TIMOTHY S. BLACK, District Judge.
This is a Social Security disability benefits appeal. At issue is whether the administrative law judge ("ALJ") erred in finding the Plaintiff "not disabled" and therefore not entitled to supplemental security income ("SSI"). (See Administrative Transcript ("Tr.") (Tr. 15-26) (ALJ's decision)).
Plaintiff filed an application for SSI on September 17, 2010, alleging that she became unable to work in May 2008 because of neuropathy, type II diabetes, depression, asthma, panic attacks, and memory problems. (Tr. 160-64, 186). The Commissioner denied her claim initially and on reconsideration. (Tr. 88, 95).
Plaintiff requested a hearing and in December 2012, an ALJ held a hearing on her claim. (Tr. 34-87). Plaintiff and a vocational expert ("VE") testified, with Plaintiff's attorney in attendance. (Tr. 34-87). In January 2013, the ALJ issued an unfavorable decision, finding that Plaintiff, despite severe impairments, had the residual functional capacity "RFC" to perform a restricted range of work at all levels of exertion. (Tr. 12-26).
At the time of the hearing, Plaintiff was 53 years old. (Tr. 12, 34, 160). Plaintiff attended school through eleventh grade has relevant work experience
The ALJ's "Findings," which represent the rationale of her decision, were as follows:
(Tr. 17-26).
In sum, the ALJ concluded that Plaintiff was not under a disability as defined by the Social Security Regulations, and was therefore not entitled to SSI. (Tr. 26).
Plaintiff argues that the ALJ erred by: (1) finding that Plaintiff's diabetes mellitus was a "non-severe" impairment, and thus the ALJ's RFC finding is not supported by substantial evidence; and (2) improperly weighing the opinion of Plaintiff's treating physician, Dr. Pack. The Court will address each alleged error in turn.
The Court's inquiry on appeal is to determine whether the ALJ's non-disability finding is supported by substantial evidence. 42 U.S.C. § 405(g). Substantial evidence is "such relevant evidence as a reasonable mind might accept as adequate to support a conclusion." Richardson v. Perales, 402 U.S. 389, 401 (1971). In performing this review, the Court considers the record as a whole. Hephner v. Mathews, 574 F.2d 359, 362 (6th Cir. 1978). If substantial evidence supports the ALJ's denial of benefits, that finding must be affirmed, even if substantial evidence also exists in the record upon which the ALJ could have found plaintiff disabled. As the Sixth Circuit has explained:
Felisky v. Bowen, 35 F.3d 1027, 1035 (6th Cir. 1994).
The claimant bears the ultimate burden to prove by sufficient evidence that she is entitled to disability benefits. 20 C.F.R. § 404.1512(a). That is, she must present sufficient evidence to show that, during the relevant time period, she suffered an impairment, or combination of impairments, expected to last at least twelve months, that left her unable to perform any job in the national economy. 42 U.S.C. § 423(d)(1)(A).
The record reflects that:
Plaintiff has treated at Good Samaritan Hospital ("GSH") since January 2008, and began treating at GSH's outpatient clinic in 2010. (Tr. 240-441, 447-623, 642-657, 658-689, 690-709, 710-769, 787-802). She has been an insulin-dependent diabetic since at least 2008. (Id.) The record demonstrates that Plaintiff has been compliant with her diabetic medications, and her insulin dosages were increased numerous times, but her diabetes remained poorly controlled. (Id.) Hemoglobin A1C ("Hgb A1C") is a laboratory test which can help estimate a patient's average blood sugar levels over the course of a three month period, and the upper limit of "normal" is 5.6 percent. (Tr. 799). Plaintiff's Hgb A1C has been well above that limit, and in fact has increased over time. For example, Plaintiff's Hgb A1C was 9.8% in April 2010 (Tr. 382), 11.8% in July 2011 (Tr. 705), 12.1% in October 2011 (Id.), and 12.6% in August 2012 (Tr. 740). Similarly, Plaintiff's blood glucose levels have been measured at above 200 since at least July 2010. (Tr. 433, 438, 617, 620, 648, 704, 714, 725, 740, 748, 764). Prior to that time, Plaintiff's blood sugar was generally above 150, with a few rare exceptions. (Tr. 246, 249, 265, 281, 309, 313, 315, 320, 340, 359, 362, 376). Plaintiff's blood sugars remained poorly controlled even when she was inpatient for four days in May 2008 following her hysterectomy. (Tr. 265, 460).
Plaintiff has had a number of complications caused by her uncontrolled diabetes, including peripheral neuropathy in her legs (Tr. 789-790),
Plaintiff has also had recurrent episodes of left upper extremity pain. In August 2009, Plaintiff visited GSH's emergency department complaining of left elbow pain, and she was found to have some abnormalities on her left elbow. (Tr. 507-509, 510). She again complained of left arm pain in May 2010, this time associated with neck pain, and the ER doctor believed it to be due to cervical radiculopathy. (Tr. 558-559). Indeed, at a second ER visit in June 2010 for the same problem, the ER doctor found that Plaintiff had pain which traveled in a C5-6 distribution. (Tr. 578-579). In March 2011, Plaintiff again visited the ER, this time for pain in her right shoulder (along with hyperglycemia and dental caries). (Tr. 615-618).
