TERENCE KERN, District Judge.
Before the Court is Defendants' Motion for Summary Judgment (Doc. 37). For reasons explained below, the Court grants summary judgment on the constitutional claim and denies summary judgment on the negligence claim.
This suit was brought in state court by Plaintiffs Duane and Donna Kerns ("Parents"), individually and as the next of kin and natural parents of their deceased son, Colton Kerns ("Colton"), against Independent School District No. 31 of Ottawa County ("School District") and Superintendent Mark Alexander ("Alexander") ("Defendants"). Colton died in a one-vehicle rollover accident after being released from a school function by Alexander, as explained in more detail in Part II. Parents assert a 42 U.S.C. § 1983 claim for violation of Colton's Fourteenth Amendment rights against Alexander and School District ("constitutional claim") and a negligence claim against School District ("negligence claim"). Parents seek both actual and punitive damages. Following removal, Defendants moved to dismiss the constitutional claim and any claim for punitive damages. The Court dismissed the claim for punitive damages against the School District but otherwise denied the motion. Kerns v. Indep. Sch. Dist. No. 31 of Ottawa Cnty., 984 F.Supp.2d 1144, 1155 (N.D.Okla.2013). School District did not move to dismiss the negligence claim, and
In denying the motion to dismiss, the Court issued four holdings. First, the Court held that Parents' allegations were sufficient to state a "danger-creation" claim, which is a type of Fourteenth Amendment substantive due process claim predicated on reckless or intentional injury-causing state action which shocks the conscience. Id. at 1149 (citing Armijo v. Wagon Mound Pub. Sch., 159 F.3d 1253, 1262 (10th Cir.1998)). Addressing Defendants' challenge to the first element of a danger-creation claim — whether Alexander's alleged conduct created or increased the danger to Colton — the Court reasoned that "Alexander allegedly made affirmative decisions and took affirmative actions that impacted the situation in a manner that at least potentially increased the danger Colton faced, and this states a plausible claim of `danger creation' under Tenth Circuit law." Id. at 1150. Addressing Defendants' challenge to the sixth element of a danger-creation claim — whether Alexander's alleged conduct was conscience shocking to federal judges — the Court concluded that Defendants' allegations were sufficient to survive a motion to dismiss but cautioned that "federal law imposes an extremely high standard, and that the record evidence must be particularly egregious in order to shock the conscience." Id. at 1152.
Second, the Court rejected the School District's argument that only a school board, and not a superintendent, may be deemed a final policymaker for purposes of imposing municipal liability upon an Oklahoma school district. See id. at 1153.
Viewed in a light most favorable to Plaintiffs, the summary judgment record contains the following facts. Colton was a junior at Fairland High School, where Jerry Johnson ("Johnson") was the principal. On Friday, April 20, 2012, Colton picked up his friend and classmate Beth Ann Burch ("Beth Ann"). Colton was driving his father's Chevy truck ("Chevy"). Colton's own truck was a smaller Mitsubishi truck ("Mitsubishi"), which was at his home in Grove, Oklahoma ("Grove home"). Colton and Beth Ann arrived at Fairland High School around 8:00 a.m., along with some other classmates. Classes were not in session, but juniors were at school to decorate for the prom the next day.
Around 10:00 a.m., Miller ironed tablecloths with Colton and did not notice any suspicious behavior. Sometime before lunch, Colton and Keith went back to the Chevy to drink more alcohol. Sometime around noon, Miller left to pick up pizza for lunch. When leaving, Miller observed Colton and Keith sitting in the Chevy and told them to get back inside. While Miller was gone, a student named Lauren ("Lauren") reported to Brodrick that Colton was acting different and smelled like alcohol. Brodrick went outside to her vehicle to call Miller and seek guidance.
After delivering the pizza to the cafeteria, Miller went to Alexander's office. Miller did not conduct any investigation, and it does not appear that Brodrick told Miller she had smelled alcohol on Colton.
Upon arriving in the cafeteria, Alexander did not speak with Brodrick or any other students. He immediately took Colton into a laundry area off the cafeteria and partially closed the door, where they remained for five to ten minutes. According to Alexander, Colton did not smell of alcohol, was steady on his feet, and had clear eyes. Also according to Alexander, Colton initially denied drinking, denied having any alcohol with him, and did not
(Alexander Dep. 112:11-113:12.) In contrast to Alexander's testimony, Keith testified that he thought it would have been obvious to Alexander that Colton was drinking, and that he knew Colton was tipsy because he was acting happy-go-lucky and in a good mood. Beth Ann testified that, upon ordering them to take Colton home, Alexander indicated that Colton should not drive. No witness testified that Colton exhibited any obvious signs of intoxication, such as slurring his speech or walking in an unsteady manner.
