WILLIAM O. BERTELSMAN, District Judge.
This matter is before the court upon the Report and Recommendation of the United States Magistrate Judge (Doc. 24), and having considered de novo those objections filed thereto by petitioner (Doc. 28), and the court being sufficiently advised,
(1) The objections to the Report and Recommendation of the Magistrate Judge be, and are, hereby
(2) Petitioner's motion for extension of time (Doc. 26) be, and is hereby,
(3) For the reasons stated in the Report and Recommendation, Petitioner's motion for a certificate of appealability be, and is hereby,
(4) A separate Judgment shall enter concurrently herewith.
J. GREGORY WEHRMAN, United States Magistrate Judge.
Petitioner, an inmate in state custody at the Lebanon Correctional Institution in Lebanon, Ohio, has filed a pro se petition for writ of habeas corpus pursuant to 28 U.S.C. § 2254. The case is before the Court on the petition (Doc. 1); respondent's "Answer/Return Of Writ" with exhibits (Doc. 13); and petitioner's "traverse" in reply to the return of writ (Doc. 22).
In the petition, petitioner challenges his convictions in two criminal cases, Case Nos. 2003-2143 and 2004-2008, which were tried in the Brown County, Ohio, Court of Common Pleas.
In Case No. 2003-2143, the indictment charged petitioner with ten counts of sexual
In Case No. 2004-2008, the indictment charged petitioner with two counts of rape in violation of Ohio Rev.Code § 2907.02(A)(2) (Count I) and Ohio Rev. Code § 2907.02(A)(1)(c) (Count II); the victim was identified in the indictment as "L.G." (Id., Ex. 6). Defense counsel in Case No. 2003-2143 also served as petitioner's trial counsel in Case No. 2004-2008. The matter, however, was tried separately from Case No. 2003-2143. At the close of the trial, the jury found petitioner guilty as charged. (Id., Ex. 7). In a "Judgment Entry Of Sentence" filed on September 1, 2004, the two rape counts were merged as "allied offenses of similar import," and petitioner was sentenced to a nine (9) year mandatory prison term to be served consecutively to the sentence imposed in Case No. 2003-2143. (Id., Ex. 8).
With the assistance of new counsel for appeal purposes, petitioner filed a timely consolidated notice of appeal from the trial court's judgment entries in the two cases with the Ohio Court of Appeals, Twelfth Appellate District. (Id., Ex. 9). Three assignments of error were raised in the appellate brief filed by counsel on March 23, 2005:
(Id., Ex. 10). Nearly seven months later, in October 2005, petitioner filed a pro se "addendum," requesting leave to include another claim in support of his speedy trial argument as an additional assignment of error. (Id., Ex. 12).
In the direct appeal decision affirming the trial court's judgment, the Ohio Court of Appeals made the following factual findings, which are presumed correct under 28 U.S.C. § 2254(e)(1),
(Id., Ex. 15, pp. 3-4).
Petitioner next pursued a timely pro se appeal to the Ohio Supreme Court. (See id., Ex. 16). In his memorandum in support of jurisdiction, he alleged the following propositions of law:
(Id., Ex. 17).
The Ohio Supreme Court accepted the appeal for consideration of petitioner's sixth proposition of law, reversed the court of appeals' judgment, and remanded the matter to the trial court "for resentencing consistent with State v. Foster, [109 Ohio St.3d 1, 845 N.E.2d 470 (Ohio), cert. denied, 549 U.S. 979, 127 S.Ct. 442, 166 L.Ed.2d 314 (2006) ]." (Id., Ex. 18).
On December 27, 2006, the trial court resentenced petitioner to the same terms of imprisonment that were originally imposed in the two criminal cases. (See id., Exs. 23-24). With the assistance of new counsel, petitioner appealed the resentencing decisions to the Ohio Court of Appeals, Twelfth Appellate District. (Id., Ex. 25). He claimed on appeal that (1) "[t]he resentencing court erred by imposing non-minimum, consecutive sentences in violation of
On April 28, 2008, while his appeal in the resentencing matter was pending before the Ohio Supreme Court, petitioner filed a pro se application for reopening of the appeal under Ohio R.App. P. 26(B) with the Ohio Court of Appeals, Twelfth Appellate District. (Id., Ex. 33). In the application, petitioner claimed that counsel who represented him on appeal from the resentencing decisions "was ineffective in failing to argue that the retroactive application of the Foster severance remedy violates the `Separation of Powers Doctrine' and [petitioner's] state and federal constitutional right to due process of law." (Id.). On May 27, 2008, the court of appeals denied the application because petitioner failed to establish a "genuine issue as to whether he was deprived of the effective assistance of counsel on appeal;" in so ruling, the court noted that petitioner had "not cited a single Ohio decision to support his position" and that "[r]ather, the greater weight of authority holds that the Foster severance remedy does not violate the separation of powers doctrine." (Id., Ex. 35). Petitioner attempted a further appeal to the Ohio Supreme Court, which summarily dismissed the appeal "as not involving any substantial constitutional question" on September 10, 2008. (Id., Exs. 36-37, 39).
Petitioner next commenced the instant federal habeas corpus action in August 2009. (See Doc. 1). He alleges nine grounds for relief:
(Id., pp. 6-A, 8-A, 9-A, 11-A, 11-C, 11-D, 11-E).
In Ground One of the petition, petitioner alleges that his federal constitutional right to a speedy trial was violated because he was not brought to trial within 270 days following his arrest, as required by Ohio's speedy trial statute, Ohio Rev.Code § 2945.71. (Doc. 1, p. 6-A). Prior to his trial in Case No. 2003-2143, petitioner filed a motion to dismiss the indictment on the ground that he had "not been brought to trial within two hundred and seventy days following his arrest, as required by R.C. §§ 2945.71(B) and 2945.71(C)(2)." (Doc. 13, Ex. 2). The trial court overruled the motion to dismiss, and petitioner challenged that ruling on direct appeal to both the Ohio Court of Appeals and Ohio Supreme Court. (See id., Exs. 10, 17).
The Ohio Court of Appeals was the last state court to issue a reasoned decision addressing the merits of petitioner's speedy trial claim; the court made findings of fact, which are presumed correct,
(Doc. 13, Ex. 15, pp. 4-8) (state case citations omitted).
As an initial matter, respondent contends in the return of writ that petitioner's speedy trial claim is not cognizable in this federal habeas corpus proceeding to the extent petitioner seeks review of state-law issues that were decided against him by the state courts. (Doc. 13, Brief, pp. 12-14). Respondent's argument has merit.
A federal court may review a state prisoner's habeas petition only on the ground that the challenged confinement violates the Constitution, laws or treaties of the United States, and not "on the basis of a perceived error of state law." 28 U.S.C. § 2254(a); see also Pulley v. Harris, 465 U.S. 37, 41, 104 S.Ct. 871, 79 L.Ed.2d 29 (1984). Moreover, because the state courts are the final authority on state-law issues, the federal habeas court must defer to and is bound by the state court's rulings on such matters. See Estelle v. McGuire, 502 U.S. 62, 67-68, 112 S.Ct. 475, 116 L.Ed.2d 385 (1991) ("it is not the province of a federal habeas court to reexamine state-court determinations on state-law questions"); Warner v. Zent, 997 F.2d 116, 133 (6th Cir.1993) (absent a showing of "extreme circumstances where it appears that the [state court's] interpretation of [state law] is an obvious subterfuge to evade consideration of a federal issue," the federal habeas court is bound by the state court's determination of state law) (quoting Mullaney v. Wilbur, 421 U.S. 684, 690-91, 95 S.Ct. 1881, 44 L.Ed.2d 508 (1975)), cert. denied, 510 U.S. 1073, 114 S.Ct. 883, 127 L.Ed.2d 78 (1994).
