Chief Justice CASTILLE.
We consider the effect of a pro se notice of appeal forwarded to the Superior Court by a counseled criminal defendant, where counsel, who was not made aware of the pro se notice, subsequently files a timely post-sentence motion which is denied by the trial court, and then a second, timely notice of appeal. In this case, the Superior Court administratively quashed the counseled appeal as duplicative, and then
On May 24, 2004, following a bench trial, the Honorable Rayford A. Means found appellee guilty of aggravated assault and simple assault, possession of drug paraphernalia, and possession of an instrument of crime. On July 21, 2004, Judge Means sentenced appellee to a term of imprisonment of 11½ to 23 months, to be followed by five years of probation on the aggravated assault conviction with no further penalty for the additional offenses.
On March 27, 2008, appellee appeared before Judge Means with court-appointed counsel
On Monday, March 31, 2008, appellee filed a pro se notice of appeal to the Superior Court, docketed in that court as 1055 EDA 2008.
The appeal currently before this Court derives from appellee's pro se notice of appeal docketed at 1055 EDA 2008, because on June 9, 2008 the Superior Court administratively dismissed as "duplicative" the appeal filed by counsel at 1230 EDA 2008. Appellee did not challenge that determination. Then, on May 27, 2009 a Superior Court panel issued a memorandum opinion quashing the appeal at 1055 EDA 2008 as premature and a "nullity." Notwithstanding the quashal, the memorandum also remanded the case to the trial court for a hearing on the merits of appellee's counseled post-sentence motion.
In implementing this combined mandate of both quashal and remand, the panel relied on Commonwealth v. Mincavage, 945 A.2d 233 (Pa.Super.2008), to hold that appellee's pro se notice of appeal was rendered premature by the subsequent timely, counseled post-sentence motion, the pro se appeal therefore was a nullity, and the trial court retained jurisdiction over the post-sentence motion. Moreover, the panel rejected the Commonwealth's claim that appellee had waived any sentencing complaint by failing to file a post-sentence motion before taking his pro se appeal, noting that the trial court had later received a timely motion from counsel. The panel noted that the "rationale applies especially" where defense counsel has no knowledge of the pro se filing and the trial court clerk fails to forward a time-stamped copy of the pro se filing to counsel as required by Pa.R.Crim.P. 576(A)(4).
The panel explained that the purpose of this procedure is to allow the trial court, in the first instance, to correct any error that may warrant arrest of judgment, a new trial or modification of sentence. The panel added that the procedure assumes particular importance where, as here, a defendant raises a discretionary sentencing claim, which cannot be raised for the first time on direct appeal. Thus, the panel both quashed the appeal and remanded to the trial court with a directive to hold a hearing to address the merits of the counseled post-sentence motion. The panel recognized that Judge Means had already denied the post-sentence motion, and written a Rule 1925(a) opinion supporting the sentence imposed. Nevertheless, the panel felt that there was nothing in the opinion to indicate that Judge Means had considered the post-sentence motion on its merits or held a hearing, since he denied it "just three days after it was filed." The panel also noted that Judge Means had erroneously stated in his opinion that appellee had been convicted of aggravated assault on March 27, 2008, which was actually the date the VOP sentence was imposed.
The Commonwealth filed a petition for allowance of appeal to this Court, which we granted, phrasing the issue before us as follows:
This issue presents a pure question of law regarding the interplay between the Superior Court's decisions and the criminal and appellate procedural rules; therefore, our scope of review is plenary and the standard is de novo. Diehl v. W.C.A.B. (I.A. Const.), 607 Pa. 254, 5 A.3d 230, 243 (2010) (citing Lynnebrook & Woodbrook Assocs., L.P. v. Bor. of Millersville, 600 Pa. 108, 963 A.2d 1261, 1263 (2008)); Commonwealth v. Janssen Pharmaceutica, Inc., 607 Pa. 406, 8 A.3d 267, 271 (2010).