During the conversation in the laundry room, Alexander disciplined Colton by prohibiting him from attending prom. Although Alexander denies that he also suspended Colton, there is ample evidence calling this testimony into question. The testimony of Parents, Johnson, Keith, Beth Ann, and Oklahoma Highway Patrolman Ruben Hernandez ("Trooper Hernandez") could lead a jury to conclude that Alexander suspended Colton rather than merely warning him of a possible suspension.
Prior to the students' departure from school grounds, Alexander did not conduct any further investigation to determine why (and at what time) others suspected Colton of drinking and did not conduct any investigation as to whether Keith or Beth Ann had been drinking. Alexander did not attempt to contact Colton's parents prior to ordering Colton to leave school grounds. Once back in his office, around 1:00 p.m., Alexander called Johnson (who was at home) and told Johnson about the incident with Colton. Construed favorably to Parents, Johnson's testimony indicates that Alexander instructed Johnson to contact Colton's parents for the purpose of discussing discipline but not specifically for the purpose of telling them Alexander ordered him to leave with Keith and Beth Ann. (Johnson Dep. 84:15-886:17.) Johnson immediately called Parents but was unable to reach them. He left a message on their home phone stating that Colton had "been caught drinking by the superintendent at the school" and to call Johnson back. (Id. 109:11-16.)
Keith and Beth Ann then found Colton to take him home in the Chevy, as instructed by Alexander. Colton was visibly upset and punched the Chevy before they left. The three students left the school in the Chevy, with Keith driving, Colton in the passenger seat, and Beth Ann in the back seat. At Colton's request, Keith headed to property owned by Colton's family in Fairland ("Fairland property"), which was about a ten to twenty minute drive from the school to the Fairland property. On the way to the Fairland property, Colton called his parents and told them that Alexander ordered him to leave the school. Parents then stopped driving to the school and tried to discover where the students were headed. At some point, Keith informed Colton's father that they were on their way to the Fairland property. Colton's father told Keith to keep Colton there until Parents arrived.
At the Fairland property, Colton was throwing a fit — crying, yelling, slinging his arms around, and throwing barrels. Keith testified as follows regarding what occurred at the Fairland property:
(Gurley Dep. 29:19-25.) Although Keith and Beth Ann tried to reason with him, Colton said he would either take them home or leave them. Colton did not seem intoxicated to Keith at this time, just more scared. Keith does not remember Colton drinking any more of the vodka on the way to the Fairland property. As they were leaving the property, he threw the vodka bottle out the window. Keith testified that there was some left in the bottle but does not recall how much. Colton then drove Keith and Beth Ann to Fairland and dropped them off near their homes. At some point after dropping off Keith and Beth Ann in Fairland, Colton apparently went to the Grove home, dropped off the Chevy, and left again in the Mitsubishi — the vehicle in which Colton later had the accident.
Sometime before 2:00 p.m., Johnson tried calling Parents again. By this time, Johnson was at the school to drive the baseball team to an away game. Johnson called from Alexander's office and reached Colton's father. Johnson told Colton's father that "there would be a long-term suspension that would have to be fulfilled" and that Colton "would not be allowed to go to the prom." (Johnson Dep. 121:7-13.) Colton's father expressed concerns about the length of the suspension, and they made an appointment on Monday morning.
When Parents arrived at the Fairland property, the students were gone. Parents then went to Beth Ann's house but did not see the Chevy. Beth Ann later informed Parents that Colton had told her he was headed to their lake property ("lake property") to cool off. By this time, it was around 2:00 p.m., and Colton's mother needed to get ready to leave for work. Parents returned to the Grove
At 2:22 p.m., Trooper Hernandez received notification from dispatch of a one-vehicle rollover accident and possible death. Sometime before 3:00 p.m., Colton's father headed to the lake property to look for Colton or his vehicle. While speaking with a neighbor, the neighbor informed him there was something on Facebook about an accident. The neighbor contacted law enforcement and informed them that Colton's father was looking for Colton. Around 6:00 p.m., Trooper Hernandez met Colton's father near the lake property and informed him of Colton's death. Trooper Hernandez testified that the accident was a "one-vehicle rollover off of Horse Creek Drive in Delaware County, Oklahoma." (Hernandez Dep. 23:4-6.)
