CHELSEY M. VASCURA, Magistrate Judge.
Plaintiff, Stephanie R. Jordan Smith ("Plaintiff"), brings this action under 42 U.S.C. § 405(g) for review of a final decision of the Commissioner of Social Security ("Commissioner") denying her applications for a period of disability, disability insurance benefits, and supplemental security income. This matter is before the undersigned for a Report and Recommendation on Plaintiff's Statement of Errors (ECF No. 14), the Commissioner's Response in Opposition (ECF No. 19), and the administrative record (ECF No. 11). For the reasons that follow, it is
Plaintiff protectively filed her applications for a period of disability, disability insurance benefits, and supplemental security income on September 13, 2013. In her applications, Plaintiff alleged a disability onset of March 1, 2012. Plaintiff's applications were denied initially on May 14, 2014, and upon reconsideration on October 31, 2014. Plaintiff sought a hearing before an administrative law judge. Administrative Law Judge Thomas L. Wang (the "ALJ") held a hearing on January 6, 2017, at which Plaintiff, represented by counsel, appeared and testified. Vocational Expert Carl W. Hartung (the "VE"), also appeared and testified at the hearing. On March 22, 2017, the ALJ issued a decision finding that Plaintiff was not disabled within the meaning of the Social Security Act. On January 30, 2018, the Appeals Council denied Plaintiff's request for review and adopted the ALJ's decision as the Commissioner's final decision. Plaintiff then timely commenced the instant action.
At the hearing, Plaintiff testified that she is disabled due to headaches resulting in "terrible pain." (R. at 48-49.) She further testified that she has blackouts in her eyesight, pressure in her head, memory problems, cognitive decline, shoulder pain, allergies, sleep apnea, and neck pain. (R. at 49, 55-57, 61.) Plaintiff estimated that she gets pressure headaches "maybe two, maybe three times a week." (R. at 60.) Plaintiff explained that, when she has a headache, she usually sits with an ice pack on her head unless she has physical therapy. (R. at 62.) Plaintiff testified that she had a shunt put in her head in February 2016, and that since then, she has "[her] good times and [her] bad times." (R. at 63.) She thinks the shunt "drains [her] better than all the medication. . ." (Id.) Plaintiff testified that she has complied with her doctor's recommendations regarding her headaches and that she has a home health aide at her doctor's suggestion. (R. at 63-64.)
Regarding activities of daily living, Plaintiff testified that her mother helps her care for her daughter and with cooking. (R. at 65.) She testified that she is able to drive, but her parents "really don't like [her] to drive," so her mom takes her daughter to her dance lessons. (R. at 65.) Plaintiff testified that she "tr[ies] to do laundry and stuff." (Id.)
The VE also testified at the hearing. The ALJ asked the VE a series of hypothetical questions for the purpose of determining whether Plaintiff can perform past work and/or other work in the regional and national economy. (R. at 66-70.) The ALJ first asked the VE as follows:
(R. at 67-68.) The VE testified that Plaintiff can perform the job of marker, routing clerk, and housekeeping cleaner. (R. at 68-69.) The ALJ subsequently asked the VE the following hypothetical question:
(R. at 70.)
On March 22, 2017, the ALJ issued his decision. (R. at 15-35.) The ALJ first found that Plaintiff meets the insured status requirements through December 31, 2017. (Id. at 18.) At step one of the sequential evaluation process,
(R. at 22.) In calculating Plaintiff's RFC, the ALJ considered Plaintiff's credibility and found that her allegations regarding her symptoms and limitations were not generally supported by the objective evidence in the record. (R. at 31.)
Relying on the VE's testimony, the ALJ found that even though Plaintiff is unable to perform her past work, she can perform jobs that exist in significant numbers in the national economy. (R. at 33-34.) He therefore concluded that Plaintiff was not disabled under the Social Security Act. (R. at 35.)
