GARR M. KING, District Judge.
Petitioner Ruben Lara Garcia, an inmate in the custody of the Oregon Department of Corrections, brings this habeas corpus proceeding pursuant to 28 U.S.C. § 2254. For the reasons set forth below, I deny the petition and dismiss this proceeding with prejudice.
In July 2003, a jury in Multnomah County Circuit Court convicted Garcia of 42 counts for his alleged sexual abuse of two victims, J.G. and Y.G. The first three counts relate to J.G. are not at issue in this petition. The remaining counts can be summarized as follows:
Resp. Ex. 102.
The trial court sentenced Garcia to a total of 350 months in prison. Garcia appealed and the Oregon Court of Appeals issued a written opinion affirming his conviction. Specifically, the appellate court declined to find that the trial court committed plain error when it did not instruct the jurors that they had to agree on a specific incident of abuse for each charge on which they convicted Garcia. The Oregon Supreme Court denied Garcia's petition for review.
In his petition for post-conviction relief ("PCR"), Garcia alleged ineffective assistance of trial counsel. The PCR court denied relief. The Oregon Court of Appeals affirmed without opinion, and the Oregon Supreme Court denied review.
A petition for writ of habeas corpus, filed by a state prisoner, shall not be granted unless adjudication of the claim in state court resulted in a decision that was (1) "contrary to, or involved an unreasonable application of, clearly-established federal law, as determined by the Supreme Court of the United States" or (2) was "based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding." 28 U.S.C. § 2254(d). The state court's findings of fact are presumed correct, and a petitioner bears the burden of rebutting the presumption of correctness by clear and convincing evidence. 28 U.S.C. § 2254(e)(1).
Section 2254(d) is a "`guard against extreme malfunctions in the state criminal justice systems, not a substitute for ordinary error correction through appeal.'"
A state court acts contrary to clearly-established federal law if it arrives at a conclusion opposite to that reached by the Supreme Court on a question of law or if it reaches a result contrary to the outcome arrived at by the Supreme Court on a set of materially indistinguishable facts.
A state court decision is an "unreasonable application" of clearly-established federal law if the court: (1) identifies the correct governing legal principle from Supreme Court decisions, but unreasonably applies that principle to the facts of the prisoner's case; or (2) either unreasonably refuses to extend the governing legal principle or unreasonably extends it to a new context where it should not apply.
In grounds for relief two and four, Garcia argues his defense counsel was ineffective for failing "to request crucial limiting and/or cautionary jury instructions and/or to move to make the charging indictment more clear[,] [d]efinite and certain," and to "take any meaningful steps to assure that appropriate jury instructions were given." Petition 6-7. Petitioner argues his counsel's deficiency "allowed petitioner to be convicted of multiple felony counts without assuring that the requisite number of jurors concurred as to each count and the factual predicates therefore." Petition 6. In his third ground for relief, Garcia alleges he was convicted because his counsel failed to hire a defense expert.
The "clearly-established federal law" for ineffective assistance of counsel claims is set forth in
"[A] `doubly deferential judicial review' applies to
Garcia argues in support of grounds for relief two and four that his trial counsel was ineffective for failing to ensure ten jurors
He argues, for example, that Y.G. testified Garcia touched her breasts between ten and twenty times in the living room, and between five and ten times in the hallway while the family was living at the Riviera Apartments. Y.G. testified the family moved to her grandmother's house on 82nd Avenue, where Garcia touched her breasts about twenty times in her mother's room, and kissed her on the lips or breasts three times in her room. The indictment, in Counts 22 through 31, alleged ten counts of sexual abuse by touching Y.G.'s breasts without distinguishing between the Riviera Apartments and Y.G.'s grandmother's house, and without distinguishing between the rooms in each location. Because of the way the indictment was phrased, and the way the prosecution presented the evidence, Garcia contends, it is possible each juror contemplated a different alleged touching of Y.G.'s breast to convict him of Count 22.
Garcia contends the same problem arose with respect to the other counts. Y.G. described Garcia touching her vagina about five times in the hallway at the Riviera apartment and, at her grandmother's house, about five times in the living room and ten or more times in her mother's room. Counts 32 through 41 (ten counts) alleged sexual abuse by touching of Y.G.'s vagina, without discriminating between locations or rooms. Finally, Y.G. testified that Garcia made her touch Garcia's penis with her hands at her grandmother's house in her mother's room around ten times, less than five times in the living room, and more than once but fewer than five times in the laundry room. The indictment charged, in Counts 42 through 51 (ten counts), Garcia with sexual abuse by causing Y.G. to touch his penis.
Thus, Garcia argues, his trial counsel should have challenged the indictment, moved for an order to require the state to elect which act it relied upon for each count, and requested appropriate jury instructions to ensure at least ten jurors agreed on the same act to convict Garcia of each count.
Garcia raised this argument in his direct appeal. The Oregon Court of Appeals issued a written opinion declining to find the trial court plainly erred by not giving a
The Oregon Court of Appeals recently validated this analysis when it found no error in a trial court's refusal to instruct a jury on the need for concurrence as to the facts constituting the offense. Specifically,
The PCR court concluded, given the state of the law, it was unlikely Garcia's trial counsel would have succeeded in obtaining a cautionary instruction, requiring the state to elect a separate factual occurrence for each count, or making the indictment more definite and certain.