Summary judgment is proper only if "there is no genuine issue as to any material fact, and the moving party is entitled to judgment as a matter of law." Fed. R.Civ.P. 56(c). The moving party bears the burden of showing that no genuine issue of material fact exists. See Zamora v. Elite Logistics, Inc., 449 F.3d 1106, 1112 (10th Cir.2006). The Court resolves all factual disputes and draws all reasonable inferences in favor of the non-moving party. Id. However, the party seeking to overcome a motion for summary judgment may not "rest on mere allegations" in its complaint but must "set forth specific facts showing that there is a genuine issue for trial." Fed.R.Civ.P. 56(e). The party seeking to overcome a motion for summary judgment must also make a showing sufficient to establish the existence of those elements essential to that party's case. See Celotex Corp. v. Catrett, 477 U.S. 317, 323-33, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986).
School District moved for summary judgment on the negligence claim.
School District argues that Parents' evidence fails to establish the first element — a duty owed by School District to protect Colton from injury. Relying on the Oklahoma Supreme Court's decision in Delbrel v. Doenges Brothers Ford, Inc., 913 P.2d 1318, 1320-21 (Okla.1996), School District argues that no duty arose because Colton's accident and death were unforeseeable. Specifically, School District contends that "Alexander had determined that Colton was not intoxicated" and that "it was unforeseeable that Colton would become emotionally distraught ... and refuse even his parents' requests that he come home." (Defs.' Mot. for Summ. J. 23.)
The Court concludes that School District owed Colton a duty of care under the circumstances presented.
Second, the Court must consider the allegedly negligent conduct and whether Colton was within its potential "zone of risk." Even construed in favor of Defendants, the record shows that Alexander ordered Colton to leave school grounds with at least some knowledge that Colton had consumed alcohol that day. He was, after all, disciplined for drinking. Alexander
Under these specific circumstances, Colton was a person within the "zone of risk" created by the allegedly negligent conduct. Colton was in fact the primary person within the zone of risk, along with Keith and Beth Ann. In addition, the accident was not so remote in time, or so factually removed from the alleged negligence, as to negate any duty that may have originally existed upon Colton's release from school. With respect to time, the accident occurred less than two hours following the alleged negligence. With respect to factual circumstances, the accident was caused by Colton's operation of a motor vehicle — at least one risk created by Alexander's allegedly negligent conduct of releasing Colton from school grounds in his own vehicle with two friends after a report of suspected alcohol use. Other events certainly occurred after Colton left school grounds. Colton got the keys from his teenage friends, took control of the Chevy, and then changed vehicles to the Mitsubishi. While these facts will be relevant fact to a jury's determination of proximate cause, they are not sufficient to remove Colton from the foreseeable zone of risk or "close the courthouse" door at the threshold duty inquiry conducted by the Court. Cf. Wofford v. Eastern State Hosp., 795 P.2d 516, 519 (Okla.1990) (holding that mental institution had general duty to exercise care when releasing mental patients, but that court properly granted summary judgment on duty question because released patient's murder of his stepfather over two years after his release was "too remote to be legally foreseeable" and because hospital did not know and should not have known about patient's violent tendencies prior to release).
Therefore, the Court denies School District's motion for summary judgment, and Parents are granted partial summary judgment on the issue of duty. The duty found by the Court is limited to the precise facts of this case.
In addition to asserting a state-law tort claim, Parents also assert a § 1983 claim based on Defendants' alleged violation of Colton's constitutional substantive due process right to be free of state-created danger. Generally, the Due Process Clause of the Fourteenth Amendment does not impose an obligation on the state to protect individuals from the actions of third parties or the individual himself. See Christiansen v. City of Tulsa, 332 F.3d 1270, 1279 (10th Cir.2003) (explaining that state actors are liable only for their own acts). One exception to this rule applies when state actors create or increase the danger that harms the plaintiff. See id. at 1281 (labeling these types of claims as "danger-creation claims"). Danger-creation claims "ultimately rest on the specifics of a substantive due process claim — i.e. a claim predicated on reckless or intentional injury-causing state action which `shocks the conscience.'" Armijo v. Wagon Mound Pub. Sch., 159 F.3d 1253, 1262 (10th Cir. 1998). Liability is imposed based upon the state actors' "culpable knowledge and conduct in affirmatively placing an individual in a position of danger, effectively stripping a person of her ability to defend herself, or cutting off potential sources of private aid." Id. at 1263.