The Commonwealth argues that the Superior Court's decisions in Mincavage and this case conflict with the appellate and criminal procedural rules. According to the Commonwealth, both in Mincavage and here, the Superior Court held that a counseled post-sentence motion filed after a defendant files a pro se notice of appeal renders the notice of appeal premature. The Commonwealth invokes Pa.R.Crim.P. 720, which provides, in relevant part: "If the defendant does not file a timely post-sentence motion, the defendant's notice of appeal shall be filed within 30 days of imposition of sentence . . ." Pa.R.Crim.P. 720(A)(3). The Commonwealth argues that this Rule does not contemplate or provide for the consideration of a defendant's post-sentence motion filed after his own notice of appeal. The Commonwealth notes that the Mincavage panel relied on the Explanatory Comment to Rule 720.
The Commonwealth further contends that the Superior Court's decision ignores the rationale behind the Explanatory Comment, which is that a party cannot forestall consideration of the opponent's post-sentence motion by filing a snap notice of
Applying this Rules-based construct to the case sub judice, the Commonwealth notes that appellee filed a notice of appeal and then, subsequently, filed a post-sentence motion while the Commonwealth filed nothing. In accordance with the Rules, the Commonwealth argues, appellee's
The Commonwealth acknowledges that Pa.R.A.P. 3304 is designed to prohibit hybrid representation by requiring that any pro se petitions, motions, briefs or other types of pleadings filed by a represented defendant shall not be docketed but instead shall be forwarded to the defendant's counsel of record.
Appellee responds that the procedure outlined in this case and in Mincavage is consistent with the Rules of Appellate and Criminal Procedure and, therefore, the Superior Court's decision should be affirmed. He argues that Pa.R.A.P. 1701(b)(3) authorizes a trial court, after an appeal has been filed, to grant reconsideration of the order that is the subject of the appeal if a motion is filed in the trial court within the applicable time limit and an order granting reconsideration is entered by the trial court within the permitted time period. Where this scenario occurs, according to appellee, the timely order granting reconsideration renders the notice of appeal inoperative. Pa.R.A.P. 1701(b)(3). Appellee further claims that the comments to Rule 1701 explain that subsection (b)(3) is intended to cover the exact situation presented in this case—under such circumstances, the trial court is permitted to
Appellee further claims that he and his counsel complied with the specific requirements of Appellate Rule 1701(b)(3) when appellee filed his pro se notice of appeal followed by his counsel's filing a timely post-sentence motion for reconsideration and vacation of appellee's sentence. According to appellee, under Rule 1701(b)(3), the trial court retained jurisdiction to reconsider his sentence because his post-sentence motion was filed within 10 days of the imposition of sentence as required by Criminal Rule 720(A)(1). Further, appellee claims, the trial court denied the motion for reconsideration within 30 days of appellee's post-sentence motion, at which time, the pro se notice of appeal was perfected without need for further action by appellee or his counsel.
Appellee urges this Court to interpret Criminal Rules 720 and 721 in conjunction with Appellate Rule 1701(b) because to do otherwise renders Rule 1701(b) meaningless in the context of criminal appeals. He argues that, while the Commonwealth is correct that Rules 720 and 721 govern the timing of the filing of post-sentence motions by either party, and the filing of an appeal in the absence of or following disposition of post-sentence motions, the Commonwealth's argument ignores the plain language of Rule 1701(b)(3), which provides a jurisdictional exception to the general rule that the filing of a notice of appeal divests the trial court of jurisdiction. This exception, appellee claims, allows a trial court to decide a timely post-sentence motion that is filed simultaneously with or subsequent to a notice of appeal. Appellee contends that Appellate Rule 1701(b)(3) controls in the absence of specific language in Criminal Rules 720 and 721 to the contrary.
Turning to the Superior Court's decisions in this case and Mincavage, appellee argues that the intermediate court's interpretation of Rules 720 and 721 is consistent with their intended purpose, which is that a defendant who files a pro se notice of appeal retains a right to reconsideration under Rules 720 and 721 upon a timely-filed post-sentence motion. Appellee claims that this right flows from the Superior Court's understanding of the spirit of Rules 720 and 721, which is not to impede reconsideration in the trial court whether requested by the defendant or the Commonwealth.
