HASELTON, C.J.
This appeal arises from a jury verdict in favor of Maureena Schmaing on her counterclaim for wrongful discharge against her employers, Daniel G. Koller, D.V.M., dba Companion Pet Clinic, NE 82nd Ave. (Koller), and Companion Pet Clinic of NE Portland, LLC (Pet Clinic).
From February 2002 to June 2, 2004, Schmaing worked as a receptionist at Pet Clinic, which Koller owned and operated as a practicing licensed veterinarian. Schmaing's duties generally consisted of administrative tasks such as answering phones, greeting clients, and managing client information. While she was working at Pet Clinic, Schmaing obtained services, medications, and pet food from the clinic. During the second year of her employment, Schmaing witnessed Koller treat animals in a manner that she believed was abusive and unprofessional. According to Schmaing, Koller would sometimes get frustrated and become violent, angry, and threatening toward an animal that he was treating.
Eventually, Schmaing decided to report Koller to the proper authorities. To that end, on May 3, 2004, accompanied by Miller, a former Pet Clinic employee, Schmaing met with an attorney, Burns. Burns agreed to assist Schmaing in preparing a complaint against Koller to submit to the Oregon State Veterinary Medical Examining Board (veterinary board), which is responsible for investigating complaints against veterinarians "alleged to be practicing in violation of law." ORS 676.160(19); ORS 676.165(1).
Later that month, Miller informed Koller about the meeting with Burns and Schmaing's assertions that Koller had been "conducting [himself] in an unprofessional and unethical manner" and that he had "euthanized an animal without the client's consent." On May 27, 2004, Koller confronted Schmaing about the meeting and the negative remarks that Miller had attributed to her. Schmaing responded that she "didn't really know what he was talking about." Koller then told Schmaing that he believed that Miller was "blackmailing him" and that Koller intended to create a document that Schmaing would need to sign.
When Schmaing returned to work the next day, Koller instructed her to sign a document that he had prepared and titled "DECLARATION OF MAUREENA SCHMAING," which consisted of 14 declarations including, as pertinent here:
(Capitalization and underscoring in original.)
Schmaing told Koller that she did not have time to sign the declaration, but that she would take it home and "look it over" — which Schmaing did — but she did not sign it. On June 2, 2004, Schmaing returned to work, and Koller insisted that she sign the declaration. Schmaing refused because, among other things, the statements quoted directly above were false and, with respect to declaration number 12, Schmaing informed Koller that she had, in fact, "seen him conduct himself in an unprofessional and unethical manner." Koller again instructed Schmaing to sign the declaration, and, when she refused, he immediately fired her.
In July 2004, Schmaing submitted a complaint against Koller to the veterinary board.
As noted in the opening paragraph of this opinion, one of the critical issues presented for our review pertains to Koller's asserted entitlement to represent himself. On the first day of trial, August 17, 2006, at a hearing on the parties' respective in limine motions, Koller informed the court during the following exchange that he intended to represent himself:
Koller never filed the promised brief,
The court excluded Koller from the courtroom, and Ms. Koller continued her cross-examination.
Later the same day, Koller again addressed the court directly regarding an evidentiary dispute. The court admonished Koller that "you are to address the Court through counsel as we have discussed many times." Ms. Koller responded, "Your Honor, I need my client to assist me in this trial. I do not have the staff here, as [Schmaing's counsel] does, and I count on my client to assist me during this trial." Koller continued to interject and to address the court directly. The court then excluded Koller "for a moment" "as a sanction" for being "disrespectful to the Court." The court addressed Ms. Koller:
Ms. Koller continued to jointly represent Koller and Pet Clinic for the remaining three days of the trial until its conclusion on September 1, 2006.
As noted, the threshold issue in this appeal pertains to identifying the proper object of our review. Because the trial court entered several successive judgments, including "corrected judgments," it is essential to recount that procedural sequence in inescapably arcane detail.
