SUSAN J. DLOTT, District Judge.
Before the Court is Defendant Jerry Black's Motion to Reconsider this Court's Order Denying his Motion to Suppress (Doc. 121), and the responsive memoranda (Docs. 123-25).
On February 19, 2016, Cincinnati Police Officer Kerri Maloney prepared and presented an affidavit to a Hamilton County Magistrate Judge for a warrant to search 1821 Tuxworth Avenue, #1, Cincinnati, Ohio 45238. (Doc. 93-1.) The warrant was issued and, as a result of the evidence seized, Defendant Jerry Black and non-party Juanda Bankhead were indicted in the Hamilton County, Ohio Court of Common Pleas. Mr. Black was indicted on two counts of trafficking in marijuana, two counts of possession of marijuana, one count of receiving stolen property, and one count of having weapons while under a disability. Ms. Bankhead was indicted on one count of trafficking in marijuana and one count of possession of marijuana. On July 26, 2016, Mr. Black entered a plea of guilty to two counts of trafficking (reduced) and one count each of receiving stolen property and having weapons under a disability; he was sentenced to 18 months in state custody. On August 2, 2016, Ms. Bankhead pled guilty to an amended and reduced charge of disorderly conduct; she simply was required to pay a $100.00 fine.
On June 21, 2017, Mr. Black was indicted by a federal grand jury with one count of conspiracy to possess with intent to distribute and to distribute marijuana, cocaine, and heroin, in violation of 21 U.S.C. § 846. (Doc. 1, Count 1 at PageID 1.) On September 29, 2017, he filed a Motion to Suppress with respect to any evidence seized from Tuxworth Avenue, arguing that no facts within the affidavit supported probable cause to search the property. (Doc. 93.) The Government opposed his Motion, arguing that the warrant was sufficient and, regardless, the Leon good-faith rule
On the question of standing, Mr. Black claimed a legitimate expectation of privacy at the Tuxworth Avenue property, and thus protection under the Fourth Amendment, based on his romantic relationship with tenant Juanda Bankhead. (Doc. 101 at PageID 284.) As her boyfriend, he was "a frequent and legitimate overnight guest of Ms. Bankhead at her apartment" on Tuxworth Avenue and thus "ha[d] standing to contest the validity of the search warrant." (Id.) To this end an evidentiary hearing was held on November 20, 2017, at which Ms. Bankhead testified. Thereafter, the Court took the Motion under submission.
Finding the standing issue dispositive, on December 20, 2017, the Court denied Mr. Black's Motion to Suppress:
(Doc. 115 at PageID 412-13 (italic emphasis in original, bold emphasis added).) In its Order, the Court expressly did not render an opinion on the issue of "waiver" or on the merits of Mr. Black's Motion. (Id. at PageID 411.)
Defendant urges the Court to reconsider its credibility assessment of Ms. Bankhead for two reasons. First, it was improper for the Court to doubt her testimony that she neither "saw nor smelled" the 100 pounds of marijuana found in her basement based on its own experience—in a prior trial—"at which only 25 pounds of marijuana was present in the courtroom as evidence, and the smell was, in a word, overwhelming." (Motion to Reconsider, Doc. 121 at at PageID 432 (quoting Order Denying Motion to Suppress, Doc. 115 at PageID 413).) Inasmuch as the Government introduced no evidence of how the marijuana seized from Tuxworth Avenue "was packaged, in what form it existed, where in the basement it was located, or for how long it had been stored there," the Court's conclusion was impermissibly grounded in "speculation and evidence outside the record." (Id. at PageID 432-33.)
Second, regarding the lease agreement for the Gobel Avenue apartment, the Court should have believed Ms. Bankhead's statement that the dates on it were wrong and that she indeed resided at Tuxworth on the day the search warrant was executed. In support of that testimony, Defendant now tenders the Affidavit of George Marshall, who avers that he owns the rental property at 3164 Goebel Avenue.
