AIKEN, Chief Judge.
Defendants Joe Felix, Jay Huskey, Michael Mahler, Ben Woodward, and the City of Sutherlin ("City") move for summary judgment on plaintiff Erica Price's claims pursuant to Fed. R. Civ. R. 56. For the reasons set forth below, defendants' motion is granted in part and denied in part.
On October 27, 2009, at approximately 3:45pm and after consuming an unknown quantity of alcohol, plaintiff left her residence to drink at a local bar. Within thirty minutes of her arrival, plaintiff was asked to leave the bar because she was intoxicated and belligerent towards other patrons. Ryan Fulton, with whom plaintiff was romantically involved at all relevant times, was driving around looking for plaintiff and located her outside of the bar. Fulton asked plaintiff to get into his car and she complied. Thereafter, plaintiff attempted to leap from Fulton's moving vehicle. Fulton was able to physically prevent her from exiting the car and subsequently parked in order to let plaintiff out.
A Sutherlin Fire Department truck was traveling behind Fulton's vehicle and witnessed Fulton's physical restraint of plaintiff. Fire truck personnel reported the incident to Douglas County Communications and Officer Woodward was dispatched to the scene. Plaintiff's adult daughter, Angela Price, and mother were also in the area. Price agreed to take care of plaintiff and plaintiff agreed to pour out any remaining alcohol; as such, Officer Woodward left plaintiff with her mother and daughter.
Shortly after reaching Price's apartment, plaintiff left to buy more alcohol against her daughter's wishes. After purchasing a six-pack of beer, plaintiff walked around looking for Steven Brown, with whom she had spoken to earlier outside of the bar. Plaintiff eventually located Brown and, at approximately 6:30pm, went to his apartment, where she drank beer and several ounces of whiskey. Plaintiff then became "weird" and Brown asked her to leave. While Brown was escorting her back to Price's apartment, which was nearby, plaintiff tripped and fell twice after nearly walking into oncoming traffic, causing her nose and mouth to bleed.
Fulton, who had been looking for plaintiff, located her with Brown within a block of Price's residence. Brown suggested that plaintiff be taken to the hospital but Fulton declined and instead took plaintiff back to Price's apartment. Once there, Fulton immediately ushered plaintiff into the bathroom, closed the door, and attended to her injuries. Simultaneously, Price called 911 to request medical assistance. Officer Huskey was dispatched in response to that call.
At approximately 7:43pm, Officer Huskey arrived at Price's apartment; as he entered, Officer Huskey heard scuffling from behind the closed bathroom door and immediately drew his Taser. He observed two sets of feet upon opening the bathroom door and recognized one set as belonging to Fulton. With his Taser drawn, Officer Huskey ordered plaintiff and Fulton to get down on the ground. Neither complied with Officer Huskey's commands.
The following day, on October 28, 2009, Chief Mahler sent a letter to the Douglas County Sheriff's Office requesting an independent review of Officer Huskey's actions. The investigation concluded that Officer Huskey's conduct was appropriate under the circumstances. On April 15, 2010, plaintiff sent a letter to the City Prosecutor, Leeon Aller, requesting dismissal of the criminal charge for interfering with a peace officer. On May 5, 2010, Aller offered to dismiss the charge with prejudice if plaintiff abandoned any claims against the City. Plaintiff ultimately participated in a municipal court diversion program and, on December 9, 2010, the charge was dismissed with prejudice.
On July 6, 2010, plaintiff filed a complaint in this Court, which was subsequently amended twice. On December 16, 2011, with leave from the Court, plaintiff filed her third amended complaint ("TAC"), alleging the following claims under 42 U.S.C. § 1983 and Oregon law: (1) unreasonable seizure, in violation of her Fourth Amendment rights, against Officer Huskey; (2) excessive force, in violation of her Fourth Amendment rights, against Officer Huskey; (3) tortious assault against Officer Huskey; (4) tortious battery against Officer Huskey; (5) failure to protect, in violation of her Fourth and Fourteenth Amendment rights, against Officer Woodward; (6) failure to supervise, in violation of her Fourth and Fourteenth Amendment rights, against Chief Mahler; (7) ratification of illegal police conduct, in violation of her Fourth and Fourteenth Amendment rights, against Chief Mahler; (8) failure to supervise, in violation of her Fourth and Fourteenth Amendment rights, against Sergeant Felix; (9) illegal municipal policy or custom, in violation of her Fourth and Fourteenth Amendment rights, against the City; (10) failure to train, in violation of her Fourth and Fourteenth Amendment rights, against the City; (11) ratification of illegal police conduct, in violation of her Fourth and Fourteenth Amendment rights, against the City; and (12) malicious prosecution against Officer Huskey and the City.
