Justice EAKIN.
Appellant was elected to a ten-year term as a Luzerne County Court of Common Pleas judge in 1991 and retained to an additional term in 2001. In 2006, the Judicial Conduct Board charged her with: failing to be courteous with others while she was acting in her official capacity; conduct bringing her judicial office into disrepute; failing to promptly dispose of the court's business; failing to conduct herself at all times in a manner promoting confidence in the judiciary; failing to disqualify herself in a proceeding in which her impartiality may be questioned; and conduct prejudicing the proper administration of justice. The Court of Judicial Discipline
The panel produced findings of fact and conclusions of law, to which appellant filed objections. The en banc court,
Judge Streib, joined by Judge O'Toole, filed a concurring and dissenting opinion. Judge Streib found Theodore Krohn, appellant's former law clerk, not credible; accordingly, she dissented on both issues to which Krohn testified. Id., at 1136 (Streib, J., concurring and dissenting). Further, she would have found appellant's remark to Krohn to "cut [a party's counsel] a new asshole" to be merely an off-hand remark not so egregious as to violate the Code of Judicial Conduct. Id., at 1136. Finally, Judge Streib argued the Board's allegation regarding Bonner was untimely raised. Id., at 1137.
Three months after the Court of Judicial Discipline ordered appellant removed from office, the United States Attorney for the Middle District of Pennsylvania filed an information against Conahan and Ciavarella, and later indicted them. The information alleged Conahan and Ciavarella received money from Robert Powell, part owner of PA Child Care and Western PA Child Care juvenile detention facilities. Conahan and Ciavarella ensured the placement of juveniles with PA Child Care. We
The United States Attorney later indicted Sharkey for embezzling Luzerne County funds. Moran then entered into a Stipulation of Compromise, whereby she agreed to resign her post and cooperate with the United States Attorney in its investigation. Powell has since pled guilty to failing to report a felony and accessory to tax evasion. Conahan has entered an open guilty plea to one count of racketeering. This litany of appalling conduct has already been well-documented by our own special masters and the Interbranch Commission on Juvenile Justice. See, e.g., In re Expungement of Juvenile Records and Vacatur of Luzerne County Juvenile Court Consent Decrees or Adjudications from 2003-2008, at *8-9; Interbranch Commission on Juvenile Justice, Report, at 9-19 (May 2010).
In response to these revelations, this Court remanded appellant's case to
In re Lokuta, 600 Pa. 504, 968 A.2d 227, 227 (2009) (per curiam) (Lokuta II). We also stayed the Court of Judicial Discipline's order removing appellant from the bench and preventing her from holding judicial office pending remand, and stayed the election to fill her judicial seat. Id.
On remand, the court denied appellant relief and reaffirmed its decision to remove her from the bench. The court noted that for appellant to prevail on her after-discovered evidence claim, she must show her evidence is not used merely for impeachment, and the evidence must prove likely to change the outcome of her case. In re Lokuta, 989 A.2d 942, 948 (Pa.Ct.Jud.Disc. 2010) (Lokuta III) (citing Commonwealth v. Dennis, 552 Pa. 331, 715 A.2d 404, 415 (1998)). The court determined "Conahan's, Ciavarella's and Sharkey's criminal behavior could certainly be used to question their credibility; but that is all it could be used for." Id., at 950-51 (emphasis in original). Further, the court found this corruption was not likely to produce a different outcome, as the corruption was unrelated to appellant's behavior, and the other witnesses against her were credible.
Judge Streib, joined by Judges Musmanno and O'Toole, filed a dissenting statement. Judge Streib argued appellant should have been able to fully develop the
Appellant now raises the following claims on appeal, which we have reordered for ease of discussion: (1) whether Judge Sprague should have recused himself; (2) whether Judge Sprague and two other members of the court were ineligible to sit on appellant's proceeding; (3) whether the court construed our remand order too narrowly; (4) whether the court erred in considered evidence pertaining to Bonner; (5) whether the Board acted in bad faith in prolonging its investigation; (6) whether the court improperly admitted untimely evidence of misconduct; (7) whether the Board's deputy chief counsel's failure to appreciate the quasi-judicial nature of judiciary disciplinary proceedings denied her due process; (8) whether she was improperly denied access to exculpatory evidence; (9) whether the court improperly limited her cross-examination; (10) whether the Board failed to prove its case against her; (11) whether her on-bench conduct could not have brought the judiciary into disrepute; (12) whether the Board selectively prosecuted her; (13) whether the Board engaged in prosecutorial misconduct by overlooking Conahan and Ciaveralla's corruption; (14) whether various claims pertaining to material submitted under seal warrant relief; and (15) whether her sanction violated equal protection.
A judicial officer has the right to appeal a final adverse order of the Court of Judicial Discipline to this Court. Pa. Const. art. V, § 18(c)(2). The Pennsylvania Constitution provides
Id. We now turn to appellant's claims.
Judge Sprague, who was an attorney member of the Court of Judicial Discipline, served as Conference Judge. He decided the pre-trial motions, was one of the three court members who presided over appellant's trial, and authored the court's opinions in Lokuta I and Lokuta III. He also, through his private law practice, represented PA Child Care and Powell. Prior to trial, appellant moved to recuse Judge Sprague, because Moran was a member of Powell's law firm and two of appellant's potential witnesses had been in litigation against Powell or Judge Sprague. Judge Sprague denied this motion. In her post-verdict motion, appellant argued Judge Sprague should have recused himself, highlighting Moran's testimony, and claiming Judge Sprague relied upon Conahan and Ciavarella's testimony. The court dismissed appellant's post-verdict motions.
On remand, appellant again moved for Judge Sprague's recusal, contending the after-discovered evidence proved Conahan, Ciavarella, Moran, Sharkey, and Powell were corrupt. She further claimed Judge Sprague must have independently possessed
Judge Sprague filed a memorandum denying appellant's recusal motion. Judge Sprague denied his representation of Powell involved any discussion of appellant or of the proceedings against her. Judge Sprague maintained "no evidence was presented that in any way demonstrated any relationship between the federal investigation and the charges against [appellant]." Court of Judicial Discipline Memorandum, 5/13/09, at 3 (Sprague, J.). He found he had no personal knowledge of the facts in the proceeding, and he had no personal bias concerning any party. Judge Sprague additionally observed appellant's claim that Conahan and Ciavarella orchestrated her ouster was belied by her testimony that she had cordial relations with Ciavarella. He further noted he did not bar damaging disclosures regarding them, noting there was no ruling regarding his clients. He also observed he did not sit alone, but his trial rulings were made together with Judges O'Toole and Streib.