These reasons aside, Defendant independently maintains that the Government should be estopped from arguing that Defendant lacks standing to contest the search warrant because, in a "separate but related matter," it has "determined and asserted [that] Mr. Black resides at 1821 Tuxworth, #1." (Supplement to Motion to Reconsider, Doc. 123 at PageID 458.) Regarding co-Defendant Samuel Washington, on March 20, 2017, the very same Officer Maloney prepared and presented an affidavit to Hamilton County Magistrate Judge Brad Greenberg for a warrant to search 3213 Mayridge Court, #4, Cincinnati, Ohio 45211 (hereinafter, the "Mayridge Court" affidavit). (Doc. 123-1 at PageID 462-67.) Her application was made in connection with the ongoing investigation into the felony offenses (including assault, murder, and drug trafficking) committed by members of a group known as FDD (Focus Dedication and Discipline). (Id. at PageID 463.)
Although not the target of the warrant, Defendant was mentioned several times throughout four discrete paragraphs in Officer Maloney's supporting affidavit. For example, she states that, on November 11, 2015, a source of information to Task Force Officer Stratmann referred to Defendant as the "leader" of FDD and the "weed man" in the West End neighborhood of Cincinnati who would sell "ounces to pounds" of marijuana. (Id. at PageID 464.) Also according to Officer Maloney, "TFO Stratmann
(Id. at PageID 464-65 (emphasis added).)
The Court concludes that application of the doctrine of "judicial estoppel" is appropriate here, which, in turn, necessitates a finding that the Government may not contest Defendant's standing to challenge the Tuxworth Avenue search warrant.
"The doctrine of judicial estoppel applies to a party who has successfully and unequivocally asserted a position in a prior proceeding; he is estopped from asserting an inconsistent position in a subsequent proceeding." Edwards v. Aetna Life Ins. Co., 690 F.2d 595, 598 (6th Cir. 1982). It may be applied "even if detrimental reliance or privity does not exist" because it "is intended to protect the integrity of the judicial process." Id. "Judicial estoppel addresses the incongruity of allowing a party to assert a position in one tribunal and the opposite in another tribunal. If the second tribunal adopted the party's inconsistent position, then at least one court has probably been misled." Id.
The Supreme Court has enumerated three factors that "typically inform" the decision whether to apply the doctrine in a particular case. New Hampshire v. Maine, 532 U.S. 742, 750-51 (2001). "[A] party's later position must be `clearly inconsistent' with its earlier position." Id. at 750. Courts also "regularly inquire whether the party has succeeded in persuading a court to accept that party's earlier position, so that judicial acceptance of an inconsistent position in a later proceeding would create `the perception that either the first or the second court was misled.'" Id. (quoting Edwards, 690 F.2d at 599). Also relevant is "whether the party seeking to assert an inconsistent position would derive an unfair advantage or impose an unfair detriment on the opposing party if not estopped." Id. at 751. These factors are neither "inflexible prerequisites" nor an "exhaustive formula," with the Court specifically counselling that "[a]dditional considerations may inform the doctrine's application in specific factual contexts." Id.
Defendant correctly states that two of these three factors are present in this case. The Government's position as to whether Mr. Black resides at Tuxworth Avenue has done an unmistakable about-face. On May 20, 2017, Officer Maloney swore to Magistrate Judge Greenberg that Defendant lived there, but beginning on October 16, 2017, with the filing of the Government's memorandum in opposition to Defendant's Motion to Suppress made in this criminal proceeding, the United States Attorney took the position that Defendant had no "previous relationship with the residence" and there was no "indicia of acceptance into the household." (Doc. 99 at PageID 267; see Doc. 124 at PageID 490.) This turnaround, moreover, spawned both an "unfair advantage" for the Government and an "unfair detriment" against Defendant. Had the Government not argued that Defendant lacked standing to challenge the constitutionality of the Tuxworth Avenue search warrant, Juanda Bankhead's testimony— credible or not—would have been unnecessary. Argument instead would have focused on whether Defendant is collaterally estopped from challenging the search warrant, and, if not, whether the warrant is constitutionally sufficient. As discussed below, neither of these arguments ultimately resolve in the Government's favor.
