Justice McCAFFERY.
We are called upon here to determine whether the Superior Court erred in holding that the trial court abused its discretion in ordering a separate trial of the claims of four test-case, or "bellwether" plaintiffs, from among the 45 plaintiffs in this case. For the reasons set forth herein, we conclude that the Superior Court erred.
This case stems from the underground leaking of gasoline from a gasoline station in Blue Bell, Pennsylvania, which caused an explosion in the springhouse of a realty office situated across the street from the station. The leak was widespread; many thousands of gallons moved underground throughout the surrounding neighborhoods. Pursuant to Pennsylvania Rule of Civil Procedure 2229(a), 45 affected individuals filed a single complaint against six
In order to determine how to best manage the litigation, the trial court conducted hearings on various motions, at which hearings, inter alia, it heard testimony and considered evidence regarding challenges to proposed expert witnesses. At the conclusion of this process the court issued a case management order severing the cases of four "bellwether" plaintiffs for trial in reverse bifurcated fashion, i.e., with exposure, causation and damages to be tried first, followed by a separate trial on liability of the defendants, if needed.
The court also entered a pre-trial order precluding, at the upcoming trial, "any mention, testimony and/or other evidence of the claims of non-trial plaintiffs or non-parties in this litigation, outside of mention of the same as part of the recitation of the `history' of the case." Trial Court Order, dated 3/15/07.
A jury was picked for the exposure-causation-damages trial, and the trial took place. Just before the jury reached its verdict, two of the eight defendants settled with all of the plaintiffs, including the non-trial plaintiffs. Thereafter, the jury returned a defense verdict, finding that the gasoline had reached but not entered the residences of three of the bellwether plaintiffs and had not even reached the residence of the fourth, and thus that none of the bellwether plaintiffs had suffered injury or damages attributable to the gasoline leak. The trial court denied the plaintiffs' motion for a new trial and, after the court determined that its order was final under Pennsylvania Rule of Appellate Procedure 341(c), the plaintiffs appealed.
In its Pa.R.A.P. 1925(a) opinion filed subsequent to the plaintiffs' appeal, the trial court explained its reasons for having severed the claims of four plaintiffs for the initial trial:
Trial Court Opinion, dated 4/25/08, at 6-8 (citations omitted).
In an unpublished 2-to-1 memorandum opinion, with Judge Richard Klein dissenting, the Superior Court reversed the order of the trial court denying the plaintiffs' motion for a new trial and remanded the matter for a new trial with respect to all 45 plaintiffs. Ball v. Bayard Pump & Tank Co., Inc., 3061 EDA 2007, 988 A.2d 712 (Pa.Super. Oct. 30, 2009) (hereinafter "Memorandum Opinion"). It held that the plaintiffs had been prejudiced by being unduly constrained in presenting their evidence and by their inability to refer to or present evidence of damages to the remaining plaintiffs, some of whom were members of the same households as the bellwether plaintiffs. The Superior Court first concluded that, although decisions under Pa.R.C.P. 213(b) are within the trial court's discretion, the court here nevertheless had abused its discretion by severing the claims for trial. Memorandum Opinion at 7. The Superior Court stated: "Plaintiffs in mass tort cases may suffer prejudice if the number of plaintiffs in a trial is so limited that their credibility is implicitly called into question.... The interests that militate in favor of severance and bifurcation must be weighed against the danger that the jury sees so small a part of the picture of a case that they are unable to make a fully informed decision." Id. The court reasoned that the "discrepancy" between the scale of the disaster and the number of plaintiffs in the trial may have caused the jury to unjustifiably infer that inhabitants of nearby homes were unaffected and were not pursuing claims, and to therefore reject plaintiffs' expert's testimony that gasoline had entered the bellwether plaintiffs' homes. Id.
The court further disagreed with the trial court's view regarding potential prejudice to the defendants. It acknowledged the potential for a "spill-over effect" prejudicial to the defendants, but stated that the plaintiffs were equally prejudiced by being compelled to present their claims individually, because "isolating a few plaintiffs may well have trivialized their claims and caused the jury to perceive the isolated plaintiffs as hypersensitive and unsympathetic." Id. at 8. The majority also opined that avoiding confusion, promoting judicial economy, and increasing settlement prospects did not justify severance because the remaining 41 plaintiffs' claims still had to be tried, which arguably would be just as complicated as having tried all 45 plaintiffs' claims together in the first place. The court determined that trying the bellwether plaintiffs' cases separately did not significantly reduce the potential for jury confusion in the second case because each trial would still include a large amount of complicated technical evidence.
