GARR M. KING, District Judge.
Petitioner Patricia Ann Walker, an inmate incarcerated at Coffee Creek Correctional Facility, brings this action, pursuant to 28 U.S.C. § 2254, seeking a writ of habeas corpus. For the reasons set forth below, I deny the petition.
On October 7, 2005, petitioner was indicted for Murder with a Firearm. Petitioner, on October 1, had called 911 reporting she needed help and that she had shot and killed her husband. She informed the dispatcher that her husband had asked her to shoot him, so she did. Petitioner reiterated this story to the officers who responded to the call, telling them he was suffering from arthritic pain. She intended to shoot him in the knee, but he had dropped down and the bullet hit him in the chest. Sergeant Foster, from the Forest Grove Police Department, noted in his report that petitioner's breath smelled of alcohol. Petitioner told him she had drunk two shots of vodka, some club soda and some lemon.
Officers returned the next day to talk with her "now that she was sober." Ex. 111, at 28. In describing her usual day, she confessed she would often "`sneak' a drink in the afternoon consisting of 3 cubes of ice, several ounces of vodka and a splash of soda in a 16 ounce SOLO brand plastic cups [sic]. When Gary got home around 4pm, [she] said she would fix him the same drink but only fill the vodka to the `second line' on the 16 ounce cup but would make herself a second drink, filling the vodka to the top line in her cup."
Petitioner, represented by retained counsel, entered a guilty plea to Manslaughter in the First Degree with a Firearm on October 31, 2006. In her signed Petition to Enter Plea, petitioner represented that she was not under the influence of any drugs or alcohol either at the time of the plea or at the time the crime was committed. She engaged in the following plea colloquy:
Ex. 104, at 4, 6. The court sentenced petitioner to the mandatory minimum of 120 months' incarceration plus 36 months of post-prison supervision, pursuant to the terms of her plea agreement.
Petitioner contacted Oregon's Office of Public Defense Services ("OPDS") by letter dated December 22, 2006 seeking to appeal her conviction. The judgment had not yet been entered. Because petitioner had been represented by retained counsel at trial, OPDS sent her a potential client letter on January 4, 2007 containing a financial eligibility affidavit.
The judgment was entered on January 8, 2007. Although Bronson James, with OPDS, had not received petitioner's affidavit of financial eligibility for appointed counsel, he filed a Notice of Appeal on January 29, 2007 to preserve petitioner's right to appeal. On March 19, 2007, the Court of Appeals informed OPDS that the appeal would go into default in 14 days unless a transcript was filed. On March 20, 2007, James sent a letter to petitioner providing a copy of the notice and informing her that she must complete the enclosed affidavit of indigency or he would not be appointed to represent her. The Oregon Court of Appeals dismissed the appeal on April 27, 2007 for failure to file a transcript.
Unbeknownst to James, petitioner had a mastectomy in early March 2007 after breast cancer was discovered. She was in the infirmary as a result of the surgery, and a later infection from the surgical site, from March 7 to April 7, 2007. She had not fully recovered until May 2007.
Around the beginning of June, petitioner called James wanting to reinstate the appeal. For the first time, she informed James she had been in the infirmary. He suggested she gather evidence of her visit to the infirmary and he would seek to reinstate the appeal; he opined that it was not likely to be successful, however. Petitioner did not contact James again until six to eight weeks later, at which time she told him she had not gathered materials. James instructed her to obtain documents, and that he would also contact the Department of Corrections. He tried the Department of Corrections several times but the agency never sent medical records "in no small part because I had never been appointed as her attorney, because the affidavit had never been completed." Ex. 116. About two months went by before petitioner called James; again, she informed him she had not obtained documentation of her medical situation. James advised her that her best course of action was to pursue post-conviction relief.
Petitioner filed a pro se Petition for Post-Conviction Relief ("PCR") in state court on March 27, 2008. The court appointed counsel for petitioner, who filed an amended petition on her behalf, and she was deposed on October 21, 2008.
