WILLIAM M. SKRETNY, District Judge.
In this action, Plaintiff Paul H. Leiner alleges that his former employer, Defendant Fresenius Kabi USA, LLC ("Fresenius Kabi"), discriminated and retaliated against him based on his age in violation of the Age Discrimination in Employment Act ("ADEA"), 29 U.S.C. §§ 621,
Pending before this Court is Fresenius Kabi's Motion for Summary Judgment. (Docket No. 28.) For the reasons discussed below, the motion is granted.
Fresenius Kabi develops, manufactures, and markets injectable pharmaceuticals in the oncology, anti-infective, anesthetic/analgesic, and critical care fields. (Defendant's Rule 56 Statement ("Defendant's Statement"), Docket No. 30, ¶ 1; Plaintiff's Rule 56 Statement ("Plaintiff's Statement"), Docket No. 40-1, ¶ 1.
Leiner began working for Fresenius Kabi as a packager on August 8, 1988, when it was Lifomed. (Deposition of Paul H. Leiner ("Leiner Dep."), Docket No. 40-6, p. 19; Affidavit of Peter Martinez ("Martinez Aff."), ¶ 13.) He was promoted several times, including in February 2010, when he became Production Supervisor in the Aseptic and Terminally Sterilized Filling and Capping Department. (Defendant's Statement, ¶ 6; Plaintiff's Statement, ¶ 6; Leiner Dep., pp. 19-29, 31.) In that capacity, Leiner supervised production personnel and processes within his assigned area of responsibility, including supervising production operators to ensure compliance with all company and regulatory requirements. (Defendant's Statement, ¶ 7; Plaintiff's Statement, ¶ 7.)
In March 2013, Wayne Hopkins, the Senior Manager of Manufacturing, offered Leiner another promotion to a weekend Shift Manager position. (Defendant's Statement, ¶ 8; Plaintiff's Statement, ¶ 8; Leiner Dep., pp. 26, 27; Hopkins Aff., ¶ 12.) The parties dispute whether this promotion would have come with a pay raise. (Defendant's Statement, ¶ 9; Plaintiff's Statement, ¶ 9.) In any event, Leiner did not believe that Hopkins's offer was genuine in the sense that he did not believe that Hopkins wanted him in that position. (Leiner Dep., pp. 26, 54, 70-71.) The offered position had other drawbacks as well: 30-, 60-, and 90-day evaluation periods during which Leiner could be removed with no guarantee that he could return to his previous position and shift. (Leiner Dep., pp. 26-27, 68-73.) Leiner therefore declined the promotion. (Defendant's Statement, ¶ 10; Plaintiff's Statement, ¶ 10; Leiner Dep., pp. 26, 27, 69; Hopkins Aff., ¶ 14.)
In April 2013, Fresenius Kabi formed a Leadership Team at the Grand Island facility to transform the culture and address issues raised by the FDA, which included prioritizing aseptic practices and environments.
In May 2013, Leiner was removed from the Leadership Team. (Defendant's Statement, ¶ 15; Plaintiff's Statement, ¶ 15.) He claims that another employee, Jason Ashbery, told him that he was removed because he declined the promotion that Hopkins offered him in March 2013. (Leiner Dep., p. 28.) Fresenius Kabi maintains that Leiner was removed because he exhibited conduct inconsistent with a leadership role, including avoidance of responsibility and deflection of supervisory accountability in disciplining a subordinate. (Martinez Aff., ¶ 24; Hopkins Aff., ¶ 17.)
Several months later, on July 30, 2013, second-shift operators had trouble loading a batch of Doxycycline (Batch #7035693) into a Lyophilizer, which is a machine used to freeze-dry pharmaceuticals for transport.
Leiner admits that he made this notation but insists that it came in the normal course of corrections that Hopkins asked him to make because of his experience. (Leiner Dep., pp. 125-126.) According to Leiner, Hopkins routinely came to him with notes "indicat[ing] that batch record corrections needed to be done on certain batches to get them released." (
As it relates to the batch at issue, Leiner states that he was given a note on August 30, 2013, seeking an explanation for why an operator would write that he was unable to load 15 trays into the lyophilizer despite documentation that the trays had in fact been loaded. (Leiner Dep., pp. 127, 129.) Leiner knew of a recurring problem with hanger rods getting bent in the lyophilizer, which prevented proper shelf spacing. (
The next month, an auditor discovered that Leiner's note on the Lyo Loading Tag could not be reconciled with video footage of the lyophilizer loading process of the batch at issue. (Defendant's Statement, ¶ 19; Leiner Dep., p. 157; Affidavit of Anne Huffman ("Huffman Aff.,"), Docket No. 34, ¶ 12.) Kathy Kraft, Senior MQA Manager, therefore initiated a "deviation investigation" with respect to Batch #7035693, which had to be completed before the product could be released. (Defendant's Statement, ¶¶ 19, 20; Plaintiff's Statement, ¶ 20.)
