WM. C. HETHERINGTON, JR., Presiding Judge.
¶ 1 Plaintiff Kenneth Simington appeals a trial court order granting the motion to dismiss filed by "Defendants Linda Parker and the Oklahoma Department of Rehabilitative Services (DRS)" based on the failure of Simington's petition to state a claim upon which relief can be granted pursuant to 12 O.S.2001 § 2012(B)(6). Based on the following reasons, we affirm the order as to DRS and Parker, in her official capacity, but reverse as to Parker, in her individual capacity.
¶ 2 On September 22, 2008, Simington filed a petition in Oklahoma County District Court, specifically pleading the torts of conversion, fraud/deceit, and intentional infliction of emotional distress against DRS and/or Linda Parker "in her official capacity and in her personal capacity." On October 14, 2008, an assistant attorney general for the State of Oklahoma filed an entry of appearance and a motion to dismiss for "Defendants, Linda Parker and [DRS]" (collectively, DRS),
¶ 3 Simington objected to DRS's § 2012(B)(6) motion, arguing McCrady I and McCrady II do not apply because his case "is not wrongful discharge." Expressly relying on McCrady I and McCrady II, the trial court granted DRS's motion to dismiss with prejudice on July 27, 2009. Simington's appeal from that order followed.
¶ 4 After the filing of DRS's Entry of Appearance and Response and the record completed, Simington filed a Brief in Chief. DRS moved to strike Simington's "Opening Brief," arguing he failed to comply with Okla. Sup.Ct.R. 1.36 accelerated procedure for summary judgments and orders granting motions to dismiss for failure to state a claim. See 12 O.S.Supp.2004, ch. 15, app. 1. DRS argues the filing of briefs is not permitted by R. 1.36 unless ordered by the Court, and no such permission has been granted in this appeal. DRS also argues Simington did not prepare a record on appeal as required by R. 1.36, but does not seek any specific relief for this alleged non-compliance.
¶ 5 The Supreme Court ordered Simington to respond to DRS's motion to strike. In that response, Simington admitted R. 1.36 "covers appeals from motions to dismiss for failure to state a claim" and also "covers the record on appeal." He justifies filing a brief under R.1.36(c)(B)(6) due to the trial court's express reliance on the aforementioned opinions and further claims the briefs were "submitted to aid the high court in reviewing this appeal." Citing federal authority which holds rules of appellate practice are designed to protect the parties, and appellate courts may relax or modify their procedural rules, Simington requests this court to deny DRS's motion to strike and allow his Brief in Chief to stand.
¶ 6 By order filed March 25, 2010, the Supreme Court deferred consideration, if any, of DRS's motion to strike Simington's brief to this Court.
However, we may not ignore the standard of review for this appeal or R.1.36(g), which expressly provides, "[a]n appellate court shall confine its review to the record actually presented to the trial court." Because this generally
¶ 7 "The standard of review for an order dismissing a case for failure to state a claim upon which relief can be granted is de novo and involves consideration of whether a plaintiff's petition is legally sufficient." Fanning v. Brown, 2004 OK 7, ¶ 4, 85 P.3d 841, 844. When reviewing a motion to dismiss, we must take as true all of the pleading's allegations together with all reasonable inferences which may be drawn from them. Id. "A pleading must not be dismissed for failure to state a legally cognizable claim unless the allegations indicate beyond any doubt that the litigant can prove no set of facts which would entitle him to relief." Id. The party moving for dismissal pursuant to § 2012(B)(6) has the burden to show the legal insufficiency of the petition. Indiana National Bank v. State of Oklahoma, Dept. of Human Services, 1994 OK 98, 880 P.2d 371.
¶ 8 Under the "First Cause of Action— Conversion (76 O.S. § 6 and Common Law)," Simington makes the following allegations: He "was a career employee of Defendant DRS" and ranked as a Program Manager I. As "allowed by law to seek a higher position," he filed an internal grievance, which "Defendant DRS and [Parker] opposed." "On or around May 25, 2006, the Oklahoma Office of Personnel Management (OPM) formally reviewed [his] position and OPM ruled that his position was a Program Manager II," to which new position "DRS was compelled to promote" him. Almost four months later, "Parker surreptitiously emailed" several OPM officers and colleagues to set up a meeting about Simington. Two business days after the meeting, one of the attending OPM officers advised "OPM would reconsider [his] promotion" and "internally reassigned the case and removed the case from normal channel and personnel of OPM." "On January 5, 2007, OPM reversed its original decision" and "DRS subsequently demoted [him] to Program Manager I." These same operative events are incorporated by reference in Simington's "Second Cause of Action—Fraud/Deceit (76 O.S.2001, § 1-3)" and his "Third Cause of Action—Intentional Infliction of Emotional Distress (76 O.S.2001, § 6 and Common Law)."