The Court grants summary judgment on the danger-creation claim for two reasons: (1) Parents cannot establish the "private violence" precondition, and (2) upon review of the factual record and resolving all factual disputes and credibility assessments in favor of Parents, Alexander's conduct does not rise to the level of conscience-shocking.
All briefing before the Court, at the dismissal and summary judgment stages, focused exclusively on the six-part test governing danger-creation claims:
Christiansen, 332 F.3d at 1281 (internal quotations omitted). In its Order ruling on the motion to dismiss, the Court discussed only these elements. However, the Court has now discovered two "preconditions" to invocation of a danger-creation theory of liability, which are: (1) an act of private violence, and (2) affirmative conduct on the part of the state in placing the plaintiff in danger. See Estate of B.I.C. v. Gillen, 761 F.3d 1099, 1105-06 (10th Cir. 2014) (articulating six-part test and describing other two requirements as "preconditions"); Hernandez v. Ridley, 734 F.3d 1254, 1259 (10th Cir.2013) (same); Gray v. Univ. of Colo. Hosp. Auth., 672 F.3d 909, 928 (10th Cir.2012) (first clearly identifying two "preconditions" for a danger-creation claim but stating that they were implicit from prior case law and therefore not overruling precedent or articulating new test).
The private action in a danger-creation claim — i.e., the action committed by the non-state actor after the state action creates or increases the danger to the plaintiff — "must be a violent one." Gray, 672 F.3d at 928 (explaining that "not just any private act will suffice"). At a minimum, "the term `violence' in its legal sense typically connotes some degree of deliberateness." Id. Thus, the private party causing the harm must "act with some degree of deliberateness before a victim's harm is actionable under the state-created danger theory." Id. "This is because the harm associated with a negligent act is never constitutionally cognizable under the Due Process Clause." Id. Therefore, "regardless of the circumstances preceding the act, a negligent act that is directly responsible for causing harm to the victim never constitutes a substantive due process violation because such an act never constitutes a constitutional deprivation of life, liberty, or property." Id. at 929. "Reason dictates that if state actors are not answerable under § 1983 for their own negligent acts, they are not answerable under § 1983 where a private party's underlying negligent act is directly responsible for the harm." Id. at 929-30. "The rationale is simple: The victim has not suffered a constitutional deprivation in either case." Id. at 930. In Gray, the Tenth Circuit noted that its previous danger-creation cases — save one involving an accidental drowning that was wrongly decided — involved private actions that could be classified as violent and deliberate. Id. at 929 n. 16. Examples of violent acts include murder, kidnapping, sexual assault, suicide by gunshot wound, sexual molestation, and child abuse. Id. Therefore, Gray teaches that where the harm ultimately befalling the victim is a result of unintentional conduct by the private party, "the state-created danger theory ... has no role to play in a proper resolution" of the grievance. Id. at 930.
In this case, the private action following Alexander's state action consisted of Colton having a one-vehicle rollover accident in the Mitsubishi. There is no evidence suggesting that Colton purposefully wrecked the car or somehow intended to commit suicide using the vehicle as the weapon. Parents' theory of the case has always been that Alexander's conduct (whether merely negligence or also conscience-shocking deliberate indifference) created or increased Colton's vulnerability to the danger of having a motor vehicle accident because: (1) Colton was under the influence of alcohol, (2) angry and upset about being prohibited from attending prom and suspended from school, and (3) ordered by Alexander to leave school grounds under only the supervision of two friends. Parents have never contended that Alexander's conduct created or increased
The Court cannot locate any record evidence indicating that Colton was taking a deliberately "violent" action with the intent of harming himself when he had the rollover accident in the Mitsubishi. Further, the Court can find no indication that Parents, Trooper Hernandez, or anyone else will testify at trial that Colton's car wreck was anything other than an accident, that Colton made any suicidal remarks prior to the accident, or that Colton was aiming his vehicle at an object. Therefore, even if Alexander's preceding state action rose to the level of conscience-shocking deliberate indifference, which it does not, the claim still fails because Colton did not commit a deliberate, violent act against himself. See Hernandez, 734 F.3d at 1259 (affirming dismissal of claim where complaint alleged that victim was killed by a private actor's "negligent driving, not by an act of violence").
