M. FAITH ANGELL, United States Magistrate Judge.
AND NOW, this 24th day of May, 2010, after hearing argument on pending Daubert motions, and for the reasons stated in the accompanying memorandum, it is hereby
Presently before this Court for decision are four motions challenging various experts. I held oral argument on all four Daubert motions on March 8, 2010. I will address the motions in the order in which they were argued.
Plaintiff Dianna Larson was diagnosed with mesothelioma in 2006. Plaintiffs allege that the mesothelioma is the result of exposure to asbestos in joint compound products which Dianna Larson used in the 1970's when she and her first husband built two homes in Utah. Named Defendants are alleged to have manufactured, sold or distributed chrysotile-containing joint compound products.
Plaintiffs allege that Dianna Larson and her first husband constructed the two homes from the ground up with virtually no outside assistance. According to Plaintiffs,
Plaintiffs' Memorandum Of Law In Support Of Their Motion In Limine To Exclude Or Limit Dose Reconstruction Testimony Pursuant to Daubert and Rules 702 And 703 Of The Federal Rules Of Evidence [Docket Entry No. 20-2] at p. 3.
Defendants dispute Dianna Larson's diagnosis
The standard for admitting expert testimony is set forth in Federal Rule of Evidence 702, as interpreted by the United States Supreme Court in Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579,
Federal Rule of Evidence 702 provides:
Federal Rules of Evidence 702 (2000).
The Third Circuit has explained that "Rule 702 has three major requirements: (1) the proffered witness must be an expert, i.e., must be qualified; (2) the expert must testify about matters requiring scientific, technical or specialized knowledge [i.e., reliability]; and (3) the expert's testimony must assist the trier of fact [i.e., fit]." "Under the Federal Rules of Evidence, a trial judge acts as a gatekeeper to ensure than any and all expert testimony or evidence is not only relevant, but also reliable." United States v. Schiff, 602 F.3d 152, 172-73 (3d Cir.2010) (quoting Pineda v. Ford Motor Co., 520 F.3d 237, 243-44 (3d Cir.2008)).
The second requirement, reliability, is at issue in the present Daubert motions. The Third Circuit has recognized that
Pineda v. Ford Motor Company, 520 F.3d 237, 247 (3d Cir.2008).
In evaluating whether a particular methodology is reliable, the inquiry is a flexible one to be tailored to the specific case. Factors drawn from Daubert and Third Circuit precedent which may be applicable include:
Id. at pp. 247-48.
The Georgia Pacific, Bondex and Union Carbide Defendants seek to exclude the
With regard to Dr. Brody, Defendants assert that: (1) he is not qualified "to give an opinion as to the distinctions in causation between the competing diagnoses in this case," (2) his failure to recognize the distinction between the diagnoses is fatal to his causation opinions because "the distinction between well-differentiated papillary mesothelioma and diffuse malignant mesothelioma is crucial, both in terms of causation and prognosis," and (3) any opinions of Dr. Brody on the issue of causation or increased risk from exposure to joint compound are unreliable because Dr. Brody is unfamiliar with the exposures specifically alleged by Ms. Larson, he has undertaken no review of the literature to determine what level of exposure, if any, could be causally linked to Ms. Larson's particular condition, and he broadly opines that chrysotile exposures are causally related to mesothelioma generally but fails to distinguish specifically as to the product or manner of exposure and also fails to distinguish the disease at issue. Defendant Bondex International, Inc. And RPM International, Inc.'s Memorandum In Support Of Motion To Strike The Testimony Of Experts Arnold R. Brody, Ph.D. And Jacques Legier, M.D. [Docket Entry No. 23-2]
With regard to the criticism that Dr. Brody is not qualified to give an opinion as to the distinctions in causation between the competing diagnoses, Plaintiffs respond by asserting that Dr. Brody's testimony is not being offered to establish what specifically caused Ms. Larson's cancer, "but rather to generally inform and educate the jury about how asbestos causes cancer. Plaintiffs intend for Dr. Brody to testify about the physiological design and function of the lungs, how asbestos fibers migrate throughout the body and are deposited in the lungs, the different types of asbestos fibers, and how all exposures to asbestos contribute to cause an individual's disease." Plaintiff's Memorandum In Opposition To Defendants' Motions To Strike And Exclude The Testimony Of Plaintiffs' Experts Drs. Jacques Legier And Arnold Brody [Docket Entry No. 43] at p. 21.