The investigation was assigned to Investigative Writer Cindy Wojtowicz, a member of the Quality Assurance department. (Defendant's Statement, ¶ 21; Plaintiff's Statement, ¶ 21.) Wojtowicz interviewed Leiner. (Defendant's Statement, ¶ 22; Plaintiff's Statement, ¶ 22; Leiner Dep., pp. 131, 140.) During the interview, Leiner admitted that he made his notation on the Lyo Loading Tag based on past practices and did not in fact interview the operators involved in the processing of Batch #7035693 or review the video of the product being loaded to determine first-hand what had occurred. (
On October 17, 2013, Peter Martinez, Senior Manager of Plant Human Resources, interviewed Leiner about this incident. (Defendant's Statement, ¶ 23; Plaintiff's Statement, ¶ 23; Martinez Aff., ¶ 1.) Leiner again admitted that he did not speak to the operators who loaded Batch #7035693 or review video of the loading process, but instead, assumed that operators had engaged in the past practice of manually manipulating skewed shelves to load the product. (Defendant's Statement, ¶ 24; Plaintiff's Statement, ¶ 24.)
After the investigation, multiple individuals at Fresenius Kabi reviewed the results of the investigation to determine whether Leiner's conduct rose to the level of falsification. Anne Huffman, Senior Director of Quality, determined that Leiner's conduct amounted to falsification, and she recommended to Martinez that Leiner's employment be terminated. (Huffman Aff., ¶¶ 16, 17.) Martinez, Hopkins, Jason Ashbery (Leiner's direct supervisor), and Steve Nowicki (Leiner's superior), reached the same conclusions. (Martinez Aff., ¶¶ 44, 46; Hopkins Aff., ¶¶ 27, 28.) Martinez then recommended to James Callanan, Senior Vice President of Human Resources, that Leiner be terminated. (Martinez Aff., ¶ 47.) Callanan approved Martinez's recommendation on October 21, 2013. (
On October 24, 2013, Fresenius Kabi terminated Leiner's employment for falsification of documentation—that is, falsely verifying that the trays in the lyophilizer were aseptically manipulated when, in fact, Leiner had no such direct knowledge. (Defendant's Statement, ¶¶ 25, 26; Plaintiff's Statement, ¶¶ 25, 26; Leiner Dep., pp. 132, 155; Martinez Aff., ¶ 41). Leiner testified that he was told that Peter Martinez, James Callanan, Steve Nowicki, Anne Huffman, Mike Newson, and Wayne Hopkins all played a role in determining that his employment should be terminated. (Leiner Dep., pp. 156-157, 162.) Batch #7035693 was ultimately destroyed.
Leiner was 47 years old when Fresenius Kabi terminated his employment. (Complaint, Docket No. 1, ¶ 1.) Leiner maintains that he and other employees were discriminated against based on age. In particular, he testified that Hopkins had a generally bad attitude and demeanor and often acted unprofessionally, particularly when interacting with the production operators, the bulk of whom were men over the age of 40. (Leiner Dep., pp. 39-50.) He also testified that unidentified people at Fresenius Kabi would "tiptoe around race and age and speak in a certain code sometimes." (
When asked about his own termination, Leiner testified that he thought the decision "was done in haste, vindictively and based with [sic] they needed a scapegoat for the Parexel audit that was going on or had just ended and they had to have a final report to Parexel." (
Leiner also testified that Fresenius Kabi treated him differently than two younger employees—Marques Palmer and Jason Ashbery—who were both under 40 years old. (Leiner Dep., pp. 122, 161; Complaint, ¶ 24.) According to Leiner, Palmer backdated audit forms in July 2012, and Ashbery signed off on an incomplete batch record in August 2013. (Leiner Dep., pp. 89-93, 96-97, 118-124.) Leiner views both instances as similar instances of falsification, yet neither Palmer nor Ashbery were fired. (
Fresenius Kabi maintains that it has a policy prohibiting all forms of discrimination in employment, including age discrimination. (Martinez Aff., ¶ 49.) According to Peter Martinez, a majority of the employees at Fresenius Kabi's Grand Island facility are older than 40, including himself, Jason Ashbery, Anne Huffman, Wayne Hopkins, Steven Nowicki, and James Callanan. (
Leiner testified that before he was terminated, he spoke to his co-workers and superiors about how older workers were being discharged. (Leiner Dep., p. 108.) He maintains that he told John Horab, his production manager and superior, that he did not understand why a group of experienced employees were being discharged in September 2012, if Fresenius Kabi was trying to stay FDA-compliant. (
Fresenius Kabi maintains that Leiner never filed a complaint about age discrimination or retaliation while employed at Fresenius Kabi. (Huffman Aff., ¶ 19; Hopkins Aff., ¶ 33; Martinez Aff., ¶ 59.)
