James G. Carr, Sr. U.S. District Judge.
This case arises from a "cold case" investigation that, although it led to plaintiff Steven G. Noffsinger's indictment on an aggravated murder charge with a capital specification, resulted in a not-guilty verdict.
Defendants are: 1) Jason K. Landers, Sheriff of Paulding County, Ohio; 2) Robert Garcia, Paulding County Deputy Sheriff; and 3) Brion Hanenkratt, Paulding County Deputy Sheriff.
Plaintiff asserts federal-law claims for malicious prosecution and civil conspiracy under 42 U.S.C. § 1983. (Doc. 4 at 11-13). He also asserts state-law claims for invasion of privacy/false light, defamation, malicious prosecution, and intentional or reckless infliction of emotional distress. (Id. at 10-17).
I have jurisdiction under 28 U.S.C. §§ 1331, 1343.
Pending is defendants' motion for judgment on the pleadings. (Docs. 34, 35). For the reasons that follow, I grant the motion.
On December 17, 1981, plaintiff's wife, Alma Noffsinger, was found dead in her home. (Doc. 4 ¶ 18). The Lucas County and Paulding County Coroners performed an autopsy and ruled the death a homicide. (Id.). The Paulding County Sheriff's Office (PCSO) then conducted an investigation. (Id. ¶ 19).
The initial law enforcement reports indicated that Alma Noffsinger's residence was undisturbed, other than the bedroom where the homicide occurred, and that there was no evidence of forced entry, burglary or sexual assault. (Id. ¶ 30).
In June 2014, producers of the television program "Cold Justice" traveled to Paulding and met with defendants, seeking to convince them to re-open the investigation.
Defendants did not exhume Alma Noffsinger's body to re-examine it. (Id. ¶ 29). Nor did they examine evidence from the 1981 investigation, as it was all either lost or destroyed.
Based on their investigation, defendants concluded that plaintiff had murdered his wife, and presented that conclusion to the county prosecutor. (Id. ¶ 41).
In July 2014, a grand jury heard evidence against plaintiff and indicted him on one count of aggravated murder with a capital specification. (Id. ¶ 43). Authorities arrested him and held him without bond until his trial. (Id. ¶¶ 44, 48).
Landers held a press conference announcing the arrest, during which he stated, inter alia, "Aggravated murder with specification makes this a capital case. As far as the legal system goes, there's a whole different set of books that goes along with it when you look at potential death penalty cases." (Id. ¶ 45).
In May 2015, a jury found plaintiff not guilty, and a judge ordered him released. (Id. ¶ 48). He had spent 264 days in custody. (Id. ¶ 44, 48).
Plaintiff filed this lawsuit on August 25, 2015. (Id.). Defendants moved for judgment on the pleadings on March 15, 2016. (Docs. 34, 35).
I review motions for judgment on the pleadings under Fed. R. Civ. P. Rule 12(c) with the same standard of review as motions to dismiss under Rule 12(b)(6). See Fritz v. Charter Twp. of Comstock, 592 F.3d 718 (6th Cir.2010) (citing Ziegler v. IBP Hog Market, Inc., 249 F.3d 509, 511-12 (6th Cir.2001)).
Under Rule 12(b)(6), a claim survives a motion to dismiss if it "contain[s] sufficient factual matter, accepted as true, to state a claim to relief that is plausible on its face." Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009). "The plausibility standard is not akin to a `probability requirement,' but it asks for more than a sheer possibility that a defendant has acted unlawfully." Id. A complaint's "[f]actual allegations must be enough to raise a right to relief above the speculative level, on the assumption that all of the complaint's allegations are true." Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555-56, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007).
A complaint is insufficient "if it tenders naked assertions devoid of further factual
I must construe the pleadings "in the light most favorable to the plaintiff." Inge v. Rock Fin. Corp., 281 F.3d 613, 619 (6th Cir.2002). Plaintiff, however, must provide "more than labels and conclusions, and a formulaic recitation of the elements of a cause of action will not do." Twombly, 550 U.S. at 555, 127 S.Ct. 1955; see also Iqbal, 556 U.S. at 678, 129 S.Ct. 1937 ("Threadbare recitals of the elements of a cause of action, supported by mere conclusory statements, do not suffice.").
Defendants ask that I dismiss both plaintiff's federal § 1983 claims and his state-law claims. I address the § 1983 claims first.
