PATRICIA A. GAUGHAN, District Judge.
This matter is before the Court upon the Motion for Summary Judgment of Defendant City of Bay Village (Doc. 37) and the Motion for Summary Judgment of Defendant Deborah L. Sutherland (Doc. 38). Also pending is Plaintiff's Motion for Summary Judgment (Doc. 40). This is a First Amendment case. For the reasons that follow, defendants' motions are GRANTED and plaintiff's motion is DENIED.
Plaintiff, Ronald Westmoreland, filed this lawsuit against defendants, Deborah L. Sutherland and the City of Bay Village ("Bay Village" or "City"), alleging wrongdoing after defendants disciplined plaintiff for making certain comments at a public meeting.
The facts of this case are largely undisputed. Nearly 18 years ago, plaintiff commenced employment as a firefighter for Bay Village. Plaintiff was a member of the Bay Village diving team and acted as the team's primary instructor. In addition, plaintiff owns a diving equipment business and sold diving equipment to Bay Village. Bay Village spent approximately $26,000 for diving equipment over an eight-year period. According to James A. Sammon, the Fire Chief of the Bay Village Fire Department, the dive team was used for search and recovery efforts. No individual has ever been rescued from drowning by the dive team.
In June of 2008, Bay Village decided to eliminate the diving team. The elimination was done for budgetary purposes.
On September 1, 2008, a 7-year old boy tragically drowned at Huntington Beach. Huntington Beach is located within Bay Village and is under the jurisdiction of the Metro Parks. The Bay Village Police Department received a 9-1-1 call reporting a possible drowning. Metro Parks Rangers were dispatched first, along with the Bay Village emergency response team. Westmoreland was part of the emergency response team. Eventually, additional emergency personnel arrived on the scene, including individuals employed by Rocky River, Avon Lake, Westlake, the U.S. Coast Guard, and the Ohio Department of Natural Resources. In addition, search boats, jet-skis, and a helicopter were part of the search effort.
Nearly an hour and a half after the 9-1-1 call was made, a Bay Village firefighter located the child. He was found in approximately three feet of water after rescue personnel employed the "human chain" approach. Although approximately 12 divers were on the scene, no divers were used for diving purposes in the efforts. Medical revival efforts were unsuccessful and the child died.
On September 15, 2008, plaintiff attended the Bay Village City Council meeting. Plaintiff identified himself as a 16-year member of the Bay Village Fire Department and a former trainer of the dive team. He further indicated that he is an International Public Safety Diver Trainer and an expert in the area of public safety diving. During the public address segment of the meeting, plaintiff made the following statements, in part,
Defendant Sutherland concluded that the remarks made by plaintiff constituted "insubordination, malfeasance, misfeasance, dishonesty, failure of good behavior, and conduct unbecoming of an officer of the Bay Village Fire Department." On October 9, 2008, defendants served plaintiff with a Notice of Disciplinary Action for his speech at the September 15, 2008 meeting. Plaintiff had previously been disciplined for conduct unrelated to the drowning incident. Bay Village employs a system of progressive discipline and, as a result of his previous discipline, he received a three tour unpaid suspension for his speech at the city council meeting. Plaintiff appealed his suspension. The appeal was denied and the grievance was ultimately submitted to arbitration. The arbitrator upheld the suspension.
Prior to the arbitration, plaintiff filed this lawsuit containing two claims for relief.
Summary judgment is appropriate when no genuine issues of material fact exist and the moving party is entitled to judgment as a matter of law. Celotex Corp. v. Catrett, 477 U.S. 317, 322-23, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986) (citing Fed.R.Civ.P. 56(c)). See also LaPointe v. United Autoworkers Local 600, 8 F.3d 376, 378 (6th Cir.1993). The burden of showing the absence of any such genuine issues of material fact rests with the moving party:
Celotex, 477 U.S. at 323, 106 S.Ct. 2548 (quoting Fed.R.Civ.P. 56(c)). A fact is material only if its resolution will affect the outcome of the lawsuit. Anderson v. Liberty Lobby, 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986).
Once the moving party has satisfied its burden of proof, the burden shifts to the nonmoving party:
Fed.R.Civ.P. 56(e). The court must afford all reasonable inferences and construe the evidence in the light most favorable to the nonmoving party. Cox v. Kentucky Dep't of Transp., 53 F.3d 146, 150 (6th Cir.1995) (citing Anderson, 477 U.S. at 255, 106 S.Ct. 2505). See also United States v. Hodges X-Ray, Inc., 759 F.2d 557, 562 (6th Cir.1985).
