GEORGE J. LIMBERT, Magistrate Judge.
Joseph Castrovinci ("Plaintiff") seeks judicial review of the final decision of Michael J. Astrue ("Defendant"), Commissioner of the Social Security Administration ("SSA"), denying his applications for Disability Insurance Benefits ("DIB") and Supplemental Security Income ("SSI"). ECF Dkt. #1. For the following reasons, the Court affirms the Commissioner's decision and dismisses Plaintiff's complaint in its entirety with prejudice:
On April 10, 2006, Plaintiff filed applications for DIB and SSI, alleging disability beginning April 1, 2002 due to diabetes and bipolar disorder. ECF Dkt. #7-7 at 15; ECF Dkt. #7-4 at 29. The SSA denied Plaintiff's applications initially and on reconsideration. ECF Dkt. #7-4 at 13-34. Plaintiff filed a request for an administrative hearing and on August 22, 2008, an ALJ conducted the hearing. ECF Dkt. #7-2 at 21; ECF Dkt. #7-5 at 10. At the hearing, the ALJ heard testimony from Plaintiff, who was represented by counsel, and Kathleen Reis, a vocational expert ("VE"). ECF Dkt. #7-2 at 21.
On January 28, 2009, the ALJ issued a decision denying benefits. ECF Dkt. #7-2 at 14-20. Plaintiff filed a request for review of the decision, but the Appeals Council denied the request. ECF Dkt. #7-2 at 2-10.
On November 20, 2010, Plaintiff filed the instant suit seeking review of the ALJ's decision. ECF Dkt. #1. On May 6, 2011, Plaintiff filed a brief on the merits. ECF Dkt. #12. On July 18, 2011, Defendant filed a brief on the merits. ECF Dkt. #15.
In his decision, the ALJ determined that Plaintiff suffered from diabetes mellitus and an affective disorder, which qualified as severe impairments under 20 C.F.R. §404.1521 et seq. and 20 C.F.R. § 416.921 et seq. ECF Dkt. #7-2 at 16. The ALJ next determined that Plaintiff did not have an impairment or combination of impairments that met or medically equaled one of the impairments listed in 20 C.F.R. Part 404, Subpart P, Appendix 1 ("Listings"). Id. He discounted Plaintiff's allegations of pain and limitations and concluded that Plaintiff had the residual functional capacity ("RFC") to perform medium work with limitations of not more than occasional changes in the work setting. Id. at 17, 19. Based upon this RFC and the testimony of the VE, the ALJ found that Plaintiff could return to all of his past relevant work, which included the jobs of a chauffeur and HVAC technician. Id. at 19.
An ALJ must proceed through the required sequential steps for evaluating entitlement to DIB and SSI. These steps are:
Hogg v. Sullivan, 987 F.2d 328, 332 (6
Under the Social Security Act, the ALJ weighs the evidence, resolves any conflicts, and makes a determination of disability. This Court's review of such a determination is limited in scope by § 205 of the Act, which states that the "findings of the Commissioner of Social Security as to any fact, if supported by substantial evidence, shall be conclusive." 42 U.S.C. § 405(g). Therefore, this Court's scope of review is limited to determining whether substantial evidence supports the findings of the Commissioner and whether the Commissioner applied the correct legal standards. Abbott v. Sullivan, 905 F.2d 918, 922 (6
The substantial-evidence standard requires the Court to affirm the Commissioner's findings if they are supported by "such relevant evidence as a reasonable mind might accept as adequate to support a conclusion." Cole v. Astrue, 661 F.3d 931, 937 (6
Plaintiff's overall contention is that the ALJ lacked substantial evidence with which to find that he could perform a full range of medium work. Plaintiff asserts that the ALJ: (1) should have found his knee condition to be a severe impairment at Step Two of the sequential evaluation process; (2) should have found that he had non-exertional limitations due to his affective disorder; (3) should have solicited VE testimony before concluding that he could perform all past relevant work; and (4) committed legal error by not applying the mandates of Drummond v. Commissioner of Social Security, 126 F.3d 837 (6
For the following reasons, the Court finds that substantial evidence supports the ALJ's decision and harmless error occurred in his failure to properly apply Drummond, 126 F.3d 837. The Court addresses each of Plaintiff's contentions in turn.
