Justice TODD.
This appeal concerns possession with intent to deliver heroin and, specifically, the question of whether the trial court properly calculated the total weight of heroin for
The following relevant factual history of this case has been gleaned from the trial court's opinion and the certified record. On June 16, 2004, Philadelphia narcotics officer Richard Gramlich was conducting an undercover drug investigation when he received information from a confidential informant that someone named "Omar" was selling a brand of heroin called "party," as well as Oxycontin tablets. N.T. Trial, 2/15/05, at 9, 23. The informant additionally provided Officer Gramlich with a telephone number, which the informant claimed belonged to Omar and could be used to arrange a purchase of these drugs.
When Officer Gramlich dialed the number, a person identifying himself as Omar answered. Officer Gramlich informed this individual that he wanted to purchase "a bundle of party and three oxy-40s."
Officer Gramlich requested that Appellant enter his unmarked car, and, after Appellant complied, Officer Gramlich repeated his prior request for heroin and Oxycontin. Id. at 10. At this point, Appellant exited the vehicle and spoke to another individual, later identified as Raheem Stoner, and the two entered Stoner's car—a green Chevrolet Lumina. Id. at 11. After a brief time, Appellant emerged from Stoner's car, re-entered Officer Gramlich's car, and handed Officer Gramlich a bundle of 11 packets stamped "party," as well as two tablets which Appellant claimed were Oxycontin. Id. at 12. In turn, Officer Gramlich gave Appellant $180.00 in pre-recorded buy money with pre-recorded serial numbers, after which Appellant left the vehicle and began walking towards Stoner's car. Officer Gramlich then left the scene; however, one of his backup officers observed Appellant hand all of the money he had received from Officer Gramlich to Stoner. Id. at 12. Officer Gramlich later "field tested" the contents of one of the packets in the bundle he had obtained from Appellant,
Two weeks later, on June 30, 2004, Officer Gramlich called Appellant to set up another drug transaction and they, again, arranged to meet at Seventh and Girard Streets. When Officer Gramlich arrived at this location, Appellant entered his vehicle and Officer Gramlich, once more, asked for a bundle of "party" heroin and three 40 milligram Oxycontin tablets. Appellant expressed uncertainty that he could obtain the Oxycontin due to the fact it was late in the day but stated that he would, nevertheless, make an effort to do so. Appellant left the car, entered a nearby bar, and returned a short time later with what he claimed was an 80 milligram Oxycontin tablet, for which Officer Gramlich paid him $50.00 in pre-recorded "buy money." Appellant then departed the scene in his own vehicle to obtain the requested heroin. Officer Gramlich remained behind to await his return.
Other officers followed Appellant once he had left Officer Gramlich's presence, and these officers observed Appellant meet another unidentified individual who retrieved something from a parked automobile
Finally, on July 6, 2004, Officer Gramlich made contact with Appellant by phone and asked him for another bundle of heroin, as well as an 80 milligram Oxycontin tablet. Officer Gramlich and Appellant once more met at the intersection of Girard Avenue and Seventh Street, whereupon Appellant got into Officer Gramlich's vehicle. Appellant took out a bundle of 12 packets of heroin bearing the stamp "check due." Officer Gramlich asked Appellant if he could obtain another bundle. Id. at 18. In response, Appellant stepped out of the vehicle and made a call, during which Officer Gramlich heard Appellant say he wanted "one jaun," which Officer Gramlich interpreted to mean a request for one bundle of heroin. Id. Appellant concluded the conversation, re-entered the vehicle, and told Officer Gramlich to drive up Seventh Street, which he did. Id.
At the intersection of Seventh and Master Streets, Appellant asked Officer Gramlich to pull over. Id. at 19. Appellant alighted from the vehicle and walked towards a gold Buick parked nearby. Another person, later identified as William Wilson, got out of the Buick, shook hands with Appellant, and began talking with him. According to Officer Gramlich this conversation occurred on the southwest corner of Seventh and Master Streets. Id. After a brief time, Officer Gramlich saw Wilson return to the Buick, reach inside the glove compartment area and retrieve a bundle of 13 packets, which bore the stamp "new era."
Stoner and Wilson also were arrested on July 6. A search of Stoner's car revealed a.45 caliber handgun, 12 packets of crack cocaine, and two tablets. Wilson was discovered to be carrying on his person $80.00 in pre-recorded buy money and the keys to the Buick from which he previously retrieved the bundle of 13 "new era" packets for Appellant. Officer Gramlich subsequently obtained a warrant to search the Buick. This search yielded a second bundle of twelve packets stamped "new era," as well as 14 packets of a chunky white substance, one packet of which was later tested by the Philadelphia Police Crime Laboratory and determined to be cocaine base. Id. at 21-22, 53.