In this case, petitioner's allegations that Ohio's Speedy Trial Act was violated, and that the January 2004 nunc pro tunc tolling entry in Case No. 2003-2143 was improper under applicable Ohio precedents, raise issues of state-law only, which are not cognizable in this federal habeas proceeding.
However, this Court may consider petitioner's claim to the extent petitioner alleges that error of federal constitutional dimension occurred. As respondent also has argued in the return of writ (see Doc. 13, Brief, pp. 17-18), it appears petitioner has waived any such claim because he failed to present the federal issue to the Ohio courts;
The Sixth Amendment provides that "[i]n all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial." As the Ohio Court of Appeals recognized, this constitutionally-guaranteed right to a speedy trial is considered "fundamental" and is applicable to state criminal proceedings through the Fourteenth Amendment. Klopfer v. North Carolina, 386 U.S. 213, 226, 87 S.Ct. 988, 18 L.Ed.2d 1 (1967); Cain v. Smith, 686 F.2d 374, 380 (6th Cir.1982).
The Supreme Court has stated that the Sixth Amendment's speedy trial guarantee is "an important safeguard to prevent undue and oppressive incarceration prior to trial, to minimize anxiety and concern accompanying public accusation and to limit the possibilities that long delay will impair the ability of an accused to defend himself." United States v. Marion, 404 U.S. 307, 320, 92 S.Ct. 455, 30 L.Ed.2d 468 (1971). Its protections are triggered by either the issuance of "a formal indictment or information or else the actual restraints imposed by arrest and holding to answer a criminal charge." Id. They do not extend to the period prior to the issuance of the
"On its face, the Speedy Trial Clause is written with such breadth that, taken literally, it would forbid the government to delay the trial of an `accused' for any reason at all." Doggett v. United States, 505 U.S. 647, 651, 112 S.Ct. 2686, 120 L.Ed.2d 520 (1992). However, the Supreme Court has recognized the constitutional right to a speedy trial permits some delays; is "necessarily relative" depending on the circumstances of each case; and cannot "be quantified into a specified number of days or months." Barker v. Wingo, 407 U.S. 514, 521-23, 92 S.Ct. 2182, 33 L.Ed.2d 101 (1972).
In Barker, the Supreme Court established a balancing test in which the conduct of both the prosecution and the defendant are weighed to assess whether a speedy trial violation has occurred based on the length of delay between the date of indictment or arrest (whichever is earlier) and the date of trial. Id. at 530, 92 S.Ct. 2182; see also Marion, 404 U.S. at 320-21, 92 S.Ct. 455; Cain, 686 F.2d at 381 (and Supreme Court cases cited therein). The following four factors are to be considered under this balancing test: (1) the length of the delay; (2) the reason for the delay; (3) the defendant's assertion of his right to a speedy trial; and (4) prejudice to the defendant. Barker, 407 U.S. at 530, 92 S.Ct. 2182; see also Doggett, 505 U.S. at 651, 112 S.Ct. 2686.
"[T]o trigger a speedy trial analysis" under this four-factor balancing test, the defendant first must demonstrate that "the interval between accusation and trial has crossed the threshold dividing ordinary from `presumptively prejudicial' delay." Doggett, 505 U.S. at 651-52, 112 S.Ct. 2686; Barker, 407 U.S. at 530, 92 S.Ct. 2182. "The length of the delay is a threshold requirement. If the length of the delay is not `uncommonly long,' then judicial examination ends." Maples v. Stegall, 427 F.3d 1020, 1025-26 (6th Cir.2005) (quoting Doggett, 505 U.S. at 652, 112 S.Ct. 2686). Although delays approaching one year are considered presumptively prejudicial depending on the seriousness of the charge, Doggett, 505 U.S. at 652 n. 1, 112 S.Ct. 2686; Maples, 427 F.3d at 1026, those of a lesser duration are not per se excessive. See United States v. White, 985 F.2d 271, 275 (6th Cir.1993) (involving six-and-one-half month delay); see also United States v. Howard, 218 F.3d 556, 564 (6th Cir.2000) (involving five month delay); Wilcher v. Rose, 85 F.3d 630 (table), No. 95-3835, 1996 WL 262951, at *1 (6th Cir. May 16, 1996) (unpublished) (involving ten-and-one-half month delay). In calculating the length of the delay, "only those periods of delay attributable to the government or the court are relevant to [the] constitutional claim." Howard, 218 F.3d at 564 (citing Barker, 407 U.S. at 529, 92 S.Ct. 2182, and White, 985 F.2d at 275).
In this case, petitioner was indicted in Case No. 2003-2143 in June 2003, but as was pointed out at the hearing on petitioner's motion to dismiss, petitioner fled the state and was not arrested and brought to Ohio on the charges until October 2003. (See Doc. 13, March 18, 2004 Motion to Dismiss Hearing Tr. 5). In light of those circumstances, and as petitioner apparently rightly concedes, petitioner waived any speedy trial right he may have had prior to his arrest in October 2003. Other delays attributable to petitioner occurred after his arrest, including the period from October 6 to November 26, 2003, which was tolled as a result of petitioner's demand for discovery and request for bill of particulars, as well as defense counsel's motion filed in December 2003 for continuance of the originally scheduled December 11, 2003 trial date. In any event, even ignoring the post-arrest periods of delay attributable to petitioner, petitioner was brought to trial on April 1, 2004, within six
Accordingly, in sum, the Court concludes that (1) to the extent petitioner alleges that Ohio's Speedy Trial Act was violated and that the January 2004 nunc pro tunc tolling entry in Case No. 2003-2143 was improper under applicable Ohio precedents, he raises issues of state-law only, which are not cognizable in this federal habeas proceeding; and (2) to the extent petitioner alleges a claim of federal constitutional dimension subject to review in this proceeding, no Sixth Amendment speedy trial violation occurred in this case. Therefore, petitioner is not entitled to relief based on his claim in Ground One that he was denied a speedy trial.
In Grounds Six through Eight of the petition, petitioner challenges the trial court's decisions to impose non-minimum, consecutive sentences in the two criminal cases. He essentially alleges in Grounds Six and Seven that (1) under Blakely v. Washington, 542 U.S. 296, 124 S.Ct. 2531, 159 L.Ed.2d 403 (2004), his Sixth Amendment jury trial right was violated when the trial court originally sentenced him on September 1, 2004 to non-minimum, consecutive prison terms based on factors that were not found by a jury or admitted by him, in accordance with statutory provisions that the Ohio Supreme Court later determined in State v. Foster, 109 Ohio St.3d 1, 845 N.E.2d 470 (Ohio), cert. denied, 549 U.S. 979, 127 S.Ct. 442, 166 L.Ed.2d 314 (2006), were unconstitutional in light of Blakely; and (2) his rights under the Constitution's Ex Post Facto Clause were violated when, upon remand for resentencing under Foster, the trial court re-imposed the same prison terms in accordance with the severance remedy adopted in Foster for curing the purported constitutional infirmities. (See Doc. 1, pp. 11-C, 11-D). In Ground Eight, petitioner additionally claims that the trial court lacked authority under Ohio law to impose consecutive sentences. (Id., p. 11-D; see also Doc. 22, p. 14).
Petitioner's claim of a Sixth Amendment Blakely violation is moot to the extent petitioner seeks to attack the initial sentences imposed in September 2004, which were reversed by the Ohio Supreme Court under the authority of Foster.
