NANCY A. VECCHIARELLI, Magistrate Judge.
This case is before the Magistrate Judge by the consent of the parties. (Doc. No. 14.) On March 4, 2015, Plaintiff, Noemi I. Irizarry ("Plaintiff"), through her attorney, Kirk B. Roose, filed a motion for attorney fees under the Equal Access to Justice Act ("EAJA"),
On October 1, 2013, Plaintiff filed her complaint to challenge the Commissioner's final decision denying Plaintiff's applications for Social Security disability benefits. (Doc. No. 1.) Plaintiff asserted five assignments of error: (1) the administrative law judge ("ALJ") violated the treating physician rule; (2) the ALJ erred by failing to use the "special technique" that must be used when a claimant is found to have severe mental impairments; (3) the ALJ failed to explain the weight given to examining Physician Assistant Dan Basinski; (4) the ALJ's residual functional capacity ("RFC") did not adequately account for Plaintiff's moderate carpal tunnel syndrome; and (5) the ALJ's decision was unreviewable because the ALJ found that Plaintiff required a sit/stand option but made no findings about frequency or duration. The Court affirmed the ALJ's decision on all but one of Plaintiff's assignments of error. Specifically, the Court concluded that the ALJ failed to explain his reasons for omitting limitations in social functioning assigned by Plaintiff's treating psychiatrist, F. Gregory Noveske, M.D. from Plaintiff's RFC:
(Doc. No. 22 at 18-19.) The Court concluded that "[o]n remand, the ALJ shall clearly address Dr. Noveske's opinion regarding Plaintiff's limitation in social functioning and accurately account for any limitation the ALJ finds in that area in Plaintiff's RFC." (Id. at 19.)
On March 4, 2015, Plaintiff filed her motion for attorney fees pursuant to the EAJA. (Doc. No. 24.) In the fees application, Plaintiff seeks $7,539.00 in attorneys fees for a total of 41.1 hours of services rendered. This number consists of: (1) 26 hours expended by Attorney Kirk B. Roose on the merits of the appeal; (2) 1.8 hours expended by Attorney Roose on the EAJA application; (3) 11.5 hours expended by Attorney Melissa L. Kunder on the merits of the appeal; and (4) 1.8 hours expended by counsels' "appellate assistant" on the merits of the appeal. Plaintiff requests an hourly rate of $190.00 for her attorneys and an hourly rate of $40 for her attorneys' "appellate assistant."
Thereafter, the Commissioner filed her response in opposition to Plaintiff's motion. (Doc. No. 26.) The Commissioner argues that an EAJA award is not warranted because her position was substantially justified. She further requests that if the Court finds that her position was not substantially justified, Plaintiff's requested fees under the EAJA should be reduced to $4,936.00, because Plaintiff seeks compensation for an excessive number of hours.
In April 2015, Plaintiff filed a reply in support of her fees application. (Doc. No. 29.) In addition to addressing the Commissioner's arguments, Plaintiff requests a supplemental award of attorney fees of $380.00, representing two hours expended by Attorney Roose in researching and preparing the reply. Accordingly, Plaintiff requests a total of $7,919.00 in attorney fees.
The EAJA permits the Court to award fees and other expenses to a prevailing party in a civil action against the United States unless the United States' position was substantially justified or other special circumstances exist. See
Substantially justified means "justified to a degree that could satisfy a reasonable person."
The Commissioner argues that her position was substantially justified because the error that warranted remand was merely an "articulation error" surrounded by an otherwise thorough analysis by the ALJ. (Doc. No. 26 at 4.) The Commissioner also argues that "the lack of overwhelming evidence of disability in this case supports a finding that the Commissioner's position was substantially justified." (Id.) Plaintiff contends that the error in this was more than a mere articulation error, and that the purported lack of evidence of disability is not relevant to the issue of attorney fees in this case. (Doc. No. 29 at 4-5.)
Plaintiff's entitlement to attorney fees in this case depends upon whether the error identified by this Court as the basis for remand was merely an error in articulation, or a substantive error. The Sixth Circuit has determined that "an ALJ's failure to provide an adequate explanation for his findings does not establish that a denial of benefits lacked substantial justification."
Thereafter, the plaintiff filed an application for EAJA fees, which the district court denied. On plaintiff's appeal, the Sixth Circuit affirmed the district court's order, explaining that the error identified by the district court was in the ALJ's failure to explain the weight he assigned to the various medical opinions, rather than in the substantive issue of whether the ALJ properly considered them:
Here, the Commissioner contends that the error identified by this Court as the basis for remand in this case "dealt with the level of articulation provided by the ALJ." (Doc. No. 26 at 4.) That is not, however, an accurate description of this Court's analysis in remanding the case. As this Court discussed in its Order remanding this case, here, the ALJ "failed to address altogether" the social functioning limitations assigned by one of Plaintiff's treating physicians, despite having assigned "considerable weight" to that physician's opinion. (Doc. No. 22 at 18-19.) In other words, nothing in the ALJ's decision explained the omission of those limitations from Plaintiff's RFC. The ALJ's failure to provide any explanation — at any point in his decision — for the omission of these limitations not only violated a well-established rule, see
The Commissioner also argues that the lack of "overwhelming" evidence of disability in this case supports a finding of substantial justification. (Doc. No. 26 at 4.) The Commissioner, however, overstates the importance of this issue in this Court's analysis of whether the Commissioner's position was substantially justified. The Sixth Circuit has observed that "the strength of [a plaintiff's] administrative case" is "relevant to the Commissioner's justification for the denial of benefits."