Appellee further claims that the holdings in this case and Mincavage are consistent with Appellate Rule 3304, which provides that a pro se filing by a represented defendant in this Court should not be docketed but rather should be forwarded to counsel of record, citing Commonwealth v. Ellis, 534 Pa. 176, 626 A.2d 1137 (1993). According to appellee, both Rule 3304 and Ellis prohibit the court from even accepting pro se filings by a represented defendant in the interest of promoting judicial economy in the appellate courts. Appellee bases his argument on Ellis's holding that a criminal defendant has no right to hybrid representation in either the trial or the appellate courts. Instead, a represented defendant who wishes to proceed pro se must demonstrate to the trial court that he is waiving his right to counsel knowingly, intelligently
Appellee requests that this Court find that his pro se notice of appeal is without legal effect and that his counseled and timely post-sentence motion preserved his claims involving the discretionary aspects of his sentence. Finally, appellee argues, because the trial court denied his counseled post-sentence motion on April 10, 2008, the counseled notice of appeal filed on April 18, 2008, which the Superior Court quashed as duplicative, should be the appeal of record.
Although both parties make persuasive discrete points, we are not convinced that the ultimate analysis of either party is correct. The case is a procedural quagmire, for a combination of reasons: the fact that the counseled appellee filed a pro se appeal immediately after sentencing; the fact that the clerk of courts did not apprise appellee's counsel of the notice; the fact that the trial court responded both to appellee's pro se actions and counsel's post-sentencing actions, and did not copy counsel on the response to the pro se filings; the fact that appellee's counsel, once made aware of the pro se appeal and after entering an appearance on that appeal, did not seek to withdraw it or have the appeals consolidated; the fact that the Superior Court administratively dismissed the counseled appeal as "duplicative," even though the appeals arguably had very different consequences;
First, the Rules are not shackles. See, e.g., Pa.R.Crim.P. 101 (criminal rules are intended to provide for just determination of every proceeding, and should be construed to secure simplicity, fairness and elimination of delay); Pa.R.A.P. 104 ("In all cases not provided for by rule, the appellate courts may regulate their practice in any manner not inconsistent with these rules."); Pa.R.A.P. 105 (rules shall be liberally construed to secure the just, speedy and inexpensive determination of every matter to which they are applicable). Thus, this Court did not require an existing rule respecting hybrid representation in order to address the issue of concern in Commonwealth v. Ellis; the Rule, as it exists now, derives from the case.
Furthermore, both the Rules of Appellate Procedure and the Rules of Criminal Procedure expressly provide that they shall be construed according to principles of statutory construction. See Pa.R.A.P. 107 (rules of statutory construction "shall be applicable to the interpretation of these rules and all amendments hereto as if these rules were enactments of the General Assembly"); Pa.R.Crim.P. 101(c) ("To the extent practicable, these rules shall be construed in accordance with the rules of statutory construction."). Pursuant to the Statutory Construction Act, a court's proper role in interpreting and construing a statute is to determine the intent of the General Assembly. 1 Pa.C.S. § 1921(a). Generally, when the language of a statute is clear and free from all ambiguity, a court should not disregard the letter of the statute in order to pursue its spirit. 1 Pa.C.S. § 1921(b); Diehl, 607 Pa. 254, 5 A.3d at 243 (citing Spahn v. Zoning Bd. of Adjustment, 602 Pa. 83, 977 A.2d 1132, 1142 (2009)). Neither the Commonwealth nor appellee argues that the Rules at issue are ambiguous; thus, we are guided by their plain language.