In Foster, the state supreme court had held that certain provisions of Ohio's sentencing statute were unconstitutional in light of the Supreme Court's decisions in Blakely and United States v. Booker, 543 U.S. 220, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005). Specifically, the Foster court found "Ohio's sentencing statutes offend the constitutional principles announced in Blakely in four areas" mandating additional judicial fact-finding before the imposition of (1) more than the minimum term for those who have never served a prison term; (2) the maximum prison term; (3) consecutive prison terms;
Turning next to the question of what the appropriate remedy should be to bring about compliance with Blakely, the Foster court adopted the approach taken in Booker of severing the Blakely-offending statutory provisions and granting trial courts "full discretion to impose a prison sentence within the statutory range" without having to make findings or give reasons for imposing maximum, consecutive, or more than minimum sentences. See id. at 494-98. Because the Foster court held that its decision extended to cases then pending in the Ohio courts on direct review, see id. at 499, the state supreme court concluded in the instant case that the Blakely claim raised by petitioner as his sixth proposition of law had merit and remanded the matter for resentencing pursuant to Foster.
Petitioner also challenges the sentences that were rendered on resentencing in accordance with the Ohio Supreme Court's remand order. Essentially, he contends that, although he successfully argued on direct review that Foster invalidated the sentences imposed in September 2004 pursuant to unconstitutional sentencing provisions in effect at that time, he is entitled to receive a sentence under the "old" law because application of the Foster severance remedy to him violates ex post facto principles. This argument, if accepted, would result in a Catch-22 situation and is untenable.
In any event, petitioner's contention that application of the Foster remedy on his resentencing violated federal constitutional ex post facto principles is meritless. The argument, which has been raised in a variety of contexts, has been thoroughly discussed and universally rejected by the federal and state courts in Ohio. See, e.g., Sieng v. Wolfe, No. 2:08cv44, 2010 WL 2232384, at *15 (S.D.Ohio June 2, 2010) (Watson, J.) (unpublished) (and cases cited therein); Ashley v. Gansheimer, No. 1:08cv2556, 2010 WL 1924459, at *3-5 (N.D.Ohio May 12, 2010) (O'Malley, J.) (unpublished) (and cases cited therein); Hatfield v. Warden, Ross Corr. Inst., No. 2:08cv1152, 2010 WL 2196282, at *8 (S.D.Ohio May 3, 2010) (unpublished Report & Recommendation) (and cases cited therein), adopted, 2010 WL 2196273 (S.D.Ohio May 28, 2010) (Holschuh, J.) (unpublished); Hooks v. Sheets, No. 1:07cv520, 2008 WL 4533693, at *3-5, *13-19 (S.D.Ohio Oct. 3, 2008) (Beckwith, C.J.; Hogan, M.J.) (unpublished) (and cases cited therein), aff'd, 603 F.3d 316 (6th Cir. 2010); see also Wright v. Lazaroff, 643 F.Supp.2d 971, 979, 1001-05 (S.D.Ohio 2009) (Barrett, J.; Hogan, M.J.) (and cases cited and quoted therein); Smith v. Brunsman, 626 F.Supp.2d 786, 788, 792-95 (S.D.Ohio 2009) (Barrett, J.; Black, M.J.) (noting that "both the federal district courts and Ohio courts have rejected ex post facto challenges to the Foster decision"); Kelley v. Brunsman, 625 F.Supp.2d 586, 594, 605-08 (S.D.Ohio 2009) (Spiegel, S.J.; Hogan, M.J.); Rettig v. Jefferys, 557 F.Supp.2d 830, 841 (N.D.Ohio 2008) (Polster, J.; McHargh, M.J.) (citing Ohio cases "uniformly reject[ing] ex post facto challenges to the Foster decision"); Smith v. Welch, No. 3:08cv2917, 2009 WL 2167863, at *1-3, *13-16 (N.D.Ohio July 17, 2009) (Economus, J.; Vecchiarelli, M.J.) (unpublished); Schaub v. Brunsman, No. 1:08cv2522, 2009 WL 2143746 (N.D.Ohio July 16, 2009) (Boyko, J.: Perelman, M.J.) (unpublished); Mason v.
The same reasoning contained in the numerous decisions unanimously rejecting ex post facto challenges to Foster applies to the case-at-hand. Foster did not change the elements of the offenses that petitioner was convicted of committing, and petitioner faced the same penalty ranges in sentences for those offenses both before Foster (when he committed the offenses) and after Foster. Cf. McGhee v. Konteh, No. 1:07cv1408, 2008 WL 320763, at *11 (N.D.Ohio Feb. 1, 2008) (unpublished).
Finally, there is no merit to petitioner's claim in Ground Eight that the trial court lacked authority to impose consecutive sentences. The Foster court made it clear that the trial court retained full discretion to impose consecutive sentences despite the severance of the statutory provision previously governing the court's consecutive-sentencing determination. See Foster, 845 N.E.2d at 494-99. Moreover, to the extent that petitioner further alleges that his resentencing to the same consecutive prison terms as originally imposed was contrary to Ohio law and violated Ohio's Constitution, he raises issues of state-law only, which are not cognizable in this federal habeas corpus proceeding. See 28 U.S.C. § 2254(a); Estelle v. McGuire, 502 U.S. 62, 67-68, 112 S.Ct. 475, 116 L.Ed.2d 385 (1991); Pulley v. Harris, 465 U.S. 37, 41, 104 S.Ct. 871, 79 L.Ed.2d 29 (1984).
Accordingly, in sum, petitioner is not entitled to habeas relief based on the claims alleged in Grounds Six through Eight of the petition challenging the trial court's sentencing decisions.
In Ground Three of the petition, petitioner alleges that the evidence was insufficient to support his convictions. On direct appeal, petitioner only challenged the evidence supporting his convictions in Case No. 2003-2143, for sexual offenses committed against the victim identified as "C.H." (See Doc. 13, Ex. 10, pp. 12-14; see also id., Ex. 17, p. 5). This Court's review is limited to consideration of the issue as it was presented to the state courts. Therefore, the undersigned will not address the sufficiency of evidence pertaining to the rape convictions in Case No. 2004-2008, which involved another victim identified as "L.G."
The Ohio Court of Appeals was the only state court to issue a reasoned decision addressing the sufficiency of evidence
(Id., Ex. 15, pp. 10-12) (state case citations omitted).
In this federal habeas case, the applicable standard of review governing the adjudication of the constitutional claim addressed on the merits by the Ohio Court of Appeals is set forth in 28 U.S.C. § 2254(d). Under that standard, petitioner is not entitled to relief unless the state court's adjudication of the claim resulted in a decision that (1) was contrary to, or involved an unreasonable application of, clearly established federal law as determined by the United States Supreme Court, or (2) was based on an unreasonable determination of
A state court decision is "contrary to" clearly established federal law as determined by the Supreme Court under § 2254(d)(1) if the state court arrives at a conclusion opposite to that reached by the Supreme Court on a question of law or decides a case differently than the Supreme Court has on a set of materially indistinguishable facts. Williams, 529 U.S. at 405-06, 120 S.Ct. 1495 (O'Connor, J.); Harris, 212 F.3d at 942; see also Thaler v. Haynes, — U.S. —, 130 S.Ct. 1171, 1173, 175 L.Ed.2d 1003 (2010) ("A legal principle is `clearly established' within the meaning of this provision only when it is embodied in a holding of [the Supreme] Court.").
An "unreasonable application" of Supreme Court precedent occurs (1) if the state court identifies the correct legal standard but unreasonably applies it to the facts of the case, or (2) if the state court either unreasonably extends a legal principle from Supreme Court precedent to a new context where it should not apply or unreasonably refuses to extend that principle to a new context where it should apply. Williams, 529 U.S. at 407-08, 120 S.Ct. 1495 (O'Connor, J.).