In her Statement of Errors, Plaintiff contends that the ALJ's decision is not supported by substantial evidence for two reasons. First, she contends that the ALJ erred in his credibility analysis. Second, Plaintiff asserts that the ALJ improperly relied upon the VE's testimony at step five because it was based on a hypothetical question that was "incomplete and inaccurate."
When reviewing a case under the Social Security Act, the Court "must affirm the Commissioner's decision if it `is supported by substantial evidence and was made pursuant to proper legal standards.'" Rabbers v. Comm'r of Soc. Sec., 582 F.3d 647, 651 (6th Cir. 2009) (quoting Rogers v. Comm'r of Soc. Sec., 486 F.3d 234, 241 (6th Cir. 2007)); see also 42 U.S.C. § 405(g) ("The findings of the Commissioner of Social Security as to any fact, if supported by substantial evidence, shall be conclusive . . . ."). Under this standard, "substantial evidence is defined as `more than a scintilla of evidence but less than a preponderance; it is such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.'" Rogers, 486 F.3d at 241 (quoting Cutlip v. Sec'y of Health & Human Servs., 25 F.3d 284, 286 (6th Cir. 1994)).
Although the substantial evidence standard is deferential, it is not trivial. The Court must "`take into account whatever in the record fairly detracts from [the] weight'" of the Commissioner's decision. TNS, Inc. v. NLRB, 296 F.3d 384, 395 (6th Cir. 2002) (quoting Universal Camera Corp. v. NLRB, 340 U.S. 474, 487 (1951)). Nevertheless, "if substantial evidence supports the ALJ's decision, this Court defers to that finding `even if there is substantial evidence in the record that would have supported an opposite conclusion.'" Blakley v. Comm'r of Soc. Sec., 581 F.3d 399, 406 (6th Cir. 2009) (quoting Key v. Callahan, 109 F.3d 270, 273 (6th Cir. 1997)).
Finally, even if the ALJ's decision meets the substantial evidence standard, "`a decision of the Commissioner will not be upheld where the SSA fails to follow its own regulations and where that error prejudices a claimant on the merits or deprives the claimant of a substantial right.'" Rabbers, 582 F.3d at 651 (quoting Bowen v. Comm'r of Soc. Sec., 478 F.3d 742, 746 (6th Cir. 2007)).
As set forth above, Plaintiff raises two issues in her Statement of Errors (ECF No. 14). First, she asserts that the ALJ erred in analyzing her credibility. Second, she posits that the ALJ's decision is not supported by substantial evidence because the hypothetical question posed to the VE was inaccurate and incomplete. The undersigned considers each contention of error in turn.
Plaintiff first asserts that the ALJ erred in evaluating her credibility. (Pl.'s Statement of Errors at 8, ECF No. 14.) Within this contention of error, Plaintiff alleges that the reasons the ALJ provides for discounting her credibility are invalid or are not supported by substantial evidence. The Commissioner counters that the ALJ appropriately evaluated Plaintiff's allegations in light of the rules and regulations and substantial evidence supports the ALJ's credibility findings. (Def.'s Mem. in Opp. at 14, ECF No. 19.) The undersigned agrees with the Commissioner and finds Plaintiff's first contention of error to be without merit.
For decisions rendered on or after March 28, 2016, the ALJ will evaluate a claimant's statements concerning the intensity, persistence, and limiting effects of symptoms of an alleged disability under SSR 16-3p. SSR 16-3p, 2017 WL 5180304 (Oct. 25, 2017). SSR 16-3p superseded SSR 96-7p, 1996 WL 374186 (July 2, 1996), which required the ALJ to evaluate the overall credibility of a plaintiff's statements. In contrast, SSR 16-3p requires the ALJ to evaluate the consistency of a plaintiff's statements, without reaching the question of overall credibility, or character for truthfulness. See id. at *11 ("In evaluating an individual's symptoms, our adjudicators will not assess an individual's overall character or truthfulness in the manner typically used during an adversarial court litigation. The focus of the evaluation of an individual's symptoms should not be to determine whether he or she is a truthful person."). Although SSR 16-3p supersedes SSR 96-7p, "according to the very language of SSR 16-3p, its purpose is to `clarify' the rules concerning subjective symptom evaluation and not to substantially change them." Brothers v. Berryhill, No. 5:16-cv-01942, 2017 WL 2912535, at *10 (N.D. Ohio June 22, 2017). The rules were clarified primarily to account for the difference between a credibility determination, which necessarily impacts the entirety of a claimant's subjective testimony, and a consistency determination, which applies only to specific statements regarding symptoms. See SSR 16-3p at *2. It follows, therefore, that the procedures for reviewing an ALJ's credibility assessment under SSR 16-3p are substantially the same as the procedures under SSR 96-7p. Accordingly, the undersigned concludes that existing case law controls to the extent it is consistent with the clarification of the rules embodied in SSR 16-3p's clarification.
