violated Title II; (2) to what extent such misconduct also violated the Fourteenth Amendment; and (3) insofar as such misconduct violated Title II but did not violate the Fourteenth Amendment, whether Congress's purported abrogation of sovereign immunity as to that class of conduct is nevertheless valid."
Although the parties dispute whether the conduct alleged in the Amended Complaint rises to the level of a Fourteenth Amendment violation (plaintiff's Memorandum of Law in Response [26], pp. 14-15; defendants' Reply [27], p. 2), it is not necessary for me to resolve that issue at the pleading stage. "Because sovereign immunity does not bar plaintiff's Rehabilitation Act claim, the court has subject matter jurisdiction over this action regardless of [the State defendants'] immunity from the ADA claim. Consequently, there is no risk of violating [their] `right not to be haled into court' when [they are] immune from Suit. . . . Moreover, the remedies available to plaintiff under Title II of the ADA and the Rehabilitation Act are identical. . . . Thus, as a practical matter, this case will proceed on the same course regardless of whether [the State defendants] may later be found immune from plaintiff's ADA claim."
For these reasons, I recommend that defendant's motion to dismiss [21] be granted to the extent that it seeks dismissal of defendants Annucci and McKoy, but otherwise be denied. Unless otherwise ordered by Judge Vilardo, any objections to this Report and Recommendation must be filed with the clerk of this court by October 24, 2019. Any requests for extension of this deadline must be made to Judge Vilardo. A party who "fails to object timely . . . waives any right to further judicial review of [this] decision".
The parties are reminded that, pursuant to Rule 72(b) and (c) of this Court's Local Rules of Civil Procedure, written objections shall "specifically identify the portions of the proposed findings and recommendations to which objection is made and the basis for each objection . . . supported by legal authority", and must include "a written statement either certifying that the objections do not raise new legal/factual arguments, or identifying the new arguments and explaining why they were not raised to the Magistrate Judge". Failure to comply with these provisions may result in the district judge's refusal to consider the objections.