Viewed from this perspective, we have difficulty with the approach in the Mincavage case. The Mincavage panel determined that it did not have jurisdiction to decide what it deemed to be a premature appeal, filed pro se by a counseled defendant before his lawyer had an opportunity to file a post-sentence motion on his behalf. The panel cited the commentary to Criminal Rule 720, regarding the effect of a post-sentence motion filed by the
We have a separate difficulty with the Superior Court's application of Mincavage here. The Superior Court apparently did not recognize a material difference between Mincavage and the facts of this case. In Mincavage, the trial court never ruled upon the counseled post-sentence motions, believing that it had been divested of jurisdiction by the defendant's earlier pro se appeal, and the panel indicated that the undecided sentencing claims had been waived as a result of the premature appeal. 945 A.2d at 236. The Mincavage panel deemed quashal and remand to the trial court for consideration of the counseled post-sentence motion warranted, in order to ensure that the sentencing claims could be preserved. Id. In this case, however, the trial court had already considered and denied appellee's counseled post-sentence motion, ordered a Rule 1925(b) statement, and filed its Rule 1925(a) opinion addressing the merits of the sentencing claim before the Superior Court considered the case. The appeal may have been premature when filed; but the subsequent actions of counsel and the trial court fully ripened it.
In construing the Rules at issue in this appeal, we are mindful of the directive that specific rules take precedence over general rules:
1 Pa.C.S. § 1933. See Mechanical Contractors Ass'n of Eastern Pennsylvania, Inc. v. Commonwealth, Dep't of Educ., 594 Pa. 224, 934 A.2d 1262, 1272 (2007).
We first consider the general precept set forth in Appellate Rule 1701, which provides: "Except as otherwise prescribed by these rules, after an appeal is taken or review of a quasijudicial order is sought, the trial court or other government unit may no longer proceed further in the matter." Pa.R.A.P. 1701(a). Rule 1701 then lists the actions a trial court is authorized to perform once an appeal is taken, only one of which could be applicable here:
Pa.R.A.P. 1701(b)(3) (emphasis added).
This exception to the general rule that the filing of a notice of appeal divests the trial court of jurisdiction renders a notice of appeal ineffective only if a timely motion for reconsideration is both filed and granted. The exception dovetails with Criminal Rules 720 and 721, both of which indicate that no direct appeal may proceed while a timely post-sentence motion or motion to modify sentence is pending, and any such appeal is rendered premature. See Pa.R.Crim.P. 720, cmt., Timing; Pa.R.Crim.P. 721, cmt., No Commonwealth Motion to Modify Sentence Filed. Thus, in an appropriate case where a post-sentence motion is
The answer is not in Appellate Rule 1701 and Criminal Rules 720 and 721, but in a proper understanding of the jurisdictional effects of pro se filings in cases involving issues of hybrid representation. The proper analysis implicates our decision in Ellis, Criminal Rule 576(A)(4), Appellate Rule 3304, as well as rules and caselaw regarding the effect of prematurely filed appeals. See, e.g., Pa.R.A.P. 905(a); K.H. v. J.R., 573 Pa. 481, 826 A.2d 863, 872 (2003).
Here, the counseled appellee was sentenced on Thursday, March 27, 2008, and filed his pro se appeal on Monday, March 31, 2008. The clerk of courts accepted the notice of appeal for filing, and made an entry in the trial court docket. The proof of service reflects that appellee's counsel was not served with the pro se filing, although appellee served the Commonwealth by first class mail. To make matters worse, the clerk of courts apparently did not comply with Criminal Rule 576(A)(4), which requires a copy of a pro se filing, made by a counseled defendant, to be forwarded
These procedural missteps respecting notice to counsel are unexplained: counsel never sought to withdraw his appearance, abandoned appellee, or refused to pursue post-sentence motions or an appeal on appellee's behalf. See Pa.R.Crim.P. 120(B)(1) (counsel for defendant may not withdraw appearance except by leave of court); Pa.R.Crim.P. 122(B)(1) (when counsel is appointed, appointment is effective until final judgment, including any proceedings on direct appeal). In fact, counsel filed a timely post-sentence motion on April 7, 2008, and averred it was filed "as per the client's request." And, upon denial of the post-sentence motion on April 10, 2008—the "triggering event" for the thirty day appeal period under Criminal Rule 720—counsel filed a timely notice of appeal.