Appellant contends Judge Sprague's representation of Powell and PA Child Care should have disqualified him from judging her case, because Powell was intimately involved in Conahan and Ciavarella's misconduct. She claims Judge Sprague made evidentiary rulings limiting the public disclosure of Powell and PA Child Care's involvement with Conahan and Ciavarella at her trial. Appellant notes Judge Sprague represented PA Child Care before Conahan in a case the United States Attorney later identified as being part of Conahan's corruption.
The Board argues judicial misconduct giving rise to an appearance of impropriety is not present here. The Board claims appellant never even attempted to present evidence about the corrupt relationships between Powell, PA Child Care, Conahan, and Ciavarella. It further alleges this corruption does not corroborate her claim that witnesses conspired to fabricate evidence against her. The Board also notes appellant never identified any exhibit or witness which would have been harmful to Powell, PA Child Care, Conahan, or Ciavarella. Thus, the Board contends appellant cannot show how Judge Sprague improperly precluded information harmful to Powell or PA Child Care.
An appellate court presumes judges are fair and competent, and reviews the denial of a recusal motion for an abuse of discretion. Commonwealth v. Whitmore, 590 Pa. 376, 912 A.2d 827, 834 (2006) (quoting Commonwealth v. Druce, 577 Pa. 581, 848 A.2d 104, 108 (2004)). Nonetheless, an "`appearance of impropriety is sufficient justification for the grant of new proceedings before another judge.... A jurist's impartiality is called into question whenever there are factors or circumstances that may reasonably question the jurist's impartiality in the matter.'" Joseph, at 634 (quoting In Interest of McFall, 533 Pa. 24, 617 A.2d 707, 713 (1992)). "`There is no need to find actual prejudice, but rather, the appearance of
Appellant does not show Judge Sprague abused his discretion in denying her recusal motions.
Nonetheless, certain factual circumstances can create an appearance of impropriety requiring a new proceeding before a new judge. In McFall, the sentencing judge agreed to serve as an agent for federal prosecutors after the prosecutors caught her accepting a bribe. This constituted an appearance of impropriety, as the judge was sentencing criminal defendants while seeking to curry favor with prosecutors. McFall, at 711-12. In Joseph, Joseph sued a newspaper for defamation after it implied he was associated with a reputed mobster. Conahan was associated with, and accepted unmarked envelopes from this mobster; the mobster said the outcome of the case would be favorable to Joseph. Conahan assigned the case to Ciavarella, who failed to reveal to the parties that he and Conahan were receiving payoffs from Powell. We concluded these circumstances created an appearance of impropriety. Joseph, at 635-36. In Malinowski, we ordered new proceedings in one of Ciavarella's cases where Conahan was a board member of one of the parties, and that party loaned money to an entity owned by Conahan's and Ciavarella's wives. Malinowski, at *5.
Such circumstances are not present here. Powell was not a participant or witness, nor was he otherwise related to, appellant's case. While Judge Sprague did have an attorney-client relationship with Powell, the parties knew about this relationship. Appellant does not establish Judge Sprague received illicit payments from anyone. Appellant provides no evidence Judge Sprague obtained evidence, or formed an opinion regarding her or her case, based on his relationship with PA Child Care or Powell, and appellant fails to show what evidence of Conahan's corrupt relationship with Powell she would have introduced. Additionally, Judge Sprague was just one of three judges presiding over appellant's trial and one of seven court members deciding her case, and appellant does not attempt to explain how Judge
Appellant challenges the composition of the Court of Judicial Discipline. She claims Judge Sprague was constitutionally ineligible to serve on the court because of his age. She notes the Pennsylvania Constitution requires mandatory retirement for the judiciary at the age of 70. See Pa. Const. art. V, § 16(b) ("Justices, judges and justices of the peace shall be retired on the last day of the calendar year in which they attain the age of 70 years."). As the Court of Judicial Discipline was established as part of the Constitution's judiciary article, and because Pennsylvania has a unified judiciary, appellant argues this constitutional restriction should apply to the court. Because Judge Sprague exceeded the age of 70, she reasons he was ineligible to sit on the court. Appellant also claims Judges Musmanno and Bucci's service as Board members, during the early stages of its investigation of her, precluded them from judging her case on the Court of Judicial Discipline. See Lyness v. Commonwealth, State Board of Medicine, 529 Pa. 535, 605 A.2d 1204, 1209 (1992) (finding if administrative agency performs both prosecutorial and judicial functions, due process requires those functions be separated).
The Board claims appellant waived these arguments because she did not raise them until after her trial, when she included them in the final paragraph of her Objections to the Board's Findings of Fact and Conclusions of Law. Further, as the Constitution refers to the composition of the court as "members," the Board argues the retirement age for judges does not apply to the Court of Judicial Discipline. The Board also contends Judges Musmanno and Bucci were not disqualified from deciding appellant's case because neither of them participated in the Board's review of her case or its decision to file charges against her.
"[A] party seeking recusal or disqualification [is required] to raise the objection at the earliest possible moment, or that party will suffer the consequence of being time barred." Goodheart v. Casey, 523 Pa. 188, 565 A.2d 757, 763 (1989) (citing Reilly by Reilly v. Southeastern Pennsylvania Transportation Authority, 507 Pa. 204, 489 A.2d 1291, 1298 (1985)). Appellant did not mention Judge Sprague's age in her pre-trial recusal motions, nor did she move to disqualify Judges Musmanno or Bucci before or during trial. She provides no reason for not raising either of these issues sooner. Because appellant failed to raise these issues at the earliest possible opportunity, they are waived.
