HERMAN J. WEBER, Senior District Judge.
Pending are the "Motion for Summary Judgment" (doc. no. 86) by defendant Donna (Hyden) Kauffung and the "Motion for Summary Judgment" (doc. no. 85) by the defendant City of Cincinnati, Officer Patrice Brooks, and Sgt. Denica Gilmer.
The Magistrate Judge has fully recited the relevant facts in the Report and Recommendation (doc. no. 106), which is incorporated herein by reference. To summarize, on February 20, 2009 Donna Hyden sought a temporary civil protection order ("CPO") against Timothy Collins for stalking her after their relationship ended in 2007. After their break-up, she eventually married someone else and changed her last name to Kauffung. Her petition for a CPO indicated that Collins had been harassing her and refusing to leave her alone (i.e., by making repeated phone calls, sending letters, coming by her residence, banging on her door, showing up at her children's places of employment, and waiting for her in the early a.m. at her bus stop). She indicated Collins had recently become more aggressive in pursuing her and that this was causing her to "feel very uneasy and it's scaring me" (doc. no. 77-1 at 85). The CPO form provides that pursuant to Ohio R.C. § 2903.211(A)(1) ("Menacing by Stalking"), "[n]o person by engaging in a pattern of conduct shall knowingly cause another person to believe that the offender will cause physical harm to the other person or cause mental distress to the other person" (
In state court, Magistrate Bachman held a full hearing on March 6, 2009, with the pro se parties both present. The evidence (described as "overwhelming") reflected that Collins would not stop bothering Kauffung. Mag. Bachman found that "despite clear and unambiguous requests by petitioner, her husband and police, [Collins] has engaged in a pattern of conduct including calls, cards, and in person visits, all of which have caused her mental distress and has made her fear for her safety." In fact, Collins even inappropriately brought flowers for Kauffung to the hearing.
Mag. Bachman issued a temporary CPO and ordered Collins: "You shall not initiate or have any contact with her at her residence, business, place of employment. Contact includes, but is not limited to, telephone, fax, e-mail, voice mail, delivery service, writing, text message, communication by any means. Is that clear, sir?" Collins responded affirmatively. On March 11, 2009, the order was adopted by the Hamilton County Court of Common Pleas, which issued a permanent CPO directing Collins not to have
(doc. no. 77-1 at 88, copy of "Civil Stalking Protection Order" signed by Judge Ralph Winkler, entered March 11, 2009). A copy of the CPO was served on Collins. Although Collins had acknowledged at the hearing that Kauffung was "a person of honor" and that "all of these complaints that she voices here I believe to be true and accurate" (doc. no. 77, Ex. 15 at 36), he then handwrote seven pages of objections describing her testimony as "slanderous" and "perjured." He objected to any implication that he had "threatened" her and insisted that he had only approached and tried to talk to her at a bus-stop because he wanted to give her an engagement ring, even though she told him repeatedly to leave her alone.
Without consulting a lawyer or requesting service by the Clerk of Courts, Collins also addressed an envelope to Kauffung, handwrote his return address on it, and mailed a copy of the objections to Kauffung at her residence. He could have asked the Hamilton County Clerk to serve the objections, but admittedly did not do so (Collins Dep. at 225-26; doc. no. 71-1, pre-printed court form for "Written Requests for Service," including in "domestic" cases). After Kauffung received this hand-written envelope from Collins on March 27, 2009, she took it to the police station (District Three), indicating her belief that Collins had thereby violated the CPO's express prohibition against initiating "ANY CONTACT" with her.
Police Officer Patrice Brooks was on duty and spoke with Kauffung, who showed her the handwritten envelope with Collins' return address on it. Kauffung told the officer she recognized Collins' hand-writing. Officer Brooks indicates that the handwritten pages did not look like a court document (Brooks Dep. at 160). Officer Brooks then confirmed that an anti-stalking CPO was in place against Collins. Kauffung signed an affidavit attesting that Collins had contacted her by mail. The supervisor on duty, Sgt. Gilmer, notarized the affidavit. The police filled out a criminal complaint form, which Kauffung signed (doc. no. 72-3 at 36, "Complaint"). Such documentation indicated that "known suspect violated protection order by sending a letter via US Postal Service" and that "Suspect contact's [sic] victim via US Postal Service in the form of a letter. Which is in violation of Protection Order set in place by Judge Winkler ref Case #sk0900129, PO called Clerk's office to confirm" (doc. no. 75-1 at 8, 10). The police filed the complaint and affidavit with the Hamilton County Clerk of Courts, which issued a warrant for Collins' arrest for violation of Ohio R.C. § 2919.27 (entitled "Violating . .. Anti-Stalking Protection Order"). Ohio R.C. § 2919.27 (A)(2) provides that: "No person shall recklessly violate . . . a protection order issued pursuant to . . . section 2903.14 of the Revised Code."