If the clerk of courts had properly notified counsel about the pro se notice of appeal, in accordance with Criminal Rule 576(A)(4), counsel could have taken action within the thirty day appeal period to eliminate the complication caused by the pro se appeal, such as withdrawing it. Notably, there was no other impediment to the proper consideration of appellee's sentencing claim on appeal: the issue was preserved in counsel's post-sentencing motion; the trial court denied the motion; and the trial court addressed the issue in its opinion. To make matters worse, instead of reaching the merits, the Superior Court administratively quashed the counseled appeal as "duplicative" of the pro se appeal, and ultimately determined that the pro se appeal was a nullity. In fact, the counseled appeal was not duplicative; because appellee at all times was counseled, and the first appeal was filed pro se, the counseled appeal was a proper one.
Appellee's pro se notice of appeal was indeed premature, in the sense that he filed it on his own, while still ostensibly represented by counsel, and before his appointed counsel had an opportunity to file a post-sentence motion on his behalf. The notice of appeal also was ill-advised: the unschooled appellee did not realize that he had to preserve sentencing claims by filing a post-sentence motion. Moreover, it was a complicating pro se filing by a defendant with appointed counsel of record, and instigated
Under the circumstances of this case, where the trial court ruled on the appellee's post-sentence motion and thus entered a final appealable order, we view the pro se appeal as merely premature, duplicative of the later counseled appeal, and subject to withdrawal or quashal on those grounds. But, contrary to the Superior Court panel's determination, it definitely was not a "nullity," especially once the counseled appeal was dismissed. The proper way to view the pro se appeal, after the counseled appeal was dismissed, is as a premature appeal that was perfected upon the trial court's proper consideration and denial of the counseled post-sentence motions.
This result squares with this Court's overall treatment of appeals that are merely premature. Although Criminal Rule 720 does not expressly apply to these precise facts, the Explanatory Comments reflect the recognition of the common problem arising from "premature" appeals: "In response to an extensive history of appeals that were quashed because of the premature
Here, appellee was sentenced and filed a snap pro se notice of appeal. Subsequently, his counsel filed a timely post-sentence motion, which was denied, and then a second timely notice of appeal. The merely premature pro se appeal did not divest the trial court of jurisdiction to act upon the timely post-sentence motion later filed by appellee's own counsel in accordance with Criminal Rule 720(A). Once the motion was decided, the thirty day appeal clock was triggered. Pa.R.Crim.P. 720, cmt., Timing ("When a defendant files a timely post-sentence motion, the 30-day period for the defendant's direct appeal ... is triggered by the trial judge's decision on the post-sentence motion"). Under the circumstances, where the proper, counseled appeal was quashed administratively, the subsequently-assigned Superior Court panel should have treated the premature appeal as if it had been filed after denial of the post-sentence motion in accordance with Pa.R.A.P. 905(a)(5). The panel should have considered and ruled upon the merits of the claims as briefed in Superior Court and also preserved in the post-sentence motion, (initially) rejected by the trial court, preserved in a 1925(b) statement filed by counsel on May 22, 2008, and discussed by the trial court in its 1925(a) opinion dated June 12, 2008. The Superior Court had everything it needed to dispose of the appeal on its merits, and there was no basis for returning the matter to the trial court.
For the foregoing reasons, we hold that the Superior Court erred in quashing the appeal and remanding to the trial court for further consideration of appellee's counseled post-sentencing motions. We therefore vacate the order below and remand to the Superior Court for consideration of the merits of appellee's direct appeal from the VOP judgment of sentence.
Jurisdiction relinquished.
Justice ORIE MELVIN did not participate in the consideration or decision of this case.
Justices SAYLOR, EAKIN and McCAFFERY join the opinion.
Justice TODD files a dissenting opinion in which Justice BAER joins.
Justice TODD, dissenting.
The majority has offered a cogent approach for untangling the procedural quagmire before us. Were I able to accept the
The majority concludes that Appellee's pro se appeal, filed while he was represented by counsel, was "merely premature," noting that, while it was "duplicative of the later counseled appeal, and subject to withdrawal or quashal on those grounds," it "definitely was not a `nullity'." Majority Opinion at 1007. The majority reasons that "[t]he proper way to view the pro se appeal, after the counseled appeal was dismissed, is as a premature appeal that was perfected upon the trial court's proper consideration and denial of the counseled post-sentence motions." Id. at 1007. Respectfully, in my view, this conclusion is contradicted by our caselaw and rules.