At the conclusion of trial, a special verdict form was submitted to the jury. That form bore the caption "Daniel G. Koller, DVM, dba, Companion Pet Clinic NE 82nd Ave[,] Plaintiff," — that is Koller, individually — "v. Maureena Schmaing, Defendant." It inexplicably did not refer to Pet Clinic as a counterclaim defendant. The jury returned a verdict for "plaintiff" — that is Koller, individually — on his claims for conversion and shoplifting, with damages and penalties totaling $1,026. The jury also returned a verdict in favor of "defendant" (Schmaing) on her counterclaim for wrongful discharge, with damages of $64,360.
Subsequently, on June 6, 2007, the trial court entered a general judgment that included two money awards. The first money
In response to Schmaing's objection to that omission, the trial court, in a letter to counsel, explained that Schmaing had failed to (1) "fil[e] a motion to join Dr. Koller individually as a party to the lawsuit" and (2) "serv[e] Dr. Koller in his individual capacity with a Summons and Counterclaims." Consequently, the court determined that Koller was not a party to the lawsuit. The court added that
On June 18, 2007, Pet Clinic filed a combined motion for judgment notwithstanding the verdict and an alternative motion for a new trial. That motion was deemed denied on July 31, 2007. On August 24, 2007, Pet Clinic filed a notice of appeal from the general judgment entered on June 6, 2007 (original general judgment).
Meanwhile, on August 27 — that is, three days after Pet Clinic had filed its appeal from the original general judgment — the trial court filed a "corrected general judgment and money award," which purported to include both "Daniel Koller, D.V.M., dba Companion Pet Clinic of NE Portland, LLC" and "Companion Pet Clinic of NE Portland, LLC" as judgment debtors. On August 30, the trial court filed a "second corrected general judgment and money award," which corrected the trial court's error in the first corrected judgment in naming "Daniel Koller, D.V.M., dba Companion Pet Clinic of NE Portland, LLC" as a judgment debtor instead of "Daniel Koller, D.V.M., dba Companion Pet Clinic, NE 82nd Ave." Both of those judgments were entered on August 30, 2007.
On September 26, 2007, Koller and Pet Clinic filed a notice of appeal and an amended notice of appeal, respectively, from those modified judgments. Schmaing also filed an amended notice of cross-appeal from those modified judgments.
On October 31, 2007, Pet Clinic and Koller filed a joint motion for a summary determination of appealability. This court determined that the trial court lacked jurisdiction to enter both the first and second corrected judgments under ORCP 71 A, because the modification in both of those judgments — viz., to add Koller as a judgment debtor on the wrongful discharge counterclaim — was substantive, rather than merely a correction of a "clerical mistake."
In April 2008 — with the appeal from the original judgment still pending — Schmaing filed a motion for relief from the original judgment, pursuant to ORCP 71 B(1) and ORCP 71 C. Koller opposed those motions. The trial court granted Schmaing's ORCP 71 C motion and ordered that Koller be included as a judgment debtor in the judgment in Schmaing's favor for wrongful discharge. The court determined that, notwithstanding the pendency of the appeal, ORCP 71 C
By way of further explanation of its allowance of relief under ORCP 71 C, the trial court stated that it had "mistakenly omitted Koller from that portion of the judgment resolving Schmaing's counterclaims" because it had "overlooked" Schmaing's proof of service of her responsive pleading, including the wrongful discharge counterclaim, on Koller. In addition, after expressing its "concern" that its denial of Koller's request to proceed pro se could result in a remand for a new trial, because the expressed basis of that denial — viz., that Koller individually was not a party to the litigation — was inaccurate, the court posited additional rationales for, and justifications of, that ruling. In particular, the court asserted that "Koller's demeanor in the courtroom * * * suggested that his participation in the role of counsel could be disruptive to the proceedings," and that
Consistently with its allowance of relief under ORCP 71 C, the trial court entered the third corrected general judgment — the last of the succession of "corrected judgments" — naming Koller, as well as Pet Clinic, as a judgment debtor on the wrongful discharge counterclaim. The parties filed timely amended notices of appeal from that third corrected general judgment.
Notwithstanding its procedurally contorted posture, the disposition of this appeal depends on the resolution of four interrelated questions: First, did the trial court lack jurisdiction to enter the third corrected judgment naming Koller as a judgment debtor? Second, if so, did the court err in failing to name Koller as a judgment debtor in the original judgment? Third, did the court err in denying Pet Clinic and Koller's motion for directed verdict against the wrongful discharge counterclaim? Fourth, if the court did not err in denying the motion for a directed verdict, is Koller nevertheless entitled to a new trial as to the wrongful discharge counterclaim against him individually because the trial court erroneously precluded him from representing himself?
