ANN AIKEN, District Judge.
Plaintiff filed suit alleging gender and age discrimination, violations of his constitutional rights under 42 U.S.C. § 1983, and various state law claims. Defendants move to dismiss plaintiff's claims for failure to state a claim upon which relief may be granted.
The following facts are taken from plaintiff's complaint, though the court clarifies certain allegations that contradict documents submitted by plaintiff.
Plaintiff is a substitute teacher and receives teaching assignments through the Douglas Education Service District (DESD). Plaintiff's claims generally arise from a four-week period of employment as a substitute teacher for the Yoncalla School District (YSD), during which time he developed and taught a class for students with emotional, social, and/or behavioral difficulties (the Opportunity Classroom) at Yoncalla Elementary/Middle School in Yoncalla, Oregon.
On or about August 29, 2012, former Yoncalla Elementary/Middle School principal Jerry Fauci recruited plaintiff to develop and teach the Opportunity Classroom. Fauci represented that the position was budgeted up to $50,000 in salary and benefits and involved a six-hour work day.
On August 31, 2012, Fauci, YSD Human Resources Director Andrew Boe, DESD Special Education Specialist Nancy Vogel, and a DESD Therapeutic Learning Center teacher interviewed plaintiff. Shortly thereafter, Fauci offered and plaintiff accepted the Opportunity Classroom position. Fauci stated that plaintiff's contract would be finalized in one week and that plaintiff would be hired and paid as a substitute teacher in the meantime. At plaintiff's request, Fauci agreed to pay plaintiff the equivalent of long-term substitute teacher wages until his contract was finalized. Fauci allegedly represented that Boe would have a contract ready by September 7, 2012.
Plaintiff began developing the curriculum and program for the Opportunity Classroom. During his first week, plaintiff worked an excess of six hours a day after Boe stated that he was allowed to work eight hours a day while receiving long-term substitute teacher wages.
Plaintiff did not receive a finalized contract by September 7, 2012. Fauci told plaintiff that he would look into the finalization of plaintiff's contract.
On September 11, 2012, the YSD posted a job announcement for a position in the Opportunity Classroom on the Oregon Department of Employment website. The job posting was not disclosed to plaintiff.
On September 14, 2012, plaintiff met with Boe regarding his contract. Boe informed plaintiff that he could not give plaintiff "credit" for his experience as a special education teacher in a private school, or for his work as a counselor and social worker. Boe indicated that the teacher's union would file a grievance if he did so. Boe offered plaintiff a contract with a yearly salary of $24,000 and stated that plaintiff would earn higher wages as a long-term substitute teacher. However, plaintiff knew that he would essentially be an "at will" employee, without benefits, as a substitute teacher. Plaintiff did not accept Boe's offer.
Plaintiff obtained the collective bargaining agreement between YSD and the Yoncalla Education Association (YEA). According to plaintiff, the agreement provided that a newly-hired teacher must be given credit for private-school teaching experience and other experiences that affected proficiency in teaching. Plaintiff also met with YEA union president, Lisa Champoux, who similarly indicated that plaintiff should be given credit for his teaching experience at a private school.
On September 28, 2012, plaintiff again met with Boe to share the information he had obtained from YEA and Champoux. Boe indicated that the position in the Opportunity Classroom had changed from a contractual position to a long-term substitute position. Plaintiff alleges that Boe stated he could find a replacement teacher, but that plaintiff would have a "hard time" finding a job at his age. Boe also stated he might reconsider the nature of the position if plaintiff accepted the $24,000 salary offer; Boe informed plaintiff he could then file a grievance with the union and seek additional compensation. Plaintiff responded that he would not accept the salary and that he likely would leave the position before winter break.
In addition to salary issues, plaintiff alleges that he and Boe discussed safety concerns at the school, including several student threats that plaintiff learned of in September 2012.
Later on September 28, 2012, plaintiff discovered that Boe had assigned him as a long-term substitute through December 2012; plaintiff rejected the assignment through, the computerized assignment system. Plaintiff then contacted Fauci and informed him that he would no longer be working as a substitute teacher in the Opportunity Classroom.
At some unspecified time, plaintiff alleges that he filed a tort claim notice against the YSD and gave it to the YSD School Board during a November 2012 Board meeting. Afterward, plaintiff alleges that he was told that he was excluded from meetings generally open to the public, including the parent advisory board meetings.