The Sixth Circuit has provided the following guidance in considering an ALJ's credibility assessment:
Rogers, 486 F.3d at 247.
The ALJ's credibility determination "with respect to [a claimant's] subjective complaints of pain" is generally given deference. Allen v. Comm'r of Soc. Sec., 561 F.3d 646, 652 (6th Cir. 2009) (quoting Siterlet v. Sec'y of Health & Hum. Servs., 823 F.2d 918, 920 (6th Cir. 1987)). Despite this deference, "an ALJ's assessment of a claimant's credibility must be supported by substantial evidence." Walters, 127 F.3d at 531. Furthermore, the ALJ's decision on credibility must be "based on a consideration of the entire record." Rogers, 486 F.3d at 247 (internal quotation omitted). An ALJ's explanation of his or her credibility decision "must be sufficiently specific to make clear to the individual and to any subsequent reviewers the weight the adjudicator gave to the individual's statements and the reasons for that weight." Id. at 248; see also Mason v. Comm'r of Soc. Sec. Admin., No. 1:06-CV-1566, 2012 WL 669930, at *10 (N.D. Ohio Feb. 29, 2012) ("While the ALJ's credibility findings `must be sufficiently specific', Rogers, 486 F.3d at 248, the intent behind this standard is to ensure meaningful appellate review."). In addition, the Regulations list a variety of factors an ALJ must consider in evaluating the severity of symptoms, including a claimant's daily activities; the effectiveness of medication; and treatment other than medication. 20 C.F.R. § 404.1529(c)(3); SSR 16-3p; but see Ewing v. Astrue, No. 1:10-cv-1792, 2011 WL 3843692, at *9 (N.D. Ohio Aug. 12, 2011), adopted, 2011 WL 3843703 (suggesting that although an ALJ is required to consider such factors, he or she is not required to discuss every factor within the written decision).
Here, the ALJ's analysis supplies substantial evidence supporting his credibility finding and properly considers the requisite factors in evaluating Plaintiff's subjective statements. The ALJ thoroughly discussed the record evidence and concluded that it did not support Plaintiff's subjective complaints, explaining as follows:
(R. at 29-31.)