¶ 9 Specific to conversion, Simington alleges:
¶ 10 As to fraud/deceit, Simington alleges "Parker, in her individual and official capacity... willfully and deliberately while knowingly [withheld] knowledge from [Simington] of the truth" and "undertook ... the acts and omissions with the intention and purpose
¶ 11 According to DRS, Simington "claims that [his] demotion was initiated inappropriately by Parker and others and amounts to conversion, fraud/deceit and intentional infliction of emotional distress." (Emphasis added.) Citing McCrady v. Oklahoma Department of Public Safety, 2005 OK 67, 122 P.3d 473 (McCrady I) for the proposition that "a classified employee, subject to the [OPA] could not bring a `Burk' exception tort claim for wrongful termination" and "classified employees [have] an adequate remedy pursuant to the [OPA]," DRS argues "under the OPA there is adequate statutory remedy and [Simington] is barred from bringing this suit." After pointing out McCrady I "was revisited" in Oklahoma Department of Public Safety v. McCrady, 2007 OK 39, 176 P.3d 1194 (McCrady II), DRS argues McCrady II supports dismissal of Simington's petition because "there are no allegations concerning the findings or decisions of the Oklahoma Merit Protection Commission" and "whether he has sought judicial review .... as suggested by McCrady II."
¶ 12 Simington argues McCrady I and McCrady II have no application here because these decisions "revolve around a wrongful termination claim" and his case is "not wrongful discharge." Asserting "DRS Executives' surreptitious violation of State law (Merit Rule: 10-5-58) and clandestine actions resulted in [his] unlawful demotion" and their "unlawful acts amounted to wrongful conversion, fraud and deceit and intentional infliction of emotional distress, Simington argues "[a]ll are uniformly recognized common law ... [and] statutory torts in Oklahoma" and "none have anything to do with wrongful discharge."
¶ 13 In the "Nunc Pro Tunc Order Dismissing Petition With Prejudice," filed November 4, 2010,
In order for a court to dismiss a claim for failure to state a cause of action without giving the plaintiff the opportunity to amend, it must appear that the claim does not exist rather than the claim has been defectively stated. Fanning v. Brown, 2004 OK 7, ¶ 23, 85 P.3d 841, 848; 12 O.S.Supp.2004 § 2012(G).
¶ 14 The plaintiff in McCrady I, an Oklahoma Highway Patrolman, filed a petition in district court against his former employer, the Oklahoma Department of Public Safety (Department), and its Commissioner, Ricks, in his individual capacity. McCrady claimed Ricks violated his civil rights and accused the Department of intentional infliction of emotional distress and wrongful discharge from employment. The defendants moved for summary judgment, the trial court granted their motions, and McCrady appealed. The Court of Civil Appeals affirmed the summary judgment order in favor of Ricks "on all claims" and in favor of Department on the emotional distress theory, but reversed the order "on the cause of wrongful termination" based on an undisputed issue of fact supporting an inference of a retaliatory motive of Department which would violate the public policy expressed in part of the OPA.
¶ 15 The Supreme Court granted Department's petition for certiorari. After discussing its arguments, the doctrine of employment-at-will, and the exception to that doctrine created in Burk v. K-Mart Corp., 1989 OK 22, 770 P.2d 24, the McCrady I Court determined McCrady, "a classified employee" under the OPA, "is not an employee-at-will." 2005 OK 67, ¶ 10, 122 P.3d at 475.
¶ 16 The Court in McCrady I further explained "[classified employees] are under the jurisdiction of the Oklahoma Merit System of Personnel Administration and are protected by detailed rules and procedures concerning all aspects of the employment relationship, including the right to appeal from internal agency grievance resolution procedures, demotions, suspensions, and involuntary discharge without just cause." (Emphasis added.) Id. Considering also the OPA's purpose expressed in 74 O.S.2001 § 840-1.2, the Court disagreed with McCrady's position the OPA's protections for classified employees does not constitute an adequate remedy at law and held "[b]ecause he was "not an employee-at-will, he is not within the class of persons who may bring a claim in tort for wrongful discharge based on the public policy exception to the employment-at-will rule, a Burk action." Id., ¶ 12, 122 P.3d at 476.
¶ 17 That specific holding is basically affirmed by the Court in McCrady II,
¶ 18 To dismiss Simington's petition with prejudice based on McCrady I and McCrady II, the trial court apparently concluded (1) the three theories of recovery Simington advanced all arise from the same facts, i.e., his demotion by OPM, and therefore they constitute but a single Burk tort claim for wrongful discharge, and (2) he is a permanent classified employee,
¶ 19 Treating Simington's claim as one solely for wrongful discharge fails to consider his petition did not allege an actual or constructive discharge by DRS or OPM, which is an "element for a claim of wrongful discharge ... articulated by Burk and its progeny." Vasek v. Board of County Commissioners of Noble County, 2008 OK 35, ¶ 14, 186 P.3d 928, 932. In this case, Simington merely alleged he was demoted from a higher level.