Summary judgment is appropriate if the pleadings, depositions, affidavits, answers to interrogatories, and admissions on file,
The moving party has the burden of establishing the absence of a genuine issue of material fact. Celotex Corp. v. Catrett, 477 U.S. 317, 323, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). If the moving party shows the absence of a genuine issue of material fact, the nonmoving party must go beyond the pleadings and identify facts which show a genuine issue for trial. Id. at 324, 106 S.Ct. 2548.
Special rules of construction apply when evaluating a summary judgment motion: (1) all reasonable doubts as to the existence of genuine issues of material fact should be resolved against the moving party; and (2) all inferences to be drawn from the underlying facts must be viewed in the light most favorable to the nonmoving party. T.W. Elec., 809 F.2d at 630.
This dispute centers on whether defendants' alleged conduct violated plaintiff's constitutional rights. Defendants argue that they are entitled to summary judgment because: (1) Officer Huskey had probable cause to cite plaintiff and to use force in effectuating her arrest or, alternatively, is shielded by qualified immunity
Plaintiff asserts that Officer Huskey violated her Fourth Amendment rights because he did not have consent to enter Price's apartment, such that his subsequent commands were unlawful and his issuance of a criminal citation was without probable cause. Plaintiff also contends that, regardless of whether probable cause existed, Officer Huskey's use of force was excessive under the circumstances and resulted in the violation of her Fourth Amendment rights, as well as tortious assault and battery.
To prevail on a claim under 42 U.S.C. § 1983, a plaintiff must demonstrate that: (1) the conduct complained of deprived him or her of an existing federal constitutional or statutory right; and (2) the conduct was committed by a state actor or a person acting under color of state law. See West v. Atkins, 487 U.S. 42, 48, 108 S.Ct. 2250, 101 L.Ed.2d 40 (1988) (citations omitted). It is undisputed that all defendants qualify as state actors for the purposes of 42 U.S.C. § 1983.
"A person is seized by the police and thus entitled to challenge the government's action under the Fourth Amendment when the officer, by means of physical force or show of authority, terminates
It is undisputed that plaintiff was intentionally seized by Officer Huskey without a warrant for interfering with a peace officer. Defendants, however, provided uncontradicted evidence that Officer Huskey was dispatched to Price's apartment in response to a 911 call and was required to clear the scene before medical personnel could enter the residence. See Vick Decl. Ex. 10, at 5; Huskey Decl. ¶ 2. When he arrived, Officer Huskey knocked and identified himself as a City police officer; Price opened the door and Officer Huskey entered the apartment. See Vick Decl. Ex. 12, at 6; see also Huskey Decl. ¶ 3; Vick Decl. Ex. 10, at 6. In addition, it is undisputed that Price did not limit her 911 request to medical personnel only and neither she nor any other occupant objected to Officer Huskey's presence once he was inside the apartment. Therefore, based on the totality of the circumstances, Officer Huskey had implied consent to enter Price's apartment. See Pavao, 307 F.3d at 920-21 (implied consent existed where a police officer responded to an emergency 911 call and the resident opened the front door, and subsequently failed to object to the officer's entry).
