JAN E. DUBOIS, District Judge.
This case involves the free speech and due process rights of a former public school assistant principal. Plaintiff, Richard Migliore, was a public school employee for over thirty years and an assistant principal since 1994. In September 2009, however, Migliore submitted his notice of retirement following a dispute over whether he would be demoted from his position as an assistant principal. On June 20, 2011, Migliore filed suit against numerous defendants on the grounds that they retaliated against him in violation of his free speech rights, denied him due process, and failed to prevent wrongful acts against him. In his Second Amended Complaint, he asserts claims against the School District of Philadelphia, former superintendent Dr. Arlene Ackerman, former regional superintendent Lucy Feria, former assistant regional superintendent James Douglass, former human resources employee Estelle Matthews, employee relations deputy Andrew Rosen, and former principal Mary Sandra Dean. Migliore has also named as defendants the School Reform Commission ("SRC")—the governing body of the School District-along with commissioners of the SRC: former chairman Robert Archie, Jr., Joseph Dwortetzky, Esq., Johnny Irizarry, Esq., and Denise Armbrister. Each of the individual defendants are named in their personal capacities. (Second Am. Compl. at ¶1.) Presently before the Court are cross-motions for summary judgment. For the reasons that follow, the Court denies Migliore's motion, and grants in part and denies in part defendants' motion.
Migliore began his teaching career in 1975 at University City High School in Philadelphia, Pennsylvania and spent 18 years at that school as a teacher. (Defendants' Undisputed Facts, at ¶¶16-17.) Migliore then worked as an assistant principal, primarily at Furness High School, until 2006, when he was assigned to Jules Mastbaum Vocational/Technical School ("Mastbaum") in Philadelphia. (
For several years prior to his assignment to Mastbaum, Migliore was engaged in writing a book entitled "Whose School is It? The Democratic Imperative for Our Schools" ("The Book"). The Book generally discusses principles of "school governance and leadership." (Pl. Ex. A; Pl. Statement of Material Facts, at ¶13.) On August 8, 2007, Migliore addressed the SRC concerning the contents of his soon-to-be-published Book and provided the SRC commissioners with copies of the Book. (Pl. Resp. at 10.) Migliore claims that prior to the address, he received a call from the assistant to Regional Superintendent Feria, who said that if he spoke to the SRC he would be "committing suicide." (
Upon returning to Mastbaum for the 2007-2008 school year, Migliore contends that he experienced "immediate" hostility from Dean, although Dean claims that she was not aware of Migliore's address to the SRC or its contents. (
Dean claims that she wrote "four or five" disciplinary memoranda known as "204's" during the 2007-2008 school year in relation to Migliore's "job performance." (Deposition of Mary Sandra Dean, at 121.) Migliore disputes this statement and argues that only "one 204 was written pertaining to the school year 2007-2008 . . . ." (Pl. Answer to Defs' Facts, at ¶ 39.) Migliore further claims that at one point during the year, because he had written a "satisfactory observation" of a provisional teacher who Dean "didn't like," Dean told Migliore that he should transfer to a different school, or she would "write so much paper on you that you will lose your job by the end of the year." (Pl. Resp. at 11; Deposition of Richard Migliore, at 60.)
