MICHAEL J. NEWMAN, Magistrate Judge.
This is a Social Security disability benefits appeal. At issue is whether the Administrative Law Judge ("ALJ") erred in finding Plaintiff not "disabled" and therefore unentitled to Disability Insurance Benefits ("DIB") and/or Supplemental Security Income ("SSI"). This case is before the Court upon Plaintiff's Statement of Errors (doc. 7), the Commissioner's Memorandum in Opposition (doc. 9), the administrative record (doc. 5)
Plaintiff filed applications for DIB and SSI in June 2009, asserting that he has been under a "disability" since February 10, 2009. PageID 189-98. Plaintiff claims he is disabled due to depression, anxiety, a learning disability, and impulse control disorder. PageID 250.
Following initial administrative denials of his application, Plaintiff received a hearing before ALJ David Redmond on October 4, 2010. See PageID 71-89. On October 29, 2010, ALJ Redmond issued a written decision, concluding — at Step Five of the five-step sequential disability analysis, see infra — that Plaintiff could perform a limited range of work at all exertional levels and was thus not disabled. PageID 52-64. Specifically, the ALJ's findings, which represent the rationale of his decision, were as follows:
PageID 52-64.
Thereafter, the Appeals Council denied Plaintiff's request for review, making the ALJ's non-disability finding the final administrative decision of the Commissioner. PageID 43-45. See also Casey v. Sec'y of H.H.S., 987 F.2d 1230, 1233 (6th Cir. 1993). Plaintiff then timely filed this appeal. Doc. 1.
At the time of the administrative hearing, Plaintiff was 23 years old. PageID 79. Plaintiff testified that he graduated from high school in the learning disabled program, and acknowledged ongoing difficulties reading and writing. PageID 75. He stated that he has a driver's license, has never been married, and lives alone. PageID 74-75.
Plaintiff last worked in February 2009 as a turkey cleaner on a production line. PageID 76. He testified that he struggled to keep up with that job's production requirements. Id. He further testified that he cannot work because of his inability to multi-task or keep up with fast-paced duties. Id. When faced with tasks he cannot handle, Plaintiff testified that he "start[s] breaking out and stressing"; his "mind starts racing"; and he may "break down and lose it and start crying." PageID 78-80. Plaintiff acknowledged having no physical impairments, and claims he is disabled because of his mental impairments. PageID 77.
Plaintiff testified that he cooks his own meals, goes grocery shopping, and regularly socializes with friends and family. PageID 78. He visits his father every day, and sees his friends twice a week. Id. Plaintiff stated that he frequently helps his father with gardening and household chores, and occasionally looks after his younger niece and nephew when they are not in school. PageID 78-79.
Willim Braunig, a vocational expert ("VE"), also testified at the administrative hearing. PageID 82-87. The VE classified Plaintiff's past work as a "turkey cleaner" and "car wash attendant" at the light, unskilled level, and his past work as a "dairy farm laborer" at the heavy, semi-skilled level.
The Court's inquiry on a Social Security appeal is to determine (1) whether the ALJ's non-disability finding is supported by substantial evidence, and (2) whether the ALJ employed the correct legal criteria. 42 U.S.C. §§ 405(g), 1383(c)(3)
Substantial evidence is "such relevant evidence as a reasonable mind might accept as adequate to support a conclusion." Richardson v. Perales, 402 U.S. 389, 401 (1971). When substantial evidence supports the ALJ's denial of benefits, that finding must be affirmed, even if substantial evidence also exists in the record upon which the ALJ could have found the claimant disabled. Buxton v. Halter, 246 F.3d 762, 772 (6th Cir. 2001). Thus, the ALJ has a "`zone of choice' within which he can act without the fear of court interference." Id. at 773.
The second judicial inquiry — reviewing the correctness of the ALJ's legal analysis — may result in reversal even if the ALJ's decision is supported by substantial evidence in the record. Rabbers v. Comm'r of Soc. Sec., 582 F.3d 647, 651 (6th Cir. 2009). Thus, "a decision of the Commissioner will not be upheld where the SSA fails to follow its own regulations and where that error prejudices a claimant on the merits or deprives the claimant of a substantial right." Bowen, 478 F.3d at 746.
To qualify for disability benefits, a claimant must suffer from a medically determinable physical or mental impairment that can be expected to result in death or that has lasted or can be expected to last for a continuous period of not less than 12 months. The impairment must render the claimant unable to engage in the work previously performed or in any other substantial gainful employment that exists in the national economy. 42 U.S.C. § 423(d)(2).