On remand, the Court of Judicial Discipline unanimously construed this Court's order, and its reference to recently revealed corruption, to be limited to the informations and indictments against Ciavarella, Conahan, and Sharkey, and Moran's Stipulation of Compromise. Lokuta III, at 949. The court determined there would be no discovery, but permitted appellant 90 days to investigate her claims and present additional evidence. Id., at 946.
Appellant argues the court improperly limited the scope of its review to the court filings. Appellant claims she should have been able to place her case in the context of this corruption, as explained by the reports of our special masters and the
The Board contends it was reasonable for the court to construe "recent revelations of corruption" as limited to the corruption known at the time this Court issued its remand order. The Board observes the court allowed appellant to investigate, and she was unable to provide evidence showing witnesses conspired to bear false witness against her.
The issue of whether the Court of Judicial Discipline properly interpreted this Court's remand order is a matter of law; accordingly, our scope of review is plenary. See Pa. Const. art. V, § 18(c)(2) (scope of review for questions of law is plenary); In re Milton Hershey School, 590 Pa. 35, 911 A.2d 1258, 1261 (2006) ("As this is a purely legal question, our standard of review is de novo and scope of review is plenary."). We remanded appellant's case "for the limited purpose of that court considering [appellant]'s claims in the nature of after-discovered evidence, arising from the recent revelations of corruption in Luzerne County." Lokuta II, at 227. Appellant was able to offer evidence based on the corruption revealed shortly before our remand order. Nonetheless, she seeks to introduce evidence of Luzerne County corruption discovered after our remand order. However, our order did not refer to future, potential, or soon-to-be revealed allegations of corruption. Further, appellant does not indicate at which point future revelations of corruption would be irrelevant—she cannot seek a new trial with every new indictment or newspaper report? Such potentially unlimited reexamination of appellant's case would destroy the public interest of finality. See McCleskey v. Zant, 499 U.S. 467, 491, 111 S.Ct. 1454, 113 L.Ed.2d 517 (1991) ("One of the law's very objects is the finality of its judgments."). Further, allowing appellant to repeatedly reopen her case would frustrate Luzerne County's interest in filling the currently vacant judicial seat. Therefore, because our remand order explicitly referred to evidence arising from the then-recently revealed corruption, the Court of Judicial Discipline did not err in construing it to exclude evidence arising from later discovered allegations of corruption.
At trial, Theodore Krohn, appellant's former law clerk, testified appellant presided over a bench trial in State Farm Fire and Casualty Co. v. Bonner, Luzerne County Docket No. 2147-C-2000. He testified he thought State Farm should prevail, but appellant indicated "she was going to decide in favor of the Bonners because they were a somewhat prominent Italian family in the Hazelton area who had supported [appellant] politically." Lokuta I, at 1112. As the Board had not mentioned this case in its complaint, appellant objected, claiming she had no notice of it. The court permitted the Board to amend its complaint to include Bonner, finding appellant had sufficient notice because the Board informed her about Bonner more than a year before. The court further reasoned even if the Board raised Bonner in its complaint, the outcome would have been no different. Id., at 1112-14.
Appellant alleges the Board failed to set forth sufficiently particularized notice of the charges against her, denying her due process by depriving her of the opportunity to defend against the charges. Appellant highlights Bonner, where she was sanctioned despite not receiving notice in the complaint.
"[T]he Conference Judge may, in his or her discretion, permit substantive amendments to a Board Complaint with the written consent of the Judicial Officer or after a hearing on the motion in open court." Pa.C.J.D.R.P. 303(a). "It is well-settled... the right to amend pleadings is within the sound discretion of the trial court and should be liberally granted." Ash v. Continental Insurance Co., 593 Pa. 523, 932 A.2d 877, 879 (2007).
The Board received the initial complaint against appellant on April 27, 2004, and filed charges on November 27, 2006. Pursuant to then-existent Judicial Conduct Board Rule of Procedure 31,
Appellant, admitting the Board facially complied with Rule 31, contends the Board lacked good faith in granting the continuances. She argues the Board front-loaded its investigation, conducting most of it before issuing the Notice of Full Investigation, and delayed filing charges to circumvent Rule 31's spirit.
The Board insists it diligently investigated appellant. The Board argues its continuances were appropriate, as it was still investigating and waiting on appellant's mental health examination. The Board distinguishes DeLeon, noting there it violated Rule 31, and without explanation, did nothing for 18 months. The Board alleges it properly investigated here before issuing a Notice of Full Investigation, as it may "`conduct interviews and examine evidence to determine whether grounds exist to believe'" a judicial officer engaged in misconduct. Board's Brief, at 39 (quoting Pa. Jud. Conduct Bd. R.P. 26(A)).
The Court of Judicial Discipline found "[t]he facts establish that the Board conducted this investigation with diligence." Lokuta I, at 1127. As this is a factual finding, we may only reverse if it is clearly
Testimony at trial referenced events occurring in the 1990s; appellant objected, claiming such testimony was time-barred. The court observed there are no statutory time-bars on judicial disciplinary proceedings, but Board Rule 15
Appellant argues Rule 15 only permits timely allegations of current misconduct to facilitate the inclusion of similar prior misconduct. She contends pattern evidence was used improperly here to prove "current misconduct in conformity with unproven allegations of prior misconduct." Appellant's Brief, at 44. Appellant also claims the Board improperly included allegations against her from previously dismissed complaints. See Pa. Jud. Conduct Bd. R.P. 16(A) (rescinded 2007) ("If the Board dismisses a complaint ... the allegations in the complaint shall not be used against the Judicial Officer for any purpose in any other judicial disciplinary ... proceeding.").
The Board admits there was a prior complaint and claims appellant knew its contents. However, the Board contends appellant waived her argument by failing to offer any evidence regarding the prior complaint's contents, not objecting when a witness mentioned the prior complaint, and not raising the claim in her Objections to the Findings of Facts and Conclusions of Law.
Appellant baldly claims pattern evidence was improperly used to prove she acted in
We also find appellant's argument that the Board improperly included evidence from previously dismissed complaints to be waived. Appellant, despite filing lengthy and detailed Objections to the Findings of Fact and Conclusions of Law, did not claim the Board included allegations from a previously dismissed complaint, nor does she identify where she previously raised this claim. Accordingly, this claim was not preserved before the Court of Judicial Discipline, and cannot be raised now. See Pa.R.A.P. 302(a).
