ANNA J. BROWN, Senior District Judge.
Plaintiff Heinie Z. seeks judicial review of a final decision of the Commissioner of the Social Security Administration (SSA) in which he denied Plaintiff's application for Disability Insurance Benefits (DIB) under Title II of the Social Security Act.
For the reasons that follow, the Court
Plaintiff filed an application for DIB on August 25, 2015, alleging a disability onset date of July 11, 2014. Tr. 170-71.
The ALJ issued a decision on January 23, 2018, in which he found Plaintiff is not disabled and, therefore, is not entitled to benefits. Tr. 20-31. Pursuant to 20 C.F.R. § 404.984(d) that decision became the final decision of the Commissioner on December 27, 2018, when the Appeals Council denied Plaintiff's request for review. Tr. 1-6. See Sims v. Apfel, 530 U.S. 103, 106-07 (2000).
Plaintiff was born on January 10, 1965, and was 52 years old at the time of the hearing. Tr. 170. Plaintiff has a GED. Tr. 197. Plaintiff has past relevant work experience as a cabinetmaker and carpenter. Tr. 65-66.
Plaintiff alleges disability due to depression, anxiety, insomnia, and a thyroid condition. Tr. 76.
Except when noted, Plaintiff does not challenge the ALJ's summary of the medical evidence. After carefully reviewing the medical records, this Court adopts the ALJ's summary of the medical evidence. See Tr. 19-20, 26-29.
The initial burden of proof rests on the claimant to establish disability. Molina v. Astrue, 674 F.3d 1104, 1110 (9
The district court must affirm the Commissioner's decision if it is based on proper legal standards and the findings are supported by substantial evidence in the record as a whole. 42 U.S.C. § 405(g). See also Brewes v. Comm'r of Soc. Sec. Admin., 682 F.3d 1157, 1161 (9
The ALJ is responsible for determining credibility, resolving conflicts in the medical evidence, and resolving ambiguities. Vasquez v. Astrue, 572 F.3d 586, 591 (9
The Commissioner has developed a five-step sequential inquiry to determine whether a claimant is disabled within the meaning of the Act. Parra v. Astrue, 481 F.3d 742, 746 (9
At Step One the claimant is not disabled if the Commissioner determines the claimant is engaged in substantial gainful activity. 20 C.F.R. § 404.1520(a)(4)(I). See also Keyser v. Comm'r of Soc. Sec., 648 F.3d 721, 724 (9
At Step Two the claimant is not disabled if the Commissioner determines the claimant does not have any medically severe impairment or combination of impairments. 20 C.F.R. §§ 404.1509, 404.1520(a)(4)(ii). See also Keyser, 648 F.3d at 724. At Step Three the claimant is disabled if the Commissioner determines the claimant's impairments meet or equal one of the listed impairments that the Commissioner acknowledges are so severe as to preclude substantial gainful activity. 20 C.F.R. § 404.1520(a)(4)(iii). See also Keyser, 648 F.3d at 724. The criteria for the listed impairments, known as Listings, are enumerated in 20 C.F.R. part 404, subpart P, appendix 1 (Listed Impairments).
If the Commissioner proceeds beyond Step Three, he must assess the claimant's residual functional capacity (RFC). The claimant's RFC is an assessment of the sustained, work-related physical and mental activities the claimant can still do on a regular and continuing basis despite his limitations. 20 C.F.R. § 404.1520(e). See also Social Security Ruling (SSR) 96-8p. "A `regular and continuing basis' means 8 hours a day, for 5 days a week, or an equivalent schedule." SSR 96-8p, at *1. In other words, the Social Security Act does not require complete incapacity to be disabled. Taylor v. Comm'r of Soc. Sec. Admin., 659 F.3d 1228, 1234-35 (9
At Step Four the claimant is not disabled if the Commissioner determines the claimant retains the RFC to perform work he has done in the past. 20 C.F.R. § 404.1520(a)(4)(iv). See also Keyser, 648 F.3d at 724.
If the Commissioner reaches Step Five, he must determine whether the claimant is able to do any other work that exists in the national economy. 20 C.F.R. § 404.1520(a)(4)(v). See also Keyser, 648 F.3d at 724-25. Here the burden shifts to the Commissioner to show a significant number of jobs exist in the national economy that the claimant can perform. Lockwood v. Comm'r Soc. Sec. Admin., 616 F.3d 1068, 1071 (9
At Step One the ALJ found Plaintiff has not engaged in substantial gainful activity since his July 11, 2014, alleged onset date. Tr. 23.
At Step Two the ALJ found Plaintiff has the severe impairments of degenerative disc disease, affective disorder, anxiety disorder, and organic mental disorder. Tr. 23. The ALJ found Plaintiff's impairments of hypertension, thyroid disorder, and alcohol abuse are nonsevere. Tr. 23.