Grounded in our prohibition against hybrid representation, this Court has approved lower courts' refusals to review pro se pleadings and briefs filed by counseled criminal litigants. See Commonwealth v. Ellis, 534 Pa. 176, 626 A.2d 1137 (1993) (approving Superior Court's refusal to consider counseled litigant's pro se brief); Commonwealth v. Pursell, 555 Pa. 233, 724 A.2d 293 (1999) (approving post-conviction court's refusal to consider issues raised in counseled appellant's pro se petition). Recently, in Commonwealth v. Jette, ___ Pa. ___, 23 A.3d 1032 (2011), we reaffirmed Pursell and Ellis, and "reiterate[d] that the proper response to any pro se pleading is to refer the pleading to counsel, and to take no further action on the pro se pleading unless counsel forwards a motion." Id. at 1044 (rejecting Superior Court's procedure requiring post-conviction appellate counsel to seek remand to address pro se claims of counsel's ineffectiveness).
Critically, based on that same prohibition against hybrid representation, this Court and the Superior Court have deemed pro se filings of counseled criminal litigants to be of "no legal effect" and "nullities." See Commonwealth v. Ali, ___ Pa. ___, 10 A.3d 282, 293 (2010) (characterizing as a "legal nullity" appellant's pro se Pa.R.A.P. 1925(b) statement and, thus, rejecting argument that the statement preserved any issues on appeal, citing Ellis); Commonwealth v. Piscanio, 530 Pa. 293, 298 n. 3, 608 A.2d 1027, 1029 n. 3 (1992) (characterizing as a nullity counseled appellant's pro se appeal from order denying bail); Commonwealth v. Nischan, 928 A.2d 349, 355 (Pa.Super.2007) (rejecting as "a nullity, having no legal effect" counseled appellant's pro se post-sentence motion, citing Ellis and Piscanio); Commonwealth v. Hall, 327 Pa.Super. 390, 476 A.2d 7, 9-10 (1984) (rejecting pro se appeal of order denying writ of habeas corpus by counseled appellant). Indeed, of particular import for the instance case, in Piscanio, supra, this Court rejected a counseled appellee's pro se appeal from an order denying bail. As an alternate basis for affirming the trial court's continued jurisdiction, we reasoned that, "[bjecause Appellee's pro se actions have no legal effect while defense counsel remains authorized to represent him in all aspects of the proceedings, Appellee's pro se appeal from the order denying bail was a nullity which would not prevent the trial court from instituting trial."
In addition, while I agree with the majority that Pa.R.Crim.P. Rule 576(A)(4) applies to the pro se notice of appeal herein, see Majority Opinion at 1006 n. 17, the commentary to that Rule suggests such pro se filings have no legal import. While Rule 576 states that the clerk "shall accept [a pro se notice] for filing, time stamp it with the date of receipt and make a docket entry reflecting the date of receipt, and place the document in the criminal case file," Pa.R.Crim.P. Rule 576(A)(4), the commentary emphasizes that the filing is docketed as purely an evidentiary matter: "The requirement that the clerk time stamp and make docket entries of the filings in these cases only serves to provide a record of the filing, and does not trigger any deadline nor require any response." Id. cmt. This commentary suggests to me that pro se filings made by counseled litigants are to have little or no legal significance.
Instead of hewing to this authority, the majority devises a new type of appeal not expressly contemplated by our rules, one which is not interlocutory, but yet one which does not trigger Pa.R.A.P. 1701's jurisdictional mandates.