I have reviewed Dr. Brody's "expert report," and note that it is a generic document entitled "Asbestos Induced Lung Diseases." This document is not case specific and speaks broadly as to "four major diseases" caused by the inhalation of asbestos fibers. It is Dr. Brody's opinion that all of the asbestos fiber varieties (chrysotile, crocidolite and amosite) cause asbestosis, pleural fibrosis, lung cancer and mesothelioma. "Asbestos Induced Lung Diseases" by Arnold R. Brody, Ph.D. (attached as Exhibit "I" to Georgia Pacific's Daubert Motion) at p. 2.
Id.
Attached to Dr. Brody's report is his curriculum vitae in which he lists one hundred and forty-six "peer-reviewed publications," and approximately fifty chapters, of which Dr. Brody is an author or co-author. Many of these articles relate to how exposure to chrysotile fibers affects cells on a molecular level and include, for example, "Chrysotile Asbestos Inhalation In Rats; Deposition Pattern And Reaction Of Alveolar Epithelium And Pulmonary Macrophages," "Interstitial Accumulation Of Inhaled Chrysotile Asbestos Fibers And Consequent Formation of Microcalcifications," "Characterization Of Three Types Of Chrysotile Asbestos After Aerosolization," "Chrysotile Asbestos Inhalation Induces Tritiated Thymidine Incorporation By Epithelial Cells Of Distal Bronchioles," "Cellular And Molecular Bases Of The Asbestos-Related Diseases," and "Asbestos Fiber Type In Malignant Mesothelioma: An Analytical Scanning Electron Microscopic Study Of 94 Cases."
I have little trouble concluding that Dr. Brody's methodology is reliable and meets the flexible Daubert criteria for admissibility. His opinions are supported by citations to various peer-reviewed articles, rest upon "good grounds," and are not simply "personal subjective opinions."
Defendants challenge the expert testimony of Dr. Jacques Legier as unreliable, arguing that it should be excluded because: (1) Dr. Legier did not write his own supplemental report, it was written by Plaintiffs' Counsel; (2) Dr. Legier's opinion that Dianna Larson was properly diagnosed with diffuse malignant mesothelioma of the peritoneum is "equivocal and as such is inherently suspect;" and (3) Dr. Legier's opinions contain fatal methodological flaws, his methodology is both personal and idiosyncratic, and his opinion is not based on proper scientific methodology. See Georgia Pacific's Daubert Motion at pp. 13-18; and Bondex's Daubert Motion at pp. 9-12.
As a preliminary matter, I find that Dr. Legier's failure to write his own supplemental expert report does not, under the circumstances of this case, violate Rule 26(a)(2)(B) of the Federal Rules of Civil Procedure. Rule 26(a)(2)(B) requires that an expert's testimony "be accompanied by a written report—prepared and signed by the witness." Fed.R.Civ.P. 26(a)(2)(B)(2007). As both parties acknowledge Rule 26(a)(2)(B) "does not preclude counsel from providing assistance to experts in preparing reports [. . .] Nevertheless, the report, which is intended to set forth the substance of the direct examination, should be written in a manner that reflects the testimony to be given by the witness and must be signed by the witness." Fed.R.Civ.P. 26 Advisory Committee Note (1993 Amendments).