Following this exchange, Migliore wrote a letter entitled "Transfer Request and Filing of Formal Complaint" to Mike Lerner, then-president of his union, the Commonwealth Association of School Administrators ("CASA"). (Pl. Ex. B.) In the letter, Migliore wrote that Dean was "obviously looking for reasons she can use to justify `writing me up' . . . . It is clear that I am working within a `hostile working environment' and it is affecting me." (
On August 23, 2008, Migliore again addressed the SRC on issues of democracy and school governance and repeatedly mentioned the Book. (Pl. Resp. at 11.) He again gave the SRC commissioners copies of the Book following this address. (
A subsequent letter from then-superintendent Ackerman and then-Chairman Archie states that during the 2008-2009 school year Dean wrote numerous disciplinary memoranda concerning Migliore's job performance, including complaints regarding his failure to complete a task concerning textbook accounting and locker assignments, his failure to complete the distribution of Workmen's Compensation forms to staff members, and his failure to monitor weekly lesson plans. (Pl. Ex. S, at 1.) The letter goes on to state that Dean twice recommended that Migliore be suspended without pay for multiple days, and on December 19, 2008 Migliore was suspended for two days without pay for certain of these failures. (
The letter from then-superintendent Ackerman and then-Chairman Archie concludes by stating that on May 29, 2009, Dean issued a 204 which stated that Migliore had been "consistently negligent in the performance of [his] duties as an assistant principal," and recommended that Migliore be demoted from assistant principal to teacher. (
On July 23, 2009, Migliore received an email from School District's Office of Professional Staffing which stated that they had been "notified of your demotion from assistant principal at Mastbaum High School." (Def. Ex. 15.) Migliore responded that this was "interesting to hear since I have not been given official notice yet and this situation was very much in controversy." (Def. Ex. 16.) The Office of Professional Staffing responded that "we were told this was final, but we don't always get the correct information. I would advise you to choose a location [to work as a teacher], and you can always give it up later in the summer if things work out." (
On August 14, 2009, then-superintendent Ackerman and then-Chairman Archie sent Migliore the letter mentioned above, which summarized several 204's and other disciplinary memoranda issued by Dean and stated that Ackerman and Archie "would recommend to the School Reform Commission that you be demoted to the position of teacher." (Pl. Ex. S.) The letter noted that plaintiff was "entitled to request a hearing before the School Reform Commission. . ." and set August 25, 2009 as the date for such a hearing. (
On August 18, 2009, Migliore sent a letter to Francis Bielli, Assistant General Counsel for the School District, requesting a hearing and stating Migliore's intent to appeal the recommendation of his demotion. (Pl. Ex. T.) Bielli then notified Migliore that he had received his notice of appeal and request for a hearing. (Pl. Ex. At U.) Bielli stated that the hearing previously scheduled for August 25, 2009 would be postponed, and that he would be requesting available dates from SRC commissioners for a future hearing. (
Following his notice of retirement, the SRC held multiple hearings regarding the recommendation that Migliore be demoted from assistant principal. (Defendants' Undisputed Facts, at ¶101.) In all, the SRC held hearings before Commissioner Dworetzky on May 25, 2010, September 14, 2010, September 29, 2010, and January 6, 2011. (
Milgiore then appealed that decision to the Secretary of Education.
While his proceedings in state court were ongoing, Milgiore filed the instant suit in this Court on June 20, 2011. Following the decision of the Commonwealth Court, the parties submitted additional briefing concerning the effect, if any, of that decision on this case.
In considering motions for summary judgment, "the court is required to examine the evidence of record in the light most favorable to the party opposing summary judgment, and resolve all reasonable inferences in that party's favor."
A factual dispute is material when it "might affect the outcome of the suit under the governing law," and genuine when "the evidence is such that a reasonable jury could return a verdict for the nonmoving party."
Milgiore's Second Amended Complaint asserts three claims: (1) First Amendment retaliation under 42 U.S.C. § 1983, (2) denial of procedural due process under 42 U.S.C. § 1983, and (3) neglect to prevent under 42 U.S.C. § 1986. In response to defendants' motion for summary judgment, Migliore stated that he "does not herein pursue his neglect to prevent claim under Section 1986." (Pl. Resp. at 23.) The Court accordingly concludes that Migliore has abandoned this claim, and defendants' motion for summary judgment is granted as to this claim. The Court addresses Migliore's remaining claims, for First Amendment retaliation and denial of due process, in turn.
In evaluating government employees' First Amendment retaliation claims, courts engage in a three-step analysis. First, the employee must show that he engaged in protected activity. Second, the employee must prove that this protected activity was a substantial factor in the alleged retaliatory action by the employer. Third, the employer may defeat the employee's claim by demonstrating that the same adverse action would have taken place in the absence of the protected conduct.
With respect to the first step, the determination whether an employee's speech is protected is itself subject to a three-prong analysis: "A public employee's statement is protected activity when (1) in making it, the employee spoke as a citizen, (2) the statement involved a matter of public concern, and (3) the government employer did not have `an adequate justification for treating the employee differently from any other member of the general public' as a result of the statement he made."
Concerning the second step, an employee must show that his employer took an adverse employment action against him, and that there was a causal connection between his protected speech and that adverse action. To establish an adverse employment action in the context of a First Amendment claim, "a plaintiff must . . . show that the defendants' action was sufficient to deter a person of ordinary firmness from exercising his or her rights."
