KIMBERLY E. WEST, Magistrate Judge.
Plaintiff Crystal Watts (the "Claimant") requests judicial review of the decision of the Commissioner of the Social Security Administration (the "Commissioner") denying Claimant's application for disability benefits under the Social Security Act. Claimant appeals the decision of the Administrative Law Judge ("ALJ") and asserts that the Commissioner erred because the ALJ incorrectly determined that Claimant was not disabled. For the reasons discussed below, it is the finding of this Court that the Commissioner's decision should be and is REVERSED and the case REMANDED to Defendant for further proceedings.
Disability under the Social Security Act is defined as the "inability to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment. . ." 42 U.S.C. § 423(d)(1)(A). A claimant is disabled under the Social Security Act "only if his physical or mental impairment or impairments are of such severity that he is not only unable to do his previous work but cannot, considering his age, education, and work experience, engage in any other kind of substantial gainful work which exists in the national economy. . ." 42 U.S.C. §423(d)(2)(A). Social Security regulations implement a five-step sequential process to evaluate a disability claim. See, 20 C.F.R. §§ 404.1520, 416.920.
Judicial review of the Commissioner's determination is limited in scope by 42 U.S.C. § 405(g). This Court's review is limited to two inquiries: first, whether the decision was supported by substantial evidence; and, second, whether the correct legal standards were applied.
Claimant was 22 years old at the time of the ALJ's decision. Claimant completed her high school education. Claimant has no past relevant work. Claimant alleges an inability to work beginning March 25, 1993 due to limitations resulting from hearing problems, a learning disability, asthma, inactive tuberculosis, allergies, acid reflux, high blood pressure, knee problems, borderline intellectual functioning, and affective and anxiety disorders.
On April 14, 2014, Claimant protectively filed for disability insurance benefits under Title II (42 U.S.C. § 401, et seq.) and for supplemental security income pursuant to Title XVI (42 U.S.C. § 1381, et seq.) of the Social Security Act. Claimant's applications were denied initially and upon reconsideration. On November 23, 2015, Administrative Law Judge ("ALJ") Deidre O. Dexter conducted an administrative hearing in McAlester, Oklahoma. The ALJ entered an unfavorable decision on March 11, 2016. The Appeals Council denied review on February 17, 2017. As a result, the decision of the ALJ represents the Commissioner's final decision for purposes of further appeal. 20 C.F.R. §§ 404.981, 416.1481.
The ALJ made her decision at step five of the sequential evaluation. She determined that while Claimant suffered from severe impairments, she did not meet a listing and retained the residual functional capacity ("RFC") to perform less than a full range of light work.
Claimant asserts the ALJ committed error in (1) failing to find Claimant's impairments meet or equal a listing; and (2) failing to perform a proper credibility analysis.
In her decision, the ALJ found Claimant suffered from the severe impairments of right knee complex lateral discoid meniscus tear and large medial plica with significant synovitis, status post right knee arthroscopy, borderline intellectual functioning, and affective and anxiety disorders. (Tr. 18). The ALJ determined Claimant retained the RFC to perform less than a full range of light work. In so doing, she found Claimant could lift/carry, push/pull up to ten pounds frequently and 20 pounds occasionally; could sit for up to six hours out of an eight hour workday; could stand and/or walk up to four hours in an eight hour workday. Claimant could occasionally use foot controls with the right lower extremity; occasionally climb ramps and stairs but never climb ladders, ropes, or scaffolds. Claimant was able to frequently balance and stoop, occasionally kneel, crouch, or crawl. She should never be exposed to unprotected heights or moving mechanical parts. Claimant was found to be able to perform simple, routine, and repetitive tasks, and was able to make simple work-related decisions. Claimant was able to occasionally interact with supervisors as required to receive work instructions. Claimant was able to work in proximity to co-workers, but should have no more than occasional direct interaction with co-workers. Claimant should never interact with the general public. She must not be required to do more than simple reading. (Tr. 27).
