Justice SAYLOR.
This is a capital direct appeal deriving from the killing of Jorge Figueroa.
Mr. Figueroa was stabbed to death in August 1982 in the Colon family home in Philadelphia. His body was taken to an abandoned row house, where it was later discovered by police.
By his own account, Heriberto Colon ("Colon") was a participant in a local drug organization known as the Arroyos, which was responsible for the killing. Soon after
The Pirela brothers were prosecuted and convicted in 1983; Simon Pirela was sentenced to death, and Heriberto Pirela received a life sentence. See Commonwealth v. Morales, 508 Pa. 51, 494 A.2d 367 (1985); Commonwealth v. Tirado, 341 Pa.Super. 620, 491 A.2d 922 (1985) (table). Appellant eluded capture for the better part of a decade, until he was located in Puerto Rico in 1990 and extradited.
The Commonwealth's theory of the case was that Mr. Figueroa was killed to prevent him from cooperating with police regarding a robbery-homicide perpetrated two weeks earlier. In that criminal episode, restaurant owner Ignacio Slafman had been shot and killed; the Commonwealth contended that Appellant was the shooter and Mr. Figueroa, among others, served a subordinate role in the robbery. Appellant was separately prosecuted for robbery and first-degree murder in the killing of Mr. Slafman and was initially convicted in May 1992. His trial for the murder of Mr. Figueroa commenced a week later.
At this trial, the Commonwealth opened its case in chief with a witness to the restaurant robbery, who identified Appellant as Mr. Slafman's killer. See N.T., June 1, 1992, at 81, 84. Among numerous other witnesses to various of the events surrounding the Figueroa killing, the prosecution presented testimony from Colon to the effect that: he was a member of the Arroyo drug organization; the Arroyos were led by the Pirelas and Appellant; he (Colon) witnessed both killings (Mr. Slafman and Mr. Figueroa); and, although Simon Pirela had initially stabbed Mr. Figueroa, and the victim ultimately died after having been stabbed in the heart by Heriberto Pirela, Appellant had inflicted knife wounds in the interim as well. See N.T., June 3, 1992, at 9-39.
The Commonwealth also made extensive efforts to establish Appellant's consciousness of guilt by reference to his flight. Among other evidence, the Commonwealth introduced and displayed a videotape containing an edited composite of several America's Most Wanted programs featuring the Commonwealth's search for Appellant. Before the videotape was displayed to the jurors, at the request of the prosecutor, the trial court provided the following limiting instruction:
Id. at 136-37.
Immediately after this charge, Appellant's counsel interposed an objection that, because the video contained information about the murder of Mr. Slafman and the subsequent endeavors of his widow, it was unduly prejudicial. The court responded:
Id. at 138. Appellant's counsel then affirmed that he was satisfied with the court's instruction. See id. at 139. The court proceeded with the following, supplemental charge:
Id. at 139-40; accord N.T., June 9, 1992, at 79 (reflecting the court's similar instruction given in its final guilt-phase charge to the jury, and trial counsel's reaffirmation that he was satisfied with the instruction).
In the defense case, Appellant testified, admitting to his presence at the Colon residence and assistance in removing Mr. Figueroa's body. See N.T., June 5, 1992, at 70-77. He denied, however, having participated in the actual killing. See id. Appellant claimed to have fled from Philadelphia in fear of the Pirelas, given that he witnessed their perpetration of a killing. See id. at 78.
In its charge to the jury, the trial court explained that Appellant could be convicted of first-degree murder as an accomplice, based upon participation in a killing with the requisite intent. See N.T., June 9, 1992, at 61.
Appellant was convicted of first-degree murder and related offenses. At the penalty phase, the Commonwealth presented five aggravating circumstances (the victim was killed to prevent testimony as a prosecution witness; torture; significant history of violent felony convictions; conviction of another offense punishable by life imprisonment, i.e., first-degree murder in the Slafman case; and a previous voluntary manslaughter conviction, see 42 Pa.C.S.
Following the above trials, post-verdict motions were filed in both cases and extensive delays followed. Nearly five years later, in 1996, a new trial was awarded in the Slafman matter. The post-verdict motions languished for many more years, through various substitutions of counsel and a reassignment on the common pleas bench on account of the death of the trial jurist. By 2003, the common pleas court's file had been lost. Although it was reconstructed in part, various of the trial exhibits were never found, including the edited videotape of the America's Most Wanted programing.
Appellant finally was retried in the Slafman case in 2005 and was acquitted of the charged offenses at that time. Based on this acquittal, Appellant filed a motion for extraordinary relief from the verdict in the present (Figueroa) matter, arguing that he should be discharged on account of the Commonwealth's trial theory of an interconnection between the killings. The common pleas court denied relief.