In particular, Koller and Pet Clinic jointly contend that the trial court erred in granting Schmaing's ORCP 71 C motion, and, consequently, entering the third corrected general judgment, because the trial court lacked jurisdiction to substantively modify the original judgment while an appeal from that judgment was pending. They further jointly contend that the court erred in failing to grant a directed verdict against Schmaing's wrongful discharge claim, because Schmaing's actions did not involve an "important public duty." Finally, in addition to those joint contentions, Koller asserts individually that the court erred in precluding him from representing himself after he expressed his determination to discharge his counsel.
As amplified below, we first conclude that the trial court lacked "inherent authority" under ORCP 71 C to enter the third corrected judgment while the appeal from the original judgment was pending before this court. Accordingly, we vacate the third "corrected general judgment" and address the challenges pertaining to the original general judgment. With respect to the original judgment, we conclude that: (1) The trial court erred in failing to designate Koller as a judgment debtor on Schmaing's wrongful discharge counterclaim. (2) The trial court did not err in denying the motion for a directed verdict on Schmaing's wrongful discharge counterclaim, because good faith reporting of professional misconduct is an "important public duty." And (3) the trial court's denial of Koller's requests to discharge his attorney and proceed pro se was not reversible error because, regardless of whether the court erred, Koller has failed to identify any cognizable prejudice with respect to the defense of the counterclaim warranting reversal.
We begin with the propriety of the third corrected general judgment because that is, legally and practically, the necessary point of departure. Once entered, that judgment remains the "statement of the court's decision in the case and governs the rights and obligations of the parties that are subject to the judgment" unless and until it is set aside. ORS 18.082.
For his part, Koller does not dispute that he was properly named and served as a counterclaim defendant on the wrongful discharge counterclaim or that the jury's special verdict on that counterclaim did not include him individually. Rather, Koller contends that the trial court lacked jurisdiction under ORCP 71 C to enter the third corrected judgment while the appeal from the original judgment was pending.
ORS 19.270 provides, in part:
(Emphases added.)
Thus, under ORS 19.270, upon the filing of a notice of appeal, jurisdiction of the cause rests in the appellate court, with the trial court retaining limited jurisdiction with respect to precisely identified matters. As pertinent here, the trial court "retains" limited jurisdiction to decide "a motion for relief from judgment under ORCP 71 B," ORS 19.270(1)(e), and jurisdiction "[t]o enter an order or supplemental judgment under ORCP 71," ORS 19.270(5)(a).
Within the "retained" jurisdiction described in ORS 19.270, ORCP 71, in turn, narrowly circumscribes a trial court's jurisdiction to vacate or correct a judgment notwithstanding the pendency of an appeal. ORCP 71 provides, in part:
(Boldface in original; emphases added.)
In sum, once a notice of appeal is filed, the trial court's jurisdiction to set aside or "correct" a general judgment is extremely limited. In particular, only ORCP 71 B and ORCP 71 A, by derivative reference to ORCP 71 B — confer such authority and, concomitantly, jurisdiction. Critically, unlike ORCP 71 A and ORCP 71 B(2), ORCP 71 C includes no reference to "correction" or modification of a judgment during the pendency of an appeal. We must conclude that that difference is not a matter of legislative inadvertence, but rather one of design. See ORS 174.010 (instructing that, in construing a statute, the court is "not to insert what has been omitted, or to omit what has been inserted"); see also PGE v. Bureau of Labor and Industries, 317 Or. 606, 614, 859 P.2d 1143 (1993) ("The legislature knows how to include qualifying
Because "correction" of a judgment pursuant to ORCP 71 C during the pendency of an appeal is not encompassed within a trial court's retained jurisdiction under ORS 19.270, the trial court lacked jurisdiction to enter the third corrected general judgment pursuant to ORCP 71 C. Accordingly, we vacate the third corrected general judgment, which names Koller as a judgment debtor on the wrongful discharge counterclaim.