With respect to the events of July 6, 2004, Appellant was charged via criminal information with one count of violating 35 P.S. § 780-101 (intentional possession of a controlled substance), one count of violating 35 P.S. § 780-113(a)(30) (prohibiting "the manufacture, delivery, or possession with intent to manufacture or deliver, a controlled substance," by a person not registered to do so under the Controlled Substances Act), one count of violating 18 Pa. C.S.A. § 903 (conspiracy to deliver a controlled substance),
Appellant proceeded to a bench trial before former Philadelphia Common Pleas Court Judge Leslie Fleisher. At this trial Officer Gramlich testified, as did the other officers who had participated in the surveillance and apprehension of Appellant. Additionally, the Commonwealth introduced into evidence laboratory reports prepared by the Philadelphia Police Crime Laboratory detailing the analysis its technicians had performed on the contents of the bundles of packets and tablets seized by the police during the sales from Appellant to Officer Gramlich and, also, taken from the vehicles of Stoner and Wilson.
After considering all of this evidence, the trial court acquitted Appellant of the charge of unlawful use of a communication facility, but found him guilty of the conspiracy, possession, and possession with intent to deliver charges. Because Appellant had previously been convicted of the offense of possession with intent to deliver a controlled substance, and, due to the fact the trial court concluded the Commonwealth had established that Appellant possessed with intent to deliver more than one gram of heroin, it imposed a mandatory minimum sentence of three years incarceration upon Appellant for possession with intent to deliver pursuant to 18 Pa.C.S.A. § 7508(a)(7)(i), set forth infra.
In its opinion prepared pursuant to Pa. R.A.P. 1925(a), the trial court explained, in determining whether the application of the mandatory minimum sentence was required under this statute, it utilized a calculation of the total weight of each seized bundle of heroin, which was achieved by multiplying the measured weight of one packet in each bundle, as listed on the aforementioned crime laboratory reports, by the total number of packets in the bundle. Trial Court Opinion, 5/26/06, at 7. The trial court ruled that this method was "sufficient to prove by a preponderance of the evidence that the [Appellant] possessed in excess of one gram of heroin." Id.
The following table represents the estimated weights of the entire amount of heroin purchased and seized in this case using this means of extrapolation:
JUNE 16, 2004 11 PACKETS x 54 594 MILLIGRAMS "PARTY" HEROIN MILLIGRAMS SOLD TO OFFICER GRAMLICH June 30, 2004 "polo" 13 packets x 20 260 milligrams heroin sold to Officer milligrams Gramlich July 6, 2004 "check due" 12 packets x 28 336 milligrams heroin sold to Officer milligrams Gramlich July 6, 2004 "new era" 13 packets x 27 351 milligrams heroin sold to Officer milligrams Gramlich July 6, 2004 "new era" 12 packets x 36 432 milligrams heroin seized from Buick milligrams during search
The trial court noted that the quantity of heroin sold to Officer Gramlich by Appellant on June 16, June 30, and July 6, 2004
Additionally, the trial court found that Appellant and Wilson were in "joint constructive possession" of the heroin inside of the Buick, reasoning that: "(1) both Mr. Wilson and [Appellant] were actively engaging in an ongoing criminal conspiracy to sell heroin, (2) the narcotics found in the vehicle were identically marked and packaged as the heroin that Officer Gramlich had purchased, and (3) Mr. Wilson had retrieved heroin from his vehicle before transferring it to [Appellant] to complete a drug sale." Id. at 6. The trial court further deemed Appellant's constructive possession of the heroin in the Buick to be established because he "had the ability and the intent to exercise control over the identically packaged heroin bundle in the Buick by completing drug transactions." Id. at 7. Thus, the trial court added the extrapolated weight of heroin Appellant sold to Officer Gramlich on July 6, 2004— 687 milligrams—to the extrapolated weight of the heroin seized from the Buick pursuant to the execution of the search warrant—432 milligrams—to arrive at a total weight of "approximately 1.1 grams," and concluded that this particular weight of heroin, alone, was sufficient to justify the imposition of the mandatory minimum sentence for possession with intent to deliver. Trial Court Opinion at 6-7.