On December 14, 2012, plaintiff — under the alias "John Holiday" — wrote letters to the editor of the Douglas County News and to Yoncalla community leaders regarding threats to student safety in the YSD. Plaintiff also hung fliers around the community relaying the same information. Plaintiff contends he concealed his identity due to fear or retaliation by other schools in which he worked as a substitute teacher.
Plaintiff alleges that on the next day, December 15, 2012, Boe filed a complaint against plaintiff with the Oregon Teacher Standards and Practices Commission (TSPC) and asserted that plaintiff had failed to report threats to students as he is required to do. Plaintiff apparently received notice of Boe's complaint — and another complaint by a "patron of Yoncalla School District" — in November 2013, a full eleven months after Boe allegedly filed the complaint. Houston Aff. Ex. 3 (doc. 56-1).
After publication of plaintiff's December 14 letters, YSD defendants allegedly held an emergency meeting to address the safety issues raised by plaintiff and made statements to the press, allegedly defaming plaintiff.
In March 2013, plaintiff again wrote a letter to the editor under the same alias, urging voters to reject a school bond levy for Roseburg public schools. Plaintiff alleges that immediately after the letter was published, an "unknown individual" excluded plaintiff from the computer system that assigns substitute teachers in Roseburg schools. Second Am. Compl. ¶ 65. Plaintiff further alleges that defendant Parsons, the Superintendent of Roseburg Public Schools, "issued this directive."
Plaintiff also alleges that unidentified defendants contacted other schools in the area and, as a result, plaintiff has been unable to secure employment as a substitute teacher.
On April 8, 2013 plaintiff filed an EEOC complaint and alleged claims of age and equal pay discrimination against YSD. On May 3, 2013, the EEOC issued plaintiff a "Right to Sue" letter.
On July 31, 2013, plaintiff filed his complaint, and on October 21, 2013, plaintiff filed an amended complaint.
At some point, plaintiff alleges that defendants offered to write him a favorable letter of recommendation if he dropped his claims, and they refused to provide such a letter if he did not.
Defendants now move to dismiss plaintiff's claims for failure to state a claim upon which relief may be granted under Federal Rule of Civil Procedure 12(b) (6). Plaintiff opposes the motion in its entirety and seeks leave to file a second amended complaint.
When resolving a motion to dismiss under Rule 12 (b) (6), a complaint is construed in favor of the plaintiff, and its factual allegations are taken as true.
Under Federal Rule of Civil Procedure 15(a), leave to amend pleadings should be given "freely" "when justice so requires." Fed. R. Civ. P. 15(a) (2). When considering a motion to amend, the court should consider factors including bad faith, undue delay, prejudice to the opposing party, futility of the amendment, and whether previous amendments have been allowed.
Plaintiff appears in this action pro se. Given his status and the liberal pleading standard under Rule 15, I am inclined to allow his proposed Second Amended Complaint. I therefore consider defendants' motion to dismiss as applied to plaintiff's newly amended claims. If a previously-alleged claim is not included in his Second Amended Complaint, I consider the claim withdrawn.
In Count I of his Second Amended Complaint, plaintiff alleges that defendants discriminated against him because of his age and denied him equal pay in violation of Title VII. However, Title VII does not redress age discrimination.
To the extent plaintiff's "equal pay" claim can be construed as gender discrimination, plaintiff sets forth insufficient facts to support such a claim. Under Title VII, plaintiff must allege that he was offered a lower salary or paid differently from similarly-situated teachers based on his gender, i.e., because he is male.
Moreover, plaintiff repeatedly alleges that the Opportunity Classroom position was changed to a long-term substitute position in order to save YSD money, not because of plaintiff's gender.
Plaintiff also purports to allege a claim for Title VII retaliation. See Second Am. Compl. ¶¶ 82, 109-110; 42 U.S.C. § 2000e-3 (a) (prohibiting retaliation if an employee or applicant "has opposed any practice" unlawful under Title VII). To assert a prima facie case of retaliation, plaintiff allege that: 1) he engaged in activity protected under Title VII; 2) he was subjected to an adverse employment action; and 3) a causal link exists between the protected activity and the adverse employment action.
Plaintiff's alleged protected activity consists of his EEOC complaint filed in April 2013 and this litigation filed in July 2013.