After a PCR trial on January 25 and March 22, 2010, at which petitioner was represented by counsel, the court issued a decision on April 29, 2010 denying her post-conviction relief. Petitioner, represented by counsel, appealed the PCR trial court's decision, presenting a single assignment of error related to the denial of her constitutional right to effective assistance of appellate counsel. The Oregon Court of Appeals affirmed without opinion,
An application for a writ of habeas corpus shall not be granted unless adjudication of the claim in state court resulted in a decision that was (1) "contrary to, or involved an unreasonable application of, clearly-established federal law, as determined by the Supreme Court of the United States" or (2) was "based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding." 28 U.S.C. § 2254(d). The state court's findings of fact are presumed correct, and a petitioner bears the burden of rebutting the presumption of correctness by clear and convincing evidence. 28 U.S.C. § 2254(e)(1).
Section 2254(d) is a "`guard against extreme malfunctions in the state criminal justice systems, not a substitute for ordinary error correction through appeal.'"
In her Amended Petition for Habeas Corpus, petitioner alleges: (1) her due process right to a fair trial was violated because she was not competent to plead guilty; (2) she was denied her Sixth Amendment right to counsel when her appellate attorney failed to pursue her direct appeal;
(3) her guilty plea was invalid on due process grounds for three reasons, including her incompetency to plead guilty; (4) her trial counsel were ineffective for six reasons, including their failure to confirm her mental competency to enter a guilty plea; and (5) her conviction and sentence violated her due process rights because she is actually innocent of the crimes of manslaughter and murder.
After reviewing her Brief in Support of her Amended § 2254 Petition, petitioner has winnowed her arguments down to three principle claims: (1) petitioner was not competent to enter a guilty plea (Grounds One and Three(a)); (2) her attorneys were ineffective in allowing her to enter a plea (Ground Four(b)(vi)); and (3) petitioner's appellate counsel on direct appeal provided ineffective assistance of counsel (Ground Two).
In her amended petition, petitioner raises more claims than she briefed. I conclude habeas relief is not warranted as to Grounds Three(b) and (c), Four(a) and (b)(i-v), and Five because petitioner failed to sustain her burden of demonstrating why she is entitled to relief on those claims and because they are procedurally defaulted.
Generally, a state prisoner must exhaust all available state court remedies either on direct appeal or through collateral proceedings before a federal court may consider granting habeas corpus relief. 28 U.S.C. § 2254(b)(1). A state prisoner satisfies the exhaustion requirement by "fairly presenting" her claim to the appropriate state courts at all appellate stages afforded under state law, including a state supreme court with powers of discretionary review.
When a state prisoner fails to exhaust his federal claims in state court, and the state court would now find the claims barred under applicable state rules, the federal claims are procedurally defaulted.
In two claims, petitioner contends she was not competent to enter a guilty plea as a result of the medication she was taking.
"In Oregon, most trial errors must be raised by direct appeal to the Oregon Court of Appeals."
Petitioner concedes she neglected to raise these claims in her post-conviction petition, thereby procedurally defaulting them, but she suggests I should consider them despite the default because the nature of her claim-substantive incompetency-should not be subject to default in the first place.
In order to show "cause," petitioner must:
Petitioner argues she should be excused from her failure to present her claims to the PCR trial court because she was incompetent during the post-conviction proceedings and because her PCR attorney provided ineffective assistance of counsel.
With respect to petitioner's first argument, the Ninth Circuit has refused to consider a petitioner's mental condition sufficient "cause" to excuse procedural default where a petitioner remains "able to apply for post-conviction relief to a state court."
Petitioner also relies on
It is settled law that ineffective assistance of PCR counsel does not establish cause.
Petitioner alleges in Ground Four(b)(vi) that her trial counsel were ineffective for failing to determine whether she was physically and mentally fit to enter a knowing, intelligent, and voluntary plea. Respondent urges denial of this claim on the basis of procedural default because of petitioner's failure to raise the claims on appeal from the denial of post-conviction relief.
Petitioner again concedes she has procedurally defaulted her claim, but argues her failure to present it to the Oregon appeals courts should be excused for the same reasons-because she was incompetent during the post-conviction proceedings and because her PCR attorney provided ineffective assistance of counsel.
I have already rejected petitioner's first argument.
