SARA LIOI, District Judge.
Before the Court is defendant's motion to dismiss both under the doctrine of res judicata and for failure to state a claim upon which relief can be granted. (Doc. No. 5, Motion ["Mot."].) Plaintiff has filed a brief in opposition (Doc. No. 6, Opposition ["Opp'n"]) and defendant filed a reply (Doc. No. 7, Reply ["Reply"]). For the reasons set forth herein, the motion is denied.
This case has a slightly complicated procedural history, which is relevant to the analysis of the instant motion. On February 25, 2015, when the complaint herein was filed ("Case 2"), the accompanying civil cover sheet, as well as the complaint itself, indicated relatedness to Case No. 1:12-cv-2215, Estate of Pascual O. Estrada, et al. v. U.S. Dep't of Veterans Affairs ("Case 1"). The caption of the complaint in Case 2 identifies the case as a "Refile of Case No. 1:12-cv-2215."
Case 1 was on the docket of Senior Judge Lesley Wells; Case 2, upon its filing, was assigned to Judge Wells due to the relatedness of the two cases. On October 6, 2015, upon the retirement of Judge Wells, Case 2 was reassigned to the docket of the undersigned pursuant to General Order 2015-12. Case 1 was not reassigned, since it was already closed; however, the proceedings in Case 1 are relevant to the instant motion.
Case 1 was brought on behalf of two plaintiffs (Estate of Pascual O. Estrada c/o Nora M. Maffei, Executor ("the Estate") and Nora M. Maffei ("Maffei")), whereas Case 2 is brought solely on behalf of the Estate. In Case 1, there were three federal claims (one under the Americans with Disabilities Act, one under the Rehabilitation Act of 1973, and one under the Federal Tort Claims Act), in addition to two counts brought under Ohio statutory and common law. Case 2 raises a sole federal claim under the Rehabilitation Act of 1973, as well as the same Ohio claims as in Case 1.
The underlying factual allegations are virtually identical in the two cases. For comparison purposes, the Court quotes herein the factual allegations from the amended complaint (Doc. No. 12) in Case 1, ¶¶ 7-16, as compared to the complaint (Doc. No. 1) in Case 2. The Case 2 modifications (except for paragraph numbers, which all vary by one since there was one fewer party listed in the earlier paragraphs) are shown by way of bold/bracketed text for additions and bold/stricken text for deletions:
In Case 1, on January 3, 2013, defendant United States Department of Veterans
Affairs ("the VA") filed a motion to dismiss for lack of subject matter jurisdiction and for failure to state a claim upon which relief can be granted. The motion was neither clear nor precise. In its introduction, the motion stated: "On August 29, 2012, Plaintiff Estate of Pascual O. Estrada and Nora M. Maffei ("Plaintiff") filed a complaint" against the VA. (Case 1, Doc. No. 14-1 at 67.)
Over plaintiffs' opposition
On April 29, 2014, without citing the authority for doing so, plaintiff Estate (through Maffei as Executor) moved to reopen the case and to "reinstate the Estate's claim against Defendant for violation of Section 504 of the Rehabilitation Act, and its pendent Ohio law claim," (Case 1, Doc. No. 23 at 145.) Plaintiff argued that the VA had never moved to dismiss the Estate's claims which purportedly survived Estrada's death. (See Case 1, Doc. No. 23.)
The motion to reopen was fully briefed by May 30, 2014. (See Doc. Nos. 25 and 26, Opposition and Reply.) But, on February 25, 2015, without first requesting a ruling on the pending motion to reopen, plaintiff filed Case 2, claiming that "[b]ecause a year had passed since [the] Court's February 26, 2014 order dismissing the initial Lawsuit without prejudice, and no ruling had yet been made on the Motion To Reopen The Case, The Estate chose, on February 25, 2015, to re-file its case against the Government." (Opp'n at 34.) As already noted, Case 2 was assigned to Judge Wells due to its relatedness to Case 1. On March 31, 2015, Judge Wells ruled by non-document order that the motion to reopen Case 1 was moot. The VA timely filed its motion to dismiss in Case 2; that motion is now before the Court.
A complaint must contain "a short and plain statement of the claim showing that the pleader is entitled to relief[.]" Fed. R. Civ. P. 8(a)(2). Although this pleading standard does not require great detail, the factual allegations in the complaint "must be enough to raise a right to relief above the speculative level." Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555, 127 S.Ct. 1955, 167 L. Ed. 2d 929 (2007) (citing authorities). In other words, "Rule 8(a)(2) still requires a `showing,' rather than a blanket assertion, of entitlement to relief." Id. at 556, n.3 (criticizing the Twombly dissent's assertion that the pleading standard of Rule 8 "does not require, or even invite, the pleading of facts").
