PAPPERT, District Judge.
Plaintiff Roger Vanderklok ("Vanderklok") attempted to pass through a security checkpoint at Philadelphia International Airport with a carry-on bag containing, among other things, a type of watch encased in a section of plastic pipe. When the x-ray screening revealed the "anomaly" in the bag, agents of the Transportation Safety Administration ("TSA") detained Vanderklok and called the Philadelphia Police. Vanderklok was arrested and charged with three crimes. He was acquitted at trial of all charges filed against him.
Vanderklok then sued the United States of America ("United States"), the TSA, TSA agent Charles Keiser ("Keiser"), the City of Philadelphia ("City"), Philadelphia Police Officers Raymond Pinkney ("Pinkney"), Michael Wojciechowski ("Wojciechowski"), and Kenneth Flaville ("Flaville") (collectively, the "Individual Officers"), Department of Homeland Security Secretary Jeh Johnson ("Johnson") and former TSA Administrator John Pistole ("Pistole"). (ECF No. 1.) The parties have since stipulated to the dismissal of the TSA, Johnson and Pistole from this lawsuit. (ECF No. 41.) Vanderklok's nine-count complaint alleges violations of his First, Fourth and Fourteenth amendment constitutional rights, state-law tort claims of false arrest, false imprisonment, battery and assault, malicious prosecution,
The Court now turns to the United States' motion to dismiss the complaint for lack of subject-matter jurisdiction pursuant to Federal Rule of Civil Procedure ("Rule") 12(b)(1).
On January 26, 2013, Vanderklok arrived at Philadelphia International Airport for a flight to Miami, Florida where he was scheduled to run a marathon the following day.
Kieser was one of the TSA screeners at the scene who interacted with Vanderklok about the search of the bag. According to the amended complaint, Kieser grew "agitated"
Pinkney was the first police officer to respond to Kieser's call. When he arrived, Kieser told him that Vanderklok had "angrily said to [Kieser] that `anybody can bring a bomb and you wouldn't even know it.'" (Id. at ¶¶ 7, 35.) Pinkney arrested Vanderklok and subsequent took him to the Philadelphia Police District for additional processing by Wojciechowski. (Id. at ¶¶ 64, 66.) Flaville later approved the arrest. (Id. at Ex. A.)
Vanderklok was charged with threatening the placement of a bomb, terroristic threats, and disorderly conduct. (Id. at ¶ 8.) At his criminal trial on April 8, 2013, a Philadelphia Common Pleas Court judge granted a defense motion for judgment of acquittal. (Id. at ¶ 12, Ex. E.)
Where a pleading does not allege facts sufficient to establish subject-matter jurisdiction, a party can move to dismiss for lack of jurisdiction pursuant to Rule 12(b)(1). Fed. R. Civ. P. 12(b)(1). A motion to dismiss pursuant to Eleventh Amendment sovereign immunity is properly brought pursuant to Rule 12(b)(1) for lack of subject-matter jurisdiction. Blanciak v. Allegheny Ludlum Corporation, 77 F.3d 690, 693 n. 2 (3d Cir.1996).
Challenges to subject-matter jurisdiction under Rule 12(b)(1) may be facial or factual in form. Gould Elecs. Inc. v. United States, 220 F.3d 169, 176 (3d Cir. 2000); Mortensen v. First. Fed. Sav. & Loan Ass'n, 549 F.2d 884, 891 (3d Cir. 1977). The assertion of Eleventh Amendment sovereign immunity as a defense is properly treated as a facial challenge. Urella v. Pennsylvania State Troopers Association, 628 F.Supp.2d 600, 605 (E.D.Pa. 2008). In a facial attack on jurisdiction, the court treats the complaint's allegations as true and decisions on any motions are purely legal determinations. Cudjoe v. Dept't of Veterans Affairs, 426 F.3d 241, 244 (3d Cir.2005).
Ordinarily, the plaintiff bears the burden of showing that jurisdiction exists. Kehr Packages, Inc. v. Fidelcor, Inc., 926 F.2d 1406, 1409 (3d Cir.1991). However, where the defendant's challenge to subject-matter jurisdiction is based on sovereign immunity, "the party asserting the immunity bears the burden" of showing that immunity applies. M & M Stone Co. v. Pennsylvania Dep't of Envtl. Prot., 2008 WL 4467176, at *13 (E.D.Pa. Sept. 29, 2008) (citation omitted). In reviewing a facial attack under Rule 12(b)(1), the Court's inquiry is limited to the allegations in the complaint, the documents referenced in or attached to the complaint, and matters in the public record. In re Intel Corp. Microprocessor Antitrust Litig., 452 F.Supp.2d 555, 557 (D.Del.2006).