Defendants argue they are entitled to judgment on the pleadings as to plaintiff's § 1983 claims because they have immunity.
Section 1983 provides, in relevant part: "[e]very person, who, under color of any statute, ordinance, regulation, custom, or usage, of any State ... subjects, or causes to be subjected, any citizen of the United States ... to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured." Section 1983 "`is not itself a source of substantive rights,' but merely provides `a method for vindicating federal rights elsewhere conferred.'" Albright v. Oliver, 510 U.S. 266, 271, 114 S.Ct. 807, 127 L.Ed.2d 114 (1994) (quoting Baker v. McCollan, 443 U.S. 137, 144 n. 3, 99 S.Ct. 2689, 61 L.Ed.2d 433 (1979)).
A plaintiff bringing a claim under § 1983 must establish that the defendants acted under color of state law and that the conduct deprived the plaintiff of rights, privileges, or immunities secured by the Constitution or federal laws. Haag v. Cuyahoga County, 619 F.Supp. 262, 271 (N.D.Ohio 1985) (citing Parratt v. Taylor, 451 U.S. 527, 535, 101 S.Ct. 1908, 68 L.Ed.2d 420 (1981)).
No dispute exists that defendants acted under color of state law. Accordingly, plaintiff must establish 1) that no immunity applies, and 2) that defendants violated his constitutional rights.
Although it is not clear from his First Amended Complaint (Doc. 4), plaintiff asserts in his opposition to defendants' motion that he is suing defendants in both their official capacities and their individual capacities. (Doc. 37 at 9). Defendants argue that in both cases, they are entitled to immunity. I address each case in turn.
Official-capacity suits "generally represent only another way of pleading an action against an entity of which an officer is an agent." Monell v. New York City Dept. of Soc. Servs., 436 U.S. 658, 690 n. 55, 98 S.Ct. 2018, 56 L.Ed.2d 611 (1978). Courts thus treat suits against municipal officials in their official capacity as suits against the municipality. Pusey v. City of Youngstown, 11 F.3d 652, 658 (6th Cir. 1993). They are not suits "against the official personally, for the real party in interest is the entity." Kentucky v. Graham, 473 U.S. 159, 166, 105 S.Ct. 3099, 87 L.Ed.2d 114 (1985). "[W]hile an award of damages against an official in his personal capacity can be executed only against the official's personal assets, a plaintiff seeking to recover on a damages judgment in an official-capacity suit must look to the government entity itself." Id.
To prevail in such a suit, a plaintiff must identify a municipal entity "policy" or "custom," id. with a "direct causal link to the constitutional violation." Hurst
Under Ohio law, "a county sheriff's office is not a legal entity capable of being sued for purposes of § 1983." Petty v. County of Franklin, Ohio, 478 F.3d 341, 347 (6th Cir.2007); see Rhodes v. McDannel, 945 F.2d 117, 120 (6th Cir.1991) ("[T]he Sheriff's Department is not a legal entity subject to suit."). Plaintiff does not argue otherwise. Recovery from the PCSO is therefore not possible.
To the extent plaintiff hopes to recover from the county, he offers scant evidence that there was a municipal "policy" or "custom" that caused a constitutional violation. Indeed, he admits otherwise when he argues that his arrest and indictment resulted from the "abandonment of Paulding County Sheriff's Office standard operating procedures." (Doc. 37 at 11) (emphasis added). Obviously, if defendants' actions deviated from the norm, they could not have resulted from a "policy" or "custom" attributable to Paulding.
Plaintiff's official-capacity claim therefore lacks merit.
Qualified immunity is not a defense to liability. Mitchell v. Forsyth, 472 U.S. 511, 526, 105 S.Ct. 2806, 86 L.Ed.2d 411 (1985). Instead, the doctrine, when applicable, precludes suit entirely. Id. The doctrine has this effect so government officials need not undergo the burdens of discovery and trial. Id.
In Chappell v. City Of Cleveland, 585 F.3d 901, 907 (6th Cir.2009), the Sixth Circuit summarized the doctrine of qualified immunity and related principles:
(Citations and internal quotation marks omitted).
In short, to decide whether a government official is entitled to qualified immunity a court must determine whether plaintiff has shown the official violated a constitutional right that was "clearly established" when he or she did so. Saucier v. Katz, 533 U.S. 194, 201, 121 S.Ct. 2151,
Plaintiff's states, inter alia, a claim for malicious prosecution under § 1983.