Leiner filed a charge with the United States Equal Employment Opportunity Commission on December 23, 2013, alleging that Fresenius Kabi discriminated and retaliated against him on account of his age.
Leiner commenced the instant action on November 18, 2014, alleging four causes of action: (1) unlawful discrimination on the basis of age in violation of the ADEA; (2) unlawful retaliation in violation of the ADEA; (3) unlawful discrimination on the basis of age in violation of NY HRL § 296; and (4) unlawful retaliation in violation of NY HRL § 296. (Complaint, ¶¶ 56-79).
Fresenius Kabi moved for summary judgment on April 8, 2016. (Docket No. 28.) After completion of briefing on June 21, 2016, this Court reserved decision without oral argument.
Summary judgment is appropriate if "the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56 (a). A fact is "material" if it "might affect the outcome of the suit under the governing law."
In deciding a motion for summary judgment, the evidence and the inferences drawn from the evidence must be "viewed in the light most favorable to the party opposing the motion."
But a "mere scintilla of evidence" in favor of the nonmoving party will not defeat summary judgment.
In the context of employment discrimination cases, the United States Court of Appeals for the Second Circuit has instructed district courts to use extra care when deciding whether to grant summary judgment, because "the ultimate issue to be resolved in such cases is the employer's intent, an issue not particularly suited to summary adjudication."
Under the ADEA, it is "unlawful for an employer to fail or refuse to hire or to discharge any individual or otherwise discriminate against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individual's age." 29 U.S.C. § 623(a). ADEA claims are analyzed under the familiar three-part burden shifting test set forth in
Under this framework, the plaintiff must first establish a prima facie case of age discrimination by showing that (1) he was a member of a protected class (at least 40 years of age at the relevant time); (2) he was qualified for his position; (3) he suffered an adverse employment action; and (4) the circumstances of that adverse employment action give rise to an inference of age discrimination.
If the plaintiff establishes a prima facie case, the burden shifts to the defendant to articulate a legitimate, non-discriminatory reason for its actions which, if believed by the trier of fact, would support a determination that unlawful discrimination was not the but-for cause of the adverse employment action.
The burden then shifts back to the plaintiff to "come forward with evidence that the defendant's proffered, non-discriminatory reason is a mere pretext for actual discrimination."
There is little dispute, and this Court finds, that the record contains sufficient evidence from which a jury could conclude that Leiner was a member of a protected age group, was qualified for his position at Fresenius Kabi, and suffered an adverse employment action in the form of termination. Fresenius Kabi's argument thus focuses primarily on the final prong—whether the circumstances of Leiner's termination give rise to an inference of age discrimination. Given the minimal burden on Leiner at the prima facie stage, this Court will assume that Leiner has met this burden and proceed to the next step of the analysis.
Moving to the next stage, this Court finds that Fresenius Kabi has set forth a legitimate, non-discriminatory reason for terminating Leiner's employment: his falsification of batch records pertaining to Doxycycline (Batch #7035693).
Leiner must now present sufficient evidence from which a trier of fact could reasonably conclude that Fresenius Kabi's legitimate, non-discriminatory reason is mere pretext for unlawful discrimination and that age was the actual but-for cause of his employment termination. "In short, the question becomes whether the evidence, taken as a whole, supports a sufficient rational inference of discrimination."
Leiner fails to carry his burden at this stage.