Testifying before the Interbranch Commission, the Board's deputy chief counsel identified judicial disciplinary proceedings as "`not a criminal proceeding against a judge. It's really a civil administrative disciplinary proceeding with what has been identified as quasi-criminal overtones.'" Appellant's Brief, at 33 (quoting N.T. Interbranch Commission Proceedings, 2/2/10, at 121). Appellant argues because the deputy chief counsel, who oversaw the Board's responses to her discovery requests, did not understand judicial disciplinary proceedings are quasi-criminal in nature, she was denied due process. The Board contends appellant fails to raise any appellate issue, as the Court of Judicial Discipline's rules, and not counsel's perceptions, governed discovery.
"Judicial conduct proceedings have been held to be quasi-criminal in nature; thus, the defendant is granted constitutional rights afforded to criminal defendants." In re Berkhimer, 593 Pa. 366, 930 A.2d 1255, 1258 (2007) (citing In re Chiovero, 524 Pa. 181, 570 A.2d 57, 61 (1990)). However, appellant fails to specify how her constitutional rights were violated because counsel stated "overtones" instead of "nature." She does not identify any discovery violation or other violation of her rights resulting from this statement. Accordingly, this claim fails for lack of development. See Walter, at 566.
Appellant, raising a Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963), claim, argues the Board improperly withheld exculpatory material. She claims such exculpatory material includes witness statements, prior complaints, current and prior complaints against Conahan and Ciavarella, court records, audio recordings, and transcripts of court proceedings. Appellant argues the court should have allowed her to subpoena documents from witnesses and the Board's investigator. Appellant also contends the Board should have disclosed the Anonymous Complaint.
The Board claims the materials appellant sought were neither exculpatory nor relevant to her case. Regarding the Anonymous Complaint, the Board argues a confidential letter filed against another judge,
"[T]he suppression by the prosecution of evidence favorable to an accused upon request violates due process where the evidence is material either to guilt or to punishment, irrespective of the good faith or bad faith of the prosecution." Brady, at 87, 83 S.Ct. 1194. The prosecution's duty to disclose evidence, pursuant to Brady, may include material impeachment evidence in addition to material exculpatory evidence. Commonwealth v. Bond, 604 Pa. 1, 985 A.2d 810, 821 (2009) (citing Commonwealth v. Lambert, 584 Pa. 461, 884 A.2d 848, 854 (2005)). Evidence is material, and relief required, only "if there is a reasonable probability that, had the evidence been disclosed to the defense, the result of the trial would have been different." Id. (citing Lambert, at 854). "The mere possibility that an item of undisclosed information might have helped the defense, or might have affected the outcome of the trial, does not establish materiality in the constitutional sense." Id., at 822 (quoting Commonwealth v. Chambers, 570 Pa. 3, 807 A.2d 872, 887 (2002) (citation omitted)). Similarly, to obtain relief for discovery violations, appellant must show the discovery violation prejudiced her. See In re Cicchetti, 560 Pa. 183, 743 A.2d 431, 445 (2000) (finding no discovery violation when judicial officer did not explain how requested information would be significant or relevant).
Here, appellant failed to prove she was prejudiced by the Board's purported discovery violations. She claims the Board withheld favorable witnesses' statements, but she does not provide details of the content of these statements. She further claims she was entitled to have the Board's investigator, as well as multiple witnesses, produce documents. However, aside from a general assertion that these documents would be favorable to her, she does not explain how they were material.
The Anonymous Complaint only mentioned appellant in passing, alleging Conahan reassigned a case from appellant to himself. The Anonymous Complaint also alleged appellant sometimes handled juvenile cases before Conahan assigned Ciavarella to Juvenile Court. Despite appellant's repeated claims that Conahan corralled witnesses into testifying against her, the Anonymous Complaint makes no mention of such orchestrations. The Anonymous Complaint contains no information exculpating her; thus, if the Anonymous Complaint is to be material pursuant to Brady, it must be material impeachment evidence. The Board presented 30 witnesses, all of whom the court found credible. Even assuming the Anonymous Complaint would have destroyed Conahan's, Ciavarella's, and Sharkey's credibility, appellant fails to explain how it would have impacted the credibility of the Board's other 27 witnesses. She does not explain how the testimony of Conahan and Sharkey was so critical to the case against her that without it she is entitled to a new trial. Because appellant fails to adequately explain how any of the Board's purported non-disclosures were material, her Brady claim must fail. Similarly, appellant's discovery claims fail because she cannot show she was prejudiced by the lack of discovery.
Appellant argues the court improperly limited her cross-examination of multiple witnesses, including herself, to Conahan's purported corrupt influence over appellant's case, thus limiting her ability to explore a witness's bias or self-interest. Specifically, appellant contends the court limited her cross-examination of Conahan regarding his distribution of the Board's chief counsel's business cards, which she believes proves Conahan organized the case against her. Appellant further claims the court should not have found the Board's witnesses credible when she did not have the opportunity to adequately cross-examine them.
The Board reviews appellant's references to the record, and notes in some of those occasions, appellant's cross-examination was not limited by any objection or court ruling. On all other occasions, the Board argues appellant failed to preserve her objections to the court's limitations of her cross-examination. See Thompson v. Thompson, 963 A.2d 474, 477 (Pa.Super.2008) (finding waiver for failure to object to limitation or hurrying of cross-examination).
It is well settled the "trial court has the discretion `to determine the scope and limits of cross-examination and that this Court cannot reverse those findings absent a clear abuse of discretion or an error of law.'" Commonwealth v. Rivera, 603 Pa. 340, 983 A.2d 1211, 1230 (2009) (quoting Commonwealth v. Nolen, 535 Pa. 77, 634 A.2d 192, 195 (1993)). Appellant cites 22 instances of purported improper limitation of cross-examination.
Of the remaining 11 instances, appellant globally claims her questions were directed to show the witnesses' bias or interest by exposing Conahan's corruption. She does not address any instance individually, or explain how her questioning would have shown the witnesses' bias or otherwise aided her case. Accordingly, her claims with respect to these 11 instances fail for lack of development. See Walter, at 566.
