TERENCE C. KERN, District Judge.
Before the Court is the Motion to Dismiss Plaintiff's Complaint With Prejudice filed by Defendants, Board of County Commissioners of Tulsa County, Oklahoma ("BOCC"), Commissioner Karen Keith ("Keith"), and Commissioner Ron Peters ("Peters") (collectively, "Defendants") (Doc. 15).
Plaintiff Tom D. Trimble ("Plaintiff" or "Trimble") began working for the Tulsa County Information Technology Department ("IT Department") in 1991. In 2003, Plaintiff was promoted to IT Manager. Under his management, the IT Department received numerous accolades and awards.
In 2011, the United States Department of Homeland Security's Office of Civil Rights and Civil Liberties ("CRCL") audited the Tulsa County Jail's ("Jail") medical system. CRCL found deficiencies with the Tulsa County Sheriff's Office ("TCSO") medical record system and found that it "us[ed] a homegrown system of records that `
The new medical provider at the Jail, Armor Correctional Health Services, Inc. ("Armor"), planned to implement a new electronic medical records system. Although changing the medical records system was "a difficult process requiring significant IT expertise and manpower" (Compl. ¶ 18), Plaintiff "learned, early on, that he[] and the IT Department would not be a part of the records system transition" (id. ¶ 19). Plaintiff received an email from the Director of the Tulsa County Purchasing Department, Linda Dorrell ("Dorrell"), stating that Armor would use its own IT staff and that TSCO Undersheriff Tim Albin ("Albin") "doesn't think you need to be involved" in the medical records transition. (Id. ¶ 21.) Plaintiff responded in an email to Dorrell that his team "only need[ed] to be involved with the medical system if they intend to connect to [the Tulsa County] network." (Id.)
Plaintiff later learned that Armor did in fact intend to connect to Tulsa County's network, which Plaintiff believed "raised serious concerns," because "if Armor was to connect to the County's system, without any involvement from the IT Department, it would compromise the safety of County data and systems," including inmate medical information. (Id. ¶ 22.) The new medical records system was scheduled to "go live" on November 1, 2013. Beginning that day and through January of 2014, Plaintiff sent several written communications to various officials within Tulsa County and TCSO. These written communications, which are quoted extensively in his Complaint, are set forth below.
On November 1, 2013, viewing the installation of the Armor system as a "`crisis' situation," (id. ¶ 23), Plaintiff sent an email explaining his concerns to Albin, Dorrell, Keith, Peters, and a third Tulsa County Commissioner, John Smaligo ("Smaligo") ("Email to Commissioners, Albin, and Dorrell"). The email stated:
(Id. (emphasis in original).)
Plaintiff alleges that in response to his November 1, 2013 email, Albin threatened IT Department staff, including Plaintiff. On November 2, 2013, Plaintiff sent an email to Albin ("Email to Albin") stating:
(Id. ¶ 24 (emphasis in original).) The IT Department then went to work as "last minute emergency responders . . . to correct the serious deficiencies with Armor's system integration with the County's system" (id. ¶ 25), and Plaintiff subsequently encountered more challenges (id. ¶ 26).
On November 4, 2013, Trimble sent an email to Keith ("Email to Keith"), stating:
(Id. ¶ 27 (emphasis in original).)
On December 26, 2013, Plaintiff sent an email to Dorrell and Josh Turley, TCSO's Risk Manager ("Email to Dorrell and Turley"), stating:
(Id. ¶ 28 (emphasis in original).)
On January 9, 2014, Plaintiff wrote a Memorandum to BOCC ("Memorandum") addressing "Serious Support Concerns," and informing BOCC of "inadequate funding and staffing of the IT Department and `new projects' that had overwhelmed the staff." (Id. ¶ 31.)
In early January 2014, Peters arranged an audit of the IT Department that Plaintiff alleges was intended to target him in retaliation for his complaints. Plaintiff alleges that the audit was unfair, factually inaccurate, and biased. (Id. ¶ 32.) On April 23, 2014, Plaintiff was placed on paid administrative leave, and on May 1, 2014, BOCC voted two to one to terminate Plaintiff's employment. Commissioners Keith and Peters voted to terminate Plaintiff.
On May 9, 2016, Plaintiff filed a single-count Complaint alleging that he was terminated from his position in violation of his First Amendment right to free speech and 42 U.S.C. § 1983 ("§ 1983"). Defendants filed a motion to dismiss, challenging whether Plaintiff's allegations state a plausible claim for relief pursuant to Federal Rule of Civil Procedure 12(b)(6), and asserting qualified immunity on behalf of Keith and Peters.