Appellant appealed to the Superior Court raising four claims: 1) the evidence was insufficient to sustain his conspiracy conviction; 2) the Commonwealth improperly extrapolated the weight of each bundle of heroin by weighing only one packet of the bundle; 3) the trial court committed error by combining the weights of the heroin involved in the transactions of June 16, June 30, and July 6, 2004; and 4) even considering only the events of July 6, 2004, he did not traffic one gram or more of heroin on that date since he did not jointly and constructively possess the drugs recovered from inside the Buick. A divided panel of the Superior Court affirmed Appellant's convictions in a published opinion. Commonwealth v. Johnson, 920 A.2d 873 (Pa.Super.2007). The majority opinion, authored by Judge Stevens and joined by Judge Panella, rejected all of Appellant's claims. The third member of the panel, Judge Klein, joined the majority opinion in
Relevant for purposes of this appeal, the panel considered Appellant's claim that, in determining whether to apply the mandatory minimum sentence required by 18 Pa.C.S.A. § 7508(a)(7)(i), the trial court improperly aggregated the weight of heroin sold during the June 16, June 30, and July 6 transactions between Officer Gramlich and Appellant. The panel took note of our Court's opinion in Commonwealth v. Vasquez, 562 Pa. 120, 753 A.2d 807 (2000), which held that, because two drug transactions occurred ten days apart, required separate planning and execution, and were not contingent on one another, the transactions could not be treated as a single criminal act. Our Court determined, for purposes of imposing the mandatory minimum sentence under Section 7508, that the two transactions were properly deemed two separate crimes giving rise to two separate convictions. Based on this holding, the panel reasoned that the amount of drugs purchased by Officer Gramlich from Appellant in the three separate transactions could not be aggregated for sentencing purposes. Thus, the panel focused on the question of whether the extrapolated weight of the heroin seized on July 6, 2004, justified the imposition of the mandatory minimum sentence under Section 7508.
To answer this question, the panel addressed Appellant's challenge to the trial court's finding that he constructively possessed the heroin found in the search of the Buick after his arrest. The panel cited our Court's decision in Commonwealth v. Valette, 531 Pa. 384, 388, 613 A.2d 548, 550 (1992), which defined constructive possession as "the ability to exercise a conscious dominion over the illegal substance: the power to control the contraband and the intent to exercise that control." The panel then set forth the following three factors to support its conclusion that appellant had the ability to control the heroin taken from the Buick during the search and the intent to exercise control over it:
Johnson, 920 A.2d at 882.
We granted allocatur to consider the following questions:
Commonwealth v. Johnson, 602 Pa. 201, ___, 979 A.2d 842, 843 (2009).
We presently need only consider whether the trial court properly determined that Appellant constructively possessed the second bundle of "new era" heroin seized from the Buick, such that its weight could be aggregated with the weight of the "check due" and "new era" heroin purchased by Officer Gramlich on July 6, 2004, in order to meet the one gram threshold for the imposition of the mandatory minimum term of incarceration under 18 Pa.C.S.A. § 7508(a)(7)(i).
Appellant assails the trial court's finding that he constructively possessed the second bundle of "new era" heroin recovered from the Buick. He accepts that the tripartite legal requirements for a finding, beyond a reasonable doubt, that a defendant constructively possessed an illegal substance, i.e., 1) the defendant's ability to exercise a conscious dominion over the illegal substance; 2) the defendant's power to control the illegal substance; and 3) the defendant's intent to exercise that control, were set forth in our Court's decision of Valette, supra, and were properly acknowledged by the Superior Court in its opinion below. However, he contends the evidence in this case satisfied none of these three requirements, and he cites two key aspects of that evidence as primary support for this contention.
First, Appellant avers the trial evidence showed he was never actually inside of the Buick, nor did he ever make any effort to enter it. Appellant notes that when he arrived at the place where the Buick was parked, Wilson got out of the Buick and talked to him on the street corner. After their initial conversation, Wilson went back to the Buick and secured the drugs, after which he transferred them to Appellant who was still standing on the street corner. This, Appellant suggests, shows that Wilson "made special efforts to keep [A]ppellant outside of, and away f[ro]m, his car and the drugs stored within it." Appellant's Brief at 35.
Second, Appellant argues the evidence adduced at trial established only the following sequence of events: After Officer Gramlich unexpectedly asked Appellant if he could buy a second bundle, Appellant "spontaneously contacted" Wilson by phone in order to obtain the second bundle of heroin; Wilson removed the bundle from the Buick and delivered it to Appellant; Appellant delivered the bundle to Officer Gramlich in exchange for cash; and Appellant returned to Wilson and paid him for the heroin. Id. at 35-36. Appellant cites the lack of any other trial evidence which would have established a relationship between himself and Wilson. He points out this was nothing more than "an arm[']s length drug transaction" between himself and Wilson, a drug source, and he asserts simply because he obtained a discrete quantity of drugs from Wilson, this
Appellant maintains that Wilson's efforts to keep him out of and away from the Buick in which the second bundle of heroin was stored, and the fact that he never tried to enter the Buick, nor had any physical means to do so, such as a key or remote unlocking device, demonstrated that he had neither the ability nor the power to control those particular drugs located inside the Buick. Appellant claims there is no evidence demonstrating he ever had any knowledge that there were other drugs situated in the Buick, and, thus, because of this lack of knowledge, he could not have had any intent to control those undelivered drugs. Appellant argues that the trial evidence demonstrated only that Wilson had "an exclusive ability to control his ... car and any drugs stored therein." Id. at 37. Appellant contends that a finding of constructive possession under these circumstances "stretches the notion of constructive possession beyond its breaking point." Id.