In his dissent, Judge Klein reasoned that severing the four plaintiffs' cases was within the court's discretion under Rule 213(b) to provide a roadmap for the trial of the remaining cases and did not prejudice anyone. Id. at 2 (Klein, J., dissenting). He opined that a jury would have difficulty keeping the individual characteristics of each plaintiff separate if 45 cases were tried together, and he noted that test cases frequently give lawyers perspective on litigation and lead to settlements, as happened here. Id. at 3. Judge Klein noted further that, although severing four cases and leaving the other 41 still to be tried might not have saved time, his experience in multi-plaintiff cases and mass tort cases had proven that once the test case goes to trial, the other cases often settle. Id.
Judge Klein strongly disagreed with the majority's view that precluding evidence of the other 41 plaintiffs' claims had prejudiced the bellwether plaintiffs. He believed instead that precluding such evidence avoided prejudice, inasmuch as each plaintiff bore and will bear the burden of showing that contamination affected his or her property and caused injury or damage. According to Judge Klein, evidence concerning widespread problems in the neighborhood could prejudice the defendants and is irrelevant to proving the claim of each separate plaintiff. Finally, he stated that, based on the record, "there was no question that the jury knew of the widespread nature of the alleged contamination." Id. at 8.
We granted allowance of appeal of the following two questions:
Ball v. Bayard Pump & Tank Co., Inc., 609 Pa. 98, 15 A.3d 65 (2011).
Appellants argue that the Superior Court erred by improperly substituting its own judgment for that of the trial court, and that the Superior Court was obliged to defer to the trial court's decision because the trial court was in the best position to determine how to protect the interests of all parties while managing the resources of the court. They note that the trial court's decision to sever was informed by holding oral arguments, soliciting suggested case management solutions from the parties, and presiding over hearings concerning expert evidence, and that the trial court's "on-the-scene" factual evaluation of how a jury might best understand and analyze the evidence was supported by the record. Brief of Appellants Marley Pump Company
Appellants also advance an argument based on public policy. They contend that this case has broad implications for the ability of Pennsylvania trial courts to manage mass tort and other complex litigation. They assert that while the Pennsylvania Rules of Civil Procedure permit liberal joinder of plaintiffs in a single action, it is essential that trial courts retain their discretion to efficiently manage their dockets and protect the rights of the parties by severing claims when appropriate. According to Appellants, bellwether trials are particularly useful and popular because, as in this case, they facilitate settlement and resolution of claims by allowing parties to value their respective cases and resolve their disputes. Appellants assert that bellwether trials should not only be permitted in Pennsylvania, but encouraged.
Appellees argue that the trial court prejudiced them by severing the exposure-causation-damages claims of four bellwether plaintiffs for trial separate from the claims of the other plaintiffs, including parents and children who lived with some of the bellwether plaintiffs. Appellees contend they were further prejudiced by the trial court's order precluding evidence at their trial of the claims of non-bellwether plaintiffs (except to recite case history) because this misled the jury into believing that family members and neighbors of the bellwether plaintiffs were not pursuing claims. Appellees assert that the trial court created the impression for the jury that there had been no harmful gasoline leak — at least not one that had entered the homes of the bellwether plaintiffs. Appellees argue that, given the large scale of the gasoline leak and contamination, severing the cases of just the four bellwether plaintiffs for a trial that did not even include relatives living with them prejudiced them by making it appear that only the four bellwether plaintiffs were pursuing claims, thereby trivializing those claims. As a result of this alleged trivialization, Appellees argue that the jury concluded that gasoline had reached but not entered the homes of three of the bellwether plaintiffs. Appellees assert that rather than sever the cases for trial, the trial court should have utilized jury instructions to provide any needed clarifications.
Appellees contend that utilizing these test cases did not save any time and did not achieve any efficiency. They assert that by severing the four claims, the trial court disregarded the fact that the testimony regarding gasoline exposure related to all plaintiffs residing in each home. Appellees assert that all plaintiffs were affected to the same extent by the intrusion of contaminated vapor, and that "the only distinct nature of the 45 plaintiffs' claims was the kind of injury each plaintiff suffered and the cause thereof." Appellees' Brief at 21. Appellees contend that any fair bellwether trial, at a minimum, should have included the family-member plaintiffs residing in the homes of the bellwether plaintiffs.