In February 2005, Appellant was formally sentenced to death for the murder of Mr. Figueroa and he proceeded with the present direct appeal. As reflected on the docket, this Court also attempted to locate the full trial record, but many of the trial exhibits remain lost. The Commonwealth has provided what it describes as an unedited version of the America's Most Wanted programing, and an overlapping version was secured and forwarded from the defense side. These items are not part of the certified record in the case, however.
Although Appellant does not raise a claim of evidentiary insufficiency, our review of the matter is automatic in capital cases. To obtain a first-degree murder conviction, the Commonwealth generally must demonstrate that: a human being was unlawfully killed; the defendant was the killer; and the defendant acted with malice and a specific intent to kill. See 18 Pa.C.S. §§2501, 2502(a); see, e.g., Commonwealth v. Moore, 594 Pa. 619, 628, 937 A.2d 1062, 1067 (2007). A conviction may be predicated upon an accomplice liability theory, if the facts support the conclusion that the defendant aided, agreed to aid, or attempted to aid a principal in planning or committing the offense, and acted with the intent to promote or commit the offense, namely, the intentional killing. See, e.g., Commonwealth v. Pagan, 597 Pa. 69, 83, 950 A.2d 270, 279 (2008). The evidence and attendant, reasonable inferences are considered in the light most favorable to the Commonwealth, as the verdict winner. See, e.g., Commonwealth v. Crews, 436 Pa. 346, 348, 260 A.2d 771, 771-72 (1970).
Here, the Commonwealth's proofs are plainly sufficient to support the verdict, particularly in light of direct eyewitness testimony, including that of Colon. See, e.g., N.T., June 3, 1992, at 9-39.
Appellant presents the following series of claims, as to which he has failed to preserve the issues: a challenge to the trial court's first-degree murder charge; a challenge to the admission of collateral evidence concerning threats and violence to witnesses; and claims of prosecutorial misconduct. With regard to each category of these claims, Appellant has failed to identify the place in the record where the questions are preserved, as is required in the salient procedural rules, see Pa.R.A.P. 2117(c), 2119(e); the Commonwealth observes that the claims are waived; Appellant offers no response; and our independent review confirms that there was no contemporaneous objection. In the circumstances, merits review is not implicated. See generally Pa.R.A.P. 302(a) ("Issues not raised in the lower court are waived and cannot be raised for the first time on appeal.").
Appellant argues that his ultimate acquittal of the murder of Mr. Slafman undermines the Commonwealth's motive theory and requires a new trial. Although he concedes that no evidence of his actual conviction in the Slafman case was introduced at the guilt phase of his trial, Appellant contends nonetheless that he is now entitled to rebut the Commonwealth's motive theory with the fact of his acquittal of the salient offenses. He characterizes the acquittal as "after-discovered evidence" and invokes principles of fundamental fairness and due process in general terms. Appellant acknowledges this Court's decision in Commonwealth v. McCall, 567 Pa. 165, 786 A.2d 191 (2001) (reasoning that a subsequent acquittal for an offense used as motive evidence in obtaining a conviction for another offense does not per se invalidate the conviction). Appellant observes, however, that McCall is premised in significant part on Dowling v. United States, 493 U.S. 342, 110 S.Ct. 668, 107 L.Ed.2d 708 (1990) (holding that the introduction of evidence relating to a crime of which the defendant had been acquitted previously did not implicate double jeopardy or violate due process), and stresses that the jury in Dowling had actually been advised of the prior acquittal. See id. at 345-46, 110 S.Ct. at 671. Notably, Appellant does not argue that evidence of his alleged involvement in Mr. Slafman's killing would not be admissible upon retrial.
Moreover, the Commonwealth argues, the putative after-discovered evidence simply did not negate the evidence of motive. First, it is the Commonwealth's position that the concern of Arroyo members about the possibility that Mr. Figueroa might bear witness against them did not depend on the truth of the underlying accusation of criminal conduct. More practically, the Commonwealth explains that an acquittal is not proof of actual innocence. Cf. Commonwealth v. Strand, 464 Pa. 544, 547, 347 A.2d 675, 676 (1975) (explaining that inconsistent verdicts are generally tolerated in the judicial system); see also Brief for Appellee at 21 ("The acquittals mean no more than that that jury, presented with evidence decades after the crime, harbored a reasonable doubt."). In all relevant respects, the Commonwealth deems McCall to be dispositive. With reference to Dowling, the Commonwealth explains that the opinion does not hold that a future acquittal requires the overturning of a jury's verdict where the prosecution has presented evidence of a defendant's misdeeds, or even that a jury must necessarily be apprised of a preceding acquittal for such misdeeds. Rather, the Commonwealth notes, the Dowling Court merely observed that the issuance of an acquittal instruction provided some additional indicia that the evidence was properly admitted. See Dowling, 493 U.S. at 353, 110 S.Ct. at 674. The Commonwealth also emphasizes that the trial court provided cautionary instructions at Appellant's trial, advising the jury of the limited purpose for which the evidence of the murder of Mr. Slafman was admitted. See N.T., June 1, 1992, at 87-88.
