ANN AIKEN, Chief Judge.
Plaintiffs Cas Wildlands, Oregon Wild, and the Benton Forest Coalition move for summary judgment pursuant to Fed. R. Civ. p. 56. Defendant the Bureau of Land Management ("BLM") and defendant-intervenor Freres Lumbar Company, Inc. ("Freres")
This case involves a challenge to the BLM's authorization of the Alsea River Watershed Restoration project ("Alsea Watershed Program"). The Alsea Watershed Program is comprised of two basic density management plans, which involve, in relevant part, mid-seral enhancement of approximately 768 acres of public land by means of commercial thinning, resulting in three timber sales: North Fork Overlook ("Overlook Project"), Buck Roberts, and Bummer Ridge. Administrative Record ("AR") 662-64, 702-03.
At issue here is the Overlook Project, which consists of four forest stands, designated as 17A, 17B, 17C, and 19A, that encompass a total of 329 acres. AR 693, 702, 716, 1253. These stands are comprised primarily of younger trees that have been naturally regenerating since a severe fire in 1931; the project area also includes scattered 150 to 200 year-old trees, at the rate of less than one tree per acre, that survived the fire. AR 702, 1253, 1342. The Overlook Project entails variable density thinning, wherein selected younger trees would be removed in order to reduce resource competition and enhance conditions for the legacy trees. This procedure will also provide quality habitat species living in the area, including the marbled murrelet and northern spotted owl, both of which are listed as threatened under the Endangered Species Act ("ESA"). AR 662-63, 977. Ultimately, project calls for the removal of between 149 and 161 younger trees per acre, resulting in an average of 35 to 45 trees remaining, which is consistent with the tree density of an undisturbed forest. AR 16, 675, 1256-59.
In order to analyze the potential environmental impacts of the Alsea Watershed Program, the BLM conducted an environmental assessment, which was released for public comment on July 15, 2009; thereafter, the initial report was substantially revised by the BLM and re-released for public comment on April 5, 2010 ("2010 EA"). AR 638-792, 963 1093. On May 17, 2010, the BLM sued a "Revised Upper and Lower Alsea River Watershed Restoration Environmental Assessment and Finding of No Additional Significant Impact." AR 474-82. On June 29, 2011, the BLM issued the "Final and Decision Rationale for the North Fork Overlook Mid-Seral Enhancement," approving the Overlook Project and confirming that it complied with the applicable land-use plans. AR 142-58.
In July 2011, plaintiffs challenged the Alsea Watershed Program via administrative protest. AR 128-31, 136-37. In October 2011, the BLM responded to plaintiffs' protests and affirmed its decision to proceed with the Overlook Project. AR 113-17, 12-25. After exhausting their administrative remedies, plaintiffs filed a complaint in this Court, alleging that the 2010 EA violates the Federal Land Policy and Management Act ("FLPMA") and the National Environmental Policy Act ("NEPA") because it failed to analyze whether the proposed thinning would harm the red tree vole in stands 17A and 17B.
A federal agency's compliance with NEPA or the FLMPA is reviewed under the Administrative Procedure Act ("APA"). 5 U.S.C. § 706. In an APA case, summary judgment is awarded in favor of the plaintiff if, after reviewing the administrative record, the court determines that the agency's action was "arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law."
Review under this standard is narrow and the court may not substitute its judgment for that of the agency.
Plaintiffs assert that the BLM' s failure to analyze the Overlook Project's effects on the red tree vole, especially in light of significant new information, violates the FLPMA's substantive requirements and NEPA's procedural requirements.
Plaintiffs first argue that the BLM violated the FLPMA by failing to conduct a pre-disturbance survey of the red tree vole in stands 17A and 17B prior to authorizing the Overlook Project. The BLM contends that it was exempt from these survey requirements because the stands at sue contain trees that are less than 80 years old.
The FLMPA establishes requirements for land use planning on public lands.
The land use plan governing the Overlook Project is the Northwest Forest Plan ("NFP"), as incorporated into the Salem District Resource Management Plan. AR 660. The NFP establishes, in relevant part, a network of late-succession reserves, which must be managed to "protect and enhance conditions of [these] old-growth forest ecosystems," as well as the Survey and Manage Standards and Guidelines, which provide added environmental protections for rare and unique species such as the red tree vole. AR 662-63, 1439, 1559-60, 1741, 6865-7095;
The current Survey and Manage Standards and Guidelines ("SMSG") compel federal agencies to conduct pre-disturbance surveys before engaging in ground-disturbing activities such as tree thinning. AR 4639-40. Where the pre-disturbance survey indicates that red tree voles are present, the management recommendations require the agency to establish a minimum ten-acre habitat around active nest sites, wherein no logging can occur. AR 10129, 10140-42. Subsequently, the 2001 ROD was amended by court order to exempt four sub-categories of activities from its requirements; notably, "[t]hinning projects in stands younger than 80 years old" are not bound by the SMSG ("Pechman Exemption"
The ELM determined that thinning was necessary to enhance mid-seral habitat, which in turn would accelerate development of legacy trees within the late-succession reserve; however, the ELM resolved that it was exempt from the 2001 ROD's pre-determination survey and buffer requirements because stands 17A and 17B of the Overlook Project are younger than 80 years. AR 123, 660-63, 9916.