When Collins learned of the arrest warrant, he retained counsel (Mr. Charles McFarland), but did not surrender to police. He later indicated that he did not want to risk losing his casino job by being arrested.
Instead of surrendering, Collins (through counsel) filed a motion to rescind the arrest warrant in the Hamilton County Municipal Court. Municipal Judge Russell denied the motion on August 3, 2009 and instructed Collins to voluntarily surrender. Again, Collins did not do so. He later testified that he believed (incorrectly) that his arrest warrant would expire when the CPO expired (Collins Dep. at. 271). On February 22, 2011, Collins was pulled over for a traffic violation and was arrested on the warrant (doc. no. 110 at 14). After less than 12 hours in custody, he was released on bond. Trial on the CPO violation charge was set for March 14, 2011. Kauffung did not appear because she had moved and did not receive notice of the hearing. Although the prosecutor requested a continuance in order to subpoena her, the court denied such request and dismissed the case for "want of prosecution" (doc. no. 71-11 at 4).
On February 21, 2012, Collins, through new counsel, filed a federal complaint against seven defendants, alleging violation of 42 U.S.C. § 1983, false arrest and imprisonment, and malicious prosecution. In a "First Amended Complaint" (doc. no. 37), he omitted any claims against the arresting officer (Green Township Police Officer Jeff Sabers) and the Board of Trustees of Green Township. In an eight-count "Second Amended Complaint" filed on January 31, 2013 (doc. no. 47), he added a defendant (Sgt. Gilmer) and asserted more § 1983 claims. This Court subsequently granted Collin's unopposed motion to dismiss two defendants — Patricia Clancy and Tracy Winkler (respectively, the former and current Hamilton County Clerk of Courts) — from this case (doc. no. 104, Order).
Plaintiff brings the following claims: Count I alleges a § 1983 claim only against the Clerk of Courts, who has already been dismissed as a party. Counts II-IV, VIII allege claims under § 1983, all premised on the general allegation that Collins had a right "not to be arrested upon [a] warrant without probable cause" (doc. no. 47, ¶¶ 68-94, 114-126). Counts II, III, and VIII include the allegation that the City failed to train its police officers properly thereby leading to Collins' arrest and prosecution "without probable cause" (¶¶ 71, 81, 122). Count V alleges false arrest and false imprisonment based on the alleged lack of probable cause. Counts VI-VII allege malicious prosecution under state and federal law.
The City of Cincinnati, Officer Brooks, and Sgt. Gilmer moved for summary judgment, primarily asserting that 1) probable cause existed to issue the arrest warrant and to prosecute Collins, 2) the officers are entitled to qualified immunity, and 3) Collins has not shown the violation of any constitutional right (doc. no. 85). Defendant Kauffung filed a separate motion for summary judgment, asserting primarily that: (1) she is a private citizen who did not act "under color of state law," (2) the police had probable cause to issue the arrest warrant, and 3) no constitutional violation occurred (doc. no. 86).
The Magistrate Judge issued a Report and Recommendation on January 15, 2014 (doc. no. 106). After setting forth the applicable standard for summary judgment review, she pointed out that "[v]irtually all of plaintiff's claims . . center on the issue of probable cause" (
(
The Magistrate Judge Act, 28 U.S.C. § 631 et seq., provides for de novo review by the District Court when a party timely files written objections to the recommendations of the Magistrate Judge. Objections must be
Plaintiff has filed 33 pages of generalized objections which largely restate facts and prior arguments. It is well-settled that simply restating prior arguments does not amount to a proper objection. See, e.g.,
First, although the Magistrate Judge appropriately focused on the issue of probable cause to arrest and prosecute Collins, the Court observes that Collins has no cause of action under 42 U.S.C. § 1983 against Kauffung as a private individual. To state a § 1983 claim, plaintiff must show he was "deprived of a right secured by the Constitution or laws of the United States, and that the alleged deprivation was committed under color of state law."
The Magistrate Judge considered whether the police had probable cause to believe that Collins had violated the anti-stalking civil protection order's prohibition against "ANY CONTACT" with Kauffung. She recommended that "it was reasonable for the officers to assume that the handwritten document mailed to Kauffung was a `writing' or communication that violated the `no contact' provision, and therefore that Collins had committed a crime under Ohio law" (doc. no. 106 at 16). She recommended that under all the circumstances, the police reasonably determined that there was probable cause to issue the arrest warrant and file the criminal complaint against Collins. The Court agrees.