Administrative regulations require a five-step sequential evaluation for disability determinations. 20 C.F.R. § 404.1520(a)(4). Although a dispositive finding at any step ends the ALJ's review, see Colvin v. Barnhart, 475 F.3d 727, 730 (6th Cir. 2007), the complete sequential review poses five questions:
20 C.F.R. § 404.1520(a)(4); Miller v. Comm'r of Soc. Sec., 181 F.Supp.2d 816, 818 (S.D. Ohio 2001). A claimant bears the ultimate burden of establishing that he or she is "disabled" under the Social Security Act's definition. Key v. Callahan, 109 F.3d 270, 274 (6th Cir. 1997).
Although represented by counsel, Plaintiff's Statement of Errors is merely a cursory, unsupported narrative, without citations to case law or the record beyond the administrative hearing transcript. See doc. 7. To that end, the Court notes that counsel fails to identify a single page of medical evidence in support of Plaintiff's arguments that the ALJ erred in: (1) weighing the medical source opinions of record; (2) finding Plaintiff did not meet or equal the criteria of Listing § 12.04 (affective disorders)
The Court addresses Plaintiff's assignments of error in turn.
As noted above, Plaintiff alleges no physical impairments, and claims disability based exclusively upon his mental impairments. Id. The Court has carefully examined the record, and notes that not a single treating, examining, or reviewing mental health professional has found Plaintiff's mental impairments are severe or limiting enough to be disabling.
For instance, Plaintiff's treating psychiatrist, Rafay Atiq, M.D., completed a mental status questionnaire in June 2009. PageID 527-29. Dr. Atiq opined that Plaintiff: is not impaired in his ability to remember, understand and/or follow directions; could maintain concentration, persistence and pace for a short period of time; could perform work in a structured, simple and repetitive work setting (but not in a difficult work environment); and could handle work situations without significant anxiety (but might do poorly with complicated and multi-tasking routines). Id.
Alan Boerger, Ph.D., evaluated Plaintiff on behalf of the state agency in September 2009. PageID 567-73. Dr. Boerger diagnosed Plaintiff with major depressive order (recurrent in partial remission), a reading disorder, and borderline intellectual functioning. PageID 572. Dr. Boerger also assigned Plaintiff a GAF score of 55.
In September 2009, Kevin Goeke, Ph.D. reviewed the medical evidence of record found that Plaintiff has just a "mild" restriction of his daily living activities; "moderate" difficulties maintaining social functioning; "moderate" difficulties maintaining concentration, persistence, or pace; and has experienced one or two episodes of decompensation. PageID 585. Dr. Goeke also concluded that Plaintiff does not meet or equal the criteria of any Listing. PageID 575, 585-86. According to Dr. Goeke, Plaintiff's daily functioning is "fair," in that he does not need assistance with personal care; he can prepare his own meals; he can perform substantial chores; and he can shop for his own needs. PageID 591. Moreover, Dr. Goeke concluded that Plaintiff is capable of performing work which is "limited to simple, repetitive tasks in a low social demand setting without strict production quotas, fast pace, or reading requirements." PageID 592. In December 2009, Jennifer Swain, Psy.D. reviewed the evidence of record and affirmed Dr. Goeke's conclusions. PageID 649.
Plaintiff claims the ALJ erred by "totally and improperly evaluat[ing] the evidence regarding the opinions of several healthcare professionals." Doc. 7 at PageID 959. Plaintiff's argument, however, is unsubstantiated. The ALJ gave significant weight to the opinions of Dr. Atiq, Dr. Boerger, and Dr. Goeke, and found them each to be consistent with the other evidence of record. PageID 58, 60-61. Plaintiff's failure to identify how the ALJ improperly weighed their opinions, and his decision to cite no contrary evidence, dooms his argument. See Wyatt v. Sec'y H.H.S., 974 F.2d 680, 683 (6th Cir. 1992) (noting "[t]he plaintiff has the ultimate burden to establish an entitlement to benefits by proving the existence of a disability as defined in 42 U.S.C. § 423(d)(1)(A)").