However, the alleged TSPC complaint and plaintiff's exclusion from school board meetings allegedly occurred in November and December of 2012 — several months prior to his EEOC and federal court complaints. Therefore, these actions cannot form the basis of a Title VII retaliation claim.
Further, plaintiff fails to allege sufficient facts to support a "conspiracy" to deny him employment; he merely speculates that unidentified defendants contacted other schools or districts. Plaintiff also fails to allege that he did, in fact, receive a negative employment reference based on his EEOC or federal complaint. Instead, plaintiff alleges only conclusory allegations that unnamed defendants must have contacted other school to provide negative information about him. Second Am. Compl. ¶¶ 70, 158.
Finally, defendants' alleged offer to provide a favorable reference in exchange for dismissal of plaintiff's claims is considered a settlement negotiation under Fed. R. Evid. 408(a) and would not be admissible. Second Am. Compl. ¶ 76. Therefore, plaintiff's Title VII retaliation claim is dismissed.
Plaintiff also alleges age discrimination in Count I, claiming that defendants discriminated against him and offered him a low salary because of his age.
The sole allegation involving age is Boe's alleged statement that plaintiff would have a "hard time" finding a comparable position due to his age if plaintiff rejected the salary Boe offered. This lone, stray comment cannot sustain a claim of age discrimination, and the claim is dismissed;
Plaintiff alleges several claims under 42 U.S. C. § 1983 against all defendants, including the YSD and DESD.
With respect to plaintiff's claims against YSD and DESD, "[a] government entity may not be held liable under 42 U.S.C. § 1983, unless a policy, practice, or custom of the entity can be shown to be a moving force behind a violation of constitutional rights."
In Counts II and VI of his Second Amended Complaint, plaintiff alleges retaliation, which the court construes as claims alleging retaliation in violation of plaintiff's First Amendment rights.
To state a First Amendment retaliation claim, plaintiff must allege that: 1) he spoke on a matter of public concern; 2) he spoke as a private citizen and not as a public employee; and 3) his speech was a substantial or motivating factor in an adverse employment action or other retaliatory conduct.
"Speech involves a matter of public concern when it can fairly be considered to relate to `any matter of political, social, or other concern to the community.'"
Plaintiff's alleges the following protected speech: 1) his November 2012 tort claim notice filed against YSD; 2) his December 2012 letters disclosing unsafe school conditions within the YSD; 3) his March 2013 letter to the editor criticizing the Roseburg school levy; 4) his April 2013 EEOC complaint; and 5) this action filed in July 2013. Second Am. Compl. ¶¶ 102-03, 110, 157-59.
As alleged, plaintiff's speech is protected by the First Amendment, as the speech involved matters of public concern and was not pursuant to plaintiff's duties as a public employee. I therefore consider whether plaintiff has sufficiently alleged that the his protected speech was a "substantial or motivating factor" in the alleged retaliatory actions.
First, plaintiff alleges that he was banned from school board and other public, educational meetings in retaliation for serving a tort claim notice on YSD. However, plaintiff fails to allege who specifically forbade him from attending public school meetings and when his exclusion began. Such facts are necessary to determine whether plaintiff sufficiently alleges a claim against individual defendants or a claim against the YSD. Given that plaintiff's existing allegations could plausibly support a First Amendment retaliation claim, plaintiff is granted one last opportunity to amend his complaint and cure these deficiencies.
Second, plaintiff alleges that Boe filed a false complaint with the TSPC in retaliation for plaintiff's letters to the editor and community members regarding threats to student safety. Construing plaintiff's allegations liberally in his favor, I find that they suffice to state a claim for First Amendment retaliation against Boe, and potentially against YSD or DESD if Boe was a final decision or policymaker. This claim will be allowed to proceed.
Next, plaintiff alleges that Parsons excluded him from teaching in Roseburg schools in retaliation for plaintiff's letter to the editor — written under an alias — criticizing the Roseburg school levy. Plaintiff alleges that "[i]ndirect evidence plausibly indicates that one or more of the Defendants" contacted Parsons and told him that plaintiff was the true author of the March 2013 letter, and that Parson retaliated against him. Second Am. Compl. ¶ 66. Although Parsons informed plaintiff that individual school administrators — and not Parsons — make the decision whether to exclude substitute teachers, plaintiff maintains Parsons's statement is "a bold-face lie."