Accordingly, because Officer Huskey was lawfully within the residence, whether he violated plaintiff's Fourth Amendment rights by citing her for interfering with a peace officer hinges on the existence of probable cause. A person commits this crime if he or she "know[s] that another person is a peace officer [and] [r]efuses to obey a lawful order by the peace officer." Or.Rev.Stat. § 162.247. Here, plaintiff had knowledge
Thus, the record reveals that plaintiff repeatedly refused to obey Officer Huskey's lawful orders in violation of Or. Rev. Stat. § 162.247. Officer Huskey therefore had probable cause to believe that plaintiff was committing the crime of interfering with a peace officer. Even assuming that he did not have probable cause to charge plaintiff, Officer Huskey nonetheless reasonably could have believed he did and
Qualified immunity shields government officials from civil liability "insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known." Harlow, 457 U.S. at 818, 102 S.Ct. 2727 (citations omitted). To determine whether a government actor is entitled to qualified immunity, the court determines whether: (1) the alleged misconduct violated a right; and (2) that right was clearly established at the time of the alleged misconduct. Pearson v. Callahan, 555 U.S. 223, 236, 129 S.Ct. 808, 172 L.Ed.2d 565 (2009). In other words, if the government actor reasonably believed that his or her conduct complies with the law, summary judgment based on qualified immunity is appropriate. Id. at 244, 129 S.Ct. 808; see also Anderson v. Creighton, 483 U.S. 635, 640, 107 S.Ct. 3034, 97 L.Ed.2d 523 (1987).
Fourth Amendment excessive force claims are examined under the reasonableness standard and the framework outlined by the Supreme Court in Graham v. Connor, 490 U.S. 386, 109 S.Ct. 1865, 104 L.Ed.2d 443 (1989). See Smith v. City of Hemet, 394 F.3d 689, 700 (9th Cir.) (en banc), cert. denied, 545 U.S. 1128, 125 S.Ct. 2938, 162 L.Ed.2d 866 (2005). The inquiry turns on whether the officer's actions are "objectively reasonable" in light of the facts and circumstances confronting him, without regard to the officer's underlying intent or motivation. Graham, 490 U.S. at 397, 109 S.Ct. 1865. The court first considers the nature and quality of the alleged intrusion, and then examines the governmental interests at stake by analyzing: (1) the severity of the crime at issue; (2) whether the suspect posed an immediate threat to the safety of the officer or others; and (3) whether the suspect was actively resisting arrest or attempting to evade arrest by flight. See Mattos v. Agarano, 661 F.3d 433, 441 (9th Cir.2011) (citation omitted). These factors are not exclusive; rather, the court must "look to whatever specific factors may be appropriate in a particular case, whether or not listed in Graham." Franklin v. Foxworth, 31 F.3d 873, 876 (9th Cir.1994). "Because [the excessive force inquiry] nearly always requires a jury to sift through disputed factual contentions, and to draw inferences therefrom, . . . summary judgment . . . in excessive force cases should be granted sparingly." Smith, 394 F.3d at 701 (citation and internal quotations omitted).
Turning first to the type and amount of force inflicted, Officer Huskey tased plaintiff at close-range. See Vick Decl. Ex. 1; Huskey Decl. ¶ 8. This use of force was painful and significant enough to provoke a grave physical injury; it knocked plaintiff off her feet, causing her to fall backwards and hit her head. See Kaady v. City of Sandy, 2008 WL 5111101, *16 (D.Or. Nov. 26, 2008) (while non-lethal, "being shocked by a Taser is a painful experience [and therefore] constitutes an intermediate level of force and a significant intrusion on a victim's Fourth Amendment rights"); Bryan v. MacPherson, 630 F.3d 805, 824-26 (9th Cir.2010) ("[t]he
Looking next at the governmental interests at stake, the Court finds that all three Graham factors weigh in plaintiff's favor. First, plaintiff's violation of Or.Rev.Stat. § 162.247 is not a severe crime. See Hadley v. City of Beaverton, 2010 WL 1257609, *11 (D.Or. Feb. 16), adopted by 2010 WL 1257610 (D.Or. Mar. 25, 2010).
Second, and "most important[ly]," plaintiff did not pose an immediate threat to the safety of Officer Huskey
Third, plaintiff's noncompliance with Officer Huskey's commands to get down on the ground, unlike brandishing a weapon or actively struggling with an officer attempting to perform his or her duties, does not rise to the level of actively resisting arrest. See, e.g., Young v. Cnty. of L.A., 655 F.3d 1156, 1165-66 (9th Cir.2011); Smith, 394 F.3d at 703. Moreover, plaintiff was secured within Price's residence at the time she was tased and there is no indication that she was attempting to flee the scene.