In considering a motion to dismiss under Rule 12(b)(6), a court must determine whether a plaintiff has stated a claim upon which relief can be granted. At the motion to dismiss stage, courts are "limited to assessing the legal sufficiency of the allegations contained within the four corners of the complaint." Archuleta v. Wagner, 523 F.3d 1278, 1281 (10th Cir. 2008). The court must "`accept as true all well-pleaded facts, as distinguished from conclusory allegations, and view those facts in the light most favorable to the nonmoving party.'" Id. at 1283 (quoting Moya v. Schollenbarger, 465 F.3d 444 at 455 (10th Cir. 2006)). "The allegations must be enough that, if assumed to be true, the plaintiff plausibly (not just speculatively) has a claim for relief." Robbins v. Okla., ex rel. Dep't of Human Servs., 519 F.3d 1242, 1247 (10th Cir. 2008). The Tenth Circuit has interpreted "plausibility" to "refer to the scope of the allegations in a complaint" rather than to mean "likely to be true." Robbins, 519 F.3d 1242, 1247 (10th Cir. 2008). Thus, "if [allegations] are so general that they encompass a wide swath of conduct, much of it innocent, then the plaintiffs have not nudged their claims across the line from conceivable to plausible." Id. (internal quotation omitted). "This requirement of plausibility serves not only to weed out claims that do not (in the absence of additional allegations) have a reasonable prospect of success, but also to inform the defendants of the actual grounds of the claim against them." Id. at 1248.
The nature of the case determines how specific the allegations must be to establish plausibility. Id. at 1248. In the § 1983 context, when defendants assert qualified immunity, the Tenth Circuit has held that plaintiffs "must allege facts sufficient to show (assuming they are true) that the defendants plausibly violated their constitutional rights, and that those rights were clearlyestablished at the time." Robbins, 519 F.3d at 1249. "This requires enough allegations to give the defendants notice of the theory under which their claim is made." Id.
Section 1983 provides a cause of action against any person who, acting under color of state law, deprives another of his federal rights. Howards v. McLaughlin, 634 F.3d 1131, 1139 (10th Cir. 2011). This claim has four elements: (1) a violation of rights protected by the U.S. Constitution or created by federal statute or regulation, (2) proximately caused (3) by the conduct of a person (4) who acted under color of law. Summum v. City of Ogden, 297 F.3d 995, 1000 (10th Cir. 2002). In this case, Plaintiff alleges that Defendants retaliated against him for the "complaints and criticisms" expressed in the emails and memorandum set forth above, in violation of his First Amendment rights. (Compl. ¶ 41.)
The Supreme Court has long recognized that "the government's interest in regulating the speech of its employees differs significantly from its interest in regulating the speech of the public in general." Deschenie v. Bd. of Educ., 473 F.3d 1271, 1276 (10th Cir. 2007). When a citizen accepts public employment, "`the citizen by necessity must accept certain limitations on his or her freedom.'" Brammer-Hoelter v. Twin Peaks Charter Acad., 492 F.3d 1192, 1202 (10th Cir. 2007) (quoting Garcetti v. Ceballos, 547 U.S. 410, 418 (2006)). Specifically, "when public employees make statements pursuant to their official duties, the employees are not speaking as citizens for First Amendment purposes, and the Constitution does not insulate their communication from employer discipline." Garcetti, 547 U.S. at 421. Courts in the Tenth Circuit employ the following five-part test, derived from the Supreme Court's decisions in Garcetti and Pickering v. Bd. of Educ., 391 U.S. 563, 568 (1968) ("Garcetti/Pickering test"), to determine whether a public employer impermissibly retaliated against an employee in violation of the employee's First Amendment rights:
Brammer-Hoelter, 492 F.3d at 1202-03 (internal citations and quotations omitted). In the Tenth Circuit, "[t]he first three steps are to be resolved by the district court, while the last two are ordinarily for the trier of fact." Id. at 1203.
In their motion to dismiss, Defendants challenge whether Plaintiff's allegations state any plausible claim under the first element.
The Court first determines the speech and conduct at issue. Plaintiff alleges five distinct instances of speech, all communicated via email or written memorandum, that form the basis of his § 1983 claim.