¶ 20 However, even if it was reasonable for the trial court to construe Simington's allegations as a wrongful discharge tort claim, without alleging either an actual or constructive discharge, the trial court's reliance on McCrady I fails to consider the only claim before the Supreme Court was McCrady's wrongful discharge claim against the Department. His remaining tort claim against the same defendant, intentional infliction of emotional distress, was summarily adjudicated by the trial court in the Department's favor, specifically addressed and affirmed by the Court of Civil Appeals, and not appealed. Although the Supreme Court vacated the appellate court's reversal of the trial court's summary adjudication of the wrongful discharge claim, deciding McCrady was not an at-will employee and could not bring a common-law Burk tort claim for wrongful discharge, the Court in McCrady I expressly affirmed the appellate court's decision on all other issues. Therefore, McCrady I must be interpreted as precluding only a wrongful discharge tort claim filed by a classified employee against his state employer, and not as authority for dismissing all tort claims in
¶ 21 Regardless, this conclusion does not require reversal of the trial court's dismissal order. Although based on wrong reasons, a trial court's judgment must be affirmed if the result is correct. Wright v. Grove Sun Newspaper Co. Inc., 1994 OK 37, ¶ 18, 873 P.2d 983, 992.
¶ 22 As to Simington's remaining tort claims against DRS and Parker, in her official capacity, jurisdiction is a fundamental question, and this Court is required to "inquire into its own jurisdiction and the jurisdiction of the court below [from which] the case came by appeal. This duty exists whether or not the issue of jurisdiction is raised by the parties." (Citations omitted.) Burghart v. Corrections Corporation of America, 2009 OK CIV APP 76, ¶ 11, 224 P.3d 1278, 1281.
¶ 23 In Oklahoma, the Governmental Tort Claims Act (GTCA), 51 O.S.2001 §§ 151 et seq., "is the exclusive remedy for an injured plaintiff to recover against a governmental entity in tort." Tuffy's, Inc. v. City of Oklahoma City, 2009 OK 4, ¶ 7, 212 P.3d 1158, 1163. Whether the Governmental Tort Claims applies to an action presents a jurisdictional question which appellate courts may address sua sponte.
¶ 24 We first conclude the trial court properly dismissed Parker, in her official capacity. Filing a tort claim against an employee in his or her official capacity is an attempt to impose liability upon the governmental entity under the GTCA, which is dependent upon an employee acting in the scope of his or her employment. Pellegrino v. State ex rel. Cameron University, 2003 OK 2, ¶ 6, 63 P.3d 535, 537. For this type of tort claim, designation of an employee in his or her official capacity is improper. Id.; 51 O.S.2001 § 163(C). Because Simington sued DRS, which is a state agency under the GTCA, it was improper to designate Parker in her official capacity as a named defendant. Speight v. Presley, 2008 OK 99, ¶ 20, 203 P.3d 173, 179. Therefore, DRS was the only proper defendant in this tort action.
¶ 25 Regarding dismissal of DRS, suit against a governmental entity under the GTCA must be based upon the claimant presenting written notice of a claim within one year of the date the loss occurs, or the claim is forever barred. Pellegrino v. State ex rel. Cameron University, 2003 OK 2, ¶ 6, 63 P.3d 535, 537. A petition must factually allege compliance with the GTCA's notice provisions. Willborn v. City of Tulsa, 1986 OK 44, ¶ 5, 721 P.2d 803, 805; Girdner v. Board of Commissioners of Cherokee County, 2009 OK CIV APP 94, ¶ 19, 227 P.3d 1111 (mandate issued November 19, 2009).
¶ 26 Simington does not allege he gave DRS notice of his claim as required under the GTCA, which specific facts are "necessary to invoke the power of the trial court to remedy the alleged tortious wrongs" by DRS. Girdner, ¶ 23. Like the petitions and record in Girdner, Simington's petition and the record in this case "is silent as to whether he, in fact, followed the notice provisions of the GTCA and timely filed his petition after denial of the claim." Id. Following the Court's holding in Girdner, we
¶ 27 To the extent the trial court relies on McCrady I and McCrady II to dismiss Simington's tort claims against Parker in her individual capacity, that part of the order must be
¶ 28 Unlike the jurisdictional issue remanded to the trial court to determine whether Simington complied with the notice requirements of the GTCA, "the procedural requirements of the [GTCA] for presenting claims to governmental entities do not apply to tort claims against a governmental employee when plaintiff's claim is based upon allegations that the employee's acts were outside the scope of his or her employment." Pellegrino v. State ex rel. Cameron University, 2003 OK 2, ¶ 6, 63 P.3d 535, 539. Based on our review of his petition, Simington's claims as pled against Parker personally also appear to be based upon allegations that her actions were outside the scope of her employment. The trial court's order dismissing Simington's claims against Parker, in her individual capacity, is
¶ 29 The trial court's order dismissing Simington's petition against Parker, in her official capacity, is
BELL, C.J., and HANSEN, J., concur.