In the Court's view, the "balance of equities" tips toward estoppel. See New Hampshire, 532 U.S. at 751. The Mayridge Court affidavit was made on May 20, 2017 by the same Cincinnati Police Officer investigating the same drug trafficking conspiracy.
All these factors prompt the Court to decide that judicial estoppel bars the Government from arguing that Defendant lacks standing to contest the Tuxworth Avenue search warrant. The Court's prior Order (Doc. 115), therefore, is VACATED. We now must consider the Government's alternate contention, whether Mr. Black's previous guilty plea in the state criminal proceeding acts as a waiver against collateral attack of the warrant in this federal prosecution.
The Government cites United States v. Broce, 488 U.S. 563 (1989) for the proposition that Defendant "has not called into question the voluntary and intelligent character of his prior plea," and hence cannot now contest "a matter that he has already waived by virtue of his guilty plea in the previous prosecution." (Doc. 99 at PageID 268-69.) Broce, however, is inapposite. In that case defendants pleaded guilty to two separate conspiracy indictments in a single proceeding and were sentenced as to both. 488 U.S. at 566. Thereafter they sought to collaterally attack the sentence in a motion filed pursuant to Fed. R. Crim P. 35(a), claiming that only one conspiracy existed and double jeopardy principles required the conviction and sentence as to the second indictment be set aside. Id. at 565. Yet because their underlying plea was both "counseled and voluntary," the Supreme Court rejected their bid to reopen the original criminal proceeding. Id. at 569.
Defendant, on the other hand, cites Haring v. Prosise, 462 U.S. 306 (1983). While not precisely on point, Haring is sufficiently instructive to resolve the estoppel question raised by the Government. John Franklin Prosise pleaded guilty in state court to one count of manufacturing phencyclidine ("PCP"). Id. at 308. While incarcerated, he filed a pro se civil action under 42 U.S.C. § 1983, claiming that state officers unlawfully searched his apartment in violation of the Fourth Amendment. Id. at 309. The district court granted summary judgment for the officers, reasoning that Prosise's failure to assert his Fourth Amendment claims in state court "constituted a waiver of that right precluding its assertion in
Id. at 320-21.
Here, according to counsel, the record in the state criminal proceeding reflects that Mr. Black filed a motion to suppress the evidence seized from Tuxworth Avenue, but withdrew it prior to pleading guilty. Thus, the motion was "never considered" in the state proceedings, and, under Haring, the Court may not infer that Mr. Black's guilty plea acts as a waiver now in these proceedings.
A discussion of the merits of Defendant's Motion to Suppress follows.
Defendant contends that no facts contained in Officer Maloney's affidavit support probable cause to search the Tuxworth Avenue residence, rendering the warrant invalid. Further, the improperly seized evidence cannot be saved by the Leon good-faith exception. The Court concurs.
In determining whether a search warrant is supported by probable cause, a court may consider only the "four-corners of the affidavit." United States v. Frazier, 423 F.3d 526, 531 (6th Cir. 2005) (citing Whiteley v. Warden, Wyo. State Penitentiary, 401 U.S. 560, 565 n.8 (1971)). Thus, "information known to the officer but not conveyed to the magistrate is irrelevant." United States v. Abernathy, 843 F.3d 243, 249 (6th Cir. 2016) (quoting United States v. Brooks, 594 F.3d 488, 492 (6th Cir. 2010) (citation omitted)).