Plaintiffs argue that this determination was arbitrary and capricious because: (1) "mixed-age stands that include only scattered individuals or patches of old trees . . . function ecologically much like classical `old growth' stands that have large numbers of old trees"; (2) the method that the BLM used to calculate the age of these stands impermissibly drew "boundaries for a management unit in such a way so as to encompass enough young trees to draw down the mean average age of all trees"; and (3) the Pechman Exemption was intended to apply only where every individual tree in a stand is under 80 years old. Pls.' Mem. in Supp. of Mot. Summ. J. 10-11.
It is undisputed that units 17A and 17B each comprise a forest stand
Moreover, there is no "functional equivalence" criteria that impedes the BLM's application of the Pechman Exemption; essentially, plaintiffs argue that the SMSG apply regardless of the age of the stand where that stand functions like an old-growth habitat. Yet plaintiffs have not cited to, and the Court is not aware of, any authority that so holds; further, plaintiffs' interpretation is not supported by the text of the exception at issue and would significantly limit its scope. As such, the sole issue regarding plaintiffs' FLPMA claim is whether the BLM's determination that stands 17A and 17B were less than 80 years old was arbitrary and capricious.
In order to calculate the age of stands 17A and 17B, the BLM used the "basal area weighted average age" method, which requires the BLM to "physically sampl[e] approximately ten percent of the trees on each plot within a unit using an increment bore at breast height to determine the breast height age and then add seven years to determine the total age of tree"; "[f]or each diameter class of trees in the stand, BLM takes the age of the trees for that diameter class and multiplies it by the basal area of the trees of that diameter class." BLM's Mem. in Supp. of Cross-Mot. Summ. J. 12 (citing AR 105);
Plaintiffs do not specifically discuss the method employed by the BLM; instead, plaintiffs generally object to any method that involves averaging, particularly because the BLM had discretion to determine the boundaries of each stand. In support of their argument, plaintiffs rely on
Plaintiffs' argument is rejected for two reasons. First, unlike
Thus,
Second, the record reveals that the actual method employed by the BLM was neither arbitrary nor capricious. This method not only takes into account every tree, but also gives greater weight to the older legacy trees, which in turn increases the overall age of these stands. Once again, plaintiffs do not cite to any evidence in the record, or provide a calculation of their own, demonstrating that there was anything misleading about the BLM's calculations. In addition, this method is generally accepted amongst silviculturists, recommended by the Regional Ecosystem Office, and has been employed by the BLM for over 15 years. AR 105, 123, 5882. Notably, the same stand-aging method was used in the two other phases of the Alsea Watershed Program, Buck Roberts and Bummer Ridge, both of which plaintiffs support.
In sum, plaintiffs failed to identify any evidence intimating that the BLM manipulated the boundaries of these stands or otherwise employed an improper method for determining their age. As such, the BLM's delineation of stand boundaries and its calculation of stand age was neither arbitrary nor capricious.
The Pechman Exemption excuses "[t]hinning projects in stands younger than 80 yeas old" from conforming with the SMSG. AR 660, 2573. Plaintiffs argue that the exemption applies only to even-aged stands, wherein all trees in the stand are under 80 years-old, rather than to those composed of trees of disparate age, some of which exceed the 80-year age limit.
Where, as here, there is an issue regarding the proper interpretation of the NFP, the beginning point of judicial review is its plain language.
As discussed above, beyond the plain language, there is no evidence regarding the intent behind the Pechman Exemption or whether it applies only to only even-aged stands. Nonetheless, in their reply brief, plaintiffs cite to the NFP in support of their contention that the Pechman Exemption was only intended to apply to even-age stands. The portion of this publication on which plaintiffs' rely merely notes that thinning "in existing even-age" stands "may be considered" a beneficial treatment. AR 7004. Thus, this statement does not establish that the Pechman Exemption was intended to apply only to even-aged stands. Moreover, this document predated the Pechman Exemption and therefore is not illustrative of the intent behind that exception. In other words, the "general language of the [NFP] does not operate to modify the language of the later-issue Pechman Injunction." BLM's Reply to Cross-Mot. Summ. J. 5.