Under § 2254(d)(1)'s "unreasonable application" clause, a federal habeas corpus court "may not issue the writ simply because that court concludes in its independent judgment that the relevant state-court decision applied clearly established federal law erroneously or incorrectly. Rather, the application must also be unreasonable." Id. at 411, 120 S.Ct. 1495 (O'Connor, J.); see also Bell v. Cone, 535 U.S. 685, 694, 122 S.Ct. 1843, 152 L.Ed.2d 914 (2002); McGhee v. Yukins, 229 F.3d 506, 510 (6th Cir.2000); Harris, 212 F.3d at 942. The reasonableness inquiry is an objective one; it does not involve a subjective inquiry into whether or not reasonable jurists would all agree that the state court's application was unreasonable. Williams, 529 U.S. at 409-10, 120 S.Ct. 1495 (O'Connor, J.); see also Washington v. Hofbauer, 228 F.3d 689, 698 (6th Cir. 2000); Harris, 212 F.3d at 942-43. Moreover, the writ may issue only if the application is objectively unreasonable "in light of the holdings, as opposed to the dicta, of the Supreme Court's decisions as of the time of the relevant state court decision." McGhee, 229 F.3d at 510, 512 (citing Williams, 529 U.S. at 412, 120 S.Ct. 1495).
The well-established Supreme Court decision governing the resolution of petitioner's sufficiency of evidence claim is Jackson v. Virginia, 443 U.S. 307, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979). The Due Process Clause requires the State to prove beyond a reasonable doubt every fact necessary to constitute the charged offense. In Re Winship, 397 U.S. 358, 363-64, 90 S.Ct. 1068, 25 L.Ed.2d 368 (1970). When a petitioner raises a sufficiency of evidence claim in a petition for a writ of habeas corpus, "the relevant question is whether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt." Jackson, 443 U.S. at 319, 99 S.Ct. 2781 (emphasis in original).
This standard does not require the State to rule out every hypothesis except that of guilt beyond a reasonable doubt. Id. at 326, 99 S.Ct. 2781. Rather, "a federal habeas corpus court faced with a record of
In this case, although the Ohio Court of Appeals cited only Ohio cases, it correctly identified and applied the Jackson standard of review in addressing petitioner's sufficiency of evidence claim. (See Doc. 13, Ex. 15, p. 10). Upon review of the trial transcript, this Court concludes that the state appellate court's adjudication of the claim involved a reasonable application of the Jackson standard and was based on a reasonable determination of the facts in light of the evidence presented at trial.
A rational juror could infer from undisputed evidence introduced at trial that petitioner, who was the live-in boyfriend of C.H.'s biological grandmother/adoptive mother for most of the seven-year period spanning from 1996 until April 30, 2003, was in the position of "in loco parentis" to C.H. when the charged offenses occurred. Moreover, as the Ohio Court of Appeals reasonably found, C.H.'s testimony at trial chronicling her sexual abuse by petitioner three to four times a week, beginning when she was eight years old and continuing after her 13th birthday on March 24, 2003 until petitioner moved out of her home on April 30, 2003, constituted direct evidence sufficient to establish beyond a reasonable doubt each element of the four sexual battery and fifty rape counts on which petitioner was convicted in Case No. 2003-2143. Cf. Valentine v. Huffman, 285 F.Supp.2d 1011, 1023 (N.D.Ohio 2003), aff'd in part & rev'd in part on other grounds, 395 F.3d 626 (6th Cir.2005); Yaacov v. Hudson, No. 1:08cv0507, 2010 WL 1751996, at *4 (N.D.Ohio Apr. 30, 2010) (unpublished).
Petitioner contends that C.H. was not a credible witness given (1) the "series of inconsistent statements" she made since the time she was first contacted for questioning on a complaint of suspected child sexual abuse that had been reported to the Brown County Department of Job & Family Services; and (2) her "incredible" testimony essentially accusing petitioner of sexually abusing her "an estimated one thousand times." (Doc. 1, p. 9-A; Doc. 13, Ex. 10, pp. 13-14). However, petitioner's contention challenging the veracity of the victim's testimony regarding the number of times she was abused fails to take into account that the charged offenses took place over a period of years spanning from 1998, when the victim was eight years of age, through April 30, 2003. In any event, most importantly, it was the jury's responsibility as the trier of fact to resolve conflicts in testimony, to weigh the evidence and to ultimately determine the credibility to be accorded C.H.'s trial testimony. See Jackson, 443 U.S. at 319, 99 S.Ct. 2781.
Viewing all the evidence in the light most favorable to the prosecution, the Court concludes that a rational juror could have believed C.H.'s testimony, and could
Accordingly, in sum, petitioner is not entitled to relief based on the claim alleged in Ground Three of the petition challenging the sufficiency of evidence. The Ohio Court of Appeals' adjudication of the claim was neither contrary to nor involved an unreasonable application of the clearly-established standard of review enunciated by the Supreme Court in Jackson, and was based on a reasonable determination of the facts in light of the evidence presented at trial.
In Ground Two of the petition, petitioner essentially alleges that the multiple, undifferentiated counts of sexual battery and rape in Case No. 2003-2143 violated his due process right to notice of the charges against him and his right under the Double Jeopardy Clause to be free of multiple convictions for the same offense. (Doc. 1, p. 8-A). Although petitioner did not object to the indictment or bill of particulars before or during the trial proceedings, he raised the claim on direct appeal to both the Ohio Court of Appeals and Ohio Supreme Court. (See Doc. 13, Ex. 10, pp. 9-11; Ex. 17, pp. 4-5).
The Ohio Court of Appeals, which was the only state court to issue a reasoned decision addressing the issue raised by petitioner on direct appeal, ruled as follows:
(Doc. 13, Ex. 15, pp. 8-10) (state case citations omitted).
As an initial matter, respondent contends in the return of writ that petitioner has waived the claim alleged in Ground Two because he never voiced any concerns about the adequacy of the indictment or bill of particulars to the trial court, and the Ohio Court of Appeals relied on petitioner's procedural default when it overruled the assignment of error asserted on direct appeal. (Id., Brief, pp. 18-23).
It is well-settled that, on federal habeas corpus review, a court may be barred from considering an issue of federal law from a judgment of a state court if the state judgment rests on a state-law ground that is both "independent" of the merits of the federal claim and an "adequate" basis for the state court's decision. Harris v. Reed, 489 U.S. 255, 260-62, 109 S.Ct. 1038, 103 L.Ed.2d 308 (1989). The "adequate and independent state ground" doctrine has been applied to state court decisions refusing to address the merits of a federal claim because of violations of state procedural rules, including the failure to make a timely objection at trial. Id. at 261, 109 S.Ct. 1038; Wainwright v. Sykes, 433 U.S. 72, 86-87, 97 S.Ct. 2497, 53 L.Ed.2d 594 (1977); see also McBee v. Grant, 763 F.2d 811, 813 (6th Cir.1985). Such a procedural default does not bar consideration of a federal claim on habeas corpus review unless the last state court rendering a judgment in the case "clearly and expressly" states that its judgment rests on the state procedural bar. Harris, 489 U.S. at 263, 109 S.Ct. 1038. In cases where the last state court to render a reasoned opinion on the claim explicitly relies on a procedural bar, the court will presume that a later unexplained order did not silently disregard the procedural default and consider the merits of the claim. Ylst v. Nunnemaker, 501 U.S. 797, 803-04, 111 S.Ct. 2590, 115 L.Ed.2d 706 (1991).