Furthermore, to the extent that Plaintiff challenges the ALJ's finding at Step Three — that his mental impairments did not meet or equal Listing § 12.04, see doc. 7 at PageID 962-64 — such an argument is similarly unsupported by the record. Listing § 12.04 requires that an individual satisfy either the criteria in subparts A and B, or subparts A and C of the Listing. 20 C.F.R. Part 404, Subpart P, Appendix 1, § 12.04. There is no dispute that Plaintiff satisfied the "A" criteria for Listing § 12.04. Subpart B requires at least two of the following: (1) "marked" restriction of activities of daily living; (2) "marked" difficulties in maintaining social functioning; (3) "marked" difficulties in maintaining concentration, persistence, or pace; or (4) repeated episodes of decompensation, each of extended duration. Subpart C can be satisfied by establishing repeated episodes of decompensation over an extended period of time. Id.
Substantial evidence supports the ALJ's finding that Plaintiff did not meet or equal the "B" criteria of Listing § 12.04. PageID 55-56. Notably, no treating, examining, or consulting medical source opined that Plaintiff is more than "moderately" limited in any domain. See note 8, supra. The record supports the ALJ's finding that Plaintiff experiences few restrictions in his activities of daily living, and is just "mildly" impaired in that domain. PageID 55-57, 61. Likewise, the medical opinions discussed supra support the ALJ's finding that Plaintiff's social functioning and ability to maintain concentration, persistence, or pace are both "moderately" impaired — not "markedly" impaired, as required by the Listing. PageID 57, 61. Furthermore, the ALJ made no error in relying upon Dr. Atiq's opinion (i.e., that Plaintiff can handle situations without significant anxiety if they are not complicated and do not involve multitasking, see PageID 591) and Dr. Boerger's opinion (i.e., that Plaintiff has only "moderate" limitations in his ability to withstand stress and the pressure of day-to-day work activities, see PageID 572-73) in finding Plaintiff has "moderate" limitations in his ability to maintain concentration, persistence, or pace. PageID 57, 61. Moreover, the ALJ's finding — that Plaintiff's "one to two" episodes of decompensation are insufficient to meet the "B" or "C" criteria — is also supported by substantial evidence. See PageID 57-58.
To the extent Plaintiff makes a general assertion that the ALJ's non-disability finding is unsupported by substantial evidence, that argument has no merit. Substantial medical evidence supports the ALJ's findings at Steps Three, Four, and Five. See supra. It is not the Court's role to sift through the record and make a de novo determination of whether or not a claimant is disabled. Siterlet v. Sec'y of H.H.S., 823 F.2d 918, 920 (6th Cir. 1987). The ALJ thoroughly reviewed the evidence, and reasonably concluded that Plaintiff did not satisfy Listing § 12.04; that Plaintiff's mental impairments, whether viewed singly or in combination, are not disabling; and that Plaintiff retains the RFC to perform a significant number of jobs in the national economy. The ALJ properly weighed the evidence, and formulated an RFC which is wellsupported by the record. As such, the Court finds Plaintiff's assignments of error arguing otherwise to be unmeritorious.
Although counsel does not fully develop a credibility argument, he nonetheless references the ALJ's credibility determination at several points in his Statement of Errors. See doc. 7 passim. Notably, the ALJ found Plaintiff's "statements concerning the intensity, persistence and limiting effects of [his] symptoms. . .not credible to the extent they are inconsistent with the above [RFC]." PageID 62. Such a finding is supported by substantial evidence.
An ALJ's credibility findings are entitled to considerable deference and should not be lightly discarded. Casey, 987 F.2d at 1234. The Court is "limited to evaluating whether or not the ALJ's explanations for partially discrediting [a claimant] are reasonable and supported by substantial evidence in the record." Jones v. Comm'r of Soc. Sec., 336 F.3d 469, 476 (6th Cir. 2003) (brackets added). The Sixth Circuit has held that it accords great deference to an ALJ's credibility assessment, particularly because the ALJ has the opportunity to observe the demeanor of the claimant while he or she testifies at the administrative hearing. Id. Moreover, the Court "may not disturb" an ALJ's credibility determination "absent [a] compelling reason." Smith v. Halter, 307 F.3d 377, 379 (6th Cir. 2001).
Here, Plaintiff has failed to provide a "compelling reason" to disturb the ALJ's credibility finding. See id. Contrary to Plaintiff's contentions, substantial evidence — including the medical opinions of record, and evidence of Plaintiff's daily activities — supports the ALJ's credibility determination.
For the foregoing reasons, the Court finds the ALJ's non-disability finding supported by substantial evidence.
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