Plaintiff also suffers from depression and anxiety. (Tr. 226-231, 624-631, 803-823). Initially, Plaintiff sought treatment from her general practitioner, who prescribed medications such as Xanax and Zoloft, but she continued to experience significant anxiety and depression. Plaintiff began treatment at Centerpoint Health in September 2012, shortly before Plaintiff's hearing, and thus the records from Centerpoint only include information from Plaintiff's initial evaluation and Diagnostic Assessment of Functioning. (Tr. 803-823). Plaintiff experienced several panic attacks per week, and also had problems with poor motivation, attention and concentration, memory, discomfort being in crowds (and later, fear of driving on the highway). (Tr. 626, 800-823). Plaintiff's medications were only partially helpful. (Id.)
Plaintiff was evaluated by Nicole Leisgang, Psy.D., at the request of the Social Security Administration on September 10, 2007. (Tr. 226-231). Dr. Leisgang observed that Plaintiff's mood was somewhat labile, she appeared anxious and sad, and her presentation was also suggestive of a hypomanic episode.
Plaintiff had a second psychological consultative evaluation in March 2011, this time performed by George Lester, Psy.D. (Tr. 624-631). Dr. Lester observed that Plaintiff had an appropriate range of affect and did not display overt signs of anxiety, but she reported that she often feels watched and talked about by others. (Tr. 627). Plaintiff explained that in the distant past, she had been a heavy drinker, but she had not had any alcohol since 2001. (Tr. 626). Plaintiff was able to remember only two of five objects named by Dr. Lester after a five-minute delay, and could recall only five digits forward and three digits backward. (Tr. 628). Although Plaintiff correctly added "3+4," she could not correctly answer how much would remain if one subtracted 17 cents from one dollar. (Id.) Dr. Lester diagnosed Plaintiff with Panic Disorder without agoraphobia, Generalized Anxiety Disorder, Depressive Disorder NOS, and alcohol abuse reportedly in sustained full remission, and assigned a GAF score of 60. (Tr. 629). Dr. Lester did not provide any specific opinions about the level of Plaintiff's functional limitations. (Tr. 630).
Plaintiff's general practitioner, Ryan Pack, D.O., provided an RFC opinion for Plaintiff in December 2012. (Tr. 217-222). Dr. Pack reported that the conditions Plaintiff experienced which were caused by her diabetes included peripheral neuropathy, chronic skin infections, fatigue and general malaise, difficulty walking, vascular disease/leg cramping, psychological problems, and extremity pain and numbness. (Tr. 217). He opined that Plaintiff was capable of walking only less than one block at a time, capable of sitting up to two hours at one time, and capable of standing no more than 30 minutes at one time. (Tr. 218-219). Dr. Pack further reported that Plaintiff is expected to have "good" and "bad" days, and opined that Plaintiff is expected to miss at least four days of work per month due to her impairments. (Tr. 221).
In her decision, the ALJ held that Plaintiff's depressive disorder and panic disorder are "severe" impairments. (Tr. 17). The ALJ held that Plaintiff does not have an impairment or combination of impairments which meet or equal a Listing of Impairments. (Tr. 19). She held that Plaintiff has the RFC to perform a full range of work at all exertional levels but with the following non-exertional limitations: she can have only occasional interaction with others. (Tr. 21). The ALJ held that Plaintiff is unable to perform any of her past relevant work, but she held that there are other jobs in the national economy which Plaintiff can perform, and thus she denied Plaintiff's claim. (Tr. 25-26).
First, Plaintiff argues that the ALJ erred in finding that her diabetes mellitus was a "non-severe" impairment.
The regulations define a severe impairment or combination of impairments as one which significantly limits the physical or mental ability to perform basic work activities. 20 C.F.R. § 416.920(c). Basic work activities relate to the abilities and aptitudes necessary to perform most jobs, which in the physical context means functions such as walking, standing, sitting, lifting, pushing, pulling, reaching, carrying, and handling. 20 C.F.R. § 416.921(b). The question of severity is not related to the plaintiff's age, education, or work experience. A non-severe impairment is one which would not be expected to interfere with a plaintiff's ability to work regardless of "whether the claimant was sixty-years old or only twenty-five, whether the claimant had a sixth grade education or a master's degree, whether the claimant was a brain surgeon, a factory worker, or a secretary." Salmi v. Sec'y of HHS, 774 F.2d 685, 691-92 (6th Cir. 1985). The severe impairment requirement is a threshold element which plaintiff must prove in order to establish disability within the meaning of the Act. Gist v. Sec'y of HHS, 736 F.2d 352, 357 (6th Cir. 1984). An impairment will be considered non-severe only if it is a "slight abnormality which has such a minimal effect on the individual that it would not be expected to interfere with the individual's ability to work, irrespective of age, education, and work experience." Farris v. Sec'y of HHS, 773 F.2d 85, 90 (6th Cir. 1985). The severity requirement is a "de minimus hurdle" in the sequential evaluation process. Higgs v. Bowen, 880 F.2d 860, 862 (6th Cir. 1988).