The United States Supreme Court has explained that "probable cause to justify an arrest means facts and circumstances within the officer's knowledge that are sufficient to warrant a prudent person, or one of reasonable caution, in believing, in the circumstances shown, that the suspect has committed, is committing, or is about to commit an offense."
Although Collins objects that there is "no evidence" that the police confirmed the "specifics" of the CPO (doc. 110 at 10), Collins mischaracterizes the record. Given the passage of time, Officer Brooks candidly testified at deposition that she did not recall whether she had seen the actual CPO. Officer Brooks did, however, indicate that she could confirm the "specifics" of the CPO on the computer system and that it would be standard procedure to do so. When asked if she had documented that she had in fact checked, Officer Brooks replied, "Yes, correct." (doc. no. 112 at 3, citing Brooks Dep., doc. no. 75 at 164).
Pursuant to Ohio R.C. § 737.11, police officers have the duty to enforce "all protection orders issued pursuant to section 2903.213 or 2903.214 of the Revised Code." Defendants correctly point out that when a police officer considers whether probable cause to arrest exists, all that is constitutionally required is the kind of "fair probability' on which `reasonable and prudent [people,] not legal technicians, act" (doc. no. 112 at 4, quoting
Collins' objections all challenge the probable cause determination in various ways. For example, in Objection #1, plaintiff argues that the police did not consider "exculpatory" evidence (i.e., the "filing date-stamp" on the objections), and thus lacked probable cause (
(doc. no. 106 at 4, citing Brooks Dep. at 160, 162-163). The Magistrate Judge found that "the officers conducted a reasonable investigation to determine that the CPO had been violated" and explained that:
(
Plaintiff also makes a confusing and repetitive argument that the Magistrate Judge erred by deeming "evidence of intent" to be a "defense" that the police were not obligated to consider when determining probable cause, thereby treating violation of a CPO as a "strict liability offense" (doc. no. 110 at 17, Obj. #3). By this, plaintiff apparently means that the police should have recognized the nature of the mailed document and realized that Collins (in his opinion) had a possible "defense," i.e. mailing objections would arguably be an exception to the CPO (even though the CPO prohibited him from initiating "any contact" and listed no exceptions on its face), and thus, according to plaintiff, the police should have known that he did not "recklessly intend" to violate the CPO. Again, plaintiff is restating prior arguments that the Magistrate Judge properly rejected:
(doc. no. 106 at 14). The Magistrate Judge pointed out that "like many of plaintiff's arguments, . . . this argument confuses the ultimate issue of plaintiff's criminal intent with whether probable cause existed for his arrest" (
Plaintiff also attempts to challenge probable cause by alleging that Sgt. Gilmer made "serious misrepresentations" when she notarized the charging documents (doc. no. 110 at 17, Obj. #3). Due to the lapse of time, Sgt. Gilmer testified at deposition that she did not specifically recall this ministerial task from several years ago. In a busy police station, this is not surprising. Plaintiff's contention that Sgt. Gilmer's testimony amounts to "[e]vidence of impropriety in the initiation of the criminal action and misrepresentations to the court" is incorrect and over-stated. Such testimony is not evidence of "impropriety" that would undermine probable cause. Although Collins alleges in conclusory fashion that such testimony raises a "material issue of fact" (
Plaintiff also attempts to challenge probable cause by objecting to the Magistrate Judge's finding that "the CPO was in effect at the time the objections were served on Kauffung" (doc. no. 110 at 26, Obj. #4). Plaintiff interprets Ohio Rule Civ. P. 53(D)(4)(e)(i), which concerns judgments, to mean that enforcement of the CPO was "stayed" because Collins filed objections and that "there was nothing for plaintiff to have violated" (doc. no. 110 at 27). Similarly, in Objection 5, plaintiff urges that the CPO "was stayed at the time he served the Objections" on Kauffung (
Defendants point out that "ultimately [plaintiff's] argument is that the defendants should have known that Mr. Collins had to serve his objections on Mrs. Kauffung under [Ohio] Civil Rule 53(D)(3)(b) ("A party may file written objections to a magistrate's decision") (doc. no. 112 at 5). Defendants assert that plaintiff's argument is based on a misunderstanding of the Ohio rule, which provides that "[w]hether or not objections are timely filed, a court may adopt a magistrate's decision" and that the magistrate's decision is effective upon being adopted by the court. Ohio R. Civ. P. 53(D)(4)(a-b). Here, the Court of Common Pleas adopted the magistrate's decision on March 11, 2009. Ohio R.C. § 2903.14 expressly provides that `[a]n order issued under this section . . . that grants a protection order. . . is a final, appealable order."