In addition, the rule precluding federal habeas corpus review of claims rejected by the state courts on state procedural grounds applies only in cases where the state rule relied on by the state courts is deemed "adequate" or, in other words, involves a "firmly established and regularly followed state practice" at the time that it was applied. Ford v. Georgia, 498 U.S. 411, 423-24, 111 S.Ct. 850, 112 L.Ed.2d 935 (1991); Richey v. Mitchell, 395 F.3d 660, 679 (6th Cir.) (citing White v. Schotten, 201 F.3d 743, 751 (6th Cir.), cert. denied, 531 U.S. 940, 121 S.Ct. 332, 148 L.Ed.2d 267 (2000)), rev'd on other grounds, 546 U.S. 74, 126 S.Ct. 602, 163 L.Ed.2d 407 (2005) (per curiam); Warner v. United States, 975 F.2d 1207, 1213 (6th Cir.1992), cert. denied, 507 U.S. 932, 113 S.Ct. 1314, 122 L.Ed.2d 702 (1993). To be considered regularly
An adequate and independent finding of procedural default will preclude habeas corpus review of a federal claim, unless the petitioner can show "cause" for the default and "prejudice" as a result of the alleged violation of federal law, or demonstrate that failure to consider the federal claim will result in a "fundamental miscarriage of justice." Coleman v. Thompson, 501 U.S. 722, 750, 111 S.Ct. 2546, 115 L.Ed.2d 640 (1991); Harris, 489 U.S. at 262, 109 S.Ct. 1038; Murray v. Carrier, 477 U.S. 478, 485, 106 S.Ct. 2639, 91 L.Ed.2d 397 (1986).
In this case, as respondent has pointed out (see Doc. 13, Brief, pp. 20-21), the Ohio Court of Appeals clearly and expressly held that petitioner was precluded from establishing an infringement of his due process rights because he neither raised the issue prior to trial "that he was unaware of the charges against him or that he was unable to prepare a defense because the charges in the indictment and bill of particulars were not specific enough," nor requested an amendment to the bill of particulars under Ohio R.Crim. P. 7(E). (See id., Ex. 15, pp. 9-10). Moreover, as respondent has further argued (see id., Brief, p. 21) (and numerous Ohio cases cited therein), it appears that the procedural bar relied on by the state court in rejecting petitioner's claim of constitutional error was "adequate" or, in other words, involved a "firmly established and regularly followed state practice" at the time that it was applied. Cf. Keith v. Mitchell, 455 F.3d 662, 673 (6th Cir.2006) (citing Scott v. Mitchell, 209 F.3d 854, 866 (6th Cir.), cert. denied, 531 U.S. 1021, 121 S.Ct. 588, 148 L.Ed.2d 503 (2000), as "recognizing Ohio's contemporaneous objection rule as an adequate and independent state ground"), cert. denied, 549 U.S. 1308, 127 S.Ct. 1881, 167 L.Ed.2d 369 (2007).
Indeed, the Supreme Court has emphasized that rules requiring that non-jurisdictional defenses and objections based on defects in the institution of the prosecution or in the indictment be raised prior to trial serve "interests far more significant than mere judicial convenience." Francis v. Henderson, 425 U.S. 536, 540, 96 S.Ct. 1708, 48 L.Ed.2d 149 (1976). As the Court explained:
Id. (quoting Davis v. United States, 411 U.S. 233, 241, 93 S.Ct. 1577, 36 L.Ed.2d 216 (1973)).
On the other hand, courts applying the analogous rule set forth in Fed.R.Crim.P. 12 have held that failure to comply with the requisite time limitations will not result in waiver of the claim if the alleged defect is not apparent on the face of the indictment or does not become apparent until the proceedings are underway. See,
In this case, an argument can be made that petitioner's claim challenging the adequacy of the indictment, as clarified by the bill of particulars, did not become apparent until, as was argued on direct appeal, the State had presented its case. Under this theory, a pretrial objection would have been premature because it was only after the State presented and argued its position in closing to the jury that it became apparent that the prosecution's case was not based on proof of each count as a distinguishable, identifiable offense, but rather on the theory that petitioner had engaged in a "pattern of conduct," which entailed "many more" incidents of sexual abuse than the "arbitrarily picked" number of charged offenses. (See Doc. 13, Ex. 10, p. 11 & Case No. 2003-2143 Trial Tr. 233, 238).
In any event, petitioner has argued that "cause" exists for his procedural default in the state courts. Specifically, he contends in Grounds Four and Five of the petition that his trial counsel was ineffective in failing "to preserve the issue of the multiplicitous indictment" by way of pretrial "objections to the unconstitutional nature of the indictment," and that his appellate counsel was ineffective in failing to raise the ineffective assistance of trial counsel claim on direct appeal. (See Doc. 1, p. 11-A).
Ineffective assistance of counsel may constitute cause for a procedural default. See, e.g., Murray, 477 U.S. at 488, 106 S.Ct. 2639. However, in order to establish cause based on this argument, the ineffective assistance of counsel claim itself must not be procedurally-defaulted. See Edwards v. Carpenter, 529 U.S. 446, 452, 120 S.Ct. 1587, 146 L.Ed.2d 518 (2000); Richey, 395 F.3d at 679.
Here, the underlying ineffective assistance of trial counsel claim alleged in Ground Five of the petition is procedurally defaulted because it was not raised as an issue on direct appeal to the Ohio Court of Appeals. Although petitioner asserted the claim as a proposition of law on further appeal to the Ohio Supreme Court, that court lacked jurisdiction to consider issues, other than claims of ineffective assistance of appellate counsel, which had not been raised below.
In contrast, it appears that petitioner's ineffective assistance of appellate counsel claim, which is alleged in Ground Four of the petition, was not procedurally defaulted. The Ohio Supreme Court's decision in State v. Murnahan, 63 Ohio St.3d 60, 584 N.E.2d 1204, 1205 (1992) (syllabus, ¶ 2), has been interpreted by the state courts as permitting review of ineffective assistance of appellate counsel claims raised either in an application for reconsideration or reopening of the appeal under Ohio R.App. P. 26(B) or in a direct appeal to the Ohio Supreme Court. Indeed, prior to the Ohio Supreme Court's September 2008 decision in State v. Davis, 119 Ohio St.3d 422, 894 N.E.2d 1221 (2008), some appellate courts held that res judicata applied across-the-board to bar review of ineffective assistance of appellate counsel claims alleged in timely reopening applications, because such claims were or could have been raised to the Ohio Supreme Court on direct review. See, e.g., State v. Parker, No. 82687, 2008 WL 192118, at *2 (Ohio Ct.App. 8 Dist. Jan. 23, 2008) (unpublished), appeal dismissed, 117 Ohio St.3d 1500, 885 N.E.2d 956 (2008); cf. Jackson v. Warden, Lebanon Corr. Inst., No. 1:07cv507, 2009 WL 3210387, at *3 (S.D.Ohio Sept. 30, 2009) (Barrett, J.) (unpublished). The Davis court held that although res judicata may apply to bar a reopening application alleging claims that were considered on the merits by the Ohio Supreme Court in a discretionary appeal, the doctrine may not be applied in those cases where the Ohio Supreme Court declines to accept the appeal. Davis, 894 N.E.2d at 1225-26. In so ruling, the state supreme court implicitly recognized that the two avenues of relief remain available in Ohio for a defendant to seek review of ineffective assistance of appellate counsel claims.
Here, petitioner utilized both avenues of relief. As noted above, see supra n. 11, he procedurally defaulted claims raised in his reopening application because (1) he failed to comply with the filing deadline, which was relied on by the Ohio Court of Appeals in denying the application as untimely; and (2) he did not pursue an appeal from the application's denial to the Ohio Supreme Court.