Migliore makes three arguments in his First Amendment claim. First, he avers that he was retaliated against for his speeches and the Book, which all related to democratic practices in school governance. Second, Migliore claims that he was retaliated against for "exercis[ing his] freedom of speech and association when he went to his CASA union president to seek relief from the hostility of Defendant Dean and the subsequent presentation of his Grievance and Complaint to regional superintendent Feria . . . ." (Second Am. Compl. at ¶136.) Finally, Migliore also asserts that the "exercise of his leadership beliefs and researched [sic] based practices . . . along with his associations and friendships with teachers was a substantial factor in the retaliatory action and reprisal." (Second Am. Compl. at ¶135.)
In his motion papers, Migliore only mentions the last claim in passing. For instance, he states, "The more he associated with the teachers as Mastbaum and the friendlier he became with his new colleagues, the more intensely Ms. Dean wrote him up." (Pl. Mot. at 20.) Milgiore presents no argument concerning whether such friendships constitute protected First Amendment activity. Further, he has not explicitly identified any evidence in his motion papers supporting his claim that his leadership beliefs, research-based practices, or associations and friendships with teachers were a factor in any adverse action taken against him. The Court therefore grants defendants' motion for summary judgment and denies plaintiff's motion for summary judgment, as to this claim.
The Court addresses Migliore's remaining First Amendment arguments in turn.
First, Migliore claims that he was demoted and otherwise harmed by defendants in retaliation for his speeches and the Book. This claim encompasses Migliore's speeches to the SRC in August of 2007 and August of 2008, as well as the Book, "Whose School is It?" The Book contains chapters such as "The Grand Hypothetical of School Governance," "Leadership for the Twenty-First Century," and "School Councils & Why They Don't Work."
The parties disagree over whether Migliore has shown (1) an adverse employment action in retaliation for protected speech, and (2) whether any such adverse action is causally connected to protected speech. Defendants do not address the third prong of the retaliation analysis, whether they would have taken the same action in the absence of protected speech. The Court addresses the disputed prongs of the analysis in turn.
Defendants do not contest that Miglilore's authored his speeches and the Book as a citizen on a matter of public concern and they do not contend that they had "an adequate justification for treating the employee differently from any other member of the general public' as a result of the statement he made."
Defendants argue, however, that Migliore has presented no evidence of an "adverse employment action" which could constitute retaliation for his speech. (Def. Resp. at 17.) On this issue, defendants claim that because Migliore voluntarily retired, he was never formally demoted and thus experienced no adverse employment action. The Court rejects defendants' argument on this issue.
"A First Amendment retaliation claim will lie for any individual act which meets this `deterrence threshold,' and that threshold is very low . . . a cause of action is supplied by all but truly de minimis violations."
Next, the parties contest whether Migliore has shown a causal connection between his protected speech and alleged demotion. Defendants claim that the temporal gap is too great to infer a causal connection between Migliore's speech acts and any subsequent adverse employment action. Migliore last spoke to the SRC and provided several defendants with copies of the Book several months before the claimed demotion. Similarly, Dean became aware of the Book well over a year before she recommended his demotion from assistant principal. However, even where adverse actions and protected speech are not close in proximity, a causal connection may be proven through "a pattern of antagonism coupled with timing," just as in Title VII retaliation claims.
In this case, the Court concludes that Migliore has presented evidence connecting his speeches and Book publication to the alleged demotion, which is sufficient to show an ongoing pattern of antagonism. Migliore contends that Dean became aware of the Book some time in the fall of 2007. Dean conceded in her deposition testimony that she became aware of Migliore's Book at some point when she entered his office and spoke to him about the Book, but she did not say when that took place. Dean also admits that, concerning the Book, she said, "Be careful what you put in writing." (Depostion of Mary Sandra Dean at 105.) Milgiore further alleges that Dean was hostile towards him following his address at the SRC in August of 2007. While the parties dispute whether Dean had knowledge of Migliore's speech or its contents, Dean avers that she wrote several 204's concerning Dean's job performance in the 2007-2008 school year. Further, in a separate incident, Migliore alleges that Dean told him that he should transfer to a different school, or she would "write so much paper on you that you will lose your job by the end of the year." (Pl. Resp. at 11; Deposition of Richard Migliore, at 60.)