An affidavit must show a "likelihood of two things" to establish probable cause for a search. Id. (internal quotations and citations omitted). They are: "first, that the items sought are seizable by virtue of being connected with criminal activity; and second, that the items will be found in the place to be searched." Id. (citing United States v. Church, 823 F.3d 351, 355 (6th Cir. 2016) (quoting Zurcher v. Stanford Daily, 436 U.S. 547, 555 n.6 (1978))) (internal quotations omitted). "[E]vidence of a crime" is a critical component of a search warrant. Armstrong v. City of Melvindale, 432 F.3d 695, 700 (6th Cir. 2006) (citing Zurcher). To this end, an applicant for a search warrant must recite the statutory violation for which the warrant is requested on the face of the warrant or in the affidavit in support. See United States v. Abboud, 438 F.3d 554, 569-71 (6th Cir. 2006).
Probable cause exists when "common-sense" suggests a "fair probability" that contraband or evidence of a crime "will be found in a particular place." Illinois v. Gates, 462 U.S. 213, 238 (1983). "[T]he affidavit supporting the search warrant must demonstrate a
Probable cause "is not a high bar." Kaley v. United States, 134 S.Ct. 1090, 1103 (2014). "It requires only the kind of fair probability on which reasonable and prudent [people,] not legal technicians, act." Id. (citing Florida v. Harris, 133 S.Ct. 1050, 1055 (2013) (quoting Gates, 462 U.S. at 231, 238)) (internal quotations omitted) (alteration in original). A reviewing court should give "great deference" to a magistrate judge's probable cause determination and reverse only if it was "arbitrarily" made. United States v. Frechette, 583 F.3d 374, 379 (6th Cir. 2009). And it should not engage in "line-by-line scrutiny of the warrant application's affidavit." United States v. Williams, 544 F.3d 683, 686 (6th Cir. 2008). The affidavit should be judged "on the adequacy of what it
Gates established its "totality-of-the-circumstances" analysis against the backdrop of a supporting affidavit based on a confidential informant's tip. "Informants' tips, like all other clues and evidence coming to a policeman on the scene, may vary greatly in their value and reliability." 462 U.S. at 232 (quoting Adams v. Williams, 407 U.S. 143, 147 (1972).) An informant's reliability, veracity, or basis of knowledge are relevant considerations, but should not be applied rigidly. Id. at 232-33; see United States v. Thomas, 605 F.3d 300, 307 (6th Cir. 2010) ("When an affidavit relies on hearsay information from a confidential informant, the judicial officer (and reviewing court) must consider the veracity, reliability, and basis of knowledge for that information
"When evidence is obtained in violation of the Fourth Amendment, the judicially developed exclusionary rule usually precludes its use in a criminal proceeding against the victim of the illegal search and seizure." Illinois v. Krull, 480 U.S. 340, 347 (1987). But courts typically should not suppress "evidence obtained in objectively reasonable reliance on a subsequently invalidated search warrant." United States v. Leon, 468 U.S. 897, 922 (1984). The four specific situations in which an officer's reliance cannot be considered "objectively reasonable" are: (1) when the warrant is issued on the basis of an affidavit that an affiant knows—or is reckless in not knowing—contains false information; (2) when the issuing magistrate abandons his or her neutral and detached role and serves as a rubber stamp for police activities; (3) when the affidavit is so lacking in indicia of probable cause that a belief in its existence is objectively unreasonable; and (4) when the warrant is so facially deficient that it cannot reasonably be presumed to be valid. United States v. Laughton, 409 F.3d 744, 748 (6th Cir. 2005) (citing Leon).
As discussed, on February 19, 2016 Cincinnati Police Officer Kerri Maloney, a member of the Gang Enforcement Squad, made the affidavit in support of the search warrant application for Tuxworth Avenue. (Doc. 93-1.) In the affidavit, Maloney avers that she and brother and sister officers have been contacted by "numerous" confidential informants and sources of information who state that members of FDD have been involved in "[marijuana] trafficking and violent offenses throughout the city of Cincinnati in the last year." (Id. at PageID 251.) Members of FDD "have posted videos online on open sources of information displaying marijuana and firearms." (Id.) Additionally, members of FDD "are currently awaiting trial for felonious assault and homicide offenses that occurred on 5/3/16 [sic], 5/6/15, 5/9/15 and 10/14/15 in the city of Cincinnati." (Id.) Maloney further avers that she and brother and sister officers "have discovered that members of FDD and the marijuana trafficking group have been using 1821 Tuxworth Ave. #1 as a residence." (Id.) Through "departmental resources" law enforcement has learned that the residence is "associated with" Juanda Bankhead, who, in turn, is an "associate" of Defendant Jerry Black, the "identified" leader of FDD and the marijuana trafficking group. (Id.)