However, petitioner also presented the claim in his timely appeal to the Ohio Supreme Court from the appellate court decision affirming his convictions and sentences. (See Doc. 13, Ex. 17, p. 6). The state supreme court accepted the appeal for consideration of petitioner's Blakely claim, which also had not been raised below and was cited by petitioner as an example of appellate counsel's ineffectiveness. (See id. & Ex. 18). The state supreme court's ruling in petitioner's favor on the Blakely issue was conclusory and did not explicitly address the corollary ineffective assistance of appellate counsel allegation or otherwise explain why jurisdiction existed to rule on a matter not raised on direct appeal. Nevertheless, an argument can be made that the state supreme court did consider petitioner's ineffective assistance of appellate counsel claims and found that only one such claim had merit in accepting the appeal on only the Blakely matter. In any event, the Court concludes that the ineffective assistance of appellate counsel claim alleged in Ground Four, and argued herein as cause for petitioner's procedural default of both the ineffective assistance
To establish that his trial and appellate attorneys were constitutionally ineffective, petitioner must demonstrate that (1) they made such serious errors they were not functioning as "counsel" guaranteed by the Sixth Amendment; and (2) their allegedly deficient performance prejudiced the defense. Strickland v. Washington, 466 U.S. 668, 687, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). Under the first prong of the Strickland test, petitioner must show that counsels' representation fell below an objective standard of reasonableness based on all the circumstances surrounding the case. Id. at 688, 104 S.Ct. 2052. To satisfy the second "prejudice" prong of the Strickland test, petitioner must demonstrate that a "reasonable probability" exists that, but for his counsels' errors, the trial/appeal outcomes would have been different. See id. at 694, 104 S.Ct. 2052. Petitioner has met his burden if he shows that the trial/appeal results would "reasonably likely have been different absent the errors." Id. at 695, 104 S.Ct. 2052.
Petitioner has argued both on appeal to the state courts and in the instant case that the Sixth Circuit's decision in an analogous habeas case—Valentine v. Konteh, 395 F.3d 626 (6th Cir.2005)-governs the disposition of his underlying due process claim alleged in Ground Two. (See Doc. 13, Ex. 10, pp. 9-11; Ex. 17, pp. 4-5; Doc. 22, pp. 7-8). He contends herein that Valentine, as well as the Supreme Court precedents relied on in that case, mandate a finding that his due process rights were violated and that, therefore, his trial counsel should have flagged the issue at the trial level. He further contends that his appellate counsel, who did raise the Valentine issue on direct appeal, was ineffective in not also arguing that trial counsel's failure to object to the adequacy of the indictment or bill of particulars at trial amounted to ineffective assistance; it is petitioner's position that by omitting the additional argument, his appellate counsel failed to ensure that the meritorious due process claim would be considered by the Ohio appellate courts.
The petitioner in Valentine was indicted, tried and convicted in Ohio on multiple charges of sexual abuse of his eight-year-old stepdaughter during a specified 322-day period. The indictment contained "20 `carbon-copy' counts of child rape, each of which was identically worded so that there was no differentiation among the charges and 20 counts of felonious sexual penetration, each of which was also identically worded." Valentine, 395 F.3d at 628. A bill of particulars was provided, which "did not offer further differentiation among the counts," but "merely restated the allegations and identified the family home as the location of all forty offenses." Id. at 629. At trial, the child victim was the only witness who provided testimony regarding the number of assaults committed by the petitioner. Specifically, she stated that the petitioner "forced her to perform fellatio in the family living room on `about twenty' occasions[,] ... that [he] digitally penetrated her vagina in the family living room on `about fifteen' occasions," and that "further similar incidents" took place in her bedroom, her siblings' bedroom, and in the master bedroom; the victim also testified that petitioner "achieved anal penetration with his penis on `about ten' occasions." Id.
The jury returned a verdict convicting the petitioner on all forty counts, and he was sentenced to 40 consecutive life terms. Id. On direct appeal, the Ohio Court of
On federal habeas review, the district court rejected the petitioner's claim challenging the sufficiency of evidence supporting his affirmed convictions, but found that petitioner was entitled to relief based on his claim that "the lack of specificity in the indictment as to dates and conduct resulted in a denial of [his] right to due process of law." Valentine, 285 F.Supp.2d at 1022-27. The court held that the Ohio Court of Appeals' decision overruling that assignment of error involved an unreasonable application of clearly established federal law as determined by the Supreme Court in Russell v. United States, 369 U.S. 749, 82 S.Ct. 1038, 8 L.Ed.2d 240 (1962). See Valentine, 285 F.Supp.2d at 1026-27. As the district court pointed out, in Russell, the Supreme Court held that an indictment must (1) contain the elements of the charged offense; (2) provide the defendant with adequate notice of the charges so that he may prepare a defense; and (3) provide protection against double jeopardy. Russell, 369 U.S. at 763-64, 82 S.Ct. 1038. The district court concluded in Valentine that the indictment failed to satisfy Russell's third mandate to the extent that petitioner's indictment and conviction on "20 identical counts of rape and 20 identical counts of felonious sexual penetration, 5 of which were dismissed by the Ohio Court of Appeals," imperiled the petitioner's "ability to invoke the convictions or dismissals for double jeopardy purposes." Valentine, 285 F.Supp.2d at 1026.
The State appealed to the Sixth Circuit, which in a 2-1 panel decision, affirmed the district court's determination that the Ohio Court of Appeals had unreasonably applied clearly established federal constitutional law as announced by the Supreme Court in Russell. The panel majority held that although the indictment adequately set out the elements of the charged offenses, the "multiple, undifferentiated" counts in the indictment violated not only the petitioner's right to be protected from double jeopardy, but also his right to adequate notice of the charges. Valentine, 395 F.3d at 631.
The court began its analysis by pointing out that although the "federal right to a grand jury indictment has never been found to be incorporated against the states," the due process requirements enunciated in Russell apply to both federal indictments and state criminal charges. Id. (and cases cited therein).
Turning next to the due process notice issue, the Sixth Circuit acknowledged that "fairly large time windows in the context of child abuse prosecutions are not in conflict with constitutional notice requirements." Id. at 632. The court, however, continued:
Id. at 632-33.
The majority reasoned further that because "the indictment, the bill of particulars, and even the evidence at trial failed to apprise the defendant of what occurrences formed the bases of the criminal charges he faced," he was "prosecuted and convicted for a generic pattern of abuse rather than for forty separate abusive instances," against which he had "little ability to defend." Id. at 633-34. Recognizing that States have the authority to enact statutes criminalizing a "pattern" or "continuing course" of abuse, the majority emphasized that they "do not have the power to prosecute one for a pattern of abuse through simply charging a defendant with the same basic offense many times over." Id. The court explained that under such circumstances, the defendant "could only successfully defend against some of the charges by effectively defending against all of the charges." The court concluded:
Id.
The Sixth Circuit further concluded, as had the district court, that the multiple, identically-worded counts in the indictment deprived petitioner of protection against double jeopardy. The court found that (1) "there was insufficient specificity in the indictment or in the trial record to enable [petitioner] to plead convictions or acquittals as a bar to future prosecutions;" and (2) "the undifferentiated counts introduced the very real possibility that [petitioner] would be subject to double jeopardy in his initial trial by being punished multiple times for what may have been the same offense." Id. at 634-35.
In closing, however, the Sixth Circuit reversed the district court's grant of an unconditional writ of habeas corpus and instead held that the jury's verdicts of guilt on the first rape count and the first felonious sexual penetration count were to remain standing. Id. at 637, 639. The court stated:
Id. at 636-37.
Nevertheless, the court ruled that issuance of an unconditional writ of habeas corpus was inappropriate because the prosecutor had "presented substantial evidence of ongoing abuse against which the petitioner had notice and opportunity to defend." Id. at 637. The court explained that in such circumstances, there was no evidence in the record to suggest that the constitutional errors, which resided "in the multiple identical counts rather than the generic statutory language of the charges or the wide time frame in the indictment," prejudicially impacted the jury's consideration of the first rape count and the first felonious sexual penetration count. Id.