Plaintiff's allegations against Parsons appear to be based on nothing more than speculation. Plaintiff alleges no facts to support an inference that Parsons, in fact, excluded plaintiff from substitute teaching at Roseburg schools. Instead, plaintiff merely states that it would be "impossible" for school administrators to simultaneously exclude him from several schools, and that the newspaper publisher told plaintiff it was "no coincidence" he was excluded from Roseburg schools on the same day that his letter was published. Second Am. Compl. ¶¶ 104-05. These allegations do not support an inference that it was Parsons who excluded plaintiff. Plaintiff maintains that "discovery" will reveal Parson's role.
Finally, plaintiff alleges that unnamed defendants have informed other school districts of his "whistleblowing," his EEOC complaint, and this legal action, and that he has been excluded as a substitute teacher in several schools or districts as a result. Plaintiff also alleges that defendants provided negative recommendations and caused him to lose employment opportunities. However, plaintiff's allegations do not identify which defendant contacted which specific school district, when defendants contacted a school or district, or what information was provided to a specific school or district. Rather, plaintiff merely speculates that defendants must have spoken with other schools or districts, because nothing else explains why he has not been hired to teach in certain schools or school districts. Second. Am. Compl. ¶¶ 70, 158. I find these allegations too conclusory to sustain a First Amendment retaliation claim.
In sum, plaintiff's First Amendment retaliation claim against Boe and YSD or DESD, based on Boe's alleged TSPC complaint, is allowed to proceed at this time.
In Count IV, plaintiff purports to allege violations of his substantive and procedural due process rights. "To state a prima facie substantive or procedural due process claim, one must, as a threshold matter, identify a liberty or property interest protected by the Constitution."
Here, plaintiff fails to allege a liberty or property interest in pursuing his profession that was violated by defendants. Plaintiff did not have a contracted or permanent position with YSD or DESD and therefore cannot claim a protected property interest; he was a substitute or temporary teacher with no entitlement to continued employment at a particular school or district.
Likewise, plaintiff does not allege a protected liberty interest. Public disclosure of a charge that "impairs a reputation for honesty or morality" may implicate a liberty interest, and an employee must be allowed to refute such a charge when made in connection with termination.
Therefore, plaintiff fails to allege the deprivation of a protected property or liberty interest necessary to state a claim for denial of his substantive or procedural due process rights, and these claims are dismissed.
In Count V, plaintiff alleges that defendants treated him differently from others similarly situated in violation of his equal protection rights. Defendants correctly argue that this claim should be dismissed, because a class-of-one theory is not recognized in the public employment context. "In concluding that the class-of-one theory of equal protection has no application in the public employment context . . . we are guided, as in the past, by the `common-sense realization that government offices could not function if every employment decision became a constitutional matter.'"
Accordingly, plaintiff cannot sustain a class-of-one equal protection claim, and this claim is dismissed.
In Count VII, plaintiff alleges that defendants conspired to violate his constitutional rights. Defendants argue that plaintiff's conspiracy claim should be dismissed because he fails to allege sufficient facts to meet the requisite heightened pleading standard.
"To establish the defendants' liability for a conspiracy, a plaintiff must demonstrate the existence of an agreement or meeting of the minds' to violate constitutional rights."
Second Am. Compl. ¶ 170.
Plaintiff's allegations are conclusory and do not allege facts to show an agreement between the alleged conspirators. Further, plaintiff does not allege which defendants conspired against him or what actions they took in furtherance of any conspiracy. At most, plaintiff alleges that unnamed defendants informed Parsons of the pseudonym plaintiff used in his letters to the editor and contacted other schools to provide negative information about plaintiff. Such allegations do not state a claim for conspiracy. Therefore, plaintiff's conspiracy claim is dismissed.
In Count VIII, plaintiff alleges a claim of whistleblower retaliation under Oregon law.
Oregon law renders it unlawful for a public employer to:
Or. Rev. Stat. § 659A.203 (1) (b).
At the outset, the whistleblower statute does not apply to plaintiff's letter to the editor expressing his opinion about the Roseburg school levy; this letter is not a "disclosure" under the statute. To the extent plaintiff's tort claim, EEOC complaint, federal lawsuit, and letters regarding school safety constitute "disclosures," plaintiff alleges no "disciplinary action" taken as a result of these actions.