The Commonwealth responds by arguing that Appellant's claim is fundamentally misguided, and that it makes no difference whether he constructively possessed the second bundle of heroin found in the Buick, because Appellant was liable for that amount of heroin under a theory of conspiratorial liability. Commonwealth's Brief at 24.
The Commonwealth further argues that Wilson had both an ability and intent to control the bundle of heroin in the Buick since it was his vehicle, and he had just delivered a different bundle of heroin to Appellant from it. Hence, the Commonwealth asserts because Wilson's possession of the bundle of heroin in the Buick was attributable to Appellant as "a natural and probable consequence of their conspiratorial
In his reply brief filed with our Court, Appellant disputes that the trial evidence demonstrated the existence of a continuing criminal conspiracy between himself and Wilson to distribute heroin. To the contrary, Appellant maintains that this evidence showed only that the extent of the conspiracy between himself and Wilson was limited to the one bundle of heroin that he obtained from Wilson and then delivered to Officer Gramlich. In Appellant's view, the record does not contain any evidence to suggest a wider or ongoing conspiracy between himself and Wilson to effectuate the delivery of other quantities of heroin beyond that involved in their lone transaction, nor, he suggests, did the Superior Court, in its opinion, find the existence of a wider conspiracy beyond that transaction. See Appellant's Reply Brief at 9-10.
Appellant further argues that this case "does not involve ... the general issue of a person's substantive liability for a criminal offense committed by a co-conspirator." Id. at 10. Rather, Appellant avers that this case involves the interpretation of the text of 18 Pa.C.S.A. § 7508, which he contends does not include for sentencing purposes quantities of drugs that are the object of a conspiracy conviction unless the defendant has manufactured them or actually or constructively possessed them with intent to deliver. He notes that 18 Pa. C.S.A. § 7508(a)(1) applies only when the defendant is convicted of violating Section 13(a)(30) of the Controlled Substances, Drug, Device, and Cosmetic Act, and that section prohibits the manufacture, delivery, or possession of heroin with intent to manufacture or deliver it. Appellant points out that Section 13(a)(30) does not, however, include either a conspiracy conviction or conspiratorial liability. Appellant references our Court's decision in Commonwealth v. Hoke, 599 Pa. 587, 962 A.2d 664 (2009), discussed at greater length infra, as support for his position. Appellant maintains that in Hoke we held that another mandatory sentencing statute, 35 P.S. § 780-113(k), did not apply to the crime of conspiracy to manufacture methamphetamine, as the statute, by its terms, restricted the imposition of the mandatory minimum sentence to only the crime of manufacturing methamphetamine. Appellant proffers that Hoke refutes the Commonwealth's argument of conspiratorial liability in the instant matter.
We begin our analysis by addressing the Commonwealth's claim that the quantity of heroin contained in the second bundle of heroin stored in the Buick could be imputed to Appellant under a theory of joint conspiratorial liability.
Section 7508(a)(7)(i) provides, as follows:
18 Pa.C.S.A. § 7508(a)(7)(i) (emphasis supplied).
In interpreting the language of this statute we are guided by the polestar principle that we must ascertain and effectuate the intent of the General Assembly in enacting it. See 1 Pa.C.S.A. § 1921(a). We are further guided by the Statutory Construction Act's command that "[w]hen the words of a statute are clear and free from all ambiguity, the letter of it is not to be disregarded under the pretext of pursuing its spirit." 1 Pa.C.S.A. § 1921(b). As this is a penal statute, its words must be strictly construed, and any ambiguity in those words must be interpreted in favor of the Appellant. 1 Pa.C.S.A. § 1928(b)(1); Commonwealth v. Jarowecki, 604 Pa. 242, 249, 985 A.2d 955, 959 (2009).
Generally, the best indication of the General Assembly's intent in enacting a statute may be found in its plain language. Martin v. Commonwealth, Dep't of Transp., Bureau of Driver Licensing, 588 Pa. 429,
Accordingly, applying these principles, and giving the words of 18 Pa.C.S.A. § 7508(a)(7)(i) their plain and ordinary meaning, a mandatory minimum sentence may be imposed on a defendant under this statutory provision only if he or she has been "convicted of violating section 13(a)(14), (30) or (37) of The Controlled Substance, Drug, Device and Cosmetic Act" and the amount of heroin involved in the commission of those specifically enumerated offenses exceeds one gram and is less than five grams. The subsections of Section 13(a) of the Controlled Substance, Drug, Device and Cosmetic Act listed in 18 Pa.C.S. § 7508(a)(7)(i) specifically prohibit:
35 P.S. § 780-113(a)(14), (30), and (37). Nowhere in this list of crimes to which the minimum sentence applies upon conviction, however, did the legislature include conspiracy.