The Commissioner argues that Plaintiff's counsel expended an unreasonable number of hours on the merits of this case. The Court agrees. Review of the billing records of Plaintiff's counsel reveal that, between February 3 and February 6, 2014, Attorney Kunder expended 15 hours preparing the brief in this case. (Doc. No. 24-1.) On March 7, 2014, she expended 1.5 hours proofreading the brief, for a total of 16.5 hours. (Id.) On February 26, 2014, Attorney Roose expended 5.3 hours for "continue[d] research and additional writing for brief." (Id.) He expended 8.3 hours for the same type of work on March 6, 2014. (Id.) On March 7, 2014, Attorney Roose expended 3.6 hours to "revise, edit, and file" the brief. (Id.) In total, Attorney Roose expended 17.2 hours preparing and filing the brief in this case. In sum, the billing records reflect that Plaintiff's attorneys expended multiple hours performing the same work, or that Attorney Roose spent substantial time editing or rewriting Attorney Kunder's work. Plaintiff offers no explanation for the number of hours expended by two different attorneys on what was apparently the same work. Absent some other explanation — such as an affidavit describing a reasonable division of labor between the two attorneys — the hours reflected in the billing records for the time spent on the brief are duplicative.
Plaintiff has deducted five hours from the total number of hours expended by Attorney Kunder. (Id.) Plaintiff also deducts five hours from the total hours expended by Attorney Roose. (Id.) The billing records state that the deductions are "due to possible duplication of services," but are not specific regarding what services were allegedly duplicated. (Id.) Further, the billing records suggest that Attorney Roose spent substantial time supplementing, revising or editing Attorney Kunder's work. It is impossible to determine what benefit, if any, resulted from Attorney Kunder's work; the total hours expended strongly suggests duplication. Accordingly, the Court finds that only one attorney's time is compensable to adjust for duplication, and it is reasonable to allow Plaintiff the five hours deducted by Attorney Roose, and deny compensation for all of the hours expended by Attorney Kunder on the brief.
The Commissioner also argues that this Court should reduce the number of hours requested for work performed by Attorney Roose on the reply brief in this matter. The billing records reflect that Attorney Roose expended 6.4 hours "review[ing] briefs, prepar[ing], edit[ing], and fil[ing] reply brief." (Doc. No. 24-1 entry at 12/11/12.) The Commissioner argues that Plaintiff's reply brief in support of the merits of her appeal "contained only six pages of substance ... and mostly repeats the assertions set forth" in Plaintiff's opening brief. (Doc. No. 26 at 7.) The Commissioner's argument, however, fails to account for the fact that the time entry for work on the reply brief includes not only the hours expended drafting the reply brief, but also time spent reviewing the Commissioner's brief, which was 21 pages in length. Accordingly, the Commissioner's challenge to the time expended in drafting the reply brief presents no basis for deducting any time from Plaintiff's fee request.
As noted above, with respect to fees incurred in the merits portion of this case, the Court deducts 6.5 hours from the total number of hours expended by attorneys in this matter. Plaintiff's EAJA application requests compensation for 1.8 hours of work performed in preparing the application. (Doc. No. 24-1.) Plaintiff's entitlement to fees incurred in obtaining fees is discussed in Section II(C), infra. Accordingly, for the purpose of determining the amount of fees awarded on the merits of the case, the Court deducts an additional 1.8 hours from the total of requested hours on the merits portion of the work,
Finally, Plaintiff requests compensation for 1.8 hours of work performed by Attorney Roose in preparing the EAJA application. (Doc. No. 24-1.) In her reply brief, Plaintiff requests an additional $380.00 — representing two hours of work performed by Attorney Roose — for the preparation of the reply in support of the EAJA fees application in this case (doc. No. 29 at 8), for a total request of 3.8 hours — or $722.00 — for work expended in obtaining fees in this case.
In sum, Plaintiff's request for fees is DENIED in part and GRANTED in part to the following extent:
• 31 hours expended by Attorneys Roose on the merits of the case, at an hourly rate of $190.00, totaling $5,890.00;
• none of the hours expended by Attorney Kunder;
• 1.8 hours expended by counsels' assistant, at an hourly rate of $40.00, totaling $72.00, resulting in a total of $5,962.00 for work expended on the merits of the case; and
• three percent of the total award for work performed on the merits, or $178.86, for fees incurred in obtaining fees in this case,
The materials in support of Plaintiff's EAJA application reflect that Plaintiff has assigned any award of EAJA fees to counsel. (Doc. No. 24-14.) However, pursuant to Astrue v. Ratliff, 130 S.Ct. 2521, 177 L. Ed. 2d 91 (2010), any EAJA award should be made payable to Plaintiff and not his attorney so that any pre-existing debt owed by Plaintiff to the government may be subject to administrative off-set. Plaintiff concurs. (Doc. No. 24 at 9.) Accordingly, counsel first shall determine whether Plaintiff owes a pre-existing debt subject to offset; if there is no pre-existing debt or the debt is less than the amount of the EAJA fee award, the balance of the EAJA fee award shall be made payable to Plaintiff's counsel per the assignment in the record.
For the foregoing reasons, Plaintiff is awarded a total of $6,140.86 to fully satisfy all reasonable attorney fees, expenses, and costs incurred under the EAJA in this case.