The parties who drafted the Pechman Exemption
As a result, this Court can find no justifiable basis for delineating between individual groups of trees in a particular stand proposed for thinning, which would be surveyed for red tree voles, and the remainder of the stand, which would be exempted. This is especially appropriate because it is undisputed that, with the exception of approximately one legacy tree per acre, which are not themselves being thinned and which do not individually qualify as stands, 17A and 17B are comprised of trees that are similar in size, species, and stocking. Therefore, based on the record before the Court, the BLM reasonably determined that the Overlook Project was exempt from the 2001 ROD. Accordingly, the BLM's and Freres' motions are granted as plaintiffs' FLPMA claim; plaintiffs' motion is denied.
Plaintiffs next contend that the BLM violated NEPA by failing to: (1) take a "hard look at the project's effects on the red tree vole"; and (2) analyze significant new information. Pls.' Mem. in Supp. of Mot. Summ. J. 13.
NEPA is "a procedural statute that does not mandate particular results, but simply provides the necessary process to ensure that federal agencies take a hard look at the environmental consequences of their actions."
The agency first prepares an environmental assessment ("EA") to determine whether an action will be significant; if the agency concludes there is no significant effect associated with the proposed action, it may issue a Finding Of No Significant Impact, "accompanied by a convincing statement of reasons to explain why a project's impacts are insignificant," in lieu of preparing an EIS.
The BLM evaluated the environmental impacts of the Alsea Watershed Program between 2009 and 2010, resulting in the 2010 EA. AR 638-792. The 2010 EA acknowledges that the Alsea Watershed Program calls for thinning in forest stands that have some active red tree vole sites. AR 717, 721. The BLM determined, however, that the program was "not anticipated to have an appreciable affect on the population of red tree voles in this watershed since voles are well-distributed throughout the watershed and since the action will not remove any older forest structure which provides the best habitat for supporting population persistence." AR 721, 801. In addition, the BLM found that the Alsea Watershed Program would improve old-growth habitat "such that the persistence of the voles in the watershed in the long term will not be impacted." BLM's Reply to Cross-Mot. Summ. J. 7 n.6 (citing AR 717, 721, 766);
In assessing whether the agency took the requisite "hard look," the court reviewing an agency's EA considers whether it contains "a reasonably thorough discussion" of the significant aspects of the probable environmental consequences of the proposed action.
As an initial matter, the management recommendations are only relevant when a pre-disturbance survey, performed pursuant to the SMSG, implicates that red tree voles are present in the proposed project area. AR 4639-40, AR 10129, 10140-42. As discussed above, the BLM properly determined that the stands at issue where less than 80 years old, such that the Overlook Project fell within the Pechman Exemption. As such, the SMSG, and by extension the management recommendations, do not apply to the proposed action.
Moreover, NEPA regulations only "direct the agency to consider the degree of adverse effect on a species, not the impact on individuals of that species."
The BLM expressly relied on this information in determining that the red tree vole "[p]opulations south of Highway 20 including those within the Upper and Lower Alsea River watersheds are believed to be more abundant and well distributed." AR 717. Nonetheless, the BLM took precautions to minimize the effects of the Overlook Project on the red tree vole. For example, the project was designed to avoid removal of legacy trees, which are critical habitat for the species; in addition, only a select portion of the project area was proposed for thinning, such that there will remain many areas surrounding the stands at issue that will not be subject to any activity, wherein voles will likely be undisturbed. AR 693, 721. In fact, the restoration project was expected to accelerate the formation of old-growth forests in the long-term, which will ultimately benefit the red tree vole. AR 484-99, 662-64. Accordingly, while the BLM acknowledged that the project would have some adverse effects on individual voles within stands 17A and 17B in the short-term, the proposed action would, overall, not have a discernable impact on the species.
Plaintiffs have not identified any evidence that contradicts the BLM's determination; instead, plaintiffs argue that the use of a watershed-level scale to evaluate the site-specific impacts to a species violates NEPA and cite to
Further, unlike
The foregoing discussion reveals that the BLM provided a reasonably thorough analysis, which was adequately supported by materials in the administrative record, of the critical aspects of the likely environmental consequences in concluding that the Alsea Watershed Program's effect on the red tree vole were not significant. This court must defer to the agency's determinations where, as here, "those conclusions are supported by studies that the agency deems reliable."
Therefore, plaintiffs' motion for summary judgment is denied to the extent that it is based on the BLM's failure to take a hard look at the project's impact on the red tree vole under NEPA; the BLM's and Freres' motions are granted in this regard.
