MEMORANDUM OPINION BY JUDGE FIZZANO CANNON.
Joanne Thornton (Thornton), on behalf of herself and others similarly situated, appeals from the April 17, 2018 order of the Court of Common Pleas of Philadelphia County (trial court) dismissing her class action complaint in equity by sustaining the preliminary objections of the City of Philadelphia (City), Sheriff Jewell Williams (Sheriff), and the Philadelphia Sheriff's Office (Sheriff's Office) (collectively, City Appellees) pursuant to Pennsylvania Rule of Civil Procedure No. 1028(a)(7) because Thornton failed to exhaust her statutory remedies.
The facts alleged in the complaint and attachments are as follows.
On or about November 29, 2014, the Sheriff purchased a title insurance policy for $1,317.50, which insured him against any losses sustained "by reason of his distribution of the fund arising from the sale by him of the premises" to ensure that the Sheriff distributes proceeds as described in the attached list of liens. Complaint ¶ 70; Ex. D & E. On August 17, 2016, Thornton submitted a DART claim
Subsequently, Thornton filed the five-count class action complaint in equity
City Appellees responded by filing four preliminary objections to the complaint, in the nature of a demurrer, asserting that: (1) Thornton failed to exhaust her remedies provided by Rule 3136 and the Local Agency Law, 2 Pa.C.S. §§ 551-555, 751-754; (2) Thornton failed to allege facts to support her claims against the Sheriff, individually, as the Sheriff is not a legal entity separate from the City; (3) Thornton failed to allege any facts to show that the Sheriff took any action outside of his office to deprive Thornton of her claimed excess proceeds to support her claim against him individually; and (4) Thornton failed to state a claim for conversion. Preliminary Objections ¶¶ 24, 30, 39 & 46. The trial court, after reviewing the pleadings, sustained City Appellees' objections and dismissed the complaint, with prejudice. 4/17/18 Trial Court Order.
In dismissing the complaint, the trial court concluded that Thornton failed to exhaust her statutory remedies provided by Rule 3136 and further noted:
Trial Court Opinion at 6-7 (footnote omitted). Thornton appeals to this Court.
On appeal, Thornton contends that the trial court erred by concluding that she had to exhaust the remedies provided by Rule 3136 and the Local Agency Law because the remedies provided therein are inadequate to address her claims. Thornton's Amended Brief at 10. Thornton asserts that the remedies are inadequate because she is seeking a declaration that the procedures used by the Sheriff's Office implementing Rule 3136, requiring the DART claim form and charging prior owners the premium to pay for the title policy, are unconstitutional. Id. at 11. Moreover, Thornton claims that she raises issues that are appropriate to address in a "collective manner" via a class action because the resulting decision will apply to all "class members equally." Id. Thornton further asserts that "if the questions presented here are not addressed in a class action, the Courts of Common Pleas could be burdened with identical extensive litigation" resulting in a "multiplicity of duplicate lawsuits," whereas an action in equity would "provide a tidy global resolution." Id. at 17.
City Appellees counter that the trial court correctly concluded that Thornton had to exhaust the remedies provided by Rule 3136 and the Local Agency Law before bringing her class action and, in support thereof, assert that this Court's decision in In re: Sheriff's Excess Proceeds Litigation, 98 A.3d 706 (Pa. Cmwlth. 2014) is dispositive. City Appellees' Brief at 6. Although Thornton seeks a declaratory judgment, City Appellees assert that this form of relief does not allow her to avoid the remedies available at law because a court could order the procedures used by the Sheriff's Office invalid if she prevails. Id. at 14. Further, City Appellees contend that "a class action does not automatically exempt [Thornton] from her statutory remedies . . . ." Id. Upon review, we agree that Thornton failed to demonstrate that the remedy available to her pursuant to Section 752 of the Local Agency Law is inadequate to address her claims.
Initially, we note that Rule 3136(d) allows prior owners to file exceptions no later than 10 days after the sheriff files the proposed distribution schedule. Pa.R.C.P. No. 3136(d). The sheriff must transmit the exceptions and a copy of the proposed distribution schedule to the prothonotary. Pa.R.C.P. No. 3136(e). Thereafter, the trial court is required to render a determination on the exceptions and may take evidence to do so as provided therein. Pa.R.C.P. No. 3136(f).
Specifically, Thornton alleges that over two years passed before she received her refund check after the sheriff's sale of her property, which is a "lengthy" delay not contemplated by Rule 3136 and "illustrates the constitutional infirmities of DART." Thornton's Amended Brief at 16. Thornton further asserts that she did not know that the Sheriff charged her the premium for the title policy until she received a breakdown of costs with her refund check, over two years after the expiration of the Rule 3136 10-day exception period. Id. at 16 & 24. As a result, inter alia, Thornton asks the Court to declare that the Sheriff may not charge costs which include title insurance premiums to all prior owners and to declare the DART procedure unconstitutional as applied because it is much more burdensome than the procedures permitted by Rule 3136(d). Id. at 19.
We agree that Thornton could not file a timely objection to the proposed distribution within the Rule 3136 10-day exception period because she was unaware of the title insurance premium charge and had not yet filed the DART claim. However, Thornton fails to explain how the remedy provided by Section 752 of the Local Agency Law, 2 Pa.C.S. § 752, is inadequate to address her claims relating to the cost charged and procedures used by the Sheriff's Office.