It is an established principle of law that, under the Crimes Code of our Commonwealth, conspiracy to commit a substantive offense, and the substantive offense itself which is the object of the conspiracy, are two entirely separate crimes. Commonwealth v. Miller, 469 Pa. 24, 27-28, 364 A.2d 886, 887 (1976); see also Commonwealth v. Rios, 546 Pa. 271, 283, 684 A.2d 1025, 1030 (1996) ("A defendant may be convicted of both conspiracy and the offense that was the object of the conspiracy.") Consequently, when the legislature
As Appellant has suggested, our Court's decision in Commonwealth v. Hoke, 599 Pa. 587, 591-92, 962 A.2d 664, 666-67 (2009), is particularly instructive on this point. In that case, our Court considered the question of whether an individual's conviction for conspiracy to manufacture methamphetamine authorized the imposition of a mandatory minimum sentence under 35 P.S. § 780-113(k), which requires a trial court to impose such a sentence on "any person convicted of manufacture of... methamphetamine." Hoke, 599 Pa. at 591, 962 A.2d at 666 (quoting 35 P.S. § 780-113(k)). Inasmuch as Section 780-113(k) is a penal statute, we noted its language must be strictly and narrowly construed. In this regard, we observed the plain language of this statutory provision required the imposition of a mandatory minimum sentence only when a defendant was convicted of the manufacture of certain specified controlled substances, which included methamphetamine, but it did not mention the crime of conspiracy. We reasoned that conspiracy to manufacture a controlled substance and the crime of manufacturing a controlled substance are two entirely separate crimes, and, due to the fact the plain language of Section 780-113(k) encompassed only the crime of manufacture but not conspiracy to manufacture, this section was inapplicable to the defendant's conspiracy conviction. Hoke, 599 Pa. at 591-92, 962 A.2d at 667.
In addition, we specifically rejected the notion that the legislature always intends for a mandatory minimum sentencing statute to apply to both inchoate and substantive crimes, even if the inchoate crime is not specifically incorporated into the statute. Our Court recognized that the legislature has explicitly included conspiracy and other inchoate crimes in other mandatory minimum sentencing statutes such as 42 Pa.C.S.A. § 9714 (requiring a mandatory sentence for convictions of second and subsequent "crimes of violence," which the statute defines as certain specified substantive offenses and, also, "criminal attempt, criminal conspiracy or criminal solicitation" to commit such offenses), 42 Pa. C.S.A. § 9712 (requiring a mandatory sentence for a crime of violence committed with a firearm), and 42 Pa.C.S.A. § 9713 (requiring a mandatory sentence for a crime of violence committed on public transportation). We deemed these inclusions to be a reflection of the legislature's awareness of the difference between inchoate and substantive crimes, as well as its ability to make inchoate crimes subject to the same mandatory minimum sentences applicable to the underlying crimes—if it so desired. Hoke, 599 Pa. at 595, 962 A.2d at 668-69.
Likewise, in the case sub judice, the legislature did not choose to include the offense of conspiracy in the list of enumerated criminal offenses to which 18 Pa.C.S.A. § 7508(a)(7)(i) applies upon conviction. Because this is a penal statute which we must strictly construe, we will not rewrite it to add the offense of conspiracy to its unambiguous provisions. Thus, the explicit terms of 18 Pa.C.S.A.
We next address the Commonwealth's theory of conspiratorial culpability, and alternate basis for affirmance, insofar as it is premised on the assertion that there existed an ongoing conspiracy between Appellant and Wilson to sell heroin which encompassed as its object the second bundle of heroin Wilson had stored in his automobile, such that Appellant was guilty, by virtue of participation in that conspiracy, of possession with intent to deliver that bundle of heroin—an offense which is listed in 18 Pa.C.S.A. § 7508(a)(7)(i). We also reject this contention, as the trial court's finding that there existed an ongoing conspiracy between Appellant and Wilson to sell heroin at the time of the seizure of the second bundle of heroin from Wilson's automobile is belied by the evidence of record.
As our Court has long recognized: "The duration of a conspiracy depends upon the facts of the particular case, that is, it depends upon the scope of the agreement entered into by its members." Commonwealth v. Evans, 489 Pa. 85, 92, 413 A.2d 1025, 1028 (1980) (quoting Commonwealth v. Pass, 468 Pa. 36, 45, 360 A.2d 167, 171 (1976)). The facts adduced at trial, and recited above, did not establish the existence of any continuing criminal conspiracy between Appellant and Wilson to sell additional quantities of heroin beyond that involved in the single transaction on July 6, 2004. In that transaction, Appellant called Wilson to make the arrangements, received a single bundle of heroin from Wilson, immediately delivered it to Officer Gramlich, and then returned money to Wilson. The record, however, is devoid of evidence to suggest any agreement between Appellant and Wilson to deliver quantities of heroin other than that which was the subject of this lone exchange. Officer Gramlich, the sole witness in this regard, observed no prior or subsequent transactions between Appellant and Wilson indicative of their participation in an ongoing criminal enterprise, nor did he offer any testimony which would establish that Appellant and Wilson agreed to deliver the heroin in the Buick at a future point or shared a criminal intent to possess the second bundle of heroin secreted in the Buick for purposes of its future delivery.
