TERENCE P. KEMP, Magistrate Judge.
Plaintiff Ronald Chappell, currently a prisoner at the Southern Ohio Correctional Facility, filed this action under 42 U.S.C. §1983 arising from his transfer to that facility from the Lorain Correctional Institution. Currently before the Court are several pending motions, including a motion for judgment on the pleadings filed by the two named defendants, former SOCF Warden Donald Morgan and Chief Brian Wittrup of the Ohio Department of Rehabilitation and Correction Bureau of Classification, and Mr. Chappell's motions for a preliminary injunction and to amend. For the following reasons, the Court will recommend that the motion for judgment on the pleadings be granted and that the motion for a preliminary injunction be denied. The Court will deny the motion to amend. Further, the Court will resolve all of the other pending motions as set forth below.
Mr. Chappell filed his complaint on April 3, 2015, alleging, in part, violations of his Eighth Amendment right to be free from cruel and unusual punishment. Defendants filed their answer on June 26, 2015. On July 10, 2015, Mr. Chappell filed an amended complaint containing the following allegations.
On October 19, 2012, Mr. Chappell was sentenced to serve five years in the Lorain Correctional Institution, a Level 3 institution. On December 2, 2013, he was transferred to SOCF, a Level 4 prison. Since arriving at SOCF, Mr. Chappell has been "attacked, threatened, tortured by staff inmates" and has "been attacked sexually." Mr. Chappell asserts that his being required to serve his sentence at an institution other than the one to which he was sentenced, and at a higher security level, is a violation of his Eighth Amendment rights. Mr. Chappell names the defendants in both their official and individual capacities and makes the following specific allegations against them, restated here verbatim:
Additional pending motions include Mr. Chappell's motion for a preliminary injunction and a motion for leave to amend the complaint. In his motion for a preliminary injunction, Mr. Chappell makes generalized allegations of torture and the denial of medical care similar to those in the amended complaint. He requests, as relief, to be transferred back to the Lorain Correctional Institution. Through his motion for leave to amend, Mr. Chappell seeks to incorporate a section from his original complaint into his amended complaint.
Defendants have moved for judgment on the pleadings as to both Mr. Chappell's original and amended complaints. In their motion, defendants assert that they are entitled to Eleventh Amendment immunity for any claim for money damages against them in their official capacities. Further, they contend that any claim for injunctive relief made against them in their official capacities relates only to past violations and is, therefore, subject to dismissal. With respect to the claims directed to them in their personal capacities, defendants make two arguments: that Mr. Chappell's complaint fails to meet minimal pleading standards, and that they cannot be held personally liable under a respondeat superior theory.
In his response, Mr. Chappell contends that, with respect to his claims directed to defendants in their official capacities, Ohio has waived its immunity from suit and his request for injunctive relief is "for the deprivation of my rights and the continuing deprivation of my rights." With respect to the issue of minimal pleading standards, Mr. Chappell asserts that "[m]ore specific facts can and will be provided when I am provided with the discovery that I request." Finally, he argues that his complaint alleges the defendants' personal involvement. With respect to Mr. Morgan, Mr. Chappell states "[d]efendant Donald Morgan accepted me at SOCF and showed his deliberate, reckless, calloused indifference to my deprivations and safety and medical needs by not correcting them and ceasing them when made aware and allowing the stuff to continue." With respect to Mr. Wittrup, Mr. Chappell asserts "Defendant Brian Wittrup approved the transfer and security level increase for illegitimate reasons and refused to correct it when I sent my appeal letter for it."
A motion for judgment on the pleadings filed under Fed.R.Civ.P. 12(c) attacks the sufficiency of the pleadings and is evaluated under the same standard as a motion to dismiss.
Initially, the Court notes that the operative complaint in this case is Mr. Chappell's amended complaint. As such, it contains all of Mr. Chappell's claims against the defendants, and the prior complaint has no legal impact. Consequently, for purposes of ruling on the motion for judgment on the pleadings, the Court will limit its consideration to the allegations of the amended complaint.
The focus of Mr. Chappell's amended complaint appears to be his desire to be transferred back to the Lorain Correctional Institution. He contends that there was no reason to transfer him from that prison to SOCF and that SOCF is a higher security level prison. In further support of his request for a transfer, back to Lorain, he contends that he has been subject to physical attacks since his transfer to SOCF.
With respect to Mr. Chappell's claim for damages against the defendants in their official capacities, defendants are correct that they are entitled to Eleventh Amendment immunity. The Eleventh Amendment to the United States Constitution bars suits against either a state or agencies of a state by citizens of that state.
To the extent that Mr. Chappell is contending that defendants are liable in their personal capacities or that he is entitled to injunctive relief because his transfer, by itself, violated his constitutional rights, he cannot succeed. It is well-settled that inmates have no right to be housed in a particular institution or be held in a specific security classification.
Mr. Chappell also asserts, however, that his Eighth Amendment rights have been violated following his transfer. Certainly, if the consequence of being transferred to a different institution is that the prisoner is subjected to cruel and unusual punishment at that institution, the prisoner may have a claim for an Eighth Amendment violation which is independent of whether the transfer was constitutional. Mr. Chappell's claims on this score are subject to dismissal, however, because he has pleaded no facts beyond conclusory allegations or legal conclusions.