After consultation with a vocational expert, the ALJ determined Claimant could perform the representative jobs of small products assembler, inspector packer, and electrical accessories assembler, all of which the ALJ found existed in sufficient numbers in the national and regional economies. (Tr. 42). As a result, the ALJ concluded that Claimant was not under a disability from April 1, 2014 through the date of the decision. (Tr. 43).
Claimant contends the ALJ erred at concluding that she did not meet or equal a listing. The ALJ is required to follow the procedure for determining mental impairments provided by regulation. 20 C.F.R. §§ 404.1520a, 416.920a; See, Listing of Impairments. The procedure must be followed for the evaluation to be considered valid.
To meet or equal Listing § 12.05C, a claimant must demonstrate the following:
Claimant must satisfy all of these required elements for a Listing to be met.
"This evaluation tool, however, is used only when `the capsule definition'" — i.e., the introductory paragraph of Listing 12.05 is satisfied.
The ALJ stated in her decision that she evaluated Claimant's mental impairments and determined that they did not meet or equal the criteria for Listings 12.04, 12.05, and 12.06. She evaluated the paragraph B criteria and found Claimant had mild restrictions in activities of daily living, moderate difficulties in social functioning, moderate difficulties in concentration, persistence or pace, and had experienced no episodes of decompensation of extended duration. (Tr. 23-25). She acknowledged Claimant's IQ score of 69
The ALJ, however, also concluded that Claimant had no "deficits in adaptive functioning" required by Listing 12.05C. Deficits in adaptive functioning under the DSM-IV encompasses "how effectively individuals cope with common life demands and how well they meet the standards of personal independence expected of someone in their particular age group, in the areas of communication, self-care, home living, social/interpersonal skills, use of community resources, self-direction, functional academic skills, work, leisure, health and safety." DSM-IV at 42, 49.
The ALJ determined that Claimant completed the adult function report and responded to questions asked of her. She found Claimant had no problems with personal care, could feed herself, and take medication. She does not live in a supportive living environment despite living with her family, prepares meals, does household chores, was married, spends time with others, attends church, goes shopping, relates well, was cooperative on examination, accessed community resources, and does not require another individual to direct her activities.
Claimant graduated from high school with an Individualized Education Program in place. She began college but failed some courses. She completed Vo-Tech training for child development, and worked part time at the Salvation Army Thrift Store. She watched television, plays games, and reads. Claimant took her medication and attended appointments. She follows basic safety precautions with no evidence of a requirement for supervision and was not a risk to harm herself or others. As a result, the ALJ concluded Claimant did not demonstrate any "deficits in adaptive functioning" as required by Listing 12.05C. (Tr. 26-27).
Claimant admittedly has moderate limitations in the area of social functioning and concentration, persistence, or pace. (Tr. 24). It also appears from the record that Claimant has deficits in communication to which she testified and the Oklahoma Department of Rehabilitation Services recognized. (Tr. 68-69, 294). Claimant also expressed an inability to understand instructions by her supervisor at the Salvation Army Thrift Store. (Tr. 71). She required someone to help her remember what she was supposed to do and how she was supposed to do it. (Tr. 72).
This Court concurs with our sister courts which have pointed out that Listing 12.05 does not require a showing that Claimant may engage in no adaptive functioning but rather must only show "deficits in adaptive functioning." See
Claimant challenges the adequacy of the ALJ's credibility findings. The ALJ found Claimant was not "entirely credible". (Tr. 29). Later in the decision, the ALJ found Claimant "only partially credible." Her finding was based upon a thorough examination of the medical record and the inconsistencies of those treatment records with Claimant's statements.
It is well-established that "findings as to credibility should be closely and affirmatively linked to substantial evidence and not just a conclusion in the guise of findings."
The decision of the Commissioner is not supported by substantial evidence and the correct legal standards were not applied. Therefore, this Court finds, in accordance with the fourth sentence of 42 U.S.C. § 405(g), the ruling of the Commissioner of Social Security Administration should be and is
IT IS SO ORDERED.