Appellant, however, did develop an argument regarding Conahan's cross-examination. Nonetheless, her first citation to Conahan's testimony refers to the Board's direct examination of Conahan. N.T. Trial, 1/16/08, at 3692-93. In the other citation, appellant asked Conahan, "How many people have you given [the Board's chief counsel's card] to?" Id., at 3715. Conahan replied, "Conservatively,
Appellant argues the Board failed to prove her misconduct by clear and convincing evidence. She contends Conahan, Ciavarella, Sharkey, and Moran were the anchor of the Board's case; now that they are discredited, there is insufficient evidence to support the Board's case. She suggests the testimony of other witnesses was not credible, as they were subject to Conahan and Ciavarella's influence.
The Board notes questions of credibility and conflicts in evidence are not for appellate courts to resolve. The Board contends appellant challenges the court's credibility determinations, and as the Board presented 30 witnesses who often corroborated each other, sufficient evidence supported the court's finding that the Board's witnesses were credible. The Board also claims the testimony of Conahan, Ciavarella, Sharkey, and Moran was not central to its case, and appellant failed to show any of its other witnesses were manipulated to testify against her.
The court found all of the Board's witnesses credible, Lokuta III, at 951; appellant now challenges this determination.
In re Berkhimer, at 1258 (citations omitted). "`[Q]uestions of credibility and conflicts in the evidence presented are for the
Here, appellant cannot show the court's credibility findings are not supported by sufficient evidence. While four of the witnesses have now been exposed as criminals, appellant overstates their importance. Conahan was only called to refute claims appellant made during her testimony. Ciavarella's testimony mainly concerned her chambers and assignments, and he was not even discussed by the court in Lokuta I. Moran's testimony was corroborated by another witness and a court transcript. As for the remaining 26 witnesses, all appellant offers is speculation that they were manipulated into testifying against her. Such speculation as to the coercion of multiple witnesses does not prove there is insufficient record evidence supporting the court's credibility determinations. Thus, appellant cannot overcome the deference owed to the Court of Judicial Discipline as the trial court and establish that court's credibility findings were clearly erroneous. Because appellant offers no other argument showing the Board failed to prove its case, her sufficiency claim cannot prevail.
The Court of Judicial Discipline found appellant's on-bench conduct brought the judiciary into disrepute. Appellant claims her on-bench conduct could not have brought the judiciary into disrepute because it was Conahan and Ciavarella's misconduct, not her conduct, that brought the judiciary into disrepute. She further contends her on-bench conduct is speech protected by the United States and Pennsylvania Constitutions and is entitled to immunity.
The Board argues appellant has waived this claim because she failed to raise any free speech argument before the court, and she does not cite to which specific conduct was protected speech. We agree. Appellant never argued to the Court of Judicial Discipline that her on-bench conduct was protected speech, Conahan and Ciavarella's horrific misconduct nullified her distinct misconduct, or her actions were protected by any immunity. Accordingly, these claims are waived. See Pa. R.A.P. 302(a).
Appellant argues the Board selectively prosecuted her, claiming the Board did not pursue other misbehaving jurists, including Conahan and Ciavarella, as vigorously as it prosecuted her. The Board contends appellant cannot prove selective prosecution, as she does not show it singled her out for any invidious reason, nor does she show she was similarly situated to any other jurist.
To prove selective prosecution, appellant must show "first, others similarly situated were not prosecuted for similar conduct, and, second, the Commonwealth's discriminatory selection of them for prosecution was based on impermissible grounds such as race, religion, the exercise of some constitutional right, or any other such arbitrary classification." Commonwealth v. Mulholland, 549 Pa. 634, 702 A.2d 1027, 1034 (1997) (citing Wayte v. United States, 470 U.S. 598, 105 S.Ct. 1524, 84 L.Ed.2d 547 (1985)). Appellant fails to develop any argument as to how her prosecution was based on impermissible grounds. Therefore, this claim fails
Appellant argues Conahan facilitated the Board's case against her, as he handed out business cards of the Board's chief counsel. She claims the Board had a cordial working relationship with Conahan and shielded him from investigation because it was pursuing the case against her. Appellant contends the Board's shielding and use of Conahan, despite the Anonymous Complaint giving it notice of his misconduct, constitutes prosecutorial misconduct.
The Board claims appellant's prosecutorial misconduct claim is unfounded, as Conahan had no control over the Board or its decisions, and he did not file the initial complaint. It contends the Anonymous Complaint did not reveal that Conahan committed perjury at appellant's trial. The Board further alleges appellant did not show how the absence of the Anonymous Complaint prejudiced her to the extent of precluding a just verdict.
This Court has explained:
Commonwealth v. Tedford, 598 Pa. 639, 960 A.2d 1, 28-29 (2008) (citations omitted).
Appellant again overstates Conahan's role in the case against her, as he was merely a rebuttal witness. As for appellant's perjury claims, she does not explain how the Anonymous Complaint proved Conahan perjured himself at her trial. However alarming the Anonymous Complaint's allegations were, they were just that—anonymous allegations—and by themselves were insufficient to prove perjury. Additionally, appellant does not show how the Board's failure, albeit inexplicable, to pursue another judge on the marginally related Anonymous Complaint denied her a fair trial when 30 credible witnesses testified against her. Appellant does not explain how Conahan's distribution of business cards violated her due process rights or prejudiced her. As appellant cannot prove she was denied a fair trial, her prosecutorial misconduct claim must fail.
In 2009, after Conahan and Ciavarella's corruption was exposed, a complaint was filed with the Board indicating Conahan wanted appellant removed from her judicial proceeding and took steps accordingly. After an investigation, the Board dismissed this complaint. The Court of Judicial Discipline ordered all filings related to this 2009 complaint be placed under seal. After a hearing, the court found these materials did not qualify as after-discovered
Appellant argues the Board's investigation was inadequate and the court erred in not permitting her to use the 2009 complaint on remand. She claims the 2009 complaint supports her argument that Conahan exercised undue influence over Luzerne County courthouse personnel. Appellant argues she was prejudiced by the Board's failure to disclose evidence she claims shows Conahan orchestrated the charges against her. She also contends it engaged in prosecutorial misconduct by failing to correct Conahan's purported false testimony with the Anonymous Complaint and ignoring Conahan's misconduct while pursuing her.