The ALJ noted that Plaintiff's blood sugar levels were abnormally high on several occasions, but ultimately concluded that despite this evidence of uncontrolled diabetes, "the record does not document that [Plaintiff] experiences any significant detriments/limitations typically associated with uncontrolled sugar levels." (Tr. 18). Plaintiff argues that her diabetes does significantly limit her because of a variety of symptoms, including neuropathy, retinopathy, skin infections, and polyuria. (Doc. 9 at 9-12).
Much of the medical evidence of diabetes-related issues that Plaintiff references shows only occasional symptoms over a five-year plus period, and is counter-balanced by at least equally substantial objective medical evidence and reports from Plaintiff that although at times uncontrolled, Plaintiff's diabetes was largely without complications. (Tr. 18). For example, in 2007 Plaintiff had 20/20 vision with only "minimal retinopathy" that required no treatment; in September 2012 Plaintiff reported no visual disturbances; and although diagnosed with diabetic neuropathy, no objective testing was ever done to confirm the diagnosis in order to treat and prevent/delay any further nerve damage. (Tr. 18 citing Tr. 232-36, 711). A state agency physician in reviewing the medical evidence in March 2011 determined that there was "[n]o evidence of physical functional loss," and that Plaintiff had no physical severe impairments. (Tr. 101).
Additionally, Plaintiff relies primarily on her own testimony and allegations to show that her diabetes caused significant physical limitations. The ALJ, however, concluded that Plaintiff's reports and allegations, including her allegations of uncontrolled diabetes and significant physical limitations, were not fully credible. (Tr. 18, 22-23). The ALJ noted that Plaintiff "has repeatedly reported glucose levels in the 500s and 600s, [but] glucose measurements taken at the hospital have been much lower," and Plaintiff "has managed to perform many work-like activities despite any limiting effects of her diabetes." (Tr. 18).
While the record certainly contains evidence that Plaintiff's diabetes caused medical complications, there is insufficient evidence to support a finding that her diabetes limited her ability to perform
Next, Plaintiff alleges that the ALJ erred in improperly weighing the opinion of his treating physician, Dr. Pack.
"In assessing the medical evidence supporting a claim for disability benefits, the ALJ must adhere to certain standards." Blakley v. Comm'r of Soc. Sec., 581 F.3d 399, 406 (6th Cir. 2009).
(Id.) "The ALJ `must' give a treating source opinion controlling weight if the treating source opinion is `well supported by medically acceptable clinical and laboratory diagnostic techniques' and is `not inconsistent with the other substantial evidence in [the] case record.'" Id. "If the ALJ does not accord controlling weight to a treating physician, the ALJ must still determine how much weight is appropriate by considering a number of factors, including the length of the treatment relationship, supportability of the opinion, consistency of the opinion with the record as a whole, and any specialization of the treating physician." Id.
The Commissioner's regulations establish a hierarchy of acceptable medical source opinions. The hierarchy begins at the top with treating physicians or psychologists. 20 C.F.R. §§ 404.1527(d)(2) and 416.927(d)(2). Next in the hierarchy are examining physicians and psychologists, who often see and examine claimants only once. See 20 C.F.R. §§ 404.1527(d) and 416.927(d). In general, more weight is given to examining medical source opinions than is given to the opinions of non-examining medical sources. See 20 C.F.R. §§ 404.1527(d)(1) and 416.927(d)(1). Still, nonexamining physicians' opinions are on the lowest rung of the hierarchy of medical source opinions.
SSR 96-6p, 1996 SSR LEXIS 2. "The opinion of a non-examining physician is entitled to little weight if it is contrary to the opinion of the claimant's treating physician." Shelman v. Heckler, 821 F.2d 316, 321 (6th Cir. 1987).
In December 2012, Dr. Pack indicated that he had treated Plaintiff
Plaintiff argues that the treating notes from GSH where Dr. Pack worked should be attributed to Dr. Pack and that his treating relationship with Plaintiff should be expanded to include Plaintiff's whole history of treatment at GSH. However, Dr. Pack acknowledged that he had only treated Plaintiff on two occasions and that his lack of information and familiarity with Plaintiff's physical limitations led him to defer most questions about such limitations to a specialist. (Tr. 219-220). Even if one were to rely on all of GSH's treating records, there is no objective support for Dr. Pack's unexplained conclusion that Plaintiff would need to miss at least four days of work each month. Freudenberger v. Astrue, No. 1:09cv745, 2011 U.S. Dist. LEXIS 30508, at *20 (S.D. Ohio Feb. 28, 2011) ("where conclusions regarding a claimant's functional capacity are not substantiated by objective evidence, the ALJ is not required to credit those conclusions").
Accordingly, the ALJ properly weighed the opinion of Dr. Pack. The Court's duty on appeal is not to re-weigh the evidence, but to determine whether the decision below is supported by substantial evidence. Raisor v. Schweiker, 540 F.Supp. 686 (S.D. Ohio 1982).
For these reasons, Plaintiff's assignments of error are unavailing. The ALJ's decision is supported by substantial evidence and is affirmed.