In January 2016, brother and sister officers observed a white Chevrolet SUV (Ohio plate GKM4597), model year 2007, parked outside the Tuxworth Avenue property. This vehicle is registered to Damondo (aka "Mondo") Black,
Several deficiencies attend Officer Maloney's affidavit. First, there is no language, even boilerplate language, attesting to the reliability or credibility of the confidential informants and sources of information providing tips to law enforcement about FDD. Second, while brother officers claim to have observed various vehicles "directly related to higher ranking members of FDD and the marijuana trafficking group," only one vehicle was specifically identified and independently confirmed as belonging to "second in charge" Damondo Black. (See id. at PageID 251.) Seen once in January, Damondo Black was seen again at Tuxworth—twice in fact—on February 19, 2016, the day application for the warrant was made. Yet officers merely observed him enter and exit the residence, drive away, and enter and exit the residence again. While he was found in possession of personal use marijuana during the traffic stop in-between, this discovery is hardly indicative of marijuana trafficking.
Having focused first on what the affidavit does contain, we cannot help but underscore now what it does not. There is no recitation that either law enforcement or any source of information saw marijuana inside the residence or transported to and from the residence. There is no record of a drug purchase—controlled or otherwise—at the residence. There is no evidence of a trash pull that tested positive for marijuana. There is, quite simply, nothing that connects marijuana with Tuxworth Avenue, other than Officer Maloney's bald assertion that "Damondo Black and other members of FDD and the marijuana trafficking group are utilizing this [residence] to store marijuana and conduct marijuana trafficking business." (Id. at PageID 252.)
The Fourth Amendment obviously requires more. Brown, 828 F.3d at 382 (search warrant affidavit contained no evidence that the defendant distributed narcotics from his home or used it to store narcotics, or that any suspicious activity had occurred there). In United States v. Higgins, officers conducted a traffic stop and recovered a large amount of cocaine and cocaine base. 571 F.2d 381, 385 (6th Cir. 2009). The driver identified the person from whom he bought the drugs, defendant Oliver Higgins, as well as the specific location of the buy. The two passengers in the car, each interviewed separately, confirmed that they rode with the driver to the location. The driver added that he had purchased narcotics from this location on previous occasions as well. Law enforcement transported the driver back to the location from which he claimed to have purchased the drugs to confirm. Law enforcement also verified that Higgins resided at this location, owned the motorcycle parked outside, and had two prior felony convictions for narcotics trafficking. A search warrant for the residence was issued, where police found crack cocaine, powder cocaine, marijuana, money, a gun, digital scales, rolling papers, and mail addressed to Higgins. Id. at 385. The defendant's motion to suppress, filed after he was indicted, was denied and he was later convicted. Id. at 386-87. On appeal, the Sixth Circuit concluded that the search warrant for Higgins's residence was not supported by probable cause:
Id. at 390 (emphasis added). Higgins undeniably dictates a finding that the Tuxworth Avenue warrant is deficient. Calling the affidavit "weak, but [ ] not bare bones," Higgins nonetheless concluded that the Leon good-faith exception saved its warrant. This Court cannot follow suit, as we determine that the affidavit here is, just, "bare bones."
The evidence seized from 1821 Tuxworth Avenue, #1, Cincinnati, Ohio 45238 will be suppressed.
Defendant Jerry Black's Motion to Reconsider this Court's Order Denying his Motion to Suppress (Doc. 121) is
(Id. at PageID 468, 469 (emphasis added).)