To the contrary, the evidence furnished by Officer Gramlich's testimony regarding his observations during his investigation suggests that Appellant was a "freelance" middleman who worked for, or with, no one person in particular, but would, instead, obtain heroin for buyers from whatever source was most convenient and available at the time a buyer's request was made. Indeed, Wilson was the third separate supplier from whom Appellant obtained drugs to fulfill Officer Gramlich's buy requests. For taking the bundle of heroin from Wilson, delivering it to Officer Gramlich, and then conveying to Wilson the purchase money, Appellant was properly convicted of the offense of conspiracy to deliver a controlled substance, for which he was charged. See supra note 5 (recounting that criminal information charged Appellant with the offense of conspiracy and listed delivery of controlled substance as the object of that conspiracy); Commonwealth v. Murphy, 577 Pa. 275, 844 A.2d 1228 (2004) (finding evidence sufficient to uphold defendant's conspiracy to deliver heroin conviction for facilitating a transaction between an undercover police officer and a second individual). However, there is nothing in the evidence to support a conclusion that the conspiracy between
The Superior Court cases cited by the Commonwealth are inapposite. In Commonwealth v. Holt, 711 A.2d 1011 (Pa.Super.1998), the Superior Court was not considering the imposition of a mandatory minimum sentence under 18 Pa.C.S.A. § 7508(a)(7)(i), but, rather, was addressing the question of whether a defendant was properly convicted of the offense of possession with intent to deliver, where the evidence
By contrast, as discussed above, the evidence in the case sub judice did not prove any conspiracy between Appellant and Wilson which extended beyond their lone transaction. Consequently, the second bundle of heroin in the Buick could not, therefore, under a theory of conspiratorial culpability, form the basis of Appellant's possession with intent to deliver conviction. Accordingly, the trial court could not, on that basis, consider the weight of the second bundle in imposing the mandatory minimum sentence under 18 Pa.C.S.A. § 7508(a)(7)(i).
We turn now to the question of whether the lower courts properly determined Appellant to be in constructive possession of the bundle of heroin in the Buick. As our Court has noted: "[constructive possession is a legal fiction, a pragmatic construct to deal with the realities of criminal law enforcement." Commonwealth v. Mudrick, 510 Pa. 305, 308, 507 A.2d 1212, 1213 (1986). The existence of constructive possession of a controlled substance is demonstrated by "the ability to exercise a conscious dominion over the illegal substance: the power to control the [illegal substance] and the intent to exercise that control." Valette, 531 Pa. at 388, 613 A.2d at 550 (quoting Commonwealth v.
The evidence adduced in this matter at trial and the sentencing hearing, evaluated in accordance with our traditional principles of sufficiency review, does not support, beyond a reasonable doubt, the trial court's finding that Appellant was in constructive possession with Wilson of the bundle of heroin in the Buick. This evidence as supplied by Officer Gramlich's testimony, even when viewed in a light most favorable to the Commonwealth, including all reasonable inferences therefrom, showed only that: Appellant phoned Wilson to request a single bundle of heroin. When Appellant arrived with Officer Gramlich at Wilson's location, Appellant exited Gramlich's car and had a conversation with Wilson, which occurred on a public street corner. After engaging in this conversation, Wilson returned to the Buick while Appellant remained standing on the street corner. Appellant did not accompany Wilson to the Buick. While Appellant was standing on the street corner, Wilson entered the Buick, retrieved the bundle of heroin from the glove box area, and returned to where Appellant was standing on the street corner. After Appellant obtained the money from Officer Gramlich, he delivered that money and other money in his pocket to Wilson, again remaining outside of the Buick. Later, when Wilson was arrested, he was discovered with the keys to the Buick in his pocket.
Importantly, there was no proof presented at trial that Appellant had any connection to the Buick whatsoever as no evidence of any ownership interest by him in the Buick was introduced, and he was never observed in or near the Buick, at any time before or after Wilson's entry.
As we have determined the trial court erroneously concluded that Appellant constructively possessed with intent to deliver the second bundle of "new era" heroin recovered from Wilson's Buick pursuant to a search warrant, and as we discern inadequate record support for the Commonwealth's alternate theory that this second bundle could be imputed to Appellant as the result of conspiratorial liability, we conclude that the trial court therefore improperly included the second bundle's weight in its determination that Appellant was subject to the mandatory minimum sentence of incarceration required by 18 Pa.C.S.A. § 7508(a)(7)(i). Consequently, as the weight of the heroin involved in the two sales to Officer Gramlich on July 6, 2004 does not meet the one gram threshold for the imposition of the mandatory minimum sentence under 18 Pa.C.S.A. § 7508(a)(7)(i) for the offense of possession with intent to deliver, we vacate Appellant's sentence and remand this matter for resentencing.
Order reversed. Case remanded for resentencing. Jurisdiction relinquished.