The Sixth Circuit articulated the elements of a § 1983 malicious prosecution claim in Sykes v. Anderson, 625 F.3d 294, 308 (6th Cir.2010):
(Citations omitted).
Thus, no finding of malice is necessary if there was no probable cause. See Thacker v. City of Columbus, 328 F.3d 244, 260-61 (6th Cir.2003) ("[I]f the lack of probable cause is demonstrated, `the legal inference may be drawn that the proceedings were actuated by malice.'") (citation omitted)).
Under federal law, however, "the issuance of an indictment by a grand jury conclusively determines the existence of probable cause." Barnes, 449 F.3d at 716; see Cook v. McPherson, 273 Fed.Appx. 421, 423 (6th Cir.2008) ("[T]he finding of an indictment, fair upon its face, by a properly constituted grand jury, conclusively determines the existence of probable cause for the purpose of holding the accused to answer.").
Plaintiff correctly points out that "[a]n exception to this general rule applies when defendants knowingly or recklessly present false testimony to the grand jury to obtain the indictment." Webb v. U.S., 789 F.3d 647, 660 (6th Cir.2015). He argues that in his case, probable cause did not support the capital specification. (Doc. 37 at 8). He concludes that the "grand jury was misled into believing that this was to be a capital case and issued the indictment and specification as such." (Id.). He claims the indictment was therefore invalid.
The capital specification read: "The Grand Jury further find and specify that the Defendant Steven G. Noffsinger committed the aggravated murder with prior calculation and design while committing the offense, pursuant to Revised Code Section 2903.01(A)." (Doc. 28 at 13). I agree with plaintiff that "prior calculation and design" is not one of the criteria for imposing
As a threshold matter, "so long as the prosecutor has probable cause to believe that the accused committed an offense defined by statute, the decision whether or not to prosecute, and what charge to file or bring before a grand jury, generally rests entirely in his discretion." Bordenkircher v. Hayes, 434 U.S. 357, 364, 98 S.Ct. 663, 54 L.Ed.2d 604 (1978) (emphasis added).
In other words, defendants had no discretion to choose what charges and specifications appeared in the indictment. See Radvansky v. City of Olmstead Falls, 395 F.3d 291, 316 (6th Cir.2005) ("Under Ohio law, police officers will not be held liable for the instigation of criminal proceedings, where they provide the prosecutor with `a full and fair disclosure of all the material facts as revealed by [their] investigation, including [the accused's] exculpatory statements.' Once they have done that, in spite of their investigative activities, the officers' status in the prosecution is `no more than that of witness or informant.'") (citations omitted). Thus, any inaccuracies in the indictment — whether intentional or accidental
That fact aside, nothing in Ohio law mandates that probable cause underlie a capital specification. Plaintiff points to no cases, and I have found none, that hold otherwise. Section 2929.04 simply states that imposition of the death penalty is precluded unless the prosecution proves the specification beyond a reasonable doubt before sentencing. O.R.C. § 2929.04(A); see O.R.C. § 2941.14(B) (same). Of course, plaintiff's case never reached sentencing, as the jury acquitted him of the underlying charge, so this whole issue is moot.
Notwithstanding plaintiff's objections, the indictment was valid on its face. To pass constitutional muster an indictment must: 1) set forth all the elements of the charged offense and give notice to the defendant of the charges against him; and 2) sufficiently specify the offense so as to enable the defendant to raise a double jeopardy defense in a subsequent proceeding, if charged with the same crime based on the same facts. Russell v. United States, 369 U.S. 749, 763-64, 82 S.Ct. 1038, 8 L.Ed.2d 240 (1962); United States v. Martinez, 981 F.2d 867, 872 (6th Cir.1992). The test is not whether the prosecutor could have framed the indictment in a more satisfactory manner, but instead whether it conforms to minimal constitutional standards. United States v. Koehler, 77 Fed.Appx. 306, 307 (6th Cir.2003).
The indictment at issue here unquestionably passes muster — the aggravated murder charge accurately reflected the requirements of § 2903.01(A) and put plaintiff on notice of the charge against him. (Doc. 28 at 13).