At Step Three the ALJ concluded Plaintiff's medically determinable impairments during the relevant period did not meet or medically equal one of the listed impairments in 20 C.F.R. part 404, subpart P, appendix 1. Tr. 22. The ALJ found Plaintiff has the RFC to perform light work with the following limitations: Plaintiff can frequently lift and/or carry 10 pounds; can occasionally lift and/or carry 20 pounds; can occasionally stoop and climb ramps, stairs, ladders, ropes, and scaffolds; can perform "simple routine tasks"; and can have occasional contact with coworkers but no contact with the general public. Tr. 24.
At Step Four the ALJ found Plaintiff cannot perform his past relevant work. Tr. 29.
At Step Five the ALJ found Plaintiff can perform other work that exists in the national economy. Accordingly, the ALJ concluded Plaintiff is not disabled. Tr. 30.
Plaintiff contends the ALJ erred when he (1) declined to admit a medical-source statement by treating mental-health providers Joseph Forest, QMHP, and Marianne Straumfjord, M.D., and (2) found at Step Five that Plaintiff can perform other work that exists in the national economy.
Plaintiff asserts the ALJ erred when he declined to admit a medical-source statement by treating mental-health providers QMHP Forest and Dr. Straumfjord.
20 C.F.R. § 404.935(a) requires claimants to "make every effort to ensure that the administrative law judge receives all of the evidence and must inform us about or submit any written evidence . . . no later than 5 business days before the date of the scheduled hearing." If a claimant submits written evidence later than five business days before the date of his hearing, "the administrative law judge may decline to consider or obtain the evidence, unless" the claimant establishes one of the following:
20 C.F.R. § 404.935(b)(1)-(3).
The record reflects Plaintiff submitted to the Commissioner a medical-source statement dated November 14, 2017, from treating mental-health providers QMHP Forest and Dr. Straumfjord one day before the November 15, 2017, hearing. At the hearing Plaintiff's counsel conceded he did not submit nor inform the Commissioner about the medical-source statement at least five business days before the hearing, and, in fact, he could not have done so because QMHP Forest and Dr. Straumfjord did not complete the medical-source statement until the day before the hearing. The ALJ permitted Plaintiff to show cause why the ALJ should, nevertheless, consider the medical-source statement. Plaintiff's counsel explained he had "difficulty contacting [Plaintiff] and [he] wanted to make sure that that was still the treating provider." Tr. 46.
The ALJ declined to consider the medical-source statement on the ground that Plaintiff failed to satisfy the requirements of 20 C.F.R. § 404.935(b)(1)-(3). The ALJ also pointed out that the record reflects QMHP Forest and Dr. Straumfjord had been Plaintiff's mental-health providers since November 2015, and, in addition, Dr. Straumfjord indicated in her treatment notes on September 20, 2017, that Plaintiff "may have his lawyer contact [her office] about his disability hearing." Tr. 12, 667. At the hearing Plaintiff's counsel did not indicate he had difficulty contacting Dr. Straumfjord's office nor did he indicate when he attempted to do so. Counsel's "difficulty" contacting Plaintiff to ask about a treating physician is not the kind of "unusual, unexpected, or unavoidable circumstance beyond [Plaintiff's] control" that satisfies 20 C.F.R. § 404.935(b)(1)-(3).
On this record the Court concludes the ALJ did not err when he declined to admit a medical-source statement from treating mental-health providers QMHP Forest and Dr. Straumfjord.
Plaintiff asserts the ALJ erred at Step Five when he found Plaintiff can perform other work that exists in the national economy.
As noted, at Step Five the Commissioner must determine whether the claimant is able to do any other work that exists in the national economy. 20 C.F.R. § 404.1520(a)(4)(v). See also Keyser, 648 F.3d at 724-25. The Commissioner bears the burden at Step Five to show a significant number of jobs exist in the national economy that the claimant can perform. Lockwood, 616 F.3d at 1071. The Commissioner may satisfy this burden through the testimony of a VE or by reference to the Medical-Vocational Guidelines set forth in the regulations at 20 C.F.R. part 404, subpart P, appendix 2. If the Commissioner meets this burden, the claimant is not disabled. 20 C.F.R. § 404.1520(g)(1).
At Step Five the ALJ found Plaintiff can perform work as a production assembler, electrical-accessories assembler, and routing clerk. Each of those jobs is a light job with an SVP level of 2.
Plaintiff points out that the ALJ gave "great weight" to the opinion of reviewing psychologist Irmard Friedburg, Ph.D., who opined Plaintiff is capable of understanding and remembering one- and two-step instructions. Plaintiff notes the Ninth Circuit has found "an apparent conflict between [an] RFC, which limits [a plaintiff] to performing one- and two-step tasks, and the demands of Level Two reasoning." Rounds v. Comm'r, 807 F.3d 996, 1003 (9
In addition, even if the ALJ erred when he found Plaintiff can perform work as a production assembler, electrical-accessories assembler, and routing clerk, the error was "inconsequential to the ultimate nondisability determination" and, therefore, harmless (see Molina v. Astrue, 674 F.3d 1104, 1121 (9
Accordingly, the Court concludes the ALJ did not err at Step Five when he found Plaintiff can perform other work in the national economy.
For these reasons, the Court
IT IS SO ORDERED.