The Superior Court is obligated to apply an abuse of discretion standard in reviewing a trial court's denial of a motion for a new trial, and may overturn the trial court's determination only if that court abused its discretion. Stevenson v. General Motors Corp., 513 Pa. 411, 521 A.2d 413, 419 (1987) (applying abuse of discretion standard of review to trial court decision not to bifurcate trial). An abuse of discretion occurs only where the trial court has reached a conclusion that overrides or misapplies the law, or when the judgment exercised is manifestly unreasonable, or is the result of partiality, prejudice, bias or ill-will. Middletown Twp. v. Lands of Stone, 595 Pa. 607, 939 A.2d 331, 335 n. 3 (2007). Because the issue of whether the Superior Court correctly applied the law in reviewing the trial court's determination is a question of law, we exercise plenary, de novo review in evaluating the Superior Court's determination. Mesivtah Eitz Chaim of Bobov, Inc. v. Pike County Bd. of Assessment Appeals, ___ Pa. ___, 44 A.3d 3, 6 (2012) (stating that this Court exercises a plenary scope and de novo standard of review over purely legal questions). An abuse of discretion "may not be found merely because an appellate court might have reached a different conclusion, but requires a result of manifest unreasonableness, or partiality, prejudice, bias, or ill-will, or such lack of support so as to be clearly erroneous." Grady v. Frito-Lay, Inc., 576 Pa. 546, 839 A.2d 1038, 1046 (2003).
The decision whether to sever or bifurcate under Rule 213(b) is entrusted to the discretion of the trial court, which is in the best position to evaluate the necessity for taking measures the rule permits. Gallagher v. Pa. Liquor Control Bd., 584 Pa. 362, 883 A.2d 550, 557 (2007). The Superior Court determined here that Appellees, Plaintiffs below, had been prejudiced in three ways. First, they were
Appellees contend that the bellwether group of plaintiffs should at least have included all members of the bellwether plaintiffs' households. Notably, this argument is a fallback from the primary position advanced below by Appellees — that all of the cases should have been tried together. This retrenchment implicitly underscores the deference that must be accorded the trial court's exercise of discretion. Apart from repeating the Superior Court's speculations, however, Appellees fail to explain how they were prejudiced by not being able to present evidence of the claims of other plaintiffs in their households. How, for example, would evidence relating to other plaintiffs' claims have rendered the existence of facts relating to their own claims more probable? See Pa. R.E. 401 ("`Relevant evidence' means evidence having any tendency to make the existence of any fact that is of consequence to the determination of the action more probable or less probable than it would be without the evidence."). How would evidence that other people were asserting claims have increased the probability that the jury would have determined, based on the evidence, that gasoline had entered the bellwether plaintiffs' homes? In short, the evidence that Appellees were not permitted to offer was not relevant to their claims. Moreover, the Superior Court's concern that the jury might have seen so small a part of the "picture of the case" as to be unable to make a fully informed decision is contradicted by the fact that the jury was aware of the large scale of the gas leak, as Judge Klein noted in his dissent. What the trial court would not allow the jury to be informed of was evidence relating to other plaintiffs' claims, which, as just explained, was not relevant to proving the bellwether plaintiffs' claims.
Even if the trial court had permitted non-trial plaintiffs to testify in the bellwether trial about their claims, those plaintiffs' claims would not have been adjudicated in the bellwether trial. Appellees do not contend that the non-trial plaintiffs wished to testify about injury or damage to the bellwether plaintiffs, only that they should have been permitted to testify regarding their own claims. As Appellants and dissenting Judge Klein note, every tort plaintiff must prove that the defendant's conduct caused his or her injury. See, e.g., Skipworth v. Lead Indus. Ass'n, Inc., 547 Pa. 224, 690 A.2d 169, 172 (1997) ("[A] plaintiff, in order to recover, must establish that a particular defendant's negligence was the proximate cause of her injuries."). In meeting this burden, a plaintiff is not entitled to a "boost" from specific evidence relating to the claims of other plaintiffs whose cases are not being adjudicated.