Additional factors weigh in plaintiff's favor. For instance, Officer Huskey failed to warn plaintiff before deploying his Taser. While the failure to warn, alone, is insufficient to establish Officer Huskey's liability, it does militate a finding that such force was not objectively reasonable. See Bryan, 630 F.3d at 831 (citations omitted); see also Vick Decl. Ex. 1. Officer Huskey had time to reassess the situation and consider whether the application of force was necessary; in fact, he testified to evaluating alternative methods to subdue plaintiff but chose to tase her because she was "covered in blood." Huskey Decl. ¶¶ 7, 12. Officer Huskey's statements, combined with the video evidence, contradict defendants' assertion that a rapidly evolving situation, requiring split second decisions, existed. Finally, while Officer Huskey is not required to use the "least intrusive" method, he nonetheless was required to "consider less intrusive methods"; in the case at bar, there were clear, reasonable, and less intrusive alternatives
Therefore, while the Court acknowledges that he was initially the only officer on-scene and, additionally, plaintiff was relatively culpable due to her excessive alcohol consumption, no reasonable jury could conclude that Officer Huskey's actions were objectively reasonable based on the totality of the circumstances.
The second prong of the qualified immunity analysis concerns whether the deputies had "fair warning" that the force used on a plaintiff was excessive. See Hope v. Pelzer, 536 U.S. 730, 740, 122 S.Ct. 2508, 153 L.Ed.2d 666 (2002). "[O]fficials can still be on notice that their conduct violates established law even in novel factual circumstances." Id. at 741, 122 S.Ct. 2508.
While defendants are correct that, prior to the events in question, neither the Supreme Court nor the Ninth Circuit had fully examined an officer's use of a Taser, it was nonetheless clearly established that "force is only justified when there is a need for force." Blankenhorn v. City of Orange, 485 F.3d 463, 481 (9th Cir.2007) (citing Graham, 490 U.S. 386, 109 S.Ct. 1865). Viewing the facts in the light most favorable to plaintiff, a reasonable officer would have had "fair warning" that the use of painful, albeit non-lethal, force to restrain or subdue a non-threatening, nonresistant, unarmed suspect was excessive. See, e.g., Kaady v. City, 2008 WL 5111101 at *19-21 ("the law [was] clearly established [because as] of September 2005 police officers had reasonable notice that they may not use a Taser against an individual suspect who does not pose a threat and has merely failed to comply with commands"); Silvestre v. Noffsinger, 2010 WL 3893581, *2-4 (D.Or. Sept. 29, 2010) (declining to extend qualified immunity under similar circumstances that transpired in 2007); Terhune v. City of Salem, 2013 WL 1363020, *1-2 (D.Or. Apr. 1, 2013) (same, except events occurred in 2009). Therefore, defendants' motion is denied as to plaintiff's excessive force claim.
Under Oregon law, a police officer is authorized to use reasonable force to effectuate a seizure without committing assault or battery. See Ballard v. City of Albany, 221 Or.App. 630, 640-41, 191 P.3d 679 (2008). Accordingly, the success of a plaintiff's assault and battery claims is contingent upon whether the use of force was excessive under the Fourth Amendment. Id.; see also Saman v. Robbins, 173 F.3d 1150, 1157 n. 6 (9th Cir.1999). Because factual questions remain regarding whether Officer Huskey's use of force was excessive or otherwise reasonable under the
Plaintiff next contends that Officer Woodward placed her in danger by not taking her to a treatment or detox facility pursuant to Or.Rev.Stat. § 430.399
Generally, state actors are "not liable for . . . omissions" under 42 U.S.C. § 1983. Munger v. City of Glasgow Police Dep't, 227 F.3d 1082, 1086 (9th Cir.2000). As such, individuals generally do not have a constitutional "right to governmental aid even when such aid may be necessary to secure life, liberty, or property interests of which the government itself may not deprive the individual." DeShaney v. Winnebago Cnty. Dep't of Soc. Servs., 489 U.S. 189, 195-96, 109 S.Ct. 998, 103 L.Ed.2d 249 (1989). This rule, however, is not without exception; a state actor can be liable for an omission where he or she affirmatively places plaintiff in danger by acting with "deliberate indifference" to a "known or obvious danger" (the "danger creation exception").