The Board argues the complaint does not qualify as after-discovered evidence because it was cumulative of Conahan's known animus towards appellant. The Board further contends this complaint could only be used to attack the witnesses' credibility, and could not mitigate the overwhelming evidence of appellant's judicial misconduct. The Board, conceding it should have disclosed the 2004 interview report, maintains there was not a reasonable probability the case would have been different had it disclosed the report. The Board asserts appellant cannot show its failure to pursue Conahan's misconduct constituted prosecutorial misconduct depriving her of a fair trial.
To prevail on her after-discovered evidence claim, appellant must show "(1) the evidence has been discovered after trial and it could not have been obtained at or prior to trial through reasonable diligence; (2) the evidence is not cumulative; (3) it is not being used solely to impeach credibility; and (4) it would likely compel a different verdict." Commonwealth v. Washington, 592 Pa. 698, 927 A.2d 586, 595-96 (2007) (citing Commonwealth v. D'Amato, 579 Pa. 490, 856 A.2d 806, 823 (2004)). Here, appellant cannot prove the 2009 complaint satisfies the requirements for after-discovered evidence. Appellant may have used material from the 2009 complaint to question the credibility of two witnesses against her; however, after-discovered evidence must be used for more than impeachment. Evidence regarding Conahan's animus towards appellant is cumulative, as the discord between appellant and Conahan was well established at trial. Conahan's purported attempts to assure appellant's removal from office are irrelevant because appellant cannot show they occurred at a relevant time. Thus, appellant is not entitled to relief based on the 2009 complaint.
As for appellant's allegation regarding the Board's failure to disclose the 2004 interview report, the Board correctly notes appellant raises a Brady claim. To obtain relief on a Brady claim, the non-disclosed evidence must be material. Evidence is material only "if there is a reasonable probability that, had the evidence been disclosed to the defense, the result of the trial would have been different." Bond, at 821 (citing Lambert, at 854). The interview report does not contain exculpatory information. Even if the report was used to impeach the complainant, it still would not have impeached the testimony of the 29 other witnesses. Because appellant cannot show there is a reasonable probability the outcome of her trial would have been different had this interview report been disclosed, she cannot prove her entitlement to relief.
Appellant's prosecutorial misconduct claims are likewise unpersuasive. In
Appellant next claims Conahan, with the Board's acquiescence, corralled witnesses to testify against her. While there is no doubt Conahan disliked appellant, even now that he and Ciavarella have been exposed, appellant cannot prove he persuaded witnesses to testify against her. During trial, the court found the testimony of Conahan and other witnesses credible when they said they did not collude against her. Appellant offers only rank speculation to show the Board knew Conahan colluded against her. Such speculation is insufficient to prove she received an unfair trial.
As for appellant's selective prosecution claim, she must show "first, others similarly situated were not prosecuted for similar conduct, and, second, the Commonwealth's discriminatory selection of them for prosecution was based on impermissible grounds such as race, religion, the exercise of some constitutional right, or any other such arbitrary classification." Mulholland, at 1034 (citing Wayte v. United States, 470 U.S. 598, 105 S.Ct. 1524, 84 L.Ed.2d 547 (1985)). Appellant suggests Conahan was similarly situated to herself, and the Board did not prosecute him because it was selectively prosecuting her. She fails to show any arbitrary classification, such as race, religion, or the exercise of a constitutional right, motivated the Board to pursue her. Therefore, her selective prosecution claim fails. For the above reasons, appellant is not entitled to relief based on the sealed materials.
Appellant claims the court's sanction of removing her from the bench violated her equal protection rights. Appellant contends her sanction was harsher than that imposed on judges who engaged in more egregious misconduct.
The Board observes the court found appellant brought disrepute upon the judiciary, prejudiced the proper administration of justice, and violated the Code of Judicial Conduct. The Board contends appellant cites no case within the scope and breadth of her misconduct. After briefly summarizing appellant's misconduct, the Board notes appellant showed no remorse for her actions.
In reviewing the Court of Judicial Discipline's sanctions of a judicial officer, our review is limited to whether those sanctions were lawful. Pa. Const. art. V, § 18(c)(2); see also In re Berkhimer, at 1259 ("[T]he purpose of our review is not to re-weigh the sanction against aggravating or mitigating circumstances, but to determine whether the sanction is lawful."). "The Pennsylvania Constitution, art. V, § 18, sets forth removal as an available sanction for bringing disrepute upon the judicial office." Id., at 1260. "The Court of Judicial Discipline is charged with protecting the integrity of the judiciary and upholding public confidence in the judicial branch...." Id., at 1259-60 (citing In re Melograne, 571 Pa. 490,
The Court of Judicial Discipline had lawful authority to impose removal from office as a sanction for appellant's misconduct. Further, appellant cannot prevail on her equal protection argument. She does not detail the sanction imposed on any other jurist, or explain how another jurist's conduct was more egregious than her own. Similarity of misconduct does not require identicality of sanction, for there are other factors that bear on that decision, including mitigating and aggravating considerations and how a particular jurist's misconduct undermines public confidence in the judiciary. In focusing only on her misconduct and nothing more, appellant ignores these other factors, including, for example, her lack of remorse
Accordingly, the Court of Judicial Discipline's opinions and sanction are affirmed. Appellant's Application for Oral Argument and Sealed Application for Oral Argument are denied as moot.
Jurisdiction relinquished.
Justices TODD and McCAFFERY join the opinion.
Justice BAER files a concurring opinion.
Justice SAYLOR files a dissenting opinion.
Chief Justice CASTILLE and Justice ORIE MELVIN did not participate in the consideration or decision of this case.
Justice BAER, concurring.
I concur in the result reached by the Majority Opinion; however, I write separately to articulate my analysis of the recusal issue, the scope of the remand order, and the strength of the argument in favor of a new evidentiary hearing on sanctions. Before turning to these specific issues, I address overarching considerations relating to the history of this case and why I am ultimately able to join the determination of the Majority Opinion. I also briefly review the procedural history of this case.