As petitioner has argued herein, the instant case holds many similarities to Valentine. As in Valentine, petitioner was charged in Case No. 2003-2143 with multiple, undifferentiated, "carbon-copy" counts of sexual battery and rape. (See Doc. 13, Ex. 1). In contrast to Valentine, the bill of particulars did offer some differentiation among the counts to the extent that (1) the ten counts of sexual battery were divided into two categories consisting of five charges of cunnilingus (Counts IV) and five charges of digital penetration (Counts VI-X), during the specified one-month time period; and (2) the fifty counts of rape were divided into three categories consisting of twenty-nine charges of digital penetration (Counts XI-XL), twenty charges of cunnilingus (Counts XLI-LIX), and one count of penetration "with a reddish pink colored dildo" (Count LX), during the specified six-year period. (Id., Ex. 10, Appendix, pp. xiii-xv). Moreover, the bill of particulars provided that the charged rape offenses occurred "in the party's various homes in Aberdeen and Georgetown, Ohio." (Id., p. xiv).
Like Valentine, the child victim was the only witness to provide testimony regarding the number of assaults committed by petitioner. She testified generally that the assaults started with digital penetration offenses when she was eight years old; that petitioner also began performing oral sex on her when she was ten years of age; and that the sexual abuse continued on an ongoing basis three to four times a week until petitioner moved out of her home on April 30, 2003. (Case No. 2003-2143 Trial Tr. 30-32, 42-43). The victim testified that when "these things first happened to her," she bled for three days. (Id., Tr. 33). She recalled one specific incident on March 22, 2003, two days before her 13th birthday, when the petitioner "put his finger in me and his tongue and moved them around." (Id., Tr. 34). She also stated that petitioner unsuccessfully tried on one occasion to have vaginal intercourse with her and, on another occasion, used a red dildo to insert in her vagina. (Id., Tr. 32).
On cross-examination, the victim testified further that the sexual abuse began when she was living in a house on Market Street in Aberdeen, Ohio; the first incident took place in the bathroom, and "the other incidents" occurred in the downstairs
In closing argument, the prosecutor conceded that the victim's testimony was not very specific as to "dates and times and number of times" and that "[t]he best she can do is say `three or four times'" per week. (Id., Tr. 242). The prosecutor also acknowledged that there were times in the specified period between January 1997 and March 23, 2003 that petitioner was not living in the victim's home. (Id.). Therefore, the prosecutor relied on the argument found to be problematic in Valentine that "if you find, beyond a reasonable doubt, that the Defendant has engaged in a pattern of conduct in which he has intermittently committed the offense of rape and/or sexual battery, over a specified period of time, that is sufficient." (Id., Tr. 233). Of particular concern, the prosecutor stated:
(Id., Tr. 238). Finally, in conclusion, the prosecutor reiterated:
(Id., Tr. 243-44).
Even at that point in the trial proceedings, after it was made clear that the State was proceeding on the theory that the evidence establishing a pattern of sexual abuse was all that was needed to demonstrate petitioner's guilt on all of the "arbitrarily picked" charges, petitioner's counsel did not lodge an objection to his
The Court concludes that petitioner's trial counsel provided unreasonable assistance in failing to specifically object at that point to his indictment and prosecution on the sixty charges. By that time, the district court had issued its decision in Valentine, finding that constitutional error had occurred in an analogous case which justified the granting of an unconditional writ of habeas corpus. Moreover, enough corroborating evidence had been presented at trial to support the victim's testimony that she had been sexually abused by the petitioner beginning when she was eight years of age.
In addition, trial counsel's error amounted to ineffective assistance prejudicially affecting the outcome of the trial under the second prong of the Strickland test. Petitioner was convicted of the sexual battery offenses charged in the first four counts of the indictment and all fifty charged rape offenses. However, the first four sexual battery counts are identically-worded and, as clarified in the bill of particulars, all involved the offense of cunnilingus that was not shown at trial to be based on separate, identifiable incidents. Moreover, although the bill of particulars and evidence presented at trial differentiated between some of the identically-worded, multiple rape counts, the differentiation provided was not adequate to support petitioner's prosecution on all fifty charges of rape. The undersigned finds that under the Sixth Circuit's decision in Valentine, petitioner's prosecution and conviction on the multiple, undifferentiated counts of sexual battery and rape violated petitioner's due process rights to adequate notice
Finally, petitioner's appellate counsel was ineffective in failing to raise the meritorious ineffective assistance of trial counsel claim, or to even argue "plain error," on direct appeal for the purpose of ensuring that the due process issue decided in Valentine would be considered by the Ohio appellate courts. As discussed above, see supra pp. 488-90, it has long been well-settled in Ohio that failure to object to defects in the indictment prior to trial, or to assert a contemporaneous objection when an error occurs during trial, will preclude review of such claims except for "plain error." See, e.g., State v. Skatzes, 104 Ohio St.3d 195, 819 N.E.2d 215, 232 (2004) (citing State v. Frazier, 73 Ohio St.3d 323, 652 N.E.2d 1000, 1009 (1995), cert. denied, 516 U.S. 1095, 116 S.Ct. 820, 133 L.Ed.2d 763 (1996)) (involving failure to object to the indictment before trial); State v. Long, 53 Ohio St.2d 91, 372 N.E.2d 804, 807-08 (1978) (involving failure to lodge a contemporaneous objection for trial error); see also Scott, 209 F.3d at 866. In presenting the due process claim alleged in Ground Two as an assignment of error on direct appeal, petitioner's appellate counsel should have been well-aware that it was necessary to also argue ineffective assistance of trial counsel and/or "plain error" to ensure that the underlying claim of constitutional error would not be foreclosed from review.
As discussed above, both the underlying due process claim and the ineffective assistance of trial counsel claim have merit. The Ohio Court of Appeals relied on petitioner's procedural default at trial and did not address the concerns raised by Valentine or even whether plain error had occurred in overruling the assignment of error that was alleged by counsel. Therefore, the failure of petitioner's appellate counsel to raise the ineffective assistance of trial counsel claim on direct appeal was both unreasonable and prejudicial under Strickland, and thus constituted ineffective assistance of counsel sufficient to establish "cause" for petitioner's procedural default of the ineffective assistance of trial counsel claim alleged in Ground Five and the due process claim alleged in Ground Two in the state courts.
The Court further finds that prejudice resulted from petitioner's procedural default in this case, and that petitioner is entitled to habeas relief based on the claim alleged in Ground Two. Upon review of the indictment, bill of particulars and trial record, the undersigned is convinced that, as in Valentine, constitutional errors occurred in this case stemming from petitioner's prosecution and convictions in Case No. 2003-2143 on multiple, identically-worded, undifferentiated counts of sexual battery and rape. As the prosecutor essentially admitted in closing argument, petitioner was prosecuted for a generic pattern of abuse based for the most part on the victim's numerical estimate of how often the abuse occurred, rather than for sixty separately identifiable instances of abuse. The Sixth Circuit held in Valentine that, under federal law clearly established by the Supreme Court in Russell, such a practice violates a criminal defendant's rights under the Fourteenth Amendment's Due Process Clause to adequate notice of the charges and to protection against double jeopardy. See Valentine, 395 F.3d at 631-35.
However, as the Sixth Circuit further held in Valentine, issuance of an unconditional writ of habeas corpus is inappropriate
Petitioner was sentenced in Case No. 2003-2143 to consecutive prison terms on only five of the rape counts, with the remaining sentences to be served concurrently. (See id., Exs. 5, 23). As in Valentine, petitioner is entitled to relief to the extent that the inappropriate convictions must be vacated and petitioner resentenced accordingly. See Valentine, 395 F.3d at 639; cf. State v. Moore, No. C070421, 2008 WL 3544342, at *1 (Ohio Ct.App. 1 Dist. Aug. 15, 2008) (unpublished) (ruling that it constituted "prejudicial plain error" to impose even concurrent sentences for allied offenses of similar import because the defendant's criminal record still "would reflect two convictions when he had committed only one criminal act"), appeal dismissed, 120 Ohio St.3d 1490, 900 N.E.2d 200 (2009). However, it is noted that because petitioner's convictions on one of the sexual battery counts and eight of the rape counts need not be disturbed, petitioner may be properly resentenced to the same aggregate term of imprisonment.