In order to survive a motion to dismiss or a motion for judgment on the pleadings, a complaint must contain factual allegations sufficient to "raise the claim above the speculative level."
Here, Mr. Chappell alleges only a general pattern of assaultive behavior on the part of others at SOCF. His complaint does not describe a single instance of assault, does not indicate whether all of these assaults were committed by other inmates or by guards, does not say when they occurred, does not explain how, if at all, he was injured, and does not provide anything other than the most general assertions about what has happened to him.
This lack of specificity is especially important if, as the complaint seems to suggest, most of the behavior about which Mr. Chappell complains has been engaged in by other inmates. No prison official, including a first-level corrections officer (which is not the position held by either of the named defendants), is liable when one inmate attacks another unless certain circumstances are present. Those generally include either an actual awareness that conditions at a prison create a substantial risk that violence will occur, or knowledge of a specific threat to the inmate in question, coupled with the failure to take steps to avert an attack.
There is a second, related reason why his complaint against these two specific defendants does not state a claim upon which relief can be granted. Allegations of direct involvement in constitutional deprivations, rather than attempts to impose liability by virtue of the doctrine of respondeat superior, are necessary in order to hold an individual defendant liable under §1983.
It is clear that Mr. Chappell does not allege that he was directly assaulted by either the former SOCF Warden or by Mr. Wittrup, who works in the central office of ODRC in Columbus. He also does not allege that either of them was aware, in advance, that any specific inmate or guard intended to harm him. Rather, he claims that after he alerted each of them to the fact that he was being attacked or assaulted at SOCF — again, without providing any details as to what he told them or when — they allowed the situation to continue. To the extent that he claims they are liable because they failed to answer his grievances satisfactorily, that is not the kind of direct personal involvement in a constitutional violation that can lead to liability under §1983. Alternatively, to the extent that he claims they knew that by keeping him at SOCF he was going to get attacked or assaulted, he has not given the Court any facts in his complaint from which that claim can be evaluated. Any inmate could make the general types of claims contained in Mr. Chappell's complaint and ask for a transfer; only if there are specific facts to back up the claims can the Court allow the case to proceed against supervisory officials like Mr. Morgan or Mr. Wittrup, and there are none here. For these reasons, the Court will recommend that the motion for judgment on the pleadings be granted.
Mr. Chappell has also moved for preliminary injunctive relief. One of the factors which justifies the grant of an injunction is a likelihood of success on the merits, and that is often the most important consideration.
Through this motion, Mr. Chappell seeks a second amendment to add paragraph 2a of his original complaint as paragraph 13a to his current complaint. The proposed amendment, paragraph 2a of his original complaint, states:
Although the motion is unopposed, for the following reasons the Court will recommend that it be denied on grounds of futility.
First, to the extent that Mr. Chappell is attempting to state a claim by alleging that defendants failed to comply with administrative policies relating to protective custody hearings, his claim must fail. An alleged failure to comply with an administrative rule or policy does not rise to the level of a constitutional violation.
Additionally, to the extent that Mr. Chappell may be attempting to assert an Eighth Amendment claim either based on the denial of medical care or the failure to keep him safe, his allegations do not set forth the personal involvement of either defendant. Rather, this claim also appears directed to the defendants solely as a result of their supervisory positions, and it is similarly lacking in the necessary detail to survive a motion to dismiss.
The parties have filed several additional motions. In light of the recommendations set forth above, the Court will deny all remaining motions as moot.
For the reasons stated above, it is recommended that the motion for judgment on the pleadings (Doc. 41) be granted. It is further recommended that the motion for preliminary injunction (Doc. 31) be denied. The motion for leave to amend (Doc. 47) is denied for the reasons set forth above. Further, the following motions are denied as moot: motion for service (Doc. 14); motion for protection custody (Doc. 15); motion for protection (Doc. 23); motion to appoint counsel (Doc. 24); motion for copy of amended complaint(Doc. 30); motion to stay discovery (Doc. 42); and motion to compel discovery (Doc. 45).
If any party objects to the Report and Recommendation on the motion for judgment on the pleadings and motion for preliminary injunction, that party may, within fourteen days of the date of this Report, file and serve on all parties written objections to those specific proposed findings or recommendations to which objection is made, together with supporting authority for the objection(s). A judge of this Court shall make a
If any party objects to the remainder of this order, that party may, within fourteen days after this Order is filed, file and serve on the opposing party a motion for reconsideration by a District Judge. 28 U.S.C. §636(b)(1)(A), Rule 72(a), Fed. R. Civ. P.; Eastern Division Order No. 14-01, pt. IV(C)(3)(a). The motion must specifically designate the order or part in question and the basis for any objection. Responses to objections are due fourteen days after objections are filed and replies by the objecting party are due seven days thereafter. The District Judge, upon consideration of the motion, shall set aside any part of this Order found to be clearly erroneous or contrary to law.
This order is in full force and effect even if a motion for reconsideration has been filed unless it is stayed by either the Magistrate Judge or District Judge. S.D. Ohio L.R. 72.3.