Nevertheless, the original judgment remains — and, with it, Schmaing's cross-appeal from that judgment, assigning error to the trial court's failure to name Koller in that judgment as a judgment debtor. Koller responds that Schmaing invited the asserted error "by remaining silent rather than correcting the trial court's misunderstanding when the issue arose in the context of Dr. Koller's assertion of his right of self-representation."
We reject out of hand Koller's invocation of "invited error." As Schmaing emphasizes, her pleadings explicitly identified Koller, individually, as a counterclaim defendant, and her counsel never disputed Koller's statements to the court that he, individually, was a counterclaim defendant.
With respect to the merits of the trial court's omission of Koller as a judgment debtor, that failure was predicated on what the court later acknowledged was an erroneous understanding that Koller was not properly joined as a party to the action — when, in fact, Koller was indisputably a party to the action below, both as plaintiff and counterclaim defendant. Indeed, Koller repeatedly acknowledged that fact at trial. See 254 Or.App. at 119-20, 121, 296 P.3d at 532-33, 533 ("I'm Daniel Koller being sued by them." * * * "I am being sued as an individual."). Consequently, the trial court erred in failing to name Koller as a judgment debtor in the original judgment.
Nevertheless, whether that error was harmless depends on the disposition of both defendants' contention that the court erred in denying the motion for directed verdict against the wrongful discharge claim. Further, even if the motion for directed verdict was properly denied, if Koller is correct that the trial court committed reversible error in precluding him from representing himself, he would be entitled to a new trial with respect to the counterclaim against him individually. Accordingly, we proceed to each of those matters in turn.
Koller and Pet Clinic assert that "[t]he trial court erred by failing to grant a directed verdict against [Schmaing's] wrongful discharge [counter]claim because Schmaing's actions did not involve fulfilling any important public duty."
Absent a contrary agreement, an employer may discharge an employee "at any time for any reason." Patton v. J.C. Penney Co., 301 Or. 117, 120, 719 P.2d 854 (1986). Notwithstanding that general rule, a discharged employee may recover under the common-law tort of wrongful discharge under the following circumstances:
Babick v. Oregon Arena Corp., 333 Or. 401, 407, 40 P.3d 1059 (2002).
In determining whether an employee was discharged for fulfilling an important public duty, we must "find a public duty, not create one, using constitutional and statutory
We have previously recognized that, when an employee reports, or prepares to report, his or her employer to the proper authorities for purported violations, the employee fulfills an important public duty by such "whistleblowing." For example, in McQuary v. Bel Air Convalescent Home, Inc., 69 Or.App. 107, 109-11, 684 P.2d 21, rev. den., 298 Or. 37, 688 P.2d 845 (1984), we concluded that the plaintiff had a legally sufficient "potential wrongful discharge claim" where she had been discharged after she had threatened to report to the Health Division what she believed to be an instance of staff abuse of a patient in the defendant's nursing home. In finding an important public duty, we explained that "[t]he Health Division is charged with protecting patients' rights" under statute and that "a report to it would be a societal obligation of a person who knows of violations." Id. at 110, 684 P.2d 21; see also id. at 111 n. 5, 684 P.2d 21 (noting that "[t]here is no reason that an employee's protection should depend on whether the employer acts before or after the employee is able to file a complaint"); Huber v. Dept. of Education, 235 Or.App. 230, 244, 244 n. 5, 230 P.3d 937 (2010) (concluding that "reporting of potentially dangerous substandard nursing practices to the [Oregon State Board of Nursing] is an important public duty" and the fact that the employee was terminated before he filed a complaint did not affect our analysis).
More recently, in Love, the plaintiff appealed the trial court's grant of summary judgment against her wrongful discharge claim. 209 Or.App. 474, 149 P.3d 199. We reversed and remanded, holding that the plaintiff employee had raised a genuine issue of material fact as to whether the plaintiff was discharged for whistleblowing about the defendant fire district's alleged cover-up during a federal investigation following a fatal accident. Id. at 496, 149 P.3d 199. In that context, we explained that "exposing certain statutory or regulatory violations, including health and safety violations, is sufficiently `important' that, under certain conditions, an employee who does so is protected from being discharged for that conduct." Id. at 487, 149 P.3d 199.