First, Leiner fails to present sufficient evidence from which a reasonable trier of fact could conclude that Fresenius Kabi's legitimate, non-discriminatory reason for terminating his employment is false. Leiner admits that he made representations on the Lyo Loading Tag that he had no direct knowledge of, most importantly that operators aseptically manipulated the shelves. (Leiner Dep., pp. 125-126, 128-129.) He also admits that he never reviewed the video of the batch loading or spoke to the operators before recording his assumptions as fact on the Lyo Loading Tag. (
Further, Leiner concedes what Fresenius Kabi emphasizes: that Fresenius Kabi takes the issue of document falsification seriously and has notified its employees that falsification could result in termination. (Martinez Aff., ¶ 52.) Leiner admits that falsification of documents is "severe" and constitutes a terminable offense. (Leiner Dep., pp. 157-158 ("when somebody falsifies, it's discovered, they're fired the next day"), 200.) Leiner's termination was therefore admittedly consistent with Fresenius Kabi's policies.
While Leiner may disagree that his conduct amounted to falsification of documents, this does not create an issue as to the veracity of Fresenius Kabi's reasons for terminating his employment.
Second, Leiner has failed to present sufficient evidence from which a trier of fact could conclude that his age was the but-for cause of his termination. Leiner concedes that he has no direct evidence of age discrimination,
Leiner also fails to put forth sufficient evidence that he was treated differently than Marques Palmer and Jason Ashbery because of his age. While it is true that "more favorable treatment of employees not in the protected group" may be evidence of discrimination,
Here, viewing the evidence in Leiner's favor, Palmer backdated an audit form, and Ashbery signed off on an incomplete batch record. But there is no evidence that either Palmer's or Ashbery's conduct directly threatened the health and safety of the general public, as Leiner's actions did when he falsely stated that the loading of injectable pharmaceuticals was done in an aseptic manner. Nothing in the record suggests that Palmer's or Ashbery's conduct put the public's health directly at risk, as Leiner's did. Because there is insufficient evidence that Palmer and Ashbery were similarly situated, Fresenius Kabi's alleged differential treatment of them is not evidence of age discrimination.
And to the extent Leiner argues that Fresenius Kabi could or should have imposed a sanction short of termination for his falsification of documents, that is a business judgment not subject to judicial second-guessing.
Thus, even viewing the evidence and drawing all inferences in Leiner's favor, this Court finds insufficient evidence from which a trier of fact could reasonably conclude that but for his age, Fresenius Kabi would not have terminated Leiner's employment. Fresenius Kabi is therefore entitled to summary judgment on these claims.
The ADEA makes it unlawful for an employer to discriminate or retaliate against an individual on the basis that such individual opposed any practice made unlawful by the ADEA or filed a charge, testified, assisted, or participated in the investigation of discriminatory practices.
As with the discrimination claims above, Leiner's retaliation claims are analyzed using the
If Leiner meets this burden, "a presumption of retaliation arises" and Fresenius Kabi must then "articulate a legitimate, non-retaliatory reason for the adverse employment action."
The burden then shifts back to Leiner to show that Fresenius Kabi's proffered reason is pretext for retaliation.
Here, Leiner cannot make out a prima facie case of retaliation.
First, there is insufficient evidence from which a factfinder could conclude that Leiner participated in protected activity. Protected activity is "action taken to protest or oppose statutorily prohibited discrimination."
Second, Leiner has not presented any evidence that the individuals involved in his termination were aware of his earlier conversation with Horab, even if this conversation could be considered voiced opposition to age-based discrimination practices.
And finally, Leiner presents no evidence of a causal connection between this conversation and his termination. Importantly, Leiner's conversation with Horab occurred in or about September 2012. (Leiner Dep., p. 111.) This is well before the significant intervening events that defeat a causal connection, including Leiner's promotion offer in March 2013, his appointment to the Leadership Team in April 2013, and his falsification of documents in August 2013. It is also more than a full year before Leiner's termination in October 2013.
In any event, even assuming that Leiner could make out a prima facie case of retaliation, he has failed to come forth with sufficient evidence from which a reasonable trier of fact could conclude that Fresenius Kabi's legitimate, non-discriminatory reason for terminating his employment was false, as explained above. And he has presented no evidence whatsoever that but-for unlawful retaliation, Fresenius Kabi would not have terminated his employment.
Viewing all evidence and drawing all inferences in Leiner's favor, this Court finds that Fresenius Kabi is entitled to summary judgment on Leiner's federal and state age discrimination and retaliation claims. Fresenius Kabi's motion for summary judgment will therefore be granted in its entirety.
IT HEREBY IS ORDERED, that Defendant's Motion for Summary Judgment (Docket No. 28) is GRANTED in its entirety.
FURTHER, that the Clerk of Court is directed to CLOSE this case.
SO ORDERED.