Summary judgment is appropriate when a party who bears the burden of proof at trial fails to make a showing sufficient to establish an essential element of his case. Tolton v. American Biodyne, Inc., 48 F.3d 937, 941 (6th Cir.1995) (citing Celotex, 477 U.S. at 322, 106 S.Ct. 2548). When the nonmoving party bears the burden of proof, "the burden on the moving party may be discharged by `showing'—that is, pointing out to the district court—that there is an absence of evidence to support the nonmoving party's case." Celotex, 477 U.S. at 325, 106 S.Ct. 2548. "The mere existence of a scintilla of evidence to support plaintiff's position will be insufficient; there must be evidence on which the jury could reasonably find for the plaintiff." Copeland v. Machulis, 57 F.3d 476, 479 (6th Cir.1995) (quoting Anderson, 477 U.S. at 252, 106 S.Ct. 2505). Moreover, if the evidence is "merely colorable" or is not "significantly probative," the court may grant summary judgment. Anderson, 477 U.S. at 249-50, 106 S.Ct. 2505.
Bay Village moves for summary judgment on grounds that plaintiff's speech is not protected by the First Amendment. Plaintiff moves for summary judgment on the grounds that the First Amendment protects the speech uttered by plaintiff
"Not all speech by a public employee is protected by the First Amendment." Banks v. Wolfe County Bd. of Edu., 330 F.3d 888, 892 (6th Cir.2003). "When a citizen enters government service, the citizen by necessity must accept certain limitations on his or her freedom." Garcetti v. Ceballos, 547 U.S. 410, 418, 126 S.Ct. 1951, 164 L.Ed.2d 689 (2006).
Rodgers v. Banks, 344 F.3d 587, 596 (6th Cir.2003) (internal citations and quotations omitted).
With regard to the first step, employee statements are protected only if the public employee speaks "as a citizen," regarding a matter of "public concern." Fox v. Traverse City Area Public Schools Bd. of Edu., 605 F.3d 345 (6th Cir.2010). Thus, "when public employees make statements pursuant to their official duties, the employees are not speaking as citizens for First Amendment purposes...." Garcetti, 547 U.S. at 421, 126 S.Ct. 1951. An employee speaking out of personal interest purposes is not entitled to First Amendment protection. Rodgers, 344 F.3d at 597.
As an initial matter, the Court rejects Bay Village's "argument," that plaintiff spoke at the city council meeting as an employee of Bay Village. In a footnote, Bay Village argues that, "[s]ince it is undisputed that plaintiff is not a Bay Village resident but rather a resident and citizen of Amherst, plaintiff was arguably speaking in his official capacity as an employee of the City of Bay Village, rather than expressing concerns to his fellow citizens." This is the extent of Bay Village's argument. Absent any factual analysis, the Court rejects the argument. As an initial matter, there is no indication that the speech was made pursuant to plaintiff's duties as a firefighter. Bay Village does not suggest that plaintiff was required to speak at the meeting as part of his employment. Moreover, the speech occurred at a public city council meeting; plaintiff did not express his views inside the workplace. These factors tend to support the conclusion that plaintiff made the statements as a private citizen. Bay Village fails to point to any case law holding that, because plaintiff did not live in Bay Village, the speech is unprotected. As such, to the extent Bay Village claims that plaintiff spoke as an employee, the argument is rejected.
Next, the Court must determine whether the speech at issue addressed a matter of public concern. "Whether an employee's speech addresses a matter of public concern must be determined by the content, form, and context of a given statement, as revealed by the whole record." Connick v. Myers, 461 U.S. 138, 147-48, 103 S.Ct. 1684, 75 L.Ed.2d 708 (1983). Generally speaking, public concerns include "any matter of political, social, or
Bay Village argues that plaintiff's speech is not a matter of public concern. According to Bay Village, plaintiff suffered personal financial loss as a result of the elimination of the diving team. As such, his speech addressed a matter of personal concern. In response, plaintiff argues that the drowning death of a child is a matter of public concern.