Here, Officer Woodward was dispatched to the scene in response to a call that a passenger attempted to exit a moving vehicle and was physically prevented from doing so by the driver. See Woodward Decl. ¶ 2. Upon arrival, Officer Woodward recognized plaintiff and observed that she was intoxicated. Id. at ¶¶ 3-4. As he began talking to plaintiff, however, Officer Woodward determined that "she was not incapacitated in that she could clearly communicate, seemed to fully comprehend what was being said, was walking without any assistance and did not appear at that time to be a danger to herself or others." Id. at ¶ 4. Once Price and plaintiff's mother arrived on the scene, Officer Woodward asked Price if she would take care of her mother and she agreed. Id. at ¶ 6. Plaintiff was willing to go with Price and, further, consented to "pour out [any remaining] alcohol without drinking more of it." Id. at ¶¶ 6, 11.
Plaintiff asserts that Chief Mahler neglected to properly supervise Officer Huskey and improperly ratified his excessive use of force. Pursuant to 42 U.S.C. § 1983, officials may be held individually liable for their own culpable action or inaction in the training, supervision, or control of subordinates. See Larez v. City of L.A., 946 F.2d 630, 646 (9th Cir.1991) (citations omitted). In excessive force cases, liability depends upon whether the supervisor "set in motion a series of acts by others, or knowingly refused to terminate a series of acts by others, which he knew or reasonably should have known, would cause others to inflict the constitutional injury." Blankenhorn, 485 F.3d at 485. In other words, plaintiff must show a causal connection between the official's failure to train or supervise and the alleged constitutional violation.
Likewise, a supervisor's subsequent "ratification" of a subordinate's conduct can also form the basis for liability under 42 U.S.C. § 1983; however, the supervisor must actually approve of the subordinate's decision and the basis for it, and be the product of a "conscious, affirmative" choice to ratify the conduct in question. Gillette v. Delmore, 979 F.2d 1342, 1346-47 (9th Cir.1992), cert. denied, 510 U.S. 932, 114 S.Ct. 345, 126 L.Ed.2d 310 (1993); see also Lytle v. Carl, 382 F.3d 978, 987 (9th Cir.2004) ("mere failure to overrule a subordinate's actions, without more, is insufficient to support a § 1983 [ratification] claim").
Here, Chief Mahler testified that, pursuant to his request, an independent, "inter-agency group composed of several other agencies including Douglas County Sheriff's deputies and the Oregon State Police" investigated Officer Huskey's conduct and found that his use of a Taser "was appropriate and proper." Mahler Decl. ¶ 3 (internal quotations omitted). Based on the results of this investigation, Chief Mahler concluded that "disciplinary action was [not] appropriate under the circumstances." Id. In addition, Chief Mahler stated that "[i]t was the policy of the Sutherlin Police Department to train all officers in the use of the Taser prior to it being issued to them [and] to complete a Taser refresher training course every two years, at a minimum." Id. ¶ 4. Officer
Plaintiff failed to identify any facts or evidence indicating that Chief Mahler neglected to supervise or train officers in the use of Tasers or knew Officer Huskey was engaging in unconstitutional activity and approved of it nonetheless; in fact, plaintiff wholly neglected to brief her ratification claim. See Pl.'s Resp. to Mot. Summ. J. 30-31. Thus, the requisite causal connection between the failure to supervise or train and the constitutional violation at issue is absent in this case. Further, Chief Mahler did not affirmatively approve of Officer Huskey's use of excessive force, but rather failed to overrule his completed actions. As such, defendants' motion is granted as to the claims asserted against Chief Mahler.