I conclude, consistent with
In his third ground for relief, Garcia alleges his trial counsel was deficient for failing to retain an expert witness who could challenge the testimony of Pamela Avila, the nurse practitioner who examined Y.G. at CARES Northwest
Avila testified that she examined Y.G. and noted "a couple of notches in the hymen, which indicate some sort of trauma, some sort of penetrating trauma." Tr. Vol. III, at 24. She explained "notches" are "kind of like a tear in the hymen. And the hymen is a certain size or depth and these were partial notches. They didn't go all the way to the base of the hymen, they went about halfway down, and there were two of them."
On cross-examination, Garcia's attorney questioned Avila in relevant part as follows:
Garcia's attorney asked if anything else could have caused the notching, besides sexual penetration, and Avila agreed the notching could have been self-inflicted (i.e., masturbation with an object) or possibly caused by an accidental penetrating injury. On re-direct, Avila confirmed that she would have made the same diagnosis of sexual abuse even without her findings on physical examination.
Garcia provided the PCR court with the affidavit of Joanne Miller, also a nurse practitioner, who would have been available to testify on behalf of Garcia. After reviewing Avila's testimony, the CARES evaluation report, and Avila's physical examination notes, Miller pointed out the following discrepancy:
Resp. Ex. 120, at 3 (internal citations omitted).
Avila provided a responsive declaration in which she confirmed that her physical examination revealed two partial notches. She explained that her "reference to possible notches is a reference to the partial notches that I observed. After my examination of [Y.G.] with the photocoloscopic [sic], my assessment was that she did have the two partial hymenal notches which I noted in the narrative of my report, and which I testified to at the jury trial." Resp. Ex. 124, at 2.
The PCR court denied Garcia's claim because Garcia failed to produce any evidence to explain why his counsel did not call an expert. The PCR court agreed Miller's testimony "was certainly not a huge weight, but I think certainly could have been helpful. But I just don't think that you get there, because I just don't think the petitioner's done enough to show that the lawyer didn't meet the standard of care[.]" Resp. Ex. 128, at 21.
To provide constitutionally adequate assistance of counsel, no particular tactic or approach is required.
Neither the PCR court nor I have any information as to the reason Garcia's trial counsel did not call an expert. Garcia argues Miller would have rebutted Avila's testimony that the notches could only have occurred from penetration and would have suggested that they were natural variants of the hymen-evidence which Garcia characterizes as vital to his defense. However, Garcia overvalues Miller's testimony. Avila explained in her PCR affidavit the discrepancy between the CARES report ("partial tears") and Avila's physical examination notes ("possible tears"). Additionally, Miller's testimony that notches can occur from trauma other than sexual abuse is no different from Avila's testimony on cross-examination, and Miller's assertion that such notches can be "a normal variant of the hymen" did not rule out notches as a result of sexual abuse. Trial counsel could reasonably have concluded cross-examining Avila would best support Garcia's defense, and that any defense expert's concession that the notches could be caused by sexual trauma would be more harmful than helpful. Further, the persuasive value of an expert is questionable here; any defense expert would be in a position of secondguessing Avila's conclusion using photographs alone.
Garcia has also failed to demonstrate prejudice. Avila made it clear that her opinion was based not only on the physical evidence but also on Y.G.'s reports, and that she would have come to the same conclusion had the physical findings been different. Any defense expert could not have persuasively undermined Y.G.'s story. Avila herself testified that it was fairly common to find no physical evidence of penetration even when penetration is otherwise confirmed.
After reviewing the evidence presented at the trial and to the PCR court, the PCR court's decision finding no ineffective assistance of counsel was not contrary to nor an unreasonable application of
Garcia did not brief his first ground for relief, which alleged his counsel was ineffective for failing to move to sever the trial as to each victim. Because Garcia failed to sustain his burden of demonstrating why he is entitled to relief on ground one, it is dismissed.
Additionally, Garcia argued in his brief that his trial counsel was ineffective for failing to challenge the indictment on the basis of lack of notice (as opposed to on the basis of factual predicates to ensure juror concurrence), but he did not allege such a claim in his habeas petition. The claim is not properly before me.
Even were I to view the claim as properly raised in his petition, Garcia failed to properly present his claim to the state courts. Generally, a state prisoner must exhaust all available state court remedies either on direct appeal or through collateral proceedings before a federal court may consider granting habeas corpus relief. 28 U.S.C. § 2254(b)(1)(A). A state prisoner satisfies the exhaustion requirement by "fairly presenting" his claim to the appropriate state courts at all appellate stages afforded under state law, including a state supreme court with powers of discretionary review.
Garcia's claim in the PCR court was that his trial counsel should have "challenged petitioner's indictment" so as "to ensure jury unanimity." Resp. Ex. 111, at 5-6; Resp. Ex. 128, at 6 (arguing to the PCR court, "The failure to challenge the indictment really boils down to an issue of concurrence."). The two claims-notice versus juror concurrence-are not "`sufficiently related' or `intertwined' for exhaustion purposes . . . ."
In sum, either because he failed to articulate the notice claim in his habeas petition, or because he failed to present it to the state courts and cannot do so now, Garcia's notice claim is denied.
Based on the foregoing, the petition for writ of habeas corpus [2] is denied. This proceeding is dismissed with prejudice. Because petitioner has not made a substantial showing of the denial of a constitutional right, a certificate of appealability is denied.
IT IS SO ORDERED.