Conversely, where the law does not specifically encourage reporting, or demonstrate its high social value, no important public duty to report exists. For example, in Handam v. Wilsonville Holiday Partners, LLC, the plaintiff hotel employee was discharged after reporting to his supervisor that he believed that certain hotel employees had violated Oregon Liquor Control Commission (OLCC) rules by drinking on shift and that the same coworkers might also have been in violation of immigration laws. 225 Or.App. 442, 201 P.3d 920 (2009), vac'd and rem'd, 347 Or. 533, 225 P.3d 43, adh'd to on remand, 235 Or.App. 688, 234 P.3d 133, rev. den., 349 Or. 171, 243 P.3d 69 (2010). We determined that the plaintiff's actions did not fulfill an important public duty because the OLCC statutes "say nothing about reporting OLCC violations by coworkers," much less encourage such reporting. 225 Or.App. at 451, 201 P.3d 920. We then distinguished the "whistleblower" line of wrongful discharge cases, including Love, because there was no evidence that the purported OLCC violations that the plaintiff reported "presented a significant concern to public health and safety." Id. at 451-52, 201 P.3d 920. We reached the same conclusion with respect to the report of possible immigration violations. Id. at 452, 201 P.3d 920.
The Supreme Court applied a similar analysis, and came to a similar result, in a subsequent case, Lamson v. Crater Lake Motors, Inc., 346 Or. 628, 630, 216 P.3d 852 (2009).
After the jury returned a verdict in the plaintiff's favor, the trial court entered a judgment, and the employer appealed. The Supreme Court ultimately reversed, rejecting the plaintiff's whistleblowing contention. In so holding, the Court emphasized that (a) the plaintiff "did not report to [the] defendant's management * * * that [the] defendant corporation was itself engaged in such practices," and (b) the plaintiff "did not report the unlawful trade practices of [the outside firm] to any entity with authority to take action" to enforce trade practice laws and regulations. Id. at 640, 216 P.3d 852 (emphasis added). Thus, unlike the plaintiff in Love, the plaintiff in Lamson had not threatened to blow the whistle on the employer — and, unlike the plaintiff in McQuary, had not threatened to report purported violations to the appropriate regulatory authority.
We apply those principles to this case. Schmaing contends that she was discharged for fulfilling two different important public duties: (1) refusing to defame Miller by refusing to the sign the false declaration and (2) preparing to report to the veterinary board her good-faith belief that Koller had violated veterinary professional standards. Koller and Pet Clinic dispute that Schmaing's conduct in either respect fulfilled an important public duty — but acknowledge that, to prevail on appeal, they must demonstrate that neither did so. Thus, if we agree with Schmaing as to the latter, we need not address the former.
Koller and Pet Clinic concede that reporting animal abuse is an important public duty; however, they argue that that duty is restricted to veterinary professionals, because the statutes that require such reporting expressly apply exclusively to veterinarians and veterinary technicians. See ORS 686.445; ORS 686.455.
For her part, while recognizing that reporting animal abuse is an important public duty, Schmaing relies primarily on a different important public duty — viz., reporting purported professional misconduct to the veterinary board. Schmaing asserts that professional licensing and regulatory statutes manifest legislative concern that veterinarians
(Emphasis added.) See also ORS 676.160(19) (defining "health professional regulatory board" to include the Oregon State Veterinary Medical Examining Board).
As Schmaing points out, civil immunity under ORS 676.170 broadly applies to any person who makes a good faith report to a health professional regulatory board. Cf. Love, 209 Or.App. at 491-92, 149 P.3d 199 (observing that the public employee whistleblowing statute, ORS 659A.203(b), protects only public employees whose disclosures are based on reasonable belief of misconduct). That broad statutory grant of immunity demonstrates that the legislature specifically intended to encourage good-faith public reporting of healthcare professional misconduct to the appropriate regulatory board, in this case the veterinary board. See Love, 209 Or.App. at 492, 149 P.3d 199 ("[T]he `important public duty' doctrine is innately intertwined with the legislative expression of policy choices in statutes."); see also Huber, 235 Or.App. at 242-43, 230 P.3d 937 ("In the absence of a mandatory reporting requirement, an employee can demonstrate that an important public duty exists by citing statutes or other authority indicating legislative policies to promote the reporting of violations and prevent employers from retaliating against employees who report such violations.").