Substantial evidence supports the ALJ's credibility findings. First, the ALJ reasonably discounted Plaintiff's allegations on the grounds that the objective evidence did not support her subjective complaints. See 20 C.F.R. § 404.1529(c)(2) (objective medical findings are useful in assessing the intensity and persistence of a claimant's symptoms); Long v. Comm'r of Soc. Sec., 56 F. App'x 213, 214 (6th Cir. 2003) (holding that plaintiff "did not introduce sufficient objective evidence to support the existence or severity of her allegedly disabling headaches"); Donerson v. Comm'r of Soc. Sec., No. 1:16 CV 3028, 2017 WL 6987958, at *7 (N.D. Ohio Dec. 28, 2017) (finding that "the ALJ did not err in relying on the lack of objective evidence as one factor in discounting Plaintiff's credibility regarding the limiting effects of her migraines."). Thus, the ALJ reasonably considered that objective testing revealed a normal EEG showing no seizure related activity or brain abnormalities; a normal EKG; a normal MRI of the brain; and no evidence of any acute brain parenchymal abnormality. (R. at 25 (citing R. at 825, 1173, and 1248).) The ALJ also reasonably considered that treating physician Dr. McGregor noted that Plaintiff's symptoms had been stable for the last two years; were intermittent, episodic, and mildto-moderate in severity; and that she was "relatively symptom free at th[e] time." (R. at 25, 1404, 1408, 1413.) And contrary to Plaintiff's contention, the ALJ reasonably considered that Plaintiff appeared in no acute distress during examinations. (R. at 24 (citing R. at 576)); (R. at 30 (citing R. at 402, 509, 514, 772)). See Ison v. Acting Comm'r of Soc. Sec., No. 2:16-CV-00464, 2017 WL 4124586, at *10 (S.D. Ohio Sept. 18, 2017) (finding the ALJ properly supported his credibility assessment by, inter alia, "extensively review[ing] the medical opinions of the state agency medical examiners and treating physicians which did not contain evidence that the plaintiff was in acute distress such that her headaches would be disabling"); Arnwine v. Comm'r of Soc. Sec., No. 1:12 CV 1483, 2013 WL 3365137, at *10 (N.D. Ohio July 3, 2013) (upholding credibility assessment where ALJ found, among other things, that plaintiff frequently appeared in no acute distress).
The ALJ likewise reasonably considered the effectiveness of treatment and Plaintiff's compliance with prescribed treatment. See 20 C.F.R. § 404.1529(c)(3)(v). See SSR 16-3p, 2017 WL 5180304 (Oct. 25, 2017) (in assessing credibility, the adjudicator must consider, among other factors, "[t]he type, dosage, effectiveness, and side effects of any medication the individual takes or has taken to alleviate pain or other symptoms" and "[t]reatment, other than medication, the individual receives or has received"); 20 C.F.R. § 404.1529(c)(3) (same). The ALJ considered that Plaintiff's headaches were responsive to medication (R. at 25, 1061), and that Plaintiff "saw improvement in headaches from her prescribed medications, as well as changes in her diet, including reducing her gluten intake" (R. at 24; 1481-82). The ALJ also found that Plaintiff reported improvement following her shunt surgery, (R. at 26, 1334; see also R. at 63, 1267, 1275, and 1338), and "admitted her symptoms were worse when she was not compliant with both medications as prescribed" (R. at 25, 1309). Thus, it was also reasonable for the ALJ to discount Plaintiff's credibility based on her lack of compliance with prescribed treatment.
According to Plaintiff, however, the ALJ failed to appropriately consider her lack of insurance in assessing her failure to comply with treatment plans. This Court has explained that
Collins v. Comm'r of Soc. Sec., No. 3:16-CV-356, 2017 WL 3124158, at *5 (S.D. Ohio July 24, 2017). Here, the ALJ appropriately considered Plaintiff's lack of insurance when assessing her noncompliance. (R. at 30 (finding that Plaintiff stopped taking her prescribed headache medication for a period of time due to lack of insurance and noting that the ALJ considered Plaintiff's lack of insurance in assessing her credibility).) Further, the ALJ considered numerous instances of non-compliance that were unrelated to Plaintiff's lack of insurance. The ALJ considered that Plaintiff failed to use her prescribed CPAP as directed; indicated she was using medications as needed rather than as prescribed by her doctors; failed to attend several appointments; reported inconsistency with her home exercise programs; failed to attend an appointment to receive a TENS unit for reported shoulder pain; and stopped attending physical therapy. (R. at 331-32, 376, 381, 483, 519, 583, 922, 930, and 1205.) The undersigned finds no error in the ALJ's consideration of Plaintiff's non-compliance with prescribed treatment.