Plaintiff first asserts that the ALJ erred at Step Two by failing to find that his right knee condition was a severe impairment. ECF Dkt. #12 at 10-12. At step two, a claimant must show that he or she suffers from a severe medically determinable physical or mental impairment. 20 C.F.R. §§ 404.1520(a)(4)(ii), 416.920(a)(4)(ii). An impairment is considered non-severe when it "does not significantly limit your physical or mental ability to do basic work activities." 20 C.F.R. §§ 404.1521(a), 416.921(a). The Regulations define basic work activities as being the "`abilities and aptitudes necessary to do most jobs,'" which includes:
20 C.F.R. §§ 404.1521(b) and 416.921(b).
The regulations provide that if the claimant's degree of limitation is none or mild, the Commissioner will generally conclude the impairment is not severe, "unless the evidence otherwise indicates that there is more than a minimal limitation in your ability to do basic work activities." 20 C.F.R. §§ 404.1520a(d), 416.920a(d). The purpose of the second step of the sequential analysis is to enable the Commissioner to screen out "totally groundless claims." Farris v. Sec'y of HHS, 773 F.2d 85, 89 (6
Once the ALJ determines that a claimant suffers a severe impairment at Step Two, the analysis proceeds to Step Three; any failure to identify other impairments, or combinations of impairments, as severe in Step Two is harmless error. Maziarz v. Sec'y of Health & Human Servs., 837 F.2d 240, 244 (6
Here, the ALJ considered Plaintiff's knee impairment in the subsequent steps of the sequential evaluation process. He noted Plaintiff's testimony that he went to MetroHealth Medical Center because his knee became sore, swollen and stiff a couple of months prior to his presentation there. ECF Dkt. #7-2 at 18. The ALJ further noted Plaintiff's complaints in June 2008 of knee pain which was worse when he kneeled, climbed stairs or walked. Id. at 19. Plaintiff had explained that he worked as a HVAC technician and kneeled a lot. Id. The ALJ noted that x-rays showed mild degenerative changes and doctors diagnosed localized osteoarthritis in the lower leg. Id. The ALJ also indicated that Plaintiff's knee pain was controlled by medication. Id.
Accordingly, because the ALJ considered Plaintiff's knee pain at the subsequent steps in the sequential evaluation, his failure to find this impairment severe at Step Two is harmless error.
Plaintiff also asserts that the ALJ erred in finding that he had no non-exertional limitations resulting from his affective disorder. ECF Dkt. #12 at 12-13. Plaintiff cites to treatment notes showing that he had an ongoing struggle with manic and depressive episodes which were unpredictable. Id. at 12. He contends that the only opinion evidence in the record as to his mental impairments establishes that his bipolar disorder resulted in many moderate limitations in his work-related mental abilities. Id. Plaintiff notes that although the ALJ found that the state agency reviewing doctors' opinions were "generally in line with the medical evidence of record as a whole," he gave them only considerable, but not controlling weight. Id. at 13. Plaintiff concludes that if the ALJ had given controlling weight to those opinions, he would have found that Plaintiff's affective disorder resulted in non-exertional limitations that would preclude his ability to perform a full range of medium work activity. Id.
The Court notes that the ALJ's decision appears to show that he did consider whether Plaintiff's mental health condition was a non-exertional limitation as he concluded that Plaintiff "still has limitations of not more than occasional changes in work setting but it does not prohibit him from all work." ECF Dkt. #7-2 at 19. An ALJ from Plaintiff's prior hearing for disability benefits had found such a limitation due to Plaintiff's bipolar disorder.
Plaintiff asserts that had the ALJ really given "considerable" weight to the state agency physicians' opinions, he would have concluded that Plaintiff's affective disorder resulted in non-exertional limitations that precluded him from a full range of medium work. ECF Dkt. #12 at 13. The Court finds no merit to this assertion and Plaintiff provides no support for such a conclusion. The ALJ complied with the applicable regulations regarding his review of the medical opinions in the record and adequately explained his reasons for the RFC that he attributed to Plaintiff. Moreover, the finding of mild and moderate limitations does not require a finding of a non-exertional impairment, especially considering the medical records of treatment showing mainly stable control over Plaintiff's mental health conditions. In addition, no special significance is given to opinions regarding issues reserved to the ALJ and the final responsibility for deciding the issue of RFC is reserved to the ALJ. 20 C.F.R. §§ 404.1527(e)(2)-(3), 416.927(e)(2)-(3).
For these reasons, the Court finds that substantial evidence supports the ALJ's determination of this issue.
Plaintiff contends that the ALJ erred when he failed to elicit VE testimony at Step Four of the sequential evaluation process. ECF Dkt. #12 at 13. Plaintiff complains that the ALJ should have posed hypothetical questions to the VE which included all of the limitations arising from his impairments. Id. at 14. Plaintiff asserts that the ALJ's RFC is incompatible with the physical and mental demands of his past relevant work. Id.