However, while this pro se appeal was not interlocutory, the majority does not allow for the operation of Pa.R.A.P. 1701, which strips the trial court of jurisdiction where an appeal is filed, instead finding the appeal to be "merely premature." The majority, by this new construct, thus approves the trial court's jurisdiction in addressing the post-sentence motions filed by counsel. In this regard, I do not find the majority's analogy to our treatment of other premature appeals to be persuasive. See Majority Opinion at 1007-08 (citing, inter alia, K.H. v. J.R., 573 Pa. 481, 826 A.2d 863 (2003)). In K.H., this Court allowed the fiction that an otherwise
Further, unlike in K.H., the majority's approach herein is not a regular, predictable one, but rather is based on multiple contingencies: in K.H., jurisdiction was settled upon the entry of judgment; here, it seems the pro se appeal has jurisdictional effect
Finally, despite our prohibition on hybrid representation, by lending conditional legal significance to a pro se notice of appeal, the majority, in my view, encourages such filings. Indeed, despite representation by counsel, why would a criminal defendant not file a pro se appeal in the hope that a court would later deem it worthwhile? The majority burdens lower courts and parties to scrutinize such filings for after-the-fact significance. This is the type of confusion our rules prohibiting hybrid
I recognize the myriad irregularities present in this case—chief among them, in my view, the prothonotary's failure to forward the pro se notice of appeal to counsel of record in contravention of Pa.R.Crim.P. 576. See Majority Opinion at 1002-03. And I respect the majority's attempt to give Appellee the benefit of his pro se filing under the odd circumstances of this case. Nevertheless, I conclude its approach does not comport with our precedent or rules, undermines our prohibition on hybrid representation, and as a guideline to the bench and bar does more mischief than good. Rather, I would enforce our prohibition against hybrid representation by treating Appellee's pro se appeal as a legal nullity, with no effect on the proceedings below. I conclude that approach, better than the one fashioned by the majority, best avoids "the confusing result of pro se filings by represented criminal defendants." Majority Opinion at 1007.
Accordingly, in the instant case, I would conclude Appellee's pro se appeal at 1055 EDA 2008 was a nullity;
Appellee would not be without an avenue for appellate relief, however. Were Appellee hereafter to seek leave to file an appeal nunc pro tunc in the trial court
For these reasons, I respectfully dissent.
Justice BAER joins this dissenting opinion.
Pa.R.Crim.P. 720, cmt., Miscellaneous (emphasis in original).
Pa.R.Crim.P. 721, cmt., No Commonwealth Motion to Modify Sentence Filed (emphasis in original). As we discuss infra, the comments to Criminal Rules 720 and 721 indicate that, in certain situations addressed by those Rules, the premature appeal should not be quashed. See, e.g., Pa.R.A.P. 905(a) (notice of appeal filed after the announcement of a determination but before the entry of an appealable order shall be treated as filed after such entry and on the day thereof); K.H. v. J.R., 573 Pa. 481, 826 A.2d 863, 872 (2003) (appeal from order denying post-trial motions is interlocutory, but where judgment is subsequently entered, premature appeal is treated as filed after final order).
Respectfully, we believe that Piscanio is distinguishable from this case for several reasons. First, the legal nullity language relied upon by the Dissent was not part of the holding in Piscanio, but rather confined to a footnote noting that the defendant was never granted leave to proceed pro se; therefore, his pro se notice of appeal from the denial of bail was deemed a legal nullity. Second, the criminal proceedings in Piscanio were ongoing, and the fact of the defendant's continued representation by counsel apparently was clear. This case involves a notice of appeal from a final judgment of sentence. Given that our cases have recognized that a criminal defendant has a right to self-representation on appeal, see Commonwealth v. Grazier, 552 Pa. 9, 713 A.2d 81 (1998); but see Commonwealth v. Staton, ___ Pa. ___, 12 A.3d 277 (2010) (noting that federal constitution does not recognize such a right), the fact of counsel's continued representation is not automatic. This is particularly so in the case of retained counsel. Finally, an appeal from the denial of bail is interlocutory (and collateral to the main issues at trial), while an appeal from a judgment of sentence is not. The factual context of this unusual case supports our determination that the pro se appeal here was merely premature, rather than automatically void. The dissent's reference to Commonwealth v. Ali, ___ Pa. ___, 10 A.3d 282 (2010), where the pro se appeal was filed while appellant was clearly represented on appeal, is also inapposite, in our view.