Accordingly, in sum, the Court concludes that, as alleged in Grounds Four and Five of the petition, petitioner's trial and appellate attorneys provided ineffective assistance sufficient to establish cause for petitioner's procedural default of the constitutional due process claim alleged in Ground Two challenging petitioner's prosecution, trial and conviction on multiple, undifferentiated counts of child sexual battery and rape in Case No. 2003-2143. The procedural default also resulted in prejudice, because under the Sixth Circuit's decision in Valentine, which applies to the instant case, petitioner is entitled to relief on his underlying claim of constitutional error alleged in Ground Two. The writ of habeas corpus should be granted based on the claim alleged in Ground Two unless Ohio vacates the inappropriate multiple convictions, which were not adequately differentiated by the bill of particulars and evidence presented at trial, and resentences petitioner accordingly.
Petitioner has alleged additional ineffective assistance of appellate counsel claims in Grounds Four and Nine of the petition. Specifically, in Ground Four, petitioner contends that the attorney who represented him in the initial appeal "failed to raise any issues pertaining to the second indictment and conviction" in Case No. 2004-2008; petitioner also asserts in his "traverse"
As discussed earlier, to establish that his appellate attorneys were ineffective under the Sixth Amendment, petitioner must demonstrate that both (1) counsels' representation fell below an objective standard of reasonableness; and (2) a "reasonable probability" exists that, but for the alleged errors by counsel, the appeal outcomes would have been different. See Strickland, 466 U.S. at 687-89, 694-95, 104 S.Ct. 2052.
In this case, the claim that an argument should have been raised in the initial appeal challenging trial counsel's failure to assert a Sixth Amendment Blakely objection at sentencing is moot. Although such a claim was not presented to the Ohio Court of Appeals for consideration, the Ohio Supreme Court addressed the issue, which was raised as a proposition of law on further appeal by petitioner. The state supreme court found merit to petitioner's claim and remanded the matter for resentencing pursuant to Foster. Therefore, petitioner is unable to demonstrate that appellate counsel's omission prejudicially affected the outcome of the appeal as required under the second prong of the Strickland test.
Second, petitioner has not demonstrated that his counsel in the initial appeal was ineffective in failing to allege any claims of reversible error stemming from his conviction and sentence in Case No. 2004-2008. Petitioner has not provided either this Court or the state courts with a factual or legal basis supporting this conclusory claim for relief. Petitioner "cannot show deficient performance or prejudice ... if [he] does not make some showing" regarding the claims that should have been raised and their likelihood of success on appeal. Cf. Hutchison v. Bell, 303 F.3d 720, 748-49 (6th Cir.2002) (and cases cited therein) (involving a conclusory claim challenging trial counsel's failure to investigate), cert. denied, 539 U.S. 944, 123 S.Ct. 2608, 156 L.Ed.2d 631 (2003). In the absence of such a showing, petitioner has not established that his appellate counsel's performance was deficient under the first prong of the Strickland test or that there is a "reasonable probability" that petitioner would have prevailed on appeal under the second prong of the Strickland test.
Finally, as the Ohio Court of Appeals reasonably concluded in denying petitioner's application for reopening of the appeal pertaining to the resentencing decisions, petitioner has not met his burden of "demonstrating a genuine issue as to whether he was denied the effective assistance of appellate counsel" in that matter. (See Doc. 13, Ex. 35). The "separation of powers" claim that petitioner contends should have been asserted as an assignment of error on appeal from the resentencing decisions is based on "arguments about the structure of a state's governance," which "are matters for the individual states, not the federal government." See McKitrick v. Smith, No. 3:08cv597, 2009 WL 1067321, at *3, *19 n. 4 (N.D.Ohio Apr. 21, 2009) (unpublished); see also Austin v. Jackson, 213 F.3d 298, 302 (6th Cir.2000) (holding that such a claim involves an issue of state-law
Petitioner is unable to prevail on the claim that his counsel was constitutionally ineffective in failing to raise the state-law issue on appeal, because as the Ohio Court of Appeals recognized in denying petitioner's reopening application (see Doc. 13, Ex. 35), the Ohio courts have uniformly held in numerous decisions that the Foster severance remedy does not violate the State's separation of powers doctrine. See, e.g., State v. Barber, No. 22929, 2010 WL 761298, at *2 (Ohio Ct.App. 2 Dist. Mar. 5, 2010) (and cases cited therein) (unpublished), appeal dismissed, 125 Ohio St.3d 1464, 928 N.E.2d 739 (2010); State v. Archibald, No. 2008-L-123, 2009 WL 3255308, at *2 (Ohio Ct.App. 11 Dist. Oct. 9, 2009) (and cases cited therein) (unpublished), appeal dismissed, 124 Ohio St.3d 1419, 919 N.E.2d 216 (2009); State v. Kincaid, No. L-08-1163, 2009 WL 1875237, at *4 (Ohio Ct.App. 6 Dist. June 30, 2009) (and case cited therein) (unpublished); State v. Kelley, No. 06CA008967, 2008 WL 834455, at *17 (Ohio Ct.App. 9 Dist. Mar. 31, 2008) (unpublished), appeal dismissed, 119 Ohio St.3d 1415, 891 N.E.2d 772 (2008); State v. Hibbitt, Nos. 89497 & 89885, 2008 WL 450377, at *2-3 (Ohio Ct. App. 8 Dist. Feb. 21, 2008) (unpublished); State v. McKitrick, No. 5-06-46, 2007 WL 2350989, at *7 (Ohio Ct.App. 3 Dist. Aug. 20, 2007) (and cases cited therein) (unpublished), appeal dismissed, 116 Ohio St.3d 1477, 879 N.E.2d 784 (2008); State v. Palmer, No. 06-JE-20, 2007 WL 969423, at *9 (Ohio Ct.App. 7 Dist. Mar. 27, 2007) (unpublished), appeal dismissed, 115 Ohio St.3d 1410, 873 N.E.2d 1315 (2007). Therefore, petitioner cannot demonstrate, as required under Strickland, that his appellate counsel's failure to raise such a claim was either unreasonable or prejudicially affected the outcome of the appeal. Cf. Palmer v. Eberlin, No. 2:08cv726, 2010 WL 518167, at *8, *19, *21-22 (S.D.Ohio Feb. 1, 2010) (Kemp, M.J.) (Report & Recommendation) (unpublished), adopted, 2010 WL 1882213 (S.D.Ohio May 11, 2010) (Frost, J.) (unpublished).
Accordingly, in sum, petitioner is not entitled to habeas relief based on his remaining ineffective assistance of appellate counsel claims alleged in Grounds Four and Nine of the petition.
1. Petitioner's petition for writ of habeas corpus pursuant to 28 U.S.C. § 2254 (Doc. 1) be
2. A certificate of appealability should not issue with respect to the claims alleged in Grounds One, Three, Four, and Six through Nine of the petition, which this Court has concluded should be denied with prejudice, because none of those claims for relief state a "viable claim of the denial of a constitutional right" or present issues that are "adequate to deserve encouragement to proceed further." See Slack, 529 U.S. at 475, 120 S.Ct. 1595 (citing Barefoot v. Estelle, 463 U.S. 880, 893 & n. 4, 103 S.Ct. 3383, 77 L.Ed.2d 1090 (1983)); see also 28 U.S.C. § 2253(c); Fed. R.App. P. 22(b).
3. With respect to any application by petitioner to proceed on appeal in forma pauperis from any Order adopting the undersigned's Report and Recommendation to deny habeas corpus relief on claims alleged in Grounds One, Three, Four and Six through Nine of the petition, the Court should certify pursuant to 28 U.S.C. § 1915(a)(3) that an appeal of such Order would not be taken in "good faith," and, therefore, should
Date: November 12, 2010.