The ALJ did take testimony from the VE at the hearing. ECF Dkt. #7-2 at 36-40. Upon the VE's testimony as to the classifications of Plaintiff's past relevant work, the ALJ stated to Plaintiff's counsel:
Id. at 40. Plaintiff's counsel responded that she had nothing to ask the VE but she contended that "even though there may not be anything that significantly jumps out of the evidence to show a difference, we do have a subtle difference in this case in that they did have to adjust his lithium" Id. She therefore submitted that Plaintiff's condition had deteriorated both emotionally and physically since the last time he applied for and was denied social security benefits. Id.
As Defendant correctly notes, an ALJ is not required to solicit VE testimony in order to determine whether a claimant can return to his past relevant work. Wright-Hines v. Comm'r of Soc. Sec., 597 F.3d 392, 395 (6
Finally, Plaintiff asserts that the ALJ erred in failing to apply the mandates of Drummond v. Commissioner of Social Security, 126 F.3d 837, 842-843 (6
Defendant concedes that the ALJ in the instant case did not discuss the prior ALJ's findings or explain the "changed circumstances" that Drummond requires when rendering different findings. ECF Dkt. #15 at 9. However, Defendant posits that this error is harmless as the ultimate finding in both cases is the same—Plaintiff could perform his past relevant work with both of the RFC findings. Id.
In Drummond, the Sixth Circuit Court of Appeals held that the Commissioner is bound by a prior final determination concerning a claimant's entitlement to benefits absent a change in circumstances. 126 F.3d at 842, citing Lively v. Sec'y of Health & Human Servs., 820 F.2d 1391 (4th Cir. 1987), Dennard v. Sec'y of Health & Human Servs., 907 F.2d 598, 600 (6
Id.
The ALJ in the instant case did not mention Drummond in his decision. However, he did state that "[t]he claimant still has limitations of not [] than occasional changes in work setting but it does not prohibit him from all work." ECF Dkt. #7-2 at 19. Thus, the ALJ apparently was aware of and considered the prior ALJ findings as the prior ALJ found that Plaintiff had the non-exertional restriction of having only occasional changes in the work setting. ECF Dkt. #7-3 at 15. The ALJ in the instant case also gave considerable weight to the findings of the state agency reviewing physicians who based their mild and moderate functional limitations for Plaintiff on the prior ALJ's RFC. ECF Dkt. #7-2 at 19; ECF Dkt. #7-12 at 12-14. The ALJ in the instant case also found that Plaintiff could perform medium exertional work, while the ALJ in the prior case found that Plaintiff had no exertional limitations at all. ECF Dkt. #7-2 at 19; ECF Dkt. #7-3 at 15.
Thus, the ALJ in the instant case actually found Plaintiff more limited exertionally than the ALJ in the prior case due to additional impairments, which differentiates this case from Drummond, where the ALJ in the subsequent case actually found a less restrictive RFC than the ALJ in the initial Drummond case. See Whitaker v. Astrue, No. 08-120-HRW, 2009 WL 2235999 (E.D. Ky., July 27, 2009)("The Court is somewhat perplexed by Plaintiff's contention as the ALJ in this case found a more restrictive RFC than that of the 2005 decision. In other words, the instant decision is more favorable to the Plaintiff than the prior decision. The Court finds no violation of Drummond."). The ALJ in this case also reviewed medical evidence which post-dated the prior ALJ's August 2005 decision in finding that Plaintiff "still" had the limitation of not more than occasional changes in the work setting, but the instant ALJ found that Plaintiff's limitation did not prevent him from performing "all work." ECF Dkt. #7-2 at 19, citing ECF Dkt. #7-12. See Chandler v. Comm'r of Soc. Sec., 124 Fed App'x 355 (6
Accordingly, while he did not address Drummond directly or state the "new and material" evidence that he relied upon for his finding regarding Plaintiff's occasional changes in the work setting, the ALJ's findings in the instant case show that he considered the prior ALJ's decision and RFC and he considered medical evidence post-dating the prior ALJ's decision in evaluating Plaintiff's impairments, RFC and his ability to perform his past relevant work. Moreover, Plaintiff suffered no prejudice as a result of the ALJ's failure to clearly address Drummond since the ALJ in the instant case provided a more restrictive physical RFC and used evidence post-dating the prior ALJ's decision for his finding regarding Plaintiff's limitation of not more than occasional changes in the work setting.
For the foregoing reasons, the Court AFFIRMS the ALJ's decision and DISMISSES Plaintiff's complaint in its entirety with prejudice.