When a Rule 26(a)(2)(B) challenge is raised, the proper focus of the court's inquiry is whether the expert witness "offered substantial input into what was put into the report." Crowley v. Chait, 322 F.Supp.2d 530, 544 (D.N.J.2004). In this case, Dr. Legier testified at deposition that while he did not write his supplemental report, he agreed with the content of the report. Exhibits to Plaintiffs' Opposition to Defendants' Daubert Motions [Docket Entry No. 48]: Exhibit "6" (Deposition of Dr. Jacques Legier) at pp. 14-16. In addition, Dr. Legier has submitted a "Declaration," notarized on November 30, 2009, in which he attests that his supplemental report "is based on personal knowledge and [his] professional experience in the field of Occupational Medicine." Id.: Exhibit "46" (Declaration of Dr. Jacques Legier). While Dr. Legier does not have a specific recollection of discussing his supplemental report with Plaintiffs' attorneys before he reviewed the supplemental report and signed it, he
Id. Dr. Legier's Declaration, the veracity of which I have no reason to question, reflects the fact that he was sufficiently involved in the preparation of the supplemental report that this document may be
Dr. Legier personally reviewed Dianna Larson's medical records and concluded "with a reasonable degree of medical certainty and medical probability, that Mrs. Larson has a low-grade malignant epithelial mesothelioma of the peritoneum, with partial features of papillary well-differentiated mesothelioma, which, on the basis of her occupational history, was caused by her occupational exposure to asbestos." August 14, 2008 Surgical Pathology Report of Dr. Legier (attached as Exhibit "L" to Georgia Pacific's Daubert Motion) at p. 2.
The Third Circuit has recognized differential diagnosis as a reliable methodology. Heller, 167 F.3d at 154 (3d Cir. 1999) ("Both a differential diagnosis and a temporal analysis, properly performed, would generally meet the requirements of Daubert and Paoli"). Therefore, I reject the argument that differential diagnosis is "inherently suspect."
As with Dr. Brody, I have little difficulty concluding that Dr. Legier's opinions rest upon "good grounds." In the supplemental report, Dr. Legier opines that it is
Supplemental Expert Report of Jacques Legier, M.D. (dated April 24, 2009 and attached as Exhibit "L" to Georgia Pacific's Daubert Motion) at p. 2.
In support of this opinion, Dr. Legier cites inter alia:
Id. at pp. 2-5.
Defendants argue that although Dr. Legier's supplemental report "has features of various scientific methods, they have been used in incomplete and misleading ways. [. . .] His reliance on case reports or case series, animal studies, and fiber migration studies, while ignoring relevant epidemiological studies, is contrary to the reliability requirements set forth in Rule 702 and Daubert and its progeny." Georgia Pacific's Daubert Motion at pp. 16-17.
In the Third Circuit, a medical expert does not always need to cite published
Dr. Legier did not ignore relevant epidemiological studies. He notes a consensus that the predominant cause of peritoneal mesothelioma is exposure to asbestos and opines that "there are no studies that link a specific fiber type—chrysotile, amosite, crocidolite or tremolite—to the occurrence of peritoneal mesothelioma in a statistical format because of the combination of the extreme rarity of peritoneal mesothelioma and the lack of any significant cohort of workers who were exposed to only one type of asbestos." Supplemental Expert Report of Jacques Legier, M.D. (dated April 24, 2009 and attached as Exhibit "L" to Georgia Pacific's Daubert Motion) at p. 5. Defendants' experts disagree, however, this does not negate the fact that Dr. Legier's opinions are based on generally accepted scientific methods and procedures, and that he gave a reasoned explanation for his preferred methodology. Defendants are free to argue credibility to the jury.
Plaintiffs seek to exclude testimony by any defense expert (including but not limited to William L. Dyson) relating to dose reconstruction. Plaintiffs argue that Dr. Dyson's dose reconstruction testimony to estimate the total exposure of an individual, rather than the average exposure of a group, is unreliable. Plaintiffs' Reply In Support Of Their Motion In Limine To Exclude Or Limit Dose Reconstruction Testimony Pursuant To Daubert And Rules 702 and 703 Of The Federal Rules Of Evidence [Docket Entry No. 53]
Id. at pp. 2-3.
Plaintiffs do not challenge dose reconstruction methodology per se, instead they argue that there is not a good fit between this methodology and the facts of this case, and that there is no data to support Dr.