Chief Justice CASTILLE, Justices SAYLOR, BAER and ORIE MELVIN join the opinion.
Justice EAKIN files a concurring opinion in which Justice ORIE MELVIN joins.
Justice McCAFFERY files a dissenting opinion.
Justice EAKIN, concurring.
I concur with the majority's holding insofar as it applies to the facts of this case, but write separately to acknowledge the dissent's statement of conspiracy law. We granted allowance of appeal to answer the following question:
Commonwealth v. Johnson, 602 Pa. 201, 979 A.2d 842, 842-43 (2009) (table). The simple answer is yes—a person who sells packets of heroin may constructively possess additional packets of heroin stored in a co-conspirator's automobile. However, a defendant's constructive possession of a co-conspirator's drugs still must be proven; in this case, I agree with the majority that it was not.
Nonetheless, the dissent correctly recites well-settled statements of law in concluding
One can be a conspirator with a supplier in different capacities: as the supplier's source, as a partner, as a middleman, or as a customer. However, as a customer or middleman one does not constructively possess all that the supplier has, absent additional evidence establishing that connection. Appellant shopped at Wilson's store, but that does not mean he possessed all Wilson's stock in trade. Accordingly, I concur with the majority vacating the imposition of the mandatory minimum sentence under 18 Pa.C.S. § 7508(a)(7)(i).
Justice ORIE MELVIN joins this opinion.
Justice McCAFFERY, dissenting.
Because I would conclude, under basic conspiracy law principles, that the heroin attributable to Appellant includes not only the amount that he sold to the undercover officer but also the amount recovered from his co-conspirator's car, I must respectfully dissent.
"[N]o principle of law is more firmly established than that when two or more persons conspire or combine with one another[] to commit an unlawful act, each is criminally responsible for the acts of his associate or confederate committed in furtherance of the common design." Commonwealth v. Roux, 465 Pa. 482, 350 A.2d 867, 871-72 (1976) (citation omitted); see also Pinkerton v. U.S., 328 U.S. 640, 646-48, 66 S.Ct. 1180, 90 L.Ed. 1489 (1946) (holding that the acts of one conspirator in furtherance of the conspiracy that are reasonably foreseeable as a necessary or natural consequence of the unlawful agreement are attributable to the co-conspirators "for the purpose of holding them responsible for the substantive offense"); Commonwealth v. Eiland, 450 Pa. 566, 301 A.2d 651, 653 (1973) ("[T]he law imposes upon a conspirator full responsibility for the natural and probable consequences of acts committed by his fellow conspirator or conspirators if such acts are done in pursuance of the common design or purpose of the conspiracy."); Commonwealth v. Thomas, 410 Pa. 160, 189 A.2d 255, 258 (1963) ("There can be no question of the legal responsibility of the accomplice for the act committed by his coconspirators while the crime agreed upon is in the course of preparation, for he is criminally liable for the natural consequences of the acts of his fellows under such circumstances."). Courts of this Commonwealth, as well as the federal courts, have repeatedly invoked this general principle to attribute the illegal narcotics that are in the possession of one conspirator to all members of the conspiracy.
In Commonwealth v. Perez, 931 A.2d 703 (Pa.Super.2007), an undercover police officer observed the appellant sell heroin to three individuals within approximately one-half hour while standing in front of the home of one Arthur Maddox. At one point during the heroin sales, Mr. Maddox exited his home, handed the appellant more packets of heroin, accepted money from the appellant, and then sat in a parked vehicle in front of his home, watching the appellant. After the third sale, the appellant handed Mr. Maddox more money and the heroin packets. Id. at 705-06, 709. The appellant and Mr. Maddox were both
The appellant challenged the trial court's imposition of a mandatory minimum sentence, arguing that the heroin found in his co-conspirator's home should not have been attributed to him. The Superior Court denied relief, reasoning as follows:
Id. at 709.
The Superior Court reached a similar result nearly ten years earlier in Commonwealth v. Holt, 711 A.2d 1011 (Pa.Super.1998), a case in which the appellant was convicted of, inter alia, possession with intent to deliver cocaine and criminal conspiracy. On appeal, the appellant challenged, inter alia, his conviction for possession with intent to deliver cocaine, arguing that because the arresting officers had found all the cocaine in his co-conspirator's travel bag, and thus presumably in his co-conspirator's possession, the evidence was not sufficient to show that the cocaine was in the appellant's possession. The Superior Court denied relief, explaining as follows: "when the appellant was convicted of conspiracy to possess with intent to deliver [the cocaine recovered in his co-conspirator's travel] bag, he is also culpable for the crime itself, [i.e.,] possession with intent to deliver cocaine." Id. at 1017.