NEPA imposes a continuing duty on federal agencies to supplement their analyses to respond to new information. 40 C.F.R. § 1509(c) (1) (ii). Nonetheless, an agency is not required to prepare a supplemental EIS or EA every time new information comes to light; rather, a supplemental analysis is required only if changes, new information, or circumstances may result in significant environmental impacts in a manner not previously evaluated and considered.
After the BLM issued the 2010 EA and its final directive, the United States Fish and Wildlife Service ("FWS") issued a "12-Month finding on a Petition to List a Distinct Population Segment of the Red Tree Vole as Endangered or Threatened." AR 9841-883;
The study also revealed that: (1) "[h]abitat loss appears to at least partly explain the apparent reduction in tree vole numbers, both rangewide and within the DPS"; (2) "continuing timber harvest in younger forest areas adjacent to remaining patches of older forest diminished the habitat quality of these stands by maintaining them in an isolated and fragmented condition that may not allow for persistent populations of red tree vole"; (3) "thinning stands occupied by red tree voles can reduce vole numbers or eliminate them . . . especially if thinning design does not account for structural features and the connectivity of those features"; (4) projects aimed at increasing legacy tree growth in the long-term are "likely not sufficient to offset the loss, modification, and fragmentation of habitat and isolation of populations that collectively pose an immediate threat to the red tree vole in the DPS"; and (5) "loss of either cluster on Federal lands would result in the single remaining cluster and its associated tree vole population being highly vulnerable to extirpation or even extinction . . . Under present conditions, the Federal lands north of Highway 20 are already considered insufficient to support stable populations of red tree vole." AR 9855-71.
Plaintiffs contend that, because "[c]ourts have ruled that FWS' finding that a species is warranted biologically for listing under the ESA, but precluded for other reasons, is significant new information that triggers the duty to supplement," the BLM's failure to do so here violates NEPA. Pls.' Mem. in Supp. of Mot, Summ. J. 17.
Conversely, the BLM argues that this new information was not significant because the stands at issue "are located south of Highway 20" and "the 12-Month Finding presented much of the same information that was already considered as part of the Alsea River EA." BLM's Mem. in Supp. of Cross-Mot. Summ. J. 22. Moreover, the BLM asserts that the FWS' determination that the red tree vole was a threatened species does not automatically trigger its duty to supplement; the BLM cites to
As a preliminary matter, contrary to the BLM's assertion, the DPS expressly encompasses areas south of Highway 20, including the proposed project site.
In
Here, the ELM concedes that "there is expected to be a short term impact on individual voles within the project area." BLM's Mem. in Supp. of Cross-Mot. Summ. J. 21. Thus, unlike
Notably, the FWS study revealed that projects aimed at increasing old-growth habitats are unlikely to ameliorate the threat of extirpation to the vole population within the DPS; the study also indicated that thinning younger trees in stands occupied by red tree voles, especially where, as here, there are no accommodations made to protect tree connectivity, was likely to reduce or eliminate the species. AR 9855-71. In addition, the FWS' finding that the vole is warranted for listing under the ESA undermines the BLM's argument that vole populations in the project area are healthy and well-distributed.
More importantly, the survey reveals that the assumptions on which the 2010 EA were premised — namely, that thinning around legacy trees in stands containing red tree voles will not impact the species and that the long-term habitat gains resulting from the proposed action would offset any short-term losses to the vole population — were incorrect.
Essentially, the FWS' survey suggests that the cumulative effects of the proposed project on the red tree vole could result in irreparable injury to that species, especially because the area south of Highway 20, in which the Alsea Watershed Program lies, is the last remaining stronghold for the vole. AR 9870-71. In similar circumstances, courts have held that the federal agency acted in an arbitrary and capricious manner, and determined that supplemental NEPA review was required.
Therefore, the Court finds that the BLM failed to take the requisite hard look under NEPA at this significant new information. Plaintiffs' motion for summary judgment is granted as to this issue; the BLM's and Freres' motions are denied. Accordingly, this case is remanded to the agency and the Overlook Project is enjoined until the BLM performs a proper supplemental NEPA review in light of the new information contained in the FWS' most recent survey of the red tree vole.
The BLM's and Freres' motions for summary judgment (docs. 23, 25) are GRANTED as to plaintiffs' FLPMA claim and NEPA claim regarding the BLM's failure to analyze the Overlook Project's effects on the red tree vole, and DENIED as to plaintiffs' remaining NEPA claim. Plaintiffs' motion for summary judgment (doc. 22) is GRANTED as to their NEPA claim regarding the BLM's failure to analyze significant new information regarding the red tree vole and DENIED in all other respects.
Therefore, the BLM is enjoined from going forward with the Overlook Project until a supplemental EA has been conducted. By separate order, the Court will set a status conference to discuss further management of this case. Finally, the BLM's motion to strike (doc. 25) is DENIED.
IT IS SO ORDERED.