We conclude that directly applicable statutes unambiguously manifest a "legislative * * * policy choice" of promoting, and protecting, good-faith public reporting of health professional misconduct to the appropriate health professional regulatory board. Thus, this case is akin to Love and McQuary — and materially distinguishable from Handam and Lamson. Specifically, here, Schmaing adduced evidence from which the jury could have found that she was discharged for preparing to report to the veterinary board her good-faith allegations of her employer's mistreatment of animals in his care. Unlike the plaintiffs in Handam and Lansom, Schmaing did not complain only to Koller (her employer) about what she considered to be his "unethical" and "unprofessional" conduct; rather, she also spoke with an attorney to prepare a complaint about her employer to the appropriate regulatory authority, the veterinary board. We conclude that Schmaing adduced sufficient proof from which the jury could find that she was discharged for fulfilling an important public duty. Accordingly, the trial court did not err in denying the motion for a directed verdict.
Koller contends that, if we sustain Schmaing's cross-appeal, then we must also reverse the judgment and remand for a new trial on the wrongful discharge counterclaim as to Koller individually, because "[i]t would be utterly inconsistent to deny Dr. Koller his right to self-representation but also make him a judgment debtor."
We pause to slice the Gordian knot of one final procedural complication.
Our preceding disposition of the parties' arguments regarding whether and how Koller is properly a judgment debtor on the counterclaim judgment in Schmaing's favor places this issue in an unusual posture. The only judgment from which Koller has appealed and raised assignments of error (including the assignment pertaining to preclusion of self-representation) is the third corrected general judgment — which we have vacated.
Given that juxtaposition, we could reason that Koller's assignment of error pertaining to preclusion of self-representation is not cognizable in this posture and, consequently, simply remand for entry of a judgment naming Koller as a judgment debtor — a judgment from which Koller could then appeal, assigning as error the trial court's preclusion of self-representation. Such a disposition would be "technically" defensible — and, perhaps, even "technically" correct — but it would be practically absurd.
Whenever possible, application of procedural rules should not thwart the practical and prudential purposes underlying those rules. Form should not trump function. Here, there is no question that the parties have a concrete and continuing dispute as to whether Koller individually is entitled to a new trial on the wrongful discharge counterclaim. Further, to defer determination of that dispute — which, certainly would be revived by way of yet another appeal following entry of judgment on remand — would pointlessly prolong already protracted litigation.
The best, pragmatic approach is to treat Koller's "preclusion of self-representation" assignment of error raised in the context of his appeal from the third corrected general judgment as functionally a cross-assignment of error proffered in response to Schmaing's cross-appeal from the original judgment. That characterization is appropriate in that Koller's assignment of error embodies a contention that, if Schmaing is correct (as she is) that Koller is a judgment debtor on the counterclaim, the proper appellate disposition is not to remand with instructions to enter a judgment naming Koller as a judgment debtor but, instead, to remand for a new trial as to Koller individually on the wrongful discharge counterclaim. See ORAP 5.57(2)(b) ("A cross-assignment of error is appropriate * * * [i]f the relief sought by the appellant were to be granted, respondent would desire reversal or modification of an intermediate ruling of the trial court."). We so proceed.
Koller, referring to his colloquy with the trial court on both August 17 and August 29, 2006, see 254 Or.App. at 119-21, 296 P.3d at 532-33, contends that the court erroneously precluded him from representing himself. Koller's argument in that regard is, frankly, conclusory. The sole source he invokes for his asserted entitlement of self-representation is ORS 9.320, which provides:
Beyond that, Koller acknowledges that, because he continued, in fact, to be represented by counsel throughout the trial, he cannot demonstrate actual, discrete prejudice from the court's action. He does not, for example, identify any manner in which his pro se defense of the wrongful discharge counterclaim would have differed — e.g., any evidence he would have proffered, any line of examination or cross-examination he would have pursued, any theory of defense he would have developed, or any argument he would have presented — from that presented by Ms. Koller on behalf of both Koller and Pet Clinic. Nor does he point to any differentiation between his interests and those of Pet Clinic with respect to that defense. Rather, he posits that requiring a showing of identifiable prejudice "would not make sense" because it would "effectively eviscerate" the right of self-representation.