Plaintiff's contention that the ALJ improperly discredited her allegations based on her record of conservative treatment for depression is likewise without merit. (Pl.'s Statement of Errors at 10-11, ECF No. 14.) Although Plaintiff did not allege she was disabled due to depression alone, she alleged that she suffered from depression and that it limited her ability to work. (R. at 101-02.) Under such circumstances, the ALJ reasonably considered Plaintiff's failure to seek routine or consistent mental health treatment in assessing her credibility. See SSR 16-3p, 2017 WL 5180304 (Oct. 25, 2017) (in assessing credibility, the adjudicator must consider, among other factors, "[t]he type, dosage, effectiveness, and side effects of any medication the individual takes or has taken to alleviate pain or other symptoms" and "[t]reatment, other than medication, the individual receives or has received"); 20 C.F.R. § 404.1529(c)(3) (same).
The undersigned is also not persuaded that the ALJ mischaracterized or failed to address certain evidence related to her activities of daily living. (Pl.'s Statement of Errors at 9, ECF No. 14.) As a preliminary matter, the ALJ is not required to "discuss every piece of evidence in the record to substantiate [his] decision." Conner v. Comm'r of Soc. Sec., 658 F. App'x 248, 254 (6th Cir. 2016) (citing Thacker v. Comm'r of Soc. Sec., 99 F. App'x 661, 665 (6th Cir. 2004)). Further, an allegation of "cherry picking" "is seldom successful because crediting it would require a court to re-weigh record evidence." DeLong v. Comm'r of Soc. Sec. Admin., 748 F.3d 723, 726 (6th Cir. 2014). Here, contrary to Plaintiff's assertion, the ALJ considered Plaintiff's testimony that she has a home health care aide and relies on her mother for assistance. (R. at 23, 30.) Furthermore, review of the hearing transcript reveals that Plaintiff testified that she can no longer coach and participate in her children's sports, not that she can no longer attend her daughter's games and activities. (Compare R. at 756 to R. at 57.) As demonstrated above, the ALJ reasonably considered the record as a whole and properly discounted Plaintiff's credibility based on her activities of daily living. (R. at 29-31.) See 20 C.F.R. § 404.1529(c)(3)(i) (daily activities may be useful to assess nature and severity of claimant's symptoms); Warner v. Comm'r of Soc. Sec., 375 F.3d 387, 392 (6th Cir. 2004) ("The administrative law judge justifiably considered [the claimant's] ability to conduct daily life activities in the face of his claim of disabling pain.").
Finally, the ALJ did not err in considering Plaintiff's desire to return to work in assessing her credibility. See Hickey v. Colvin, No. 3:14CV00264, 2015 WL 4575179, at *7 (S.D. Ohio July 29, 2015) (upholding credibility assessment based, in part, on plaintiff's expressed a desire to return to work or school). Although not dispositive, Plaintiff's desire to return to work bears on her credibility because it conflicts with her claim that she is disabled. Even without this reason for discounting Plaintiff's credibility, however, substantial evidence supports the ALJ's credibility assessment. See Ulman v. Comm'r of Soc. Sec., 693 F.3d 709, 714 (6th Cir. 2012) (explaining that "[a]s long as the ALJ cited substantial, legitimate evidence to support his factual conclusions, [the Court] are not to second-guess. . .").
In summary, the undersigned finds that the ALJ properly evaluated Plaintiff's allegations regarding her symptoms and that substantial evidence supports the ALJ's credibility assessment. Although substantial evidence may also support an alternative finding, the ALJ's findings were within the ALJ's permissible "zone of choice" and the Court will not re-weigh the evidence. See Blakley, 581 F.3d at 406. Accordingly, it is
Plaintiff asserts that the ALJ's step five finding is not supported by substantial evidence because the hypothetical question posed to the VE was inaccurate and incomplete. More specifically, Plaintiff asserts that the ALJ should have adopted a limitation that "Plaintiff will miss work two days a month, on a consistent basis, due to migraine headaches." (Pl.'s Statement of Errors at 14-15, ECF No. 14.) Plaintiff contends that the omission of this limitation constitutes reversible error because the VE testified that no work would be available for an individual with Plaintiff's age, education, work experience, and RFC if he/she missed two days of work per month on a consistent basis. (Id.) The Commissioner counters that the ALJ appropriately omitted this limitation from Plaintiff's RFC as no medical source opined that Plaintiff would miss two days of work per month, and Plaintiff failed to point to any medical evidence supporting inclusion of the limitation. (Def.'s Mem. in Opp at 20, ECF No. 19.) The undersigned agrees with the Commissioner and finds Plaintiff's second contention of error to be without merit.