In many ways, this Court and the Court of Judicial Discipline (CJD) are sailing in uncharted waters. We have never been faced with the horrific corruption we now know existed in Luzerne County, perpetrated primarily by former president judges, Michael Conahan and Mark Ciavarella. During the same general timeframe that this perversion of justice was being perpetrated, approximately thirty individuals presented testimony of atrocious judicial behavior on the part of Judge Lokuta. We are now presented with a claim by Judge Lokuta that the corruption of the former president judges tainted the testimony of all of the other witnesses at her trial, justifying a new sanction hearing.
Her current claim is at least superficially supported by her persistent assertions during trial that former judge Conahan had orchestrated her prosecution. That claim, which once seemed farfetched, now appears to be at least plausible. Indeed, a natural reaction, following the disquieting revelations, is to conclude that the corruption of the former president judges and their alleged lackeys, William Sharkey, the former court administrator, and Jill Moran,
It is noteworthy that this Court has made extraordinary, but entirely justified, rulings in other cases infected by the former president judges. It would certainly be within reason to do the same in a case involving the removal of an elected, seventeen-year veteran of the bench of Luzerne County. Thus, my initial, knee-jerk inclination was to vacate the potentially tainted proceedings against Judge Lokuta, and to award her a new trial.
After an intense review of the record and careful consideration of all of the arguments, however, I conclude that such a result is not supportable. To the contrary, it is my conclusion that, notwithstanding my comments below, the CJD provided Judge Lokuta with a full and fair proceeding, and the Judicial Conduct Board proved its case against her. Even after disregarding the testimony of Conahan, Ciavarella, Sharkey, and Moran, the conclusions of the CJD remain fully supported by testimony of over twenty witnesses. Indeed, while implying that the events the witnesses described never occurred, Judge Lokuta is careful not to assert directly that the testimony presented was false, instead, claiming that the witnesses "embellished" their testimony in an effort to please the president judges. As discussed below, she fails to produce any specific evidence supporting her bald contention that these witnesses "embellished" any of their testimony during her trial, nor her unspoken implication that they committed perjury. Accordingly, after reviewing the record, I join with my colleagues in affirming the CJD's ultimate determinations.
In its detailed 226-page opinion of October 2008,
Based upon these findings and a rejection of Judge Lokuta's defenses, the CJD concluded that Judge Lokuta should be subject to judicial discipline. Judge Streib, joined by Judge O'Toole, "join[ed] in the majority of the Court's Opinion," dissenting only to the final two conclusions, relating to the O'Brien and Bonner cases, based upon the dissent's conclusion that the relevant law clerk's testimony on those issues was not credible. Id. at 1136 (Streib, J., dissenting). Importantly, however, the dissent agreed with the conclusion that Judge Lokuta should be subject to judicial discipline. Indeed, only Judge O'Toole dissented from the CJD's December 2008 decision to remove Judge Lokuta from office. Judge O'Toole, instead, advocated for a sanction of a one-year suspension without pay, followed by a three-year probationary period.
At the conclusion of these proceedings and following the revelations regarding the corruption in Luzerne County, Judge Lokuta timely filed various applications in this Court. After careful consideration, we remanded the case to the CJD for:
In re Lokuta, 600 Pa. 504, 504, 968 A.2d 227 (Pa.2009).
The CJD heard argument on May 13, 2009, on the scope of the remand, among other matters. Without dissent, the court concluded that Judge Lokuta would not be allowed discovery, but would be permitted ninety days to investigate the connection, if any, between the corruption and her trial. Transcript (Tr.), 5/13/09, at 95-6. Following the ninety-day period, Judge Lokuta submitted documents in August,
The CJD heard argument in November, 2009, on the sanction question, and subsequently ruled in a 4-3 majority opinion that an evidentiary hearing was not required and that the new evidence did not affect the decision to remove Judge Lokuta from office. In re Lokuta, 989 A.2d 942, 958 (Pa.Ct.Jud.Disc.2010). Judge Streib, joined by Judges Musmanno and O'Toole, dissented, concluding that the new sanction hearing was justified based upon the evidence of pervasive corruption in Luzerne County, which "demonstrate[d] that this was no ordinary judicial environment and no environment to which any judge should be exposed. That, to [the dissent], is a serious mitigating factor which does indeed militate in favor of an altered sanction in this case." Id. at 960 (Streib, J., dissenting).
While I join the analysis of the Majority in most respects and, as stated at the outset of this concurrence, the disposition in full, I write separately to the issues of denial of recusal, the scope of remand, and the argument in favor of a new sanction hearing.
Turning first to the question of Conference Judge Sprague's denial of Judge Lokuta's motion for recusal, I agree that this Court should affirm the denial, but I differ regarding the applicable standard of review. The Majority utilizes the standard set forth in Joseph v. Scranton Times L.P., 604 Pa. 677, 987 A.2d 633, 634 (2009), and Interest of McFall, 533 Pa. 24, 617 A.2d 707, 712-713 (1992), which provide that "an appearance of impropriety is sufficient justification for the grant of new proceedings before another judge" and that "[t]here is no need to find actual prejudice." Maj. Op. at 453. The cases cited, as properly described by the Majority Opinion at 435-36, involve situations where the involved judges apparently hid information relevant to the recusal issue from the potentially aggrieved parties. Importantly, because the information was unknown to them, the parties did not file motions for recusal. Unlike in Joseph and McFall, Judge Lokuta presented Conference Judge Sprague with motions for recusal, and Conference Judge Sprague addressed and denied the allegations raised. In such cases, an appellate court reviews the judge's denial on an abuse of discretion standard, determining whether a fair and impartial trial occurred:
Reilly by Reilly v. Southeastern Pennsylvania Transp. Authority, 507 Pa. 204, 489 A.2d 1291, 1300 (1985) (emphasis in original). I review Judge Lokuta's arguments in accord with this standard and criteria.