In cases similar to Perez and Holt, the federal courts have reasoned similarly. See, e.g., United States v. Payne, 591 F.3d 46, 70 (2d Cir.2010) (concluding that the defendant-appellant "was accountable for `all reasonably foreseeable quantities' of crack distributed by the conspiracy of which he was a member") (citation omitted); United States v. Garcia, 655 F.2d 59, 63 (5th Cir.1981) (concluding that "since the participants in the conspiracy ... apparently possessed the drug, Garcia, as a co[-]conspirator, will be considered to have had it also" and that a co-conspirator "assumed responsibility for the [cocaine] possession by his co[-]participants by joining the conspiracy").
I believe that these decisions from our Superior Court and the federal circuit courts are instructive and persuasive here. In fact, the circumstances of the instant case are very similar to those in Perez, supra.
As the majority summarizes, Appellant and his co-conspirator, William Wilson, collaborated in the sale of a bundle of heroin to an undercover officer on July 6, 2004. Specifically, after the officer requested a second bundle of heroin from Appellant that day, Appellant made a phone call and then directed the officer to drive to a particular location, where Appellant met Mr. Wilson, who was sitting in a gold Buick. Appellant and Mr. Wilson shook hands and briefly conversed; Mr. Wilson
These facts are obviously similar to those of Perez, supra, where the appellant made three sales of heroin in front of the home of his co-conspirator, who retrieved more heroin from the home to give to the appellant to sell. As discussed above, the Superior Court held there that heroin found in the co-conspirator's home was attributable to the appellant simply by reason of the conspiracy. I believe the same legal principle should apply here, with the result that the heroin found in Mr. Wilson's car is attributable to Appellant as a co-conspirator. Accordingly, I would conclude that if the sum of the heroin sold by Appellant and the heroin found in his co-conspirator's car was at least one gram, then the trial court properly imposed a mandatory minimum sentence for possession with intent to deliver heroin pursuant to 18 Pa.C.S. § 7508(a)(7)(i).
While acknowledging the above principles, the majority declines to apply them here because it concludes that the facts adduced at trial "did not establish the existence of any
The evidence from which I believe one can infer a broader conspiracy can be summarized as follows. The undercover officer had purchased heroin from Appellant on three different days by calling his cell phone number and arranging a pickup, which was always, at Appellant's direction, on the corner of Seventh Street and Girard Avenue in Philadelphia. On July 6, 2004, the day of the last purchase, when the undercover officer asked Appellant for yet another bundle of heroin, Appellant immediately made a phone call to request it; he then re-entered the officer's car, and directed him to drive a couple of blocks to where Mr. Wilson was waiting in his parked car. After Appellant and Mr. Wilson spoke briefly on the street corner and shook hands, the latter returned to his car to get a bundle of heroin from the glove compartment. Mr. Wilson gave the heroin to Appellant, who in turn gave it to the officer in exchange for $120 in pre-recorded buy money. Appellant then gave the buy money, as well as additional money from his pocket, to Mr. Wilson. Majority
Thus, one can conclude that Appellant was in the business of selling heroin on a particular street corner. One can also reasonably infer that Mr. Wilson was working his drug trade in the same neighborhood as Appellant, because he was waiting in his parked car, with heroin packets, when Appellant and the officer arrived from only a couple of blocks away right after Appellant made the phone call to obtain the heroin. When the officer made his additional and unexpected request of Appellant for more heroin on the day in question, Appellant was immediately able to make contact with Mr. Wilson and to obtain from him the heroin sought by the officer. Tellingly, at the end of the transaction, Appellant gave Mr. Wilson
From these circumstances, I cannot conclude, as does the majority, that the interaction between Appellant and Mr. Wilson was nothing more than a single drug transaction. Appellant may very well have been, as the majority characterizes him, a freelance middleman who obtained heroin for buyers from not just Mr. Wilson, but from whatever source was convenient and available. See Majority Opinion, at 1092-93. But this modus operandi is certainly not incompatible with the existence of one or more ongoing conspiratorial relationships. In fact, a "retailer" of heroin who serves as a middleman between the ultimate consumers and a number of different sources would appear likely to be engaged in numerous conspiracies to sell heroin. In my view, the above evidence supports the trial court's conclusion that Appellant and Mr. Wilson were actively engaged in an ongoing criminal conspiracy to sell heroin. Accordingly, because a conspirator is legally responsible for any acts committed by his fellow co-conspirator to further the purpose of the conspiracy, including those acts committed in the course of preparation for the crime agreed upon, see Roux, 350 A.2d at 871-72; Eiland, 301 A.2d at 653; Thomas, 189 A.2d at 258, I would conclude that the heroin found in Mr. Wilson's car was attributable to Appellant as a co-conspirator. It is eminently foreseeable as a natural consequence of an unlawful agreement to sell heroin that a co-conspirator would remain in the vicinity of the distribution site, equipped with heroin packets in his parked vehicle. Mr. Wilson did just that. Appellant, as his co-conspirator, should be criminally liable for the heroin found in Mr. Wilson's car.
18 Pa.C.S.A. § 7508(b).