The Sixth Circuit has "held repeatedly that the testimony of a vocational expert identifying specific jobs available in the regional economy that an individual with the claimant's limitation can perform can constitute substantial evidence supporting an ALJ's finding at step 5 that the claimant can perform other work.'" Staymate v. Comm'r of Soc. Sec., 681 F. App'x 462, 469 (6th Cir. 2017) (quoting Wilson v. Comm'r of Soc. Sec., 378 F.3d 541, 549 (6th Cir. 2004) (citations omitted)). "In order for a vocational expert's testimony in response to a hypothetical question to serve as substantial evidence in support of the conclusion that a claimant can perform other work, the question must accurately portray a claimant's physical and mental impairments." Ealy v. Comm'r of Soc. Sec., 594 F.3d 504, 516 (6th Cir. 2010). "[I]n formulating a hypothetical question, an ALJ is only required to incorporate those limitations which he has deemed credible." See Gant v. Comm'r of Soc. Sec., 372 F. App'x 582, 585 (6th Cir. 2010) (citations omitted); Casey v. Sec'y of Health & Human Servs., 987 F.2d 1230, 1235 (6th Cir. 1993) ("It is well established that an ALJ may pose hypothetical questions to a vocational expert and is required to incorporate only those limitations accepted as credible by the finder of fact."); Infantado v. Astrue, 263 F. App'x 469, 477 (6th Cir. 2008) (holding that the failure to incorporate limitations into the hypothetical question that the court gave no weight was not in error).
Here, the ALJ incorporated the limitations that he found to be credible and supported by the record evidence in the hypothetical question to the VE. Plaintiff contends that the ALJ should have incorporated a limitation into the hypothetical question that provided she would miss two days of work per month on a consistent basis. Plaintiff, however, fails to point to any evidence in the record that supports such a limitation. No medical source opined that Plaintiff would miss two days of work per month. Further, as set forth above, substantial evidence supports the ALJ's conclusion that the record evidence does not support Plaintiff's allegations regarding the severity, intensity, persistence, or frequency of her headaches and instead "supports no more than intermittent episodic headaches that are generally controlled with prescribed treatment." (R. at 30, 25). Accordingly, the ALJ reasonably omitted a limitation for Plaintiff missing two days of work per month, and the hypothetical to the VE was proper and serves as substantial evidence that Plaintiff can perform work in the national economy. Ealy, 594 F.3d at 516. The undersigned therefore finds Plaintiff's second contention of error to be without merit. It is therefore
From a review of the record as a whole, the undersigned concludes that substantial evidence supports the ALJ's decision denying benefits. Accordingly, it is
If any party objects to this Report and Recommendation, that party may, within fourteen (14) days of the date of this Report, file and serve on all parties written objections to those specific proposed findings or recommendations to which objection is made, together with supporting authority for the objection(s). A Judge of this Court shall make a de novo determination of those portions of the Report or specified proposed findings or recommendations to which objection is made. Upon proper objections, a Judge of this Court may accept, reject, or modify, in whole or in part, the findings or recommendations made herein, may receive further evidence or may recommit this matter to the Magistrate Judge with instructions. 28 U.S.C. § 636(b)(1).
The parties are specifically advised that failure to object to the Report and Recommendation will result in a waiver of the right to have the District Judge review the Report and Recommendation de novo, and also operates as a waiver of the right to appeal the decision of the District Court adopting the Report and Recommendation. See Thomas v. Arn, 474 U.S. 140 (1985); United States v. Walters, 638 F.2d 947 (6th Cir. 1981).
See 20 C.F.R. § 416.920(a)(4); see also Henley v. Astrue, 573 F.3d 263, 264 (6th Cir. 2009); Foster v. Halter, 279 F.3d 348, 354 (6th Cir. 2001).