Defendants offer Dr. Dyson as an expert industrial hygienist who will testify as to Ms. Larson's potential exposure to asbestos while working with joint compound as alleged. They argue that in making his calculations Dr. Dyson relied upon information provided by Plaintiffs in answers to discovery, medical reports and deposition testimony, and on multiple studies regarding the use of joint compound and exposure levels of asbestos. "With this information, combined with Dr. Dyson's knowledge, experience and education, he opines as to potential exposure dose." Memorandum In Opposition To Plaintiffs' Motion In Limine To Exclude Or Limit Dose Reconstruction Testimony Pursuant To Daubert and Rules 702 and 703 Of The Federal Rules Of Evidence And Joinder In Responses To Same Submitted By Defendants Union Carbide And/Or Georgia Pacific
Dr. Dyson's dose reconstruction testimony may assist the trier of fact in determining causation and, therefore, meets the "fit" requirement of Rule 702. See Meadows v. Anchor Longwall, et al., 306 Fed. Appx. 781, 790 (3d Cir.2009) ("The third element under Rule 702, namely, whether the expert testimony would assist the trier of fact, `goes primarily to relevance.' The expert's testimony must `fit' under the facts of the case so that `it will aid the jury in resolving a factual dispute.' The standard for the factor is not high; it is met when there is a clear `fit' connecting the issue in the case with the expert's opinion that will aid the jury in determining an issue in the case. [citations omitted]").
In addition, Dr. Dyson's dose reconstruction assessments are based on a sufficient foundation. When it is impossible to calculate actual exposure levels, the mere fact that an expert makes reasonable calculations to support his opinion is not enough to render that opinion unreliable. Dr. Dyson, using his knowledge and experience, applied an accepted methodology to information garnered from Ms. Larson's medical records, deposition testimony and answers to discovery requests, and reached conclusions that reliably flow from the available data and methodology. To the extent that Defendants believe that Dr. Dyson's calculations are based on inaccurate evidence or otherwise are in error, such concerns can be addressed through cross-examination and/or rebuttal evidence. However, they do not provide a basis for finding his opinions unreliable within the meaning of Rule 702.
Plaintiffs have moved to exclude testimony from any of Defendants' experts regarding the following opinions:
"Plaintiffs' Reply In Support Of Plaintiffs' Motion In Limine To Exclude Or Limit Testimony Pursuant To Daubert and Rules 702 And 703 Of The Federal Rules Of Evidence" [Docket Entry No. 56]
In support of their Daubert motion, Plaintiffs argue that (1) there is no reliable data upon which to base a quantification of the relative potency of chrysotile asbestos
In response, Defendants allege that testimony of differing potencies of types and sizes of asbestos fibers, of the inability of chrysotile to cause mesothelioma, and of a minimum level of asbestos exposure below which there is no evidence that such exposure causes disease
"Memorandum In Opposition To Plaintiffs' Motion In Limine To Exclude Or Limit Testimony Pursuant to Daubert And Rules 702 And 703 Of The Federal Rules Of Evidence And Joinder In Responses To Same Submitted By Defendants Union Carbide And/Or Georgia Pacific Corporation" [Docket Entry No. 30]
Having reviewed Defendants' causation experts' reports, I conclude that they used valid scientific methodology, citing to peer-reviewed scientific studies, in reaching their conclusions regarding the varying potency of different asbestos fiber types, the lack of a causal link between chrysotile and peritoneal mesothelioma, and the concept of a threshold level of asbestos exposure. The fact that Plaintiffs can cite other studies which challenge the studies relied upon by Defendants' causation experts does not render their opinions unreliable. See Johnson v. Vane Line Bunkering, 2003 WL 23162433 at *6 (E.D.Pa. December 30, 2003) ("`Daubert
Having heard oral argument on the Daubert motions, and having reviewed the various pleadings and exhibits, I find that the relative positions of the parties can be summarized in one sentence: "the opinions of my experts are reliable because they're mine and yours aren't because they're yours." See Crowley v. Chait, 322 F.Supp.2d at p. 552 (D.N.J.2004). Each of the challenged experts' testimonies meet the admissibility requirements under Rule 702. "If this test is met and the expert's testimony is [. . .] admissible, it is up to the jury to decide whether the expert used the best or most reliable methodology, what weight to accord to his testimony and which of [the] competing experts' opinions should be credited. The ultimate determination of whether expert testimony is correct and `reliable' in this sense remains with the jury." Cook v. Rockwell International Corp., 580 F.Supp.2d 1071, 1085 (D.Colo.2006). See Heller, 167 F.3d at p. 157 (3d Cir.1999) ("[W]e have emphasized that the district court should take care not to `mistake credibility questions for admissibility questions.'").