I also reject petitioner's second argument. While ineffective assistance of counsel in an initial-review state collateral proceeding may provide cause under
Petitioner contends her PCR trial attorney's "failure to present evidence about Walker's medical records and mental health" resulted in the "PCR appellate attorney fail[ing] to raise the issue on appeal, thereby resulting in [petitioner's] failure to exhaust." Pet.'s Br. 15. Petitioner similarly argues merely "raising" a claim is not the same as "presenting" the claim.
I have rejected a similar argument before.
In sum, this claim must be denied because petitioner procedurally defaulted it by failing to raise it on appeal from the denial of post-conviction relief. Petitioner has not demonstrated cause sufficient to excuse her default.
In this ground, petitioner alleges she was denied effective assistance of appellate counsel "due to the functionally absent appellate counsel representation whereby the appellate counsel failed to pursue Petitioner[']s direct appeal when he was aware that Petitioner wished to appeal and Petitioner was undergoing a mastectomy and was medically unable to assist him during this time." Am. Pet. for Writ of Habeas Corpus ¶ 18.
In her state PCR petition, petitioner alleged her appellate counsel "failed to preserve [her] right to appeal by failing to take adequate steps to insure that her appeal would be taken to the Court of Appeals, despite appellate counsel's awareness of [her] surgery and convalescence and consequent inability to complete an affidavit of indigency in a timely manner." Ex. 106, at 5.
The PCR court dismissed the claim, finding:
Ex. 121, at 7. The PCR court concluded petitioner was not denied the right to assistance of counsel, that petitioner failed to prove appellate counsel's representation fell below an objective standard of reasonableness or that there was a reasonable probability the result of the proceedings would be different but for any errors.
To prevail on a claim of ineffective assistance of counsel, petitioner must show both (1) that the attorney's performance fell below an objective standard of reasonableness; and (2) that the performance prejudiced the defense.
A federal court reviews a state court's application of
Petitioner suggests her appellate counsel's assistance was so minimal as to warrant a presumption of prejudice under
Contrary to
The issue, then, is whether the PCR court reasonably concluded appellate counsel was not deficient in failing to obtain the materials necessary to continue petitioner's appeal and file the transcript. The PCR court properly concluded he was not. Counsel sent petitioner the affidavit for financial eligibility on January 4, 2007 for completion, two months before she became ill. Petitioner never contacted appellate counsel during this time and she did not inform him of her medical treatment until six months later. When she finally called counsel, he directed her to gather proof of her hospitalization, and he would do the same, in order to attempt to reinstate the appeal. Petitioner failed to do so. In sum, petitioner failed to present evidence to the PCR court that appellate counsel's actions fell outside the wide range of reasonable professional assistance.
Although I need not proceed to the prejudice prong, I consider whether petitioner was prejudiced. "[T]o show prejudice in these circumstances, a defendant must demonstrate that there is a reasonable probability that, but for counsel's deficient failure to consult with him about an appeal, he would have timely appealed."
For these reasons, I conclude the post-conviction court's rejection of petitioner's ineffective assistance of appellate counsel claim is neither contrary to, nor an unreasonable application of, clearly established federal law. Accordingly, habeas relief is not warranted.
To support her claims, petitioner asks the court to consider Exhibits 201 to 214 even though they were not presented to the state courts. These exhibits comprise petitioner's medical records, affidavits from other inmates housed with her, excerpts from the files of Oregon Public Defense Services, petitioner's affidavit, and an affidavit from a former OPDS attorney.
To the extent petitioner requests expanding the record for claims already adjudicated (Grounds Four(b)(vi) and Two), the request must be denied under
If petitioner wishes to introduce new evidence to buttress her argument that cause excuses her procedural default (Grounds One, Three(a)), I deny the request since it is moot. I found any mental condition is not sufficient cause to excuse procedural default in this circumstance, and I have held
In sum, I will not consider Petitioner's Exhibits 201 to 214.
The Amended Petition for Writ of Habeas Corpus [14] is denied and this proceeding is dismissed with prejudice. Because petitioner has not made a substantial showing of the denial of a constitutional right, a certificate of appealability is denied.
IT IS SO ORDERED.