OPINION BY Judge COHN JUBELIRER.
C.E. appeals from a Final Order of the Secretary of the Department of Public Welfare (Secretary) upholding an order issued by the Bureau of Hearings and Appeals (Bureau) dismissing, as untimely, C.E.'s appeal of an indicated report of child abuse. On appeal, C.E. argues that the Bureau erroneously concluded that he did not provide sufficient evidence to show non-negligent circumstances which would allow for a nunc pro tunc appeal. Upon review of the evidence presented, we conclude that the Secretary erred by upholding the dismissal of C.E.'s appeal as untimely; therefore, we vacate and remand.
The Department of Public Welfare's (DPW) Office of Children, Youth, and Families (OCYF) sent C.E. a letter dated June 6, 2011, notifying him that he was listed on the statewide central register of child abuse as a perpetrator in an indicated report of child abuse.
At the hearing, C.E. testified on his own behalf and presented the testimony of his counsel, Attorneys Stephanie Lombardo and Jeffrey A. Conrad, and their Paralegal Christina Guthrie. DPW did not call any witnesses.
C.E. testified that he received a letter from OCYF informing him of the indicated report of child abuse, and contacted his attorney for assistance. (Hr'g Tr. at 36-37, R.R. at 57a-58a.) He testified further that he signed his appeal to OCYF on June 6, 2011. (Hr'g Tr. at 36-37, R.R. at 57a-58a.)
Attorney Lombardo testified that it was her responsibility to fill out a Request for Review of Hearing on behalf of C.E. and mail it to the Secretary. (Hr'g Tr. at 9, R.R. at 30a.) Attorney Lombardo testified
(Hr'g Tr. at 21, R.R. at 42a.)
Paralegal Guthrie testified regarding copies of the letter and appeal which Attorney Lombardo testified that she mailed, as well as a work log, entered into evidence, which reflected the time spent by C.E.'s counsel in preparation of his appeal. (Hr'g Tr. at 30-33, R.R. at 51a-54a.)
Lastly, Attorney Conrad testified that between June 20, 2011 and December 15, 2011, he and his associates, as well as C. E., were operating under the belief that the appeal had been received and filed in a timely manner, and they were waiting to hear from DPW regarding a hearing date. (Hr'g Tr. at 44, R.R. at 65a.) Attorney Conrad testified that he spoke to an attorney for DPW in October 2011, inquired regarding the status of the appeal, and that DPW's attorney informed Attorney Conrad that she did not know the current status. (Hr'g Tr. at 44, R.R. at 65a.) After being informed on December 15, 2011 that the appeal had not been properly filed, Attorney Conrad's office immediately re-sent the appeal and asked that C.E.'s appeal be heard nunc pro tunc. (Hr'g Tr. at 44, R.R. at 65a.)
After the hearing, the ALJ issued an adjudication in which he found that C.E. did not present any evidence which proved that the untimely filing of his appeal "was caused by fraud or its equivalent on the part of administrative authorities or a breakdown in the administrative process." (FOF ¶ 12.) Without making any specific credibility determinations, the ALJ stated that:
(ALJ Adjudication at 3.) Accordingly, the ALJ recommended that C.E.'s appeal be dismissed as untimely. The Bureau adopted the ALJ's adjudication and C.E. requested reconsideration by the Secretary. The Secretary granted reconsideration and, upon review, issued a Final Order upholding the Bureau's dismissal of C.E.'s appeal as untimely. C.E. now petitions this Court for review.
In this case, C.E. argues that the ALJ's findings were not supported by substantial evidence because C.E. presented uncontroverted evidence of a breakdown in the administrative process. He argues that the breakdown may be attributable either to the U.S. Postal Service or to "the DPW's internal records' keeper or mail deliverer." (C.E.'s Br. at 11.) Essentially, C.E.'s argument is that he provided sufficient proof that his appeal was mailed in a timely fashion, and only an administrative breakdown after the appeal was mailed would have resulted in there being no evidence of DPW receiving the appeal. This line of reasoning invokes the mailbox rule. C.E. asserts that he presented sufficient evidence at the ALJ hearing to trigger the mailbox rule and shift the burden to DPW to prove that the documents were not received.
The mailbox rule creates a rebuttable presumption that an item which is properly mailed will be received; the presumption cannot be nullified by only an assertion that the item was not received. J.A., 873 A.2d at 786; Department of Transportation v. Grasse, 146 Pa.Cmwlth. 17, 606 A.2d 544, 545 (1992). Notably, this Court has stated that "`evidence of actual mailing is not required.'" Szymanski v. Dotey, 52 A.3d 289, 292 (Pa.Super.2012) (quoting Department of Transportation v. Brayman Construction Corp., 99 Pa. Cmwlth. 373, 513 A.2d 562, 566 (1986) (Brayman)). As alternative proof, "`when a letter has been written and signed in the usual course of business and placed in the regular place of mailing, evidence of the custom of the establishment as to the mailing of such letters is receivable as evidence that it was duly mailed.'" Brayman, 513 A.2d at 566 (emphasis added) (quoting Christie v. Open Pantry Marts, 237 Pa.Super. 243, 352 A.2d 165, 166-167 (1975)). Whether a piece of mail was actually sent is a purely factual determination. Commonwealth v. Thomas, 814 A.2d 754, 761 (Pa.Super.2002); see also, Szymanski, 52 A.3d at 293 (testimony did
In finding that C.E. did not meet his burden of proving sufficient grounds for the grant of nunc pro tunc relief, the ALJ in this matter did not make any findings as to whether the evidence presented by C.E. was sufficient to trigger the mailbox rule. Instead, the ALJ relied solely on the fact that C.E. did not provide a receipt or certificate of mailing to prove that his appeal was filed or the date it was filed. However, unless a rule or regulation specifies otherwise, proof of mailing is not a requirement for a party to prove that a document was actually mailed. Brayman, 513 A.2d at 566.
Section 6341 of the Child Protective Services Law (Law) sets forth the process by which an individual named as a perpetrator in an indicated report of child abuse may request an amendment or expungement.
Conversely, some administrative bodies regulate the manner in which an individual can prove the mailing of a document. For instance, the regulation governing appeals in unemployment compensation (UC) matters specifically list a hierarchy of proof to determine the filing date of the appeal. For UC appeals, the filing date is determined by a postmark on the envelope, a certificate or receipt of mailing or a certified mail receipt. See 34 Pa.Code § 101.82.
Accordingly, given that there is no regulation that a certificate of mailing must be used to establish a filing date in these types of matters and this Court's articulation in Brayman of allowable proof of mailing by a party attempting to invoke the mailbox rule, we conclude that the ALJ committed an error of law by denying C.E.'s nunc pro tunc appeal based solely on the absence of a certificate or receipt of mailing. However, as stated previously, the ALJ did not make any specific credibility determinations or make any findings as to whether the evidence presented by C.E. was sufficient to show timeliness. Therefore, we find it necessary to remand this matter for a determination of the credibility of C.E.'s evidence of mailing and for the matter of timeliness to be determined in accordance with this Court's articulation of allowable proof of mailing found in Brayman.
Accordingly, the Final Order of the Secretary is vacated, and this matter is remanded for proceedings consistent with this opinion.
Jurisdiction relinquished.
23 Pa.C.S. § 6303.
Section 3490.106 governs appeals from a grant or denial of a request to amend or expunge an indicated report and provides, in relevant part, that "[a]ppeals shall be in writing to the Secretary and be postmarked within 45-calendar days of the date of the Secretary's notification letter to either grant or deny the request." 55 Pa.Code § 3490.106(b).
34 Pa.Code § 101.82(b)(1).