Initially, we do not wholly agree with the Commonwealth's perspective regarding motive evidence. While such evidence may not go directly to any element of the crimes, prosecutors employ such proofs precisely because of the potentially persuasive effect in explaining and contextualizing human behavior. See generally 1 WHARTON'S CRIMINAL EVIDENCE § 4:45 (15th ed.2010) ("An inquiry as to motive is often of great importance, particularly in a case based largely on circumstantial evidence."). Nevertheless, here, it was never disputed that Mr. Figueroa was killed in the basement of the Colon residence in Appellant's presence and that Appellant, at the very least, assisted in concealing the victim's body. While we do not discount that motive served a significant role in the jury's determination of the degree of Appellant's participation, the above factors suggest more limited involvement than Appellant portrays.
In any event, we agree with the Commonwealth that, at least in the absence of an association strong enough to implicate the collateral estoppel effect referred to in Dowling, due process does not require a retrial upon a subsequent acquittal relative to motive-related criminal conduct. In this regard, the Commonwealth is correct that an acquittal is not the equivalent of factual
Here, Appellant has expressly refrained from arguing that evidence of his acquittal would be accorded any type of preclusive effect on a retrial. See Brief for Appellant at 23 ("It was not, and is not, the contention of Mr. Maisonet that evidence of his alleged involvement in the Slafman killing would not be admissible in a Figueroa retrial."). While it very well may be that a trial judge would issue an acquittal instruction where the defense verdict relative to motivational crimes preceded the trial on other offenses, at least in the circumstances presented here and without more concrete justification than Appellant offers in his argumentation, we find that his subsequent acquittal does not necessitate a retrial. Accord McCall, 567 Pa. at 174-75, 786 A.2d at 196.
Appellant next complains that, although the Commonwealth's opening trial witness, Jorge Rivera, identified Appellant as Mr. Slafman's killer, Rivera had previously testified (during the Pirela trial proceedings) that he was unable to identify any of the perpetrators of the robbery-homicide. Indeed, Appellant relates that he was awarded a new trial in the Slafman case for the very reason that his trial counsel failed to confront Rivera with this central inconsistency between his accounts. See Commonwealth v. Maisonet, Nos. 3477-3482, slip op. at 3-6, 1997 WL 1433742 (C.P.Phila., May 2, 1997). According to Appellant, the Commonwealth's failure to provide him with copies of the transcripts from the Pirela trials resulted in a denial of due process per Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963), and of his right, under the Sixth Amendment to the United States Constitution, to confront the witnesses against him with effective cross-examination. See Brief for Appellant at 27 (citing Pennsylvania v. Ritchie, 480 U.S. 39, 53, 107 S.Ct. 989, 999, 94 L.Ed.2d 40 (1987) (plurality)).
In response, the Commonwealth cites Commonwealth v. Jones, 542 Pa. 464, 668 A.2d 491 (1995), for the proposition that the government is not obliged to disclose evidence of which the defendant was aware and to which he had equal access. See id. at 509-10, 668 A.2d at 513. In this regard, the Commonwealth observes that the transcripts in question were from a public trial and were documents reposed with the court, rather than exclusively with the prosecution. Thus, the Commonwealth asserts, the transcripts were not singularly available to, much less withheld, by the Commonwealth, and, as such, simply were not Brady material. In terms of the ineffectiveness claim, the Commonwealth explains
The Commonwealth's position, as related above, is correct. In accordance with the weight of the authority, publicly available transcripts of court proceedings are not Brady material. See, e.g., United States v. Albanese, 195 F.3d 389, 393 (8th Cir.1999) (finding no Brady violation in the government's failure to disclose a transcript of a witness's prior inconsistent testimony, since the document was in the public record); Commonwealth v. Pursell, 555 Pa. 233, 257, 724 A.2d 293, 305 (1999) ("The Commonwealth does not violate the Brady rule when it fails to turn over evidence readily obtainable by, and known to, the defendant."). Under Grant, Appellant's claim of deficient stewardship is appropriately deferred to the post-conviction stage. See Grant, 572 Pa. at 67, 813 A.2d at 738.
Appellant contends that the display by the prosecution of the America's Most Wanted videotape was completely unnecessary and deeply prejudicial. According to Appellant, the ostensible purpose—namely, to elaborate on the Commonwealth's efforts to locate Appellant—was amply achieved through the testimony of prosecution witnesses. See Brief for Appellant at 34 ("Was it necessary to show to the jury a professionally acted and fictionalized re-enactment of the supposed sequence of events in order to demonstrate `due diligence' by the Commonwealth?"). Appellant describes the tape as a "compilation of allegations," id. at 36, having no evidentiary value in relation to any issue in the case against him. His central position is that
Id. at 37.