Upon review, the Court finds that, taken as a whole and in context, the subject matter of plaintiff's speech addressed a matter of public concern. The thrust of plaintiff's speech is directed at the City's decision to cut funding for certain safety services and the outcomes resulting from those decisions. Throughout his speech, plaintiff mentions not only the dive team, but cuts to training for safety personnel and difficulties resulting from the "shuffling of ambulances." These are undoubtedly matters of public concern. Bay Village appears to argue that, while plaintiff's speech does not explicitly refer to his personal interest in the dive team cuts, it is this personal interest that motivated the speech. The motivation of the speech, however, does not alter its nature. See, Banks v. Wolfe Cty. Bd. Edu., 330 F.3d 888, 894 (6th Cir.2003) (noting that employee's motivation in Connick did not render speech private where it otherwise touched on a matter of public concern). See also, Vaughn v. Lawrenceburg Power Syst., 269 F.3d 703, 716 (6th Cir.2001) (in determining whether speech addresses a matter of public concern, "we generally look to what was said, rather than why it was said"). This is in part because the public has a vested interest in hearing from informed employees on matters of public concern. See, Garcetti, 547 U.S. at 433, 126 S.Ct. 1951 (noting that the public's interest in receiving information is as much at stake as the employee's right to disseminate it).
Bay Village argues that, even if the subject matter of plaintiff's speech involved a matter of public concern, the speech itself cannot be considered a matter of public concern because it is false.
It is well-settled that false statements are not per se undeserving of protection.
Courts are split on whether intentionally or recklessly false statements are "matters of public concern." In Johnson v. Multnomah County, 48 F.3d 420 (9th Cir.1995), the Ninth Circuit, after noting the split, held that recklessly false statements are not per se unprotected. The court reasoned,
Id. at 424 (citations omitted). See also, Moore v. City of Kilgore, 877 F.2d 364 (5th Cir. 1989) (government must prove statements were recklessly or knowingly false before any weight is afforded to the government under Pickering balancing); Brasslett v. Cota, 761 F.2d 827 (1st Cir. 1985) (the conclusion that a statement was made with malice is one factor to consider in the Pickering balancing test)
On the other hand, the Tenth Circuit held,
Wulf v. City of Wichita, 883 F.2d 842, n.24 (10th Cir.1989); See also, Brenner v. Brown, 36 F.3d 18 (7th Cir.1994) ("an employee's speech is not protected where it is made with a reckless disregard for the truth").
In the context of qualified immunity, the Sixth Circuit has repeatedly indicated that qualified immunity is available for public officials who reasonably believe that an employee made intentionally or recklessly false statements. See, e.g., See v. City of Elyria, 502 F.3d 484, 492 (6th Cir.2007); Williams v. Kentucky, 24 F.3d 1526 (6th Cir.1994); Gossman v. Allen, 950 F.2d 338
See, 502 F.3d at 493 (Emphasis added) ("there is no evidence—and [defendant] does not assert—that [plaintiff's] statements to the FBI were, in fact, deliberately or recklessly false and, therefore, outside First Amendment protection").
Thus, the Sixth Circuit held that when false statements are made negligently, the statements are nonetheless considered a matter of public concern. The parenthetical contained in See strongly implies that where an employee intentionally or recklessly makes false statements, the speech is not a matter of public concern and, as such, the Pickering balancing test is inapplicable.
Thus, this Court must address defendant's arguments regarding the falsity of the speech in step one of the analysis, i.e., ascertaining whether the speech involves a matter of public concern. Upon review, the Court agrees with defendant and concludes that certain statements made by plaintiff during the city council meeting were false statements made with a reckless or intentional disregard for the truth.
Specifically, plaintiff stated "now a seven year old kid is dead, that last year would have been found in about twenty minutes by the Bay Village Dive Team." In addition, plaintiff stated, "I knew I was watching a seven year old boy being condemned to death because we had no dive team. We could not go get this kid." Plaintiff further indicated that, "the child was on the bottom. Divers had to go and get him."
It is undisputed that plaintiff was present at the scene and aware of the details of the rescue effort. In addition, it is undisputed that approximately 12 divers were present at the scene and that none of these divers were deployed for diving purposes because the child was located in three feet of water and the "human chain" approach was utilized. Plaintiff does not refute any of these facts. Thus, plaintiff, at a minimum, was reckless in attributing the death of the child to the lack of a dive team. Plaintiff offers no evidence or argument as to how the existence of a Bay Village dive team would have had any impact whatsoever on saving the child's life. Furthermore, defendant offers the affidavit of James Sammon, the Bay Village Fire Chief, who worked as a firefighter for Bay Village for the past 34 years. Sammon
Plaintiff argues that, contrary to defendant's assertions, the dive team is a search and rescue unit, not simply a recovery unit. According to plaintiff, the primary vehicle used by the dive team contains the words "DIVE RESCUE TEAM." In addition, the Standard Operating Guidelines for the dive team primarily focus on search and rescue.