Plaintiff also argues that Sergeant Felix failed to properly supervise Officer Huskey. Because Sergeant Felix is being sued solely in his official capacity and the claim against him is duplicative of those asserted against the City, defendants' motion is granted and Sergeant Felix is dismissed as a redundant defendant. See Ctr. for Bio-Ethical Reform, Inc. v. L.A. Cnty. Sheriff Dep't, 533 F.3d 780, 799 (9th Cir.2008) ("[w]hen both a municipal officer and a local government entity are named, and the officer is named only in an official capacity, the court may dismiss the officer as a redundant defendant"). Even assuming that Sergeant Felix is not a redundant defendant, plaintiff's claims against him are dismissed for the reasons discussed in regard to Chief Mahler.
Plaintiff seeks to hold the City liable for Officer Huskey's use of excessive force: (1) unofficial policy or custom that promoted, allowed, or facilitated the use of excessive force; (2) failure to train police personnel regarding the restraint and control of agitated, injured, or intoxicated persons; and (3) improper ratification of Chief Mahler's approval of Officer Huskey's conduct. Plaintiff, however, does not brief these claims separately and instead argues only that the City provided inadequate training, of which the allegedly improper policy or custom and illegal ratification are facets. Compare TAC ¶¶ 50-58, with Pl.'s Resp. to Mot. Summ. J. 32-34. Initially, as discussed above, because Chief Mahler did not ratify Officer Huskey's conduct and the existence of a policy or custom is an element of a 42 U.S.C. § 1983 claim against a municipality, regardless of the theory, the Court will focus on whether the City's training program resulted in the deprivation of plaintiff's constitutional rights.
"The City may he held liable under section 1983 if its deliberate policy caused the violation alleged." Blankenhorn, 485 F.3d at 483 (citing Monell v. Dep't of Soc. Servs. of N.Y., 436 U.S. 658, 694, 98 S.Ct. 2018, 56 L.Ed.2d 611 (1978)). In order to establish a failure to train claim against a municipality, the plaintiff "must show that (1) he was deprived of a constitutional right, (2) the City had a training policy that amounts to deliberate indifference to the [constitutional] rights of the person with whom [its police officers] are likely to come into contact; and (3) his constitutional injury would have been avoided had the City properly trained those officers." Id. at 484 (citing Lee, 250 F.3d at 681) (internal quotations omitted). "Deliberate indifference in this context requires proof that city policymakers disregarded the known or obvious consequence that a particular omission in their training
The record here demonstrates that the Sutherlin Police Department had a policy to train all of its officers in the use of a Taser prior to it being issued. See Mahler Decl. ¶ 4. In addition, the policy required every officer to complete a Taser refreshing course at a minimum of every two years. Id. As discussed above, Officer Huskey received training in the use of his Taser on several occasions, most recently two months prior to the events involving plaintiff. Id. Similarly, Officer Woodward testified that he had been trained in determining whether an intoxicated person is incapacitated pursuant to Or.Rev.Stat. § 430.399. See Woodward Decl. ¶ 11.
Plaintiff does not identify how this training was inadequate or caused the constitutional violations at issue; instead, plaintiff directs the Court to a specific type of training that she believes the City should have implemented: "The City has little to no training or education amongst its officers in dealing with the mentally impaired based on the indifferent and callous depositions given by the two keys officers." Pl.'s Resp. to Mot. Summ. J 34. Plaintiff, however, does not specifically cite any such testimony or identify any other evidence in support of her claims.
In sum, there is no evidence that the City disregarded a known or obvious consequence in training its employees concerning Taser usage or engaging with the intoxicated, or exhibited a pattern of similar constitutional violations, and, accordingly, defendants' motion is granted as to plaintiff's 42 U.S.C. § 1983 claims against the City.
Lastly, plaintiff contends that the City maliciously prosecuted her for interference
Defendants' motion for summary judgment (doc. 60) is GRANTED in part and DENIED in part as follows: DENIED as to plaintiff's excessive force, assault, and battery claims against Officer Huskey; and GRANTED in all other respects. Accordingly, Officer Woodward, Sergeant Felix, Chief Mahler, and the City are DISMISSED as defendants from this action.
IT IS SO ORDERED.