"To survive a motion to dismiss, a complaint must contain sufficient factual matter, accepted as true, to `state a claim to relief that is plausible on its face.'" Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L. Ed. 2d 868 (2009) (quoting Twombly, 550 U.S. at 570). "While legal conclusions can provide the framework of a complaint, they must be supported by factual allegations. When there are well-pleaded factual allegations, a court should assume their veracity and then determine whether they plausibly give rise to an entitlement to relief." Id. at 679. "The court need not, however, accept unwarranted factual inferences." Total Benefits Planning Agency, Inc. v. Anthem Blue Cross & Blue Shield, 552 F.3d 430, 434 (6th Cir. 2008) (citing Morgan v. Church's Fried Chicken, 829 F.2d 10, 12 (6th Cir. 1987)).
The VA moves for dismissal on two grounds: res judicata and failure to state a claim under the Rehabilitation Act. The Court will address the latter argument first.
The VA asserts, rather simplistically, that the complaint in Case 1 alleged neither that Estrada was denied any services nor that he suffered any injury, and, therefore, that the complaint fails to state a claim under the Rehabilitation Act.
The Rehabilitation Act of 1973 provides, in relevant part, that
29 U.S.C. § 794. There can be no doubt that the Rehabilitation Act requires entities to reasonably accommodate persons with disabilities and that failure to do so amounts to discrimination under the act. McPherson v. Mich. High Sch. Athletic Ass'n, Inc., 119 f.3d 453, 460-61 (6th Cir. 1997); McNamara v. Ohio Bldg. Auth., 697 F.Supp.2d 820, 828 (N.D. Ohio 2010).
Here, the allegation is that by "failing and refusing to lift Estrada onto the x-ray table; [by] forcing Maffei to lift her father onto the x-ray table; and [by] maintaining a noncompliant x-ray table, Defendant has violated the Rehabilitation Act."
Under the Twombly and Iqbal standard for a motion to dismiss, the complaint does sufficiently allege, although somewhat inartfully, both a failure to accommodate Estrada's disability (which amounts to discrimination under the Act) and resulting injury, even if only passing pain or psychological injury. See Johnson v. City of Saline, 151 F.3d 564, 572-73 (6th Cir. 1998) (discussing remedies under the Act and approving the availability of compensatory damages for "physical damage . . ., psychological and emotional trauma, humiliation and embarrassment, anxiety, and pain and suffering.").
Given that a Rehabilitation Act claim survives one's death, see Cook v. Hairston, No. 90-3437, 1991 WL 253302, at *6 (6th Cir. Nov. 26, 1991) (per curiam), this claim, if not otherwise barred, could be properly asserted by the Estate.
Although the Estate's complaint does not fail to state a claim under the Rehabilitation Act, that does not end this Court's analysis. The VA also argues that Case 2 is barred by the doctrine of res judicata because the entirety of Case 1 was dismissed by Judge Wells, not just the claims of Maffei.
Analysis of this issue is complicated by the nature of the proceedings in Case 1, specifically: the VA's imprecise arguments on its motion to dismiss; Judge Wells' broad ruling on that motion which dismissed the entire case without prejudice; and plaintiff's subsequent procedural choices attempting to correct the judgment. This Court was never the assigned judicial officer in Case 1, nor does this Court have authority to review or change the rulings in Case 1. This Court can only address the case currently before it and will do so in light of the proceedings in Case 1.
Having considered the proceedings, the briefing, and Judge Wells's February 26, 2014 ruling in Case 1,
Under the Ohio Savings Statute, "if the plaintiff fails otherwise than upon the merits, the plaintiff . . . may commence a new action within one year after . . . the plaintiff's failure otherwise than upon the merits or within the period of the original applicable statute of limitations, whichever occurs later." Ohio Rev. Code § 2305.19. The statute applies "where `an action is timely commenced and is then dismissed without prejudice after the applicable statute of limitations has run.'" Harris v. United States, 422 F.3d 322, 331 (6th Cir. 2005) (quoting Lewis v. Connor, 487 N.E.2d 285, 287 (Ohio 1985)). In Harris, the Sixth Circuit also determined that Ohio's Saving Statute applies both to actions under 42 U.S.C. § 1983 and to so-called Bivens actions to recover damages for injuries caused by constitutional violations by federal agents because Congress itself did not establish either a statute of limitations or a body of tolling rules applicable to such actions. The same would hold true for the Rehabilitation Act, which borrows its statute of limitations from state law.
Here, on February 26, 2014, Judge Wells improvidently dismissed without prejudice (and without any explanation, least of all on the merits) the unrecognized claims of the Estate in Case 1. Therefore, the doctrine of res judicata is not a bar to this action. Further, there is nothing apparent on this record, and the VA has not argued, that, when the Estate refiled this action on February 25, 2015, the Ohio Savings Statute offered plaintiff no relief. That said, the Court is not foreclosing the possibility of such an argument at an appropriate time in Case 2.
The Court concludes that the claims of the Estate before this Court in the instant case are not barred by the doctrine of res judicata.
For the reasons set forth herein, the VA's motion to dismiss (Doc. No. 5) is