As referenced at footnote 1, Judge Lokuta claims that Conference Judge Sprague should have recused due to his representation of Robert Powell and PA Child Care, who have been implicated as central figures in the corruption in Luzerne County. Judge Lokuta asserts that the need for recusal was demonstrated by Conference "Judge Sprague's evidentiary rulings that effectively closed the door on the development of a public record potentially harmful to Powell, PA Child Care, Conahan, and Ciavarella." Brief for Lokuta at 13. As evidence of his partiality, she asserts, "Judge Sprague issued his Order as to the admissibility of trial exhibits largely sustaining the JCB's objections to Judge Lokuta's exhibits." Brief for Lokuta at 13. She also asserts, "[i]t is now reasonably evident that, had Judge Lokuta been permitted to properly explore the relationships among Powell, PA Child Care, Conahan, and Ciavarella, a record would have been created tying Judge Sprague's clients to Conahan and Ciavarella's criminal enterprise and corrupt influence." Brief for Lokuta at 17. While she makes these broad allegations regarding Conference Judge Sprague, she fails to provide citations to the record in support of her claims.
Rather than presenting a "summary denial" complete with "venomous rhetoric" as Judge Lokuta claims, Brief for Lokuta at 14, Conference Judge Sprague in his May 13, 2009, Memorandum Opinion and Order denying the Second Recusal Motion provided a thirteen-page detailed and scholarly analysis to refute Judge Lokuta's arguments in favor of recusal. I discuss only a few representative aspects of his denial. Conference Judge Sprague observed that a review of the word index to the 3,893 pages of the trial transcript revealed only one unrelated mention of Robert Powell and no mention of PA Child Care. May 13, 2010 Memorandum Opinion at 9-10. My review of the record confirms Conference Judge Sprague's assertion, and thus refutes Judge Lokuta's claim that Conference Judge Sprague prevented her from developing a connection between his clients and the former president judges. Additionally, my review of the record sheds light upon Judge Lokuta's claim that Conference Judge Sprague "largely sustained the JCB's objections" to her trial exhibits. Judge Lokuta fails to note that while Conference Judge Sprague sustained twenty-one of the JCB's thirty objections to trial exhibits, he did nothing to impede Judge Lokuta's introduction of over one thousand exhibits, as compared to the approximately thirty exhibits introduced by the JCB. Order of February 28, 2008. Without further development by Judge Lokuta, the sustaining of twenty-one objections does not demonstrate a need to overturn a denial of recusal. For these reasons, I conclude that Conference Judge Sprague presented valid reasons for denying the motion for recusal, and Judge Lokuta fails to present evidence that she was denied a fair and impartial trial.
The second issue upon which I diverge from the Majority Opinion involves the scope of our remand order. The Majority Opinion approves the CJD's narrow reading of the order limiting Judge Lokuta to claims in the nature of after-discovered evidence that relate only to corruption revealed shortly before the remand order,
Judge Lokuta asserts that the CJD's interpretation was an "artificially narrow interpretation of the scope of the remand." Brief for Lokuta at 19. She contends that the remand should have extended to "the growing body of evidence in the public record speaking directly to Conahan and Ciavarella's corrupt influence over others." Brief for Lokuta at 19. I agree that it would have been better to allow investigation concerning any information even potentially related to a connection between the culture of corruption created by the former president judges and the prosecution of Judge Lokuta, in that this Court's remand was to permit full exploration of the unprecedented corruption in Luzerne County, its impact upon the CJD's removal of Judge Lokuta, and the nexus between the two.
Nonetheless, I agree with the Majority Opinion's affirmance of the decision below, despite the narrow scope of review on remand, because Judge Lokuta was unable to show any prejudice resulting from the CJD's restrictive interpretation of our remand order. While she appropriately presents damning evidence of the former judges' power and corruption, she fails to discredit the vast majority of the copious evidence from more than twenty witnesses who testified for day upon day to the litany of improper judicial conduct described at the beginning of this concurrence. Moreover, she fails to allege what evidence she would have presented to the CJD if she had been allowed. Accordingly, I agree with the Majority Opinion to the extent that it concludes that the CJD's interpretation of this Court's remand order does not justify overturning the decision.
Finally, I consider the issue of the appropriateness of a new sanction hearing following the revelations of the corruption in Luzerne County. The Majority addresses this issue as a question of the sufficiency of the evidence and appropriately observes, "[q]uestions of credibility and conflicts in the evidence presented are for the trial courts to resolve, not our appellate courts." Maj. Op. at 445-46. Nonetheless, I am compelled to note the argument in favor of a new sanction hearing convincingly articulated by Judge Streib in her dissent following our remand:
In re Lokuta, 989 A.2d at 960 (Streib, J., dissenting).
Although on a personal level I agree with Judge Streib and would have voted with the dissent if a member of the CJD, my personal judgment does not supplant my obligation to consider whether there was sufficient evidence to support the CJD's majority decision to deny a new sanction hearing. I believe there was such evidence, and therefore, that the majority of the CJD acted within its sound discretion in denying such hearing, necessitating my vote to affirm.
Accordingly, I am constrained to join the majority of my colleagues in affirming the decision of the Court of Judicial Discipline.
Justice SAYLOR, dissenting.
While crediting the factual assertions contained in Judge Sprague's decision on Appellant's motion to recuse, I am nevertheless of the view that Rule 5(C)(2) of the Rules Governing the Conduct of Members of the Court of Judicial Discipline—which provides that "[a] member should not participate in a proceeding in which the member's impartiality might reasonably be questioned"—compelled his recusal on account of his representation of Robert Powell and PA Child Care, LLC, who and which were connected to the extraordinary judicial corruption present in Luzerne County in a time period relevant to the proceedings against Appellant.
Id., § 18(b)(5).
Accordingly, the court held appellant violated various canons of the Code of Judicial Conduct, and brought the judicial office into disrepute and prejudiced the proper administration of justice, in violation of Article V, § 18(d)(1) of the Pennsylvania Constitution. Id., at 1134-35. We will not review these findings except to the extent appellant has properly developed a challenge thereto.
Pa. Jud. Conduct Bd. R.P. 31 (rescinded 2007).
Pa. Jud. Conduct Bd. R.P. 15.