Schmaing contends that Koller's argument regarding the court's denial of his first, August 17, request to represent himself is not preserved because, on that occasion, the trial court offered Koller "the opportunity to file a brief in aid of further consideration of the issue," to which Koller responded that he would file a brief by the next day — but never did and, indeed, did not pursue the
On the merits, Schmaing does not dispute that ORS 9.320 confers at least an abstract entitlement to self-representation. However, Schmaing contends that that entitlement is not absolute and is qualified by practical and prudential considerations, including the timing of the party's request to proceed pro se and potential disruption of the judicial process. In that regard, Schmaing asserts that the trial court's ruling "was based on appropriate considerations and was entirely correct," because "Koller's request was too little and too late," and "the trial court was well within its discretion to prevent the kind of disruption that would flow from Koller's late demand" to represent himself. In any event, Schmaing argues, ORS 19.415(2) requires a showing that the alleged error was prejudicial.
We conclude that, in the August 29 colloquy, the trial court did erroneously preclude Koller from representing himself. The sole justification the court expressed at that time was that Koller personally was not a party to the litigation (specifically, with respect to the counterclaims) — a rationale that was incorrect. Further, to the extent that the trial court subsequently — indeed, nearly two years later, in the context of its order allowing ORCP 71 C relief — proffered additional reasons for its ruling, e.g., potential disruption of proceedings, those concerns are, with respect, not substantiated in the appellate record.
But all error is not reversible error. Rather, ORS 19.415(2) provides that "[n]o judgment shall be reversed or modified except for error substantially affecting the rights of a party." See Shoup v. Wal-Mart Stores, Inc., 335 Or. 164, 174, 61 P.3d 928 (2003) ("In every case, the appellate courts must adhere to the limitation of ORS 19.415(2) and reverse or modify a judgment only if it can be determined from the record that the error `substantially affect[ed] the rights of a party.'"); see also id. at 173-74, 61 P.3d 928 (explaining that ORS 19.415(2) "places the burden to make a record that demonstrates prejudicial error on whichever party loses in the trial court and then seeks reversal or modification of the judgment on appeal").
We agree with Koller that the statutory right of self-representation is an important right. But we cannot (at least in civil litigation) endorse his proposition that, "[a] party who is erroneously forced to use a retained attorney should not then have to show prejudice in order to obtain a reversal of the resulting judgment."
It is tempting, to be sure, to embrace that proposition. But however attractive, and however phrased, it reduces to structural error, a construct that is inapposite under Oregon law. See Ryan v. Palmateer, 338 Or. 278, 295, 108 P.3d 1127, cert. den., 546 U.S. 874,
Because Koller failed to establish cognizable prejudice resulting from the trial court's ruling, that ruling does not warrant a remand for a new trial on the wrongful discharge counterclaim against Koller individually.
The trial court lacked jurisdiction under ORCP 71 C to enter the third corrected general judgment during the pendency of the appeal from the original judgment. The trial court erred in failing to designate Koller as a judgment debtor on the wrongful discharge counterclaim in the original judgment. The trial court correctly denied the motion for a directed verdict against Schmaing's wrongful discharge counterclaim. The trial court's denial of Koller's request to proceed pro se was not reversible error.
In A139232, affirmed. In A136633, on appeal of third corrected general judgment, vacated; on appeal and cross-appeal of original general judgment, affirmed on appeal and remanded on cross-appeal with instructions to designate Koller as an additional judgment debtor on the wrongful discharge counterclaim.
Koller filed an additional appeal from an order of garnishment, A139232, which has been consolidated with the principal appeal, A136633. In briefing and argument, Koller has raised no contentions pertaining to that matter. Thus, we deem his appeal in A139232 to have been abandoned and, accordingly, affirm.
(Emphasis added.) ORS 686.455 mandates aggravated animal abuse reporting for veterinarians.