"To rise to the level of a constitutional violation, a deliberately indifferent act must be one which is conscience-shocking — the Supreme Court has acknowledged that not every deliberately indifferent action will rise to the `constitutionally shocking level.'" Green v. Post, 574 F.3d 1294, 1302 (10th Cir.2009) (quoting Bublitz v. Cottey, 327 F.3d 485, 490 (7th Cir.2003)). The "shocks the conscience" requirement is grounded in three principles: (1) restraint in defining the scope of substantive due process claims; (2) the concern that state tort law not be replaced by § 1983; and (3) the need for deference to local bodies in making decisions impacting public safety. See Armijo, 159 F.3d at 1262. In furtherance of these principles, the Tenth Circuit requires a plaintiff to demonstrate that the state action was not only intentional or reckless but also that it possesses a "degree of outrageousness and a magnitude of potential or actual harm that is truly conscience shocking." Id. The level of conduct "cannot precisely be defined, but must necessarily evolve over time from judgments as to the constitutionality of specific government conduct." Uhlrig v. Harder, 64 F.3d 567, 574 (10th Cir.1995). Whether specific conduct shocks the conscience is a question of law for the Court. See Perez v. Unified Gov't of Wyandotte Cnty./Kan. City, Kan., 432 F.3d 1163, 1168 n. 4 (10th Cir.2005) (citing Terrell v. Larson, 396 F.3d 975, 981 (8th Cir.2005)); Uhlrig, 64 F.3d at 573 (explaining that the standard for judging a substantive due process claim is whether the challenged government action would shock the conscience of federal judges) (citing Collins v. City of Harker Heights, Tex., 503 U.S. 115, 112 S.Ct. 1061, 117 L.Ed.2d 261 (1992)); Mason v. Stock, 955 F.Supp. 1293, 1308 (D.Kan.1997) ("The conduct must shock the conscience of federal judges. In other words, the `shock the conscience' determination is not a jury question.") (internal citations omitted).
First, there was not a conscience-shocking magnitude of potential harm because Alexander took some action to prevent Colton from driving — namely, telling his friends to drive Colton home. Several events had to occur in order for the harm to befall Colton — Colton had to take the keys, take control of the vehicle, and then have a motor vehicle accident. Many times, and perhaps most times, the student would have arrived safely home and/or driven while impaired without having an accident. In this case, Colton did in fact arrive home safely at one point and then made the decision to change vehicles. The risk of danger at the moment of Alexander's conduct, while certainly present, was not an "extremely great risk" that can be deemed conscience-shocking. See Green, 574 F.3d at 1303 (explaining that, where there is opportunity for reflection and unhurried judgments, deliberate indifference to an "extremely great risk of serious injury" can shock the conscience).
Second, even construed in favor of Parents, the record does not reflect that Colton was falling down, slurring his words, or otherwise exhibiting signs of intoxication. No witness testified that Colton was exhibiting any of these types of obvious signs of intoxication or alcohol abuse. At most, Colton smelled of alcohol and was acting happy go lucky. This mitigates the outrageousness of Alexander's deliberate indifference and distinguishes the case from Armijo, where the extent of the student's mental impairments and suicidal thoughts were documented and clearly well-known to the school decision-makers.
Finally, in the Court's view, this case aptly demonstrates the need for restraint by the judiciary in defining the scope of substantive due process claims. Colton's death was tragic, and Alexander's conduct could be viewed as a contributing factor in his death. But it is the Court's duty to separate truly conscience-shocking conduct by state actors from conduct that must be addressed by traditional tort remedies. Considering the circumstances as a whole, Alexander's conduct falls short of conscience-shocking, and there is no need for the Court to hear further evidence at trial.
"[W]hen a defendant asserts qualified immunity, the plaintiff carries a two-part burden to show: (1) that the defendant's actions violated a federal constitutional or statutory right, and, if so, (2) that the right was clearly established at the time of the defendant's unlawful conduct." Cillo v. City of Greenwood Village, 739 F.3d 451, 460 (10th Cir.2013). Based on the above analysis, Alexander's actions did not violate a constitutional right. Alexander is therefore entitled to qualified immunity for the § 1983 claim asserted against him in his individual capacity.
Defendants' Motion for Summary Judgment (Doc. 37) is DENIED in part and GRANTED in part. It is denied as to Parents' negligence claim, which was asserted only against School District. It is granted as to Parents' constitutional claim, which was asserted against School District and Alexander in his individual capacity. Alexander is no longer a party to the litigation.