Moreover, the Superior Court's conclusion that the discrepancy between the scale of the disaster and the number of plaintiffs in the trial may have caused the jury to make unjustified inferences serves to emphasize that the Superior Court simply substituted its judgment for the trial court's rightful exercise of discretion under Rule 213(b). The Superior Court completely fails to explain how the trial court has committed an abuse of discretion. As noted, for a trial court's exercise of discretion to constitute an abuse, it must be the result of manifest unreasonableness, partiality, prejudice, or such a lack of support as to be clearly erroneous. Grady, supra at 1046; Lands of Stone, supra at 335 n. 3. Not even arguably was that standard met here. As the trial court's opinion shows, it carefully considered a host of factors relevant to determining whether severance of the test cases was warranted under Rule 213(b) for convenience and avoidance of prejudice. It explained why its orders were aimed at assuring efficiency and convenience, and avoiding prejudice, the precise factors that inform Rule 213(b) and are expressly mentioned in the rule. Even the Superior Court acknowledged the potential for prejudice to the defendants if evidence of all plaintiffs' claims and damages were permitted at the trial of the four test cases. The trial court's weighing of the Rule 213(b) factors, based upon a well-developed record, and its employment of discretionary judgment, illustrates the very essence of the nature of the discretion reposed in a trial court in a matter like this. A trial court is not prevented from exercising this discretion simply because a large number of plaintiffs joins in one complaint pursuant to Pa.R.C.P. 2229(a). Such a filing does not eliminate or reduce the trial court's discretion to sever or bifurcate claims or issues under Rule 213(b).
Third, the panel majority contends that Appellees were prejudiced by being compelled to present their claims individually, and that "isolating" those claims may have trivialized them, causing the jury to perceive the bellwether plaintiffs as hypersensitive and unsympathetic. Apart from there being no legal requirement or entitlement for a plaintiff to have a jury consider him or her to be sympathetic, the Superior Court's assumption that somehow the jury failed to sympathize with the bellwether plaintiffs is based on speculation; the majority cites no evidence of record to support its conclusion. It is equally possible, if not probable, that the jury may
The Superior Court faults the trial court for "isolating" four plaintiffs, thereby presumably giving the jury too narrow a view and creating a discrepancy between the number of plaintiffs and the scale of the disaster. Yet the Superior Court does not contend that the trial court is precluded from utilizing Rule 213(b) to sever or bifurcate cases in furtherance of convenience or to avoid prejudice. One is left to wonder whether any fewer than all 45 plaintiffs could have been sufficient in the Superior Court's estimation. Where is the line to be drawn? To ask this question is to highlight the discretionary nature of a trial court's rulings applying Rule 213(b). Quite simply, the Superior Court would have drawn the lines differently from how the trial court drew them, but overturning a trial court on such a basis is precisely the type of improper review and substitution of an appellate court's judgment for a trial court's discretion that we have consistently held to be off limits.
Finally, the Superior Court accepted Appellees' argument that a bellwether trial of just four cases was not efficient and did not save time, and that inefficiencies remained under the procedures employed by the trial court because the other cases still would have to be tried, and much of the same evidence would be offered. But, in fact, as both the trial court and dissenting Judge Klein point out, the trial court's method did achieve efficiency, as two defendants settled with all plaintiffs just before the jury rendered a verdict. These settlements mean there will be less confusion than might otherwise obtain when the liability phases of the non-bellwether plaintiffs' trials are reached (assuming such phases will be necessary per the trial court's order).
In sum, we agree with Appellants that the Superior Court substituted its judgment for the trial court's judgment on a matter as to which the trial court enjoys discretion. The Superior Court did not address the specific, extensive reasons that the trial court gave for its severance/bifurcation and preclusion orders. Instead, the Superior Court stated merely that "the interests that militate in favor of severance
The order of the Superior Court is reversed and the verdict of the jury is reinstated.
Former Justice ORIE MELVIN did not participate in the decision of this case.
Chief Justice CASTILLE, Justice EAKIN and BAER and Justice TODD join the opinion.
Justice SAYLOR files a dissenting opinion.
Justice SAYLOR.
Eight years after Appellees filed their original complaint, and apparently after trial finally had been scheduled, defendants proposed trial-management plans which would upend Appellees' conventional approach to the trial planning. Appellees reasonably requested that at least "all members of the designated households of each designated plaintiff" should be included in at least one trial phase. Not only was this request denied, Appellees were precluded "from any mention, testimony and/or other evidence of claims of non-trial plaintiffs ..., outside the mention of the same as part of the recitation of the `history' of the case."
While I have differences with the breadth of the Superior Court's rationale vindicating Appellees' position that imposition of the case management regime was an abuse of the trial court's discretion, I agree with Appellees that the wholesale division of households and associated limitations upon the evidence, at least, were unreasonable in the circumstances.
While the trial court both severed the four bellwether plaintiffs' claims for trial and bifurcated the exposure-causation-damages phase and the liability phase of the trial, this appeal challenges only the severance determination. No party asserts that bifurcation was improper.