Notwithstanding that Plaintiff's emails and memorandum all appear to be clearly related to Plaintiff's responsibilities as IT Manager, Plaintiff offers four arguments that his speech was not made pursuant to his official duties. First, Plaintiff argues that BOCC and TCSO did not consider Plaintiff's official duties to include Armor's electronic records system at the Jail. Plaintiff argues that it is inconsistent for Defendants now to claim that Plaintiff's official duties included that system. In support of this argument, Plaintiff points to (1) his allegation that he "learned, early on, that he, and the IT Department would
Second, Plaintiff argues that because he had no employment relationship with Armor, his criticism of Armor was outside the scope of his official duties. But according to Plaintiff's allegations, the IT Department had input on the replacement of CHC as the Jail's medical provider, was blamed for problems with the Armor system, and was called upon to fix problems with the integration of Armor's system. Even accepting Plaintiff's argument that he "had no official duty with respect to Armor's system at the Tulsa County Jail" (Resp. to Mot. 11 (emphasis in original)), Plaintiff's communications, as they related to Armor, all addressed the impact of Armor's system on the IT Department and the Tulsa County network. Plaintiff's lack of an employment relationship with Armor does not transform Plaintiff's communications into "citizen speech" when they plainly related to his official duties.
Third, Plaintiff states that BOCC has argued in another case that TCSO and the Jail are independent of BOCC. Plaintiff contends Defendants therefore "cannot credibly argue" here that Plaintiff had any "official duty" concerning the Jail or its medical records system. (Id.) However, that argument misses the relevant issue. As discussed above, the Complaint itself establishes that Plaintiff's official duties included the IT Department's work in connection with the Jail and the medical records system.
Fourth, Plaintiff argues that his emails to officials at TSCO — specifically, the Email to Albin and Email to Dorrell and Turley — were not made within Trimble's chain of command. However, the fact that the recipients were not in Trimble's chain of command is not dispositive; "the proper focus is ultimately still whether the speech `stemmed from and [was of] the type . . . that [the employee] was paid to do." Rohrbough, 596 F.3d at 747. Those emails were sent to individuals within Tulsa County and/or TCSO and focused on matters within the scope of Plaintiff's official duties — namely, the role of the IT Department in the implementation of Armor's system and the Armor system's impact on the security of the Tulsa County network. In the Email to Albin, Plaintiff responds on behalf of "my staff" to Albin's alleged threats, and criticizes Albin "
The Court also notes that three of Plaintiff's communications (the Email to Commissioners, Albin, and Dorrell; Email to Keith; and Memorandum) were sent to one or more members of BOCC, and therefore were indisputably within Plaintiff's chain of command. Speech directed within an employee's chain of command "is often found to be pursuant to that employee's official duties under Garcetti/Pickering." Rohrbough, 596 F.3d at 747; see also Dahlia v. Rodriguez, 735 F.3d 1060, 1074 (9th Cir. 2013) (noting that generally, "when a public employee raises complaints or concerns up the chain of command at his workplace about his job duties, that speech is undertaken in the course of performing his job") (internal citation omitted)).
Having carefully reviewed the Complaint, accepting as true all of Plaintiff's factual allegations, and viewing those facts in the light most favorable to Plaintiff, the Court finds that Plaintiff's Complaint fails under the first step of the Garcetti/Pickering test. Based on Plaintiff's allegations, the Court concludes that all of Plaintiff's speech alleged in the Complaint was made pursuant to his official duties.
Keith and Peters assert the defense of qualified immunity, which "protects governmental officials from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known." Schwartz v. Booker, 702 F.3d 573, 579 (10th Cir. 2012). Because the Court finds that the Complaint fails to plausibly allege a deprivation of Plaintiff's First Amendment rights, Keith and Peters are entitled to qualified immunity as to Plaintiff's § 1983 claim.
Defendants' Motion to Dismiss Plaintiff's Complaint With Prejudice (Doc. 15) is GRANTED.
This case is distinguishable from Murphy v. Spring, No. 13-CV-96-TCK-PJC, 2013 WL 5172951 (N.D. Okla. Sept. 12, 2013), in which the undersigned permitted a former school administrative assistant's claim under § 1983 to proceed past the Rule 12(b)(6) stage. In Murphy, the plaintiff was terminated after reporting to school district administrators that several school officials had endangered student health and safety and misappropriated school funds. This Court found that "the viability of Murphy's claim will turn on more detailed evidence regarding her job description, official duties, and the precise content and delivery of her speech." Id., 2013 WL 5172951, at *7. Here, in contrast, Plaintiff has set forth in his Complaint information about his duties as IT Manager, as well as the precise content and delivery of his communications. The allegations in Plaintiff's Complaint foreclose any plausible claim that Trimble was speaking as a citizen, rather than pursuant to his official duties.