"Disciplinary action" is defined as "any discrimination, dismissal, demotion, transfer, reassignment, supervisory reprimand, warning of possible dismissal or withholding of work, whether or not the action affects or will affect employee compensation." Or. Rev. Stat. § 659A.200 (1). Here, plaintiff claims that he was excluded from YSD school board meetings, threatened with negative employment recommendations, and falsely reported to the TSPC.
However, his exclusion from school meetings was not a "disciplinary action" taken in context of his employment. Likewise, Boe's TSPC complaint is not a "disciplinary action" under the statute. Plaintiff does not allege that he received a reprimand in his DESD file, was denied work, or that he suffered any other adverse employment action as a result of the TSPC complaint. To the contrary, plaintiff alleges that he was told Boe's complaint was not meritorious. Further, as explained earlier, plaintiff makes no specific allegation that a specific defendant contacted a school or district and provided a negative recommendation; he alleges only speculation. Finally, defendants' offer to write a positive recommendation in exchange for dismissal of plaintiff's claims was made in context of negotiation and is therefore inadmissible. Fed. R. Evid. 408(a). Therefore, plaintiff's allegations cannot sustain a claim for whistleblower retaliation.
In Count IX, plaintiff alleges claims of intentional and negligent infliction of emotional distress (liED and NIED).
To state a claim for IIED, plaintiff must allege:
However, defendants' alleged conduct does not qualify as extraordinary transgressions of socially acceptable conduct. It is well established that the tort of IIED "does not provide recovery for the kind of temporary annoyance or injured feelings that can result from friction and rudeness among people in day-to-day life."
With respect to NIED, Oregon "consistently has rejected claims for emotional distress damages caused by a defendant's negligence, in the absence of any physical injury."
In Count X, plaintiff alleges defamation, libel, and/or false light invasion of privacy.
"Under Oregon law, a claim for defamation has three elements: `(1) the making of a defamatory statement; (2) publication of the defamatory material; and (3) a resulting special harm, unless the statement is defamatory per se and therefore gives rise to presumptive special harm.'"
Oregon courts adopt the Restatement (Second) of Torts definition for invasion of privacy by false light:
Plaintiff alleges that unnamed defendants made false statements that plaintiff "did not get along with co-workers" and that his performance as a substitute teacher was "not acceptable." Second Am. Camp. ¶ 198.
Plaintiff also alleges that "[d]efendants are responsible for the publication of false and misleading statements in the Douglas County News." Second Am. Compl. ¶ 201. Again, plaintiff does not identify which defendants are responsible — aside from the attorney for YSD, who is not named as a defendant in this action — and he does not describe the alleged defamatory statements or indicate when they were published. Therefore, plaintiff fails to state a claim for defamation or invasion of privacy through false light.
In Counts XI and XII, plaintiff alleges negligence and gross negligence. However, plaintiff's claims fail to allege a special relationship or a duty owed by defendant beyond the common-law duty to exercise reasonable care to allow a negligence claim for purely economic losses.
In Count IVX, plaintiff asserts a claim for promissory estoppel, alleging that Fauci and Boe "promised" him a contract with salary and benefits up to $50,000, and that he should receive the benefits of that promise. "In Oregon, it is well recognized that promissory estoppel is a subset of and a theory of recovery in breach of contract actions."
The elements of promissory estoppel are: "(1) a promise, (2) which the promisor, as a reasonable person, could foresee would induce conduct of the kind which occurred, (3) actual reliance on the promise, (4) resulting in a substantial change in position."
However, the alleged promise of a contract in this case was not only indefinite and incomplete, it is not enforceable under a promissory estoppel theory. Allegedly, Fauci and Boe promised to provide plaintiff with a teaching contract of
Moreover, plaintiff's allegations do not establish a nsubstantial change in position." Plaintiff does not allege that he rejected other salaried teaching positions or that he otherwise lost employment opportunities during the four weeks he taught in the Opportunity Classroom. Further, plaintiff received long-term substitute wages, and once he realized he would not receive the contract to which he believed he was entitled, he quit the position. Thus, plaintiff does not allege sufficient detrimental reliance to sustain a claim for promissory estoppel, and this claim is dismissed.