Given that plaintiff was admittedly an experienced diver and long-time firefighter, who was present at the scene, he knew that no divers were deployed into the water and that the child was found in shallow water. As such, his statement that "now a seven year old kid is dead, that last year would have been found in about twenty minutes by the Bay Village Dive Team" was made with a reckless, if not intentional, disregard for the truth. The same holds true with regard to his statement that the boy was "condemned to death" because of the lack of a dive team. Plaintiff also indicated that the boy was on the bottom and that "divers had to go in and get him." Like the first statement, both of these statements are recklessly or intentionally false. Plaintiff was at the scene and fails to offer any evidence indicating that he was unaware of the fact that divers were at the scene but not deployed in a diving capacity that day.
Having concluded that these false statements were made with a reckless or intentional disregard for the truth, the Court concludes that the statements are not "matters of public concern." Therefore, they are not entitled to First Amendment protection and defendant did not commit a constitutional violation by imposing discipline on plaintiff for making the statements.
Because the Court concludes that the statements do not address a matter of public concern, an analysis of the Pickering balancing test is not required.
Even if the Court were to conclude, however, that false statements made with an intentional or reckless disregard for the truth are "matters of public concern," the Court finds that a balancing of the Pickering factors weighs in favor of defendant. Where statements involve a matter of public concern, the Sixth Circuit has held that courts should "consider whether an employee's comments meaningfully interfere with the performance of her duties, undermine a legitimate goal or mission of the employer, create disharmony
Having concluded that plaintiff's speech is not a matter of public concern and that the Pickering balancing test weighs in favor of defendant, the Court need not reach defendant's argument that the speech was not a substantial or motivating factor for the discipline.
Defendant Sutherland moves for summary judgment on the grounds that she is entitled to qualified immunity. According to defendant Sutherland, a reasonable official in her position would have believed that her conduct did not violate a clearly established constitutional right. Plaintiff argues that qualified immunity is unavailable because defendant violated plaintiff's First Amendment rights. According to plaintiff, these are long-standing, well-established, rights.
"The doctrine of qualified immunity shields government officials from liability, as well as from suit, so long as their official conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known." Hardy v. Jefferson Community College, 260 F.3d 671 (6th Cir.2001) citing Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S.Ct. 2727, 73 L.Ed.2d 396 (1982). The Sixth Circuit has explained:
Cherrington v. Skeeter, 344 F.3d 631, 636 (6th Cir.2003).
With regard to the question whether the right was clearly established, this inquiry "must be undertaken in light
Upon review, the Court finds that defendant Sutherland is entitled to summary judgment based on qualified immunity. As set forth above, the Court concluded that the discipline imposed on plaintiff does not amount to a constitutional violation.
Moreover, even if a constitutional violation occurred, the right was not "clearly established." The Sixth Circuit has repeatedly noted that Pickering has not been extended to cover false speech made with an intentional or reckless disregard for the truth. See, See v. City of Elyria, 502 F.3d 484 (6th Cir.2007); Williams v. Kentucky, 24 F.3d 1526 (6th Cir.1994); Gossman v. Allen, 950 F.2d 338 (6th Cir. 1991). Thus, as long as a public official "reasonably believes that an employee deliberately or recklessly made false statements," qualified immunity is available. See, 502 F.3d at 494-95.
In this case, the Court already determined that plaintiff made recklessly or intentionally false statements. For that reason, defendant Sutherland is entitled to qualified immunity. Alternatively, even if plaintiff did not actually make intentionally or recklessly false statements, it was reasonable for defendant Sutherland to conclude as such. Defendant Sutherland reasonably believed that plaintiff's statements that the presence of a Bay Village dive team would have saved the life of the child were false since the divers actually present at the scene did not enter the water for diving purposes. Moreover, plaintiff indicated that he was present at the scene. Therefore, it was reasonable for defendant Sutherland to conclude that plaintiff's speech was made with a reckless, if not intentional, disregard for the truth. Accordingly, defendant Sutherland is entitled to qualified immunity.
For the foregoing reasons, the Motion for Summary Judgment of Defendant City of Bay Village (Doc. 37) and the Motion for Summary Judgment of Defendant Deborah L. Sutherland (Doc. 38) are GRANTED. Plaintiff's Motion for Summary Judgment (Doc. 40) is DENIED.
IT IS SO ORDERED.