Indeed, plaintiff does not dispute that fact. Instead, he speculates that defendants' involvement, participation, and influence in the grand jury proceedings may have caused "irregularities and/or improprieties" that invalidated the indictment. (Doc. 37 at 7-9). He therefore argues that he "should be given an opportunity to proceed to the discovery phase to attempt
The grand jury system depends on secrecy. See Douglas Oil Co. v. Petrol Stops Northwest, 441 U.S. 211, 218-19, 99 S.Ct. 1667, 60 L.Ed.2d 156 (1979). That said, "[g]rand jury secrecy...is not absolute." Horizon of Hope Ministry v. Clark Cty., Ohio, 115 F.R.D. 1, 3 (S.D.Ohio 1986). I can order disclosure of grand jury transcripts if "justice can only be done if disclosure is made."
The party seeking disclosure must, however, demonstrate a "particularized need" for the transcripts that out-weighs the need to maintain the secrecy of grand jury proceedings. Petition for Disclosure, 63 Ohio St.2d at 218, 407 N.E.2d 513. "[M]ere speculation or suggestion...is not sufficient to show a particularized need for disclosure." Miller, 2015 WL 770333, at *3.
In this case, although plaintiff's First Amended Complaint alludes to the possibility that defendants improperly influenced the grand jury proceedings, it alleges little in the way of factual support. Plaintiff bases his request for disclosure on conjecture,
In sum, plaintiff cannot show a lack of probable cause for the investigation that led to his arrest and indictment. See Barnes, 449 F.3d at 716; Cook, 273 Fed. Appx. at 423. Unable to do so, he also cannot show that defendants violated his constitutional rights. See Sykes, 625 F.3d at 308. Defendants are therefore entitled to qualified immunity from plaintiff's § 1983 malicious prosecution claim. See Saucier, 533 U.S. at 201, 121 S.Ct. 2151.
Defendants likewise have qualified immunity from plaintiff's § 1983 civil conspiracy claim. "In order to state a cause of action for conspiracy, a plaintiff must demonstrate the existence of an underlying tort." Dauenhauer v. Bank of New York Mellon, 562 Fed.Appx. 473, 483 (6th Cir.2014). Plaintiff has not done so here — the failure of his malicious prosecution claim is fatal to his civil conspiracy claim. Thus, plaintiff has shown no constitutional
In light of the above, I grant defendants' motion as to both of plaintiff's § 1983 claims.
As explained above, I have dismissed the only claims over which I have original jurisdiction. The statute therefore permits me discretion not to exercise supplemental jurisdiction over the remaining state-law claims. Id.; see Franklin v. Lucas Cty. Children Servs. Bd., 2006 WL 561872, *2 (N.D.Ohio 2006) (Carr, J.).
To decide whether to exercise its discretion, a court should weigh the issues of "judicial economy, convenience, fairness, and comity." Carnegie-Mellon Univ. v. Cohill, 484 U.S. 343, 350, 108 S.Ct. 614, 98 L.Ed.2d 720 (1988). A court's discretion "is bounded by constitutional and prudential limits on the use of federal judicial power." Musson Theatrical, Inc. v. Fed. Express Corp., 89 F.3d 1244, 1254 (6th Cir.1996).
According to the Sixth Circuit, "[a]s a rule of thumb .... [w]hen all federal claims are dismissed before trial, the balance of considerations usually will point to dismissing the state law claims, or remanding them to state court if the action was removed." Id. at 1254-55 (citing Carnegie-Mellon, 484 U.S. at 350 n. 7, 108 S.Ct. 614).
Following Musson's reasoning, the state and federal interests present in this case favor my not exercising jurisdiction over the remaining state-law claims. There are no significant issues of judicial economy because the case is not so far advanced that litigation in state court would result in a duplication or waste of judicial resources. See, e.g., Eatherton v. New York Life Ins. Co., 2003 WL 21478979, *1 (N.D.Ohio 2003) (Carr, J.).
Considerations of comity also favor dismissal of the state-law claims. "Comity" means having the proper respect for the respective functions and interests of the federal and state judicial systems. Id. (citing Pennzoil Co. v. Texaco, Inc., 481 U.S. 1, 10, 107 S.Ct. 1519, 95 L.Ed.2d 1 (1987)). The only claims remaining require interpretation of Ohio laws, which Ohio state courts are best suited to address. See, e.g., id.
Finally, plaintiff has not alleged that having to pursue his state-law claims in Ohio state court would unfairly prejudice or inconvenience him.
Accordingly, I decline to exercise jurisdiction over the remaining state-law claims.
It is, therefore,
ORDERED THAT
So ordered.