Following Migliore's second speech to the SRC in August of 2008, the rate of disciplinary memoranda from Dean increased. The subsequent letter from then-superintendent Ackerman and then-chairman Archie states that Dean issued nine 204's and other disciplinary memoranda concerning alleged professional failures by Migliore during the 2008-2009 school year. (Pl. Ex. S.) According to the letter, Dean twice recommended that Migliore be suspended without pay for multiple days, but only one of these recommendations was approved by the SRC. (
"[S]ummary judgment may be defeated when `a reasonable inference can be drawn that an employee's speech was at least one factor considered by an employer in deciding whether to take action against the employee, the question of whether the speech was a motivating factor in that determination is best left to the jury.'"
Further, the Court finds that there are genuine disputes of material fact concerning Migliore's retaliation claim. The parties dispute whether Dean was aware of Migliore's speeches before the SRC, whether she understood the contents of the Book, whether regional superintendent Feria "paged through" the Book and expressed displeasure with the chapter titled the "The Inherent Immorality of Bureaucracy," and generally whether Migliore's speech was a substantial or motivating factor in his demotion. The Court therefore also denies Migliore's motion for summary judgment as to that part of Migliore's First Amendment claim which asserts retaliation because of his speeches and the Book.
Migliore also claims that he was retaliated against because of his complaint to CASA Union president Lerner, and the subsequent presentation of his grievance and complaint to regional superintendent Feria, in violation of his First Amendment rights. Migliore does not state whether this claim is founded on his rights under the Speech Clause or the Petition Clause of the First Amendment.
Whether a public employee claims retaliation under the Speech or Petition Clause, the claim must relate to a matter of public concern.
Milgiore next asserts that he was denied due process when he was demoted without a hearing. (Pl. Mot. at 11.) Defendants argue that Milgiore's due process claim is precluded by the decision of the Commonwealth Court. "Under the Full Faith and Credit Act, 28 U.S.C. § 1738, federal courts must give state court decisions the same preclusive effect as they would be given `in the courts of the rendering state.'"
"Issue preclusion bars relitigation of identical issues adjudicated in a prior action against the same party or a party in privity."
On the first prong of the test, "[i]dentity of the issue is established by showing that the same general legal rules govern both cases and that the facts of both cases are indistinguishable as measured by those rules."
Concerning the second prong of the test, whether a final judgment was rendered on the merits, Migliore contended that the decision of the Commonwealth Court is not final, "due to Plaintiff's pending request for reargument en banc." (
The Commonwealth Court finally decided Migliore's due process claim on the merits, and that decision has preclusive effect regardless of the pendency of any appeal. This Court concludes that the second prong of the issue preclusion analysis, a final decision on the merits, has been met.
Next, the Court addresses the third and fourth prongs of the analysis: whether Migliore was a party to the state court litigation, and whether he had a full and fair opportunity to litigate the issue below. The Court finds that Migliore was a party to the proceedings in the Commonwealth Court. As to the fourth prong, Migliore contends that state courts cannot "issue a ruling which deprives [him] of his federally protected due process rights." (Joint Rep. at 3.) The Court rejects this argument. A party's disagreement with a decision does not deprive that decision of preclusive effect.
Even if the Court construes Migliore as arguing that he did not have a full and fair opportunity to litigate his federal due process claim in his state court proceedings, the result would be the same. The requirement that a party have a "full and fair opportunity to litigate," mandates that "state proceedings need do no more than satisfy the minimum procedural requirements of the Fourteenth Amendment's Due Process Clause . . . ."
All elements of issue preclusion with respect to Migliore's due process claim in this case have been satisfied. Thus, Migliore is precluded from arguing in this action that his due process rights were violated. The Court grants defendants' motion for summary judgment and denies Migliore's motion for summary judgment as to this claim. If the Commonwealth Court decision is overturned on appeal, this Court will entertain a motion for reconsideration.
Defendants next argue that Migliore has not established liability on the part of the School District and the SRC. Municipal subdivisions and agencies such as school districts and boards are treated as municipalities for purposes of 42 U.S.C. § 1983.
Migliore contends that the School District and SRC are liable pursuant to
For the foregoing reasons, the Court denies Milgiore's motion for summary judgment, and grants in part and denies in part defendants' motion for summary judgment. The only claims remaining in the case are Migliore's First Amendment claims concerning his speeches and Book against all individual defendants in their personal capacities. An appropriate order follows.