The Commonwealth, for its part, couches the videotape as "demonstrative evidence" and relies on the evidentiary purpose for which it was introduced, namely, to show the police efforts to find Appellant and, thus, to provide circumstantial evidence of his consciousness of guilt. The Commonwealth stresses the deferential abuse-of-discretion standard of review pertaining to trial-court evidentiary rulings. See Commonwealth v. Spotz, 562 Pa. 498, 520-21, 756 A.2d 1139, 1151 (2000). Further, it highlights the trial court's limiting instructions, the presumption that jurors will follow them, see Commonwealth v. Tedford, 598 Pa. 639, 700, 960 A.2d 1, 37 (2008), and trial counsel's repeated expressions of satisfaction with the instructions, see N.T., June 3, 1992, at 139; N.T., June 9, 1992, at 79. The Commonwealth also indicates that the prosecutor took pains to alleviate any prejudice on account of extraneous references, for example, by ensuring that such references were dubbed from the audiotrack. See N.T., June 3, 1992, at 138-39. The Commonwealth also comments that the jurors already were well aware of Appellant's gang involvement, the issuance of a federal warrant, and his eventual capture in Puerto Rico. Moreover, the Commonwealth explains that Appellant did not object at trial to the admission of the edited videotape on any of these bases, so that they cannot furnish him with a
Initially, the Commonwealth's citation to Serge is not well placed. Serge involved the admission of a computer generated graphic portraying the Commonwealth's theory of how a killing occurred. Significantly, this Court's decision approving the admission of such evidence relied, in material part, upon the authentication of the graphic, in terms of testimony by expert witnesses concerning how it was made and derived from the Commonwealth's forensic evidence. See id. at 686-87, 896 A.2d at 1179-80. Additionally, the Court highlighted that the presentation minimized extraneous graphics and information. See id. at 690, 896 A.2d at 1182. In terms of prejudice, the Court observed that the graphic did not include sounds; facial expressions; evocative or even life-like movements; transition between the scenes to suggest a story line or add a subconscious prejudicial effect; or evidence of injury such as blood or other wounds. See id. at 692, 896 A.2d at 1183. Certainly, dramatizations appear on the America's Most Wanted videotapes with which this Court has been provided that represent the antithesis of the computer generated graphic at issue in Serge.
One principal difficulty, however, is the unavailability of the edited tape that was played to the jury. Although Appellant claims the actor portrayals were put before the jury, he offers no evidence to that effect. Moreover, the record reflects that the Commonwealth used the same edited videotape at the Figueroa trial as was entered into evidence at the initial Slafman trial, see N.T., June 3, 1992, at 138-39; there is a recorded transcript from the Slafman proceedings, see Commonwealth v. Maisonet, Nos. 3477-3482, 1997 WL 1433742 (C.P.Phila., May 1992) (transcription of videotape); and such record does not reflect the dramatic portrayals.
The other main difficulty is that Appellant's trial attorney lodged a very limited objection to the display of the videotape and repeatedly expressed satisfaction with the trial court's limiting instructions. See N.T., June 3, 1992, at 139; N.T., June 9, 1992, at 79. As such, Appellant's claims of pervasive prejudice are unpreserved. Thus, while we recognize that there is much visceral force to Appellant's arguments, at least to the degree that the actual dramatic portrayals were displayed to the jury, these contentions are not cognizable as direct claims of trial court error.
At this juncture, we are required to affirm Appellant's sentence of death unless we find that the death sentence was the product of passion, prejudice or any other
With regard to the passion-prejudice prong, we are deeply troubled by the display of the America's Most Wanted videotape to the jury, particularly in light of the loss of the videotape by the court system which has foreclosed a definitive appreciation of what portions were shown to the jurors. Again, it is plain that substantial portions of the unedited tape, at least, are materially prejudicial. Since, however, we cannot decisively discern which portions were played to the jury, we are unable to rely on the videotape as a basis for a finding of passion, prejudice, or an arbitrary factor. In the circumstances, according to the terms of the death-penalty statute, and upon a review of the record as a whole, we are required to affirm.
In terms of aggravation, at the very least, the record supports the finding of a previous voluntary manslaughter conviction. See N.T., June 11, 1992, at 16-17.
The judgment of sentence is affirmed, and the Prothonotary is directed to transmit the reconstituted record of this case to the Governor of Pennsylvania in accordance with Section 9711(i) of the Judicial Code, 42 Pa.C.S. § 9711(i).
Former Justice GREENSPAN did not participate in the decision of this case.
Chief Justice CASTILLE, Justices EAKIN, BAER, TODD, and McCAFFERY join the opinion.