Section 752 provides "[a]ny person aggrieved by an adjudication of a local agency who has a direct interest in such adjudication shall have the right to appeal therefrom to the court vested with jurisdiction of such appeals . . . ." 2 Pa.C.S. § 752. Thornton alleges that the Sheriff is "an adult individual" employed by the "County and City" and "at all times material hereto" acted within the scope of his employment. Complaint ¶ 5. Thornton alleges that the Sheriff's Office is an entity of the City, which is a political subdivision of "Pennsylvania and City of the First Class, located entirely within and comprising all of Philadelphia County." Id. ¶¶ 3-4. Accepting Thornton's allegations as true, both the Sheriff's Office and the Sheriff meet the definition of a local agency. 2 Pa.C.S. § 101 (defining a local agency to include any "political subdivision or municipal or other local authority, or any officer or agency of any such political subdivision or local authority").
By making a final distribution, the Sheriff's Office has rendered an adjudication. An adjudication includes "[a]ny final order, decree, decision, determination or ruling by an agency affecting personal or property rights." 2 Pa.C.S. § 101. In Excess Proceeds, this Court explained that the purpose of the sheriff's office's procedures is, in part, to "reunite property owners with their excess sale proceeds" and the excess sale proceeds are property rights recognized pursuant to the United States and Pennsylvania Constitutions. Excess Proceeds, 98 A.3d at 721. Thornton's complaint relates to the title policy premium charge by the Sheriff's Office, which resulted in her receipt of reduced excess proceeds, and the use of the DART claim form, which she contends delayed her receipt of the proceeds and does not comport with Rule 3136's procedure. Thornton's Amended Brief at 16. The final distribution of excess proceeds, therefore, constitutes a final order to which appeal rights attach. McDaniels v. Flick, 59 F.3d 446, 461 (3d Cir. 1995) (explaining that the Local Agency Law provides sufficient process to protect property rights for those seeking to challenge an agency decision). Because Thornton received a final order from a local agency, she has the right to file an appeal of the final distribution with the trial court, which "may hear the appeal de novo." 2 Pa.C.S. § 754(a). The trial court may also "remand the proceedings to the agency for the purpose of making a full and complete record or for further disposition in accordance with the order of the court." Id.
Thornton offers no explanation as to why the trial court could not order the relief she requests as a result of a Section 752 appeal, nor does she provide this Court with analysis explaining how a Section 752 appeal is unavailable, defective or inadequate for her to obtain full relief on her claims.
Furthermore, "[i]t is well-settled that where the Legislature has provided a specific statutory remedy, the asserted need for a class action will not justify a deviation from the statutory remedy." Zarwin v. Montgomery Cty., 842 A.2d 1018, 1023 (Pa. Cmwlth. 2004) (citing Lilian v. Commonwealth, 354 A.2d 250 (Pa. 1976)). Thornton's request asking this Court to resolve this matter as a class action to aid with judicial economy and "provide a tidy global resolution" of the claims is likewise without merit. The class action is a procedural device and not a substantive right. Id. Class status or the lack of it is not pertinent "to the question of whether an action is to be heard in equity or at law or whether, indeed, either form is available in light of the statutory remedy." Id. With no independent basis for equity jurisdiction, Thornton cannot generate it simply by alleging class status. See id. Numerosity of claims will not justify a class action where a specific statutory remedy is provided to process claims. Id. at n.9. As explained herein, Thornton has an adequate remedy to address her claims through Section 752 of the Local Agency Law. Where the legislature provides "a specific exclusive, constitutionally adequate method" to resolve a particular type of dispute, the statutory method to resolve it must be followed and "no action may be brought in any `side' of the Common Pleas to adjudicate the dispute by any kind of `common law' form of action other than the exclusive statutory method." Id. at 1024. Thornton's asserted need for a class action does not justify a deviation from that remedy.
Accordingly, the trial court did not abuse its discretion or err as a matter of law by granting City Appellees' preliminary objections and dismissing Thornton's complaint. We affirm.
AND NOW, this 12th day of April, 2019, the April 17, 2018 order of the Court of Common Pleas of Philadelphia County is AFFIRMED.
Here, however, Thornton fails to, in any way, identify a constitutional claim in her complaint or develop the argument in her brief to this Court, and therefore, it is waived. Pa.R.A.P. 302(a) ("Issues not raised in the lower court are waived and cannot be raised for the first time on appeal"); Borough v. Glendon Energy Co. v. Dep't of Envtl. Res., 603 A.2d 226, 236 (Pa. Cmwlth. 1992) (explaining that issues must be raised in the brief or they are deemed waived). Thornton simply alleges that this matter "arises under the common and statutory laws of the Commonwealth of Pennsylvania" and seeks relief "for claims arising under the Pennsylvania Rules and common law." Complaint ¶ 7. Thornton alleges that "[t]he policy, customs and practices of the [City Appellees] are both unlawful and unconstitutional" and seeks a declaration that the City Appellees' "acts and policies are both unconstitutional and unlawful," but fails to identify any provision of the constitution that has been violated. Complaint ¶¶ 83 & 84. Brown v. Dep't of Corr., 932 A.2d 316, 318 (Pa. Cmwlth. 2007) (explaining that to ascertain whether a complainant has alleged a constitutional violation, the complaint must identify the constitutional right allegedly infringed by the conduct at issue).