(doc. no. 106 at 15, fn. 5). Having made a "cursory" argument and having already conceded that that the "CPO was likely enforceable," plaintiff has little basis to object. Moreover, regardless of plaintiff's interpretation of the state procedural rule, the Magistrate Judge recommended that qualified immunity protects the officers from suit and effectively disposes of the claims against them.
"Qualified immunity balances two important interests—the need to hold public officials accountable when they exercise power irresponsibly and the need to shield officials from harassment, distraction and liability when they reasonably perform their duties."
Plaintiff has not pointed to any specific errors in the Magistrate Judge's analysis of qualified immunity. Plaintiff argues that he was arrested "without probable cause" for various reasons, but misses the point that these are the sorts of mistakes that qualified immunity excuses. "Officers are not personally liable for mistakes or omissions in a warrant unless a plaintiff makes "a substantial showing" that the officer intentionally lied or acted recklessly and unless the false or omitted information was material."
Government officials are entitled to qualified immunity for "objectively reasonable mistakes, regardless of whether the government official's error is a mistake of law, a mistake of fact, or a mistake based on mixed questions of law and fact."
A false arrest claim requires a plaintiff to prove that the arresting officer lacked "probable cause" to arrest the plaintiff.
After discussing the false arrest claim, the Magistrate Judge further observed that "there is no evidence that either officer acted with a malicious purpose, in bad faith, or in a wanton or reckless manner . . . [f]or the same reason, plaintiff also cannot prevail on his state law claim of malicious prosecution against the four defendants" (doc. no. 106 at 21). See
In Objection #6, plaintiff does not address this recommendation, and instead, quibbles with a footnote where the Magistrate Judge indicated that "it is worth noting that malicious prosecution requires a favorable termination of the prior proceeding" and that "other jurisdictions hold that termination based upon the failure of a key witness to appear does not satisfy that element" (doc. no. 106 at 21, fn. 8). Collins' CPO violation charge was "dismissed for want of prosecution" when the key witness did not appear.
Plaintiff objects that such dismissal was a termination in his favor. He relies on some dicta in
The issue actually decided in
Collins' CPO charge was dismissed for procedural reasons, and he was not "found innocent" on the merits. See
In any event, even assuming that the dicta in
Plaintiff objects to the Magistrate Judge's recommendation that the federal claim of malicious prosecution fails "because of the existence of probable cause to arrest" (doc. no. 110 at 28, Obj. #5, citing doc. no. 106 at 22-23).
The Magistrate Judge correctly cited the elements of this claim (doc. no. 106 at 22). Specifically, a plaintiff must show that: (1) a prosecution was initiated against the plaintiff and that the defendant participated in the decision; (2) there was a lack of probable cause for the criminal prosecution; (3) the plaintiff suffered a deprivation of liberty as a consequence of the legal proceedings; and (4) the criminal proceeding was resolved in the plaintiff's favor.
The Magistrate Judge correctly cited cases holding that there must be "probable cause to prosecute." See, e.g.,
Finally, plaintiff objects to "the Magistrate's Report and Recommendation insofar as the Magistrate determined that because under Ohio R.C. § 2935.09 a police officer could file an affidavit and complaint to cause an arrest, the fact that defendant Kauffung signed and initiated the criminal proceedings is immaterial" (doc. no. 110 at 30). The gist of plaintiff's objection appears to be that because Kauffung signed the affidavit and complaint, Collins was purportedly arrested without probable cause due to the City's "policy" of the police forwarding complaints for the violation of a CPO to the Clerk of Courts for issuance of an arrest warrant. Plaintiff appears to misunderstand the role of a complaining witness, whose affidavit contributes to the officer's probable cause determination.
The Magistrate Judge pointed out that plaintiff "concedes that Ohio law permits police to execute affidavits to initiate criminal proceedings upon probable cause" (doc. no. 106 at 23, citing doc. no. 47 at 8, ¶ 11). The Magistrate Judge further observed that "the issue of whether the City violated or encouraged violation of a state procedural requirement [Ohio R.C. § 2935.09] is relevant only insofar as plaintiff can prove that the City caused a constitutional violation" (
Upon a de novo review of the record, especially in light of plaintiff's objections, the Court finds that the Magistrate Judge has accurately set forth the controlling principles of law and properly applied them to the particular facts of this case. The Court agrees with the Magistrate Judge's recommendations and hereby adopts and incorporates by reference herein, the Report and Recommendation of the United States Magistrate Judge (doc. no. 106).
Local Rule 7.1(b)(2) provides that courts have discretion whether to grant requests for oral argument. The parties have fully briefed the relevant issues and have not requested oral argument. The Court finds that oral argument is not warranted.
Accordingly, the Court
IT IS SO ORDERED.