In Count XV, plaintiff alleges that YSD, through Fauci and Boe, breached the teaching contract with plaintiff. noregon subscribes to the objective theory of contract, which provides that the existence and terms of a contract are determined by evidence of the parties' communications and acts."
Based on plaintiff's own allegations, the parties did not reach a meeting of the minds as to the existence and terms of any contract. Rather, plaintiff was told that the poBition had been budgeted for up to $50,000, and that a contract would be finalized in a week. Boe subsequently offered plaintiff a salary of $24,000, suggesting that plaintiff could accept the $24,000 salary offer and file a grievance to seek additional compensation. Ultimately, Boe said he would "get back to" plaintiff on the salary issue after looking into other sources of funds. Second Am. Compl. ¶ 51.
Therefore, as the terms of a contract were never in agreement, plaintiff cannot state a claim for breach of contract.
In Count XVI, plaintiff alleges unfair labor practices arising from Fauci's and Boe's actions in negotiating the terms of the Opportunity Classroom position. However, this court does not have jurisdiction over this claim, because it first must be filed with the Oregon Employment Relations Board (ERB). Regardless, the ERB no longer has jurisdiction, because plaintiff did not file a written complaint within 180 days following the occurrence of the alleged unfair labor practice. Or. Rev. Stat. § 243.672(3);
In Count XVII, plaintiff alleges a claim of fraud. Plaintiff alleges that Fauci and Boe falsely stated that plaintiff would receive a contract for his position in the Opportunity Classroom, with the intent that plaintiff rely on the false statement and agree to teach the class.
To establish fraud, plaintiff must allege 1) a material, false representation made by the defendant; 2) the defendant's knowledge of its falsity; 3) the defendant's intent that the plaintiff rely on the misrepresentation; 4) the plaintiff's justifiable and detrimental reliance on the misrepresentation; and 5) damages as a result of such reliance.
Similar to plaintiff's claim of promissory estoppel, I find that plaintiff fails to allege detriment reliance or damages arising from the alleged false representation. Before he taught in the Opportunity Classroom, plaintiff was a substitute teacher, and he received substitute teaching wages during his four-week tenure in the Opportunity Classroom. Plaintiff does not allege that he rejected permanent or higher-paying teaching positions in reliance on Fauci's and Boe's statements, and he therefore cannot allege detrimental reliance or damages arising from his reliance. While plaintiff alleges damages in the amount of the contract he expected to receive, those are not damages plaintiff suffered in reliance on defendants' statements; those are damages plaintiff would have suffered from a breach of contract, had a contract existed.
Therefore, I find that plaintiff fails to state a claim for fraud, and this claim is dismissed.
Finally, in Count XVIII, plaintiff alleges that defendants breached the covenant of good faith and fair dealing. Oregon law implies a duty of good faith and fair dealing in the performance of every contract consistent with the objectively reasonable. contractual expectations of the parties.
Plaintiff's Motion for Leave to Amend (doc. 55) is GRANTED and the court accepts plaintiff's Second Amended Complaint; any claim not alleged in the Second Amended Complaint is considered withdrawn and dismissed.
Defendants' Motion to Dismiss (doc. 48) is GRANTED, in part, as applied to plaintiff's Second Amended Complaint. Plaintiff may proceed with his First Amendment retaliation claims based on the plaintiff's exclusion from public school meetings and Boe's TSPC complaint against plaintiff, once plaintiff amends his complaint as set forth on pages 15 and 17 of this Opinion and Order.
The remainder of plaintiff's allegations are insufficient to plausibly support his claims. Given that plaintiff has already twice amended his complaint, and his amendments filed in response to defendants' motion do not cure the deficiencies, further amendment will not be allowed. Therefore, plaintiff's Claims alleged in Counts I, III through V, and VII through XVIII are HEREBY DISMISSED.
Plaintiff shall file a
Plaintiff also is advised that — while the court must construe his pro se complaints liberally — plaintiff is nonetheless held to the standards of an attorney in other respects, including the requirements of Federal Rule of Procedure 11.
IT IS SO ORDERED.
an attorney or unrepresented party certifies that to the best of the person's knowledge, information, and belief, formed after an inquiry reasonable under the circumstances:
Rule 11(c) states:
If, after notice and a reasonable opportunity to respond, the court determines that Rule 11(b) has been violated, the court may impose an appropriate sanction on any attorney, law firm, or party that violated the rule or is responsible for the violation.