Sovereign immunity protects the federal government and its agencies from civil liability. Fed. Deposit Ins. Corp. v.
Section 2680(h) of the FTCA limits the scope of the § 1346(b)(1) waiver and retains sovereign immunity for "[a]ny claim arising out of assault, battery, false imprisonment, false arrest, malicious prosecution, abuse of process, libel, slander, misrepresentation, deceit, or interference with contract rights."
The issue before the Court is whether or not a TSA screener is a "law enforcement officer of the United States Government" pursuant to § 2680(h). The answer to that question determines the applicability of sovereign immunity, and thus whether the Court has subject-matter jurisdiction over the claims against the United States. If TSA screeners are law enforcement officers within the meaning of that statute, they are not protected by the intentional tort exception and the Court has jurisdiction over the claims; if TSA screeners are not law enforcement officers, they are protected by the intentional tort exception and the Court must dismiss the claims against the United States for lack of subject-matter jurisdiction.
Section 1280(h) defines an investigative or law enforcement officer as "any officer of the United States who is empowered by law to execute searches, to seize evidence, or to make arrests for violations of Federal law." 28 U.S.C. § 2680(h) (emphasis added). Based on a plain reading of the statute, the threshold question is whether a TSA screener is an "officer of the United States" within the meaning of § 2680(h).
Several courts which have addressed this issue have analyzed whether a TSA screener is a "law enforcement officer" by first asking whether the screener can execute searches, seize evidence, or
In Corbett, however, the Eleventh Circuit Court of Appeals held that it did not need to first "resolve this thorny `search' issue." The court instead stated that "TSA screeners are not subject to the law enforcement proviso for a simpler reason — they are not `officers of the United States Government,' as required by § 2680(h)'s statutory language." Id. While the Third Circuit Court of Appeals has not ruled on this specific issue, the Court finds the Corbett reasoning persuasive based on a plain reading of the relevant statutes and related case law within this Circuit.
The FTCA distinguishes between a "federal employee" and an "officer of the United States." Id. Specifically, it waives the government's immunity for tort claims based on the acts or omissions of "any employee of the Government...." 28 U.S.C. § 1346(b)(1). Similarly, the intentional tort exception refers to "an act or omission of an employee of the Government." Id. § 2680(a). By contrast, the law enforcement proviso specifically references a "law enforcement officer of the United States government." Id. at § 2680(h) (emphasis added). Importantly, it defines "law enforcement officer" as an "officer who is empowered by law to execute searches, to seize evidence, or to make arrests for violations of Federal law." Id. (emphasis added). Congress' use of "employee" in some instances and "officer" in others "is not insignificant and shows that the law enforcement proviso applies only when the person whose conduct is at issue is an `officer of the United States.'" Corbett, 568 Fed.Appx. at 701.
The statutory scheme regarding airport security similarly differentiates between federal TSA employees and law enforcement officers. Airport security "screening... shall be carried out by a Federal Government employee." 49 U.S. § 44901(a). Congress separately granted the TSA Administrator with authority, in his or her discretion, to "designate an employee of the [TSA] or other Federal agency to serve as a law enforcement officer." Id. § 114(p)(1) (emphasis added). Upon such a designation, the officer may carry a firearm, make arrests, and seek and execute warrants for arrest or seizure of evidence. Id. § 114(p)(2)(A)-(C). "The TSA Administrator thus must affirmatively act to make a TSA employee an `officer.' Merely being a TSA employee does not make one an 'officer of the United States Government." Corbett, 568 Fed.Appx. at 701.
"These provisions show that, within TSA, there are: (1) federal employees, who conduct airport security screening; and (2) law enforcement officers, who perform various law enforcement functions." Id. Since the TSA has not granted this law enforcement authority to TSA screening personnel, TSA screeners are "the first type — federal employees conducting airport security screening." Id.; see Pellegrino v. U.S. Transp. Sec. Admin., 2014 WL 1489939, at *4 (E.D.Pa. Apr. 16, 2014) amended on reconsideration, 2014 WL 3952936 (E.D.Pa. Aug. 12, 2014) (citing TSA Management Directive No. 1100.88-1) ("noting that law enforcement authority has, in contrast, been delegated to Criminal Investigators, Federal Air Marshals, and Transportation Security Specialists.")
Courts in various jurisdictions cited Matsko in concluding that TSA screeners are not "officers" within the meaning of the law enforcement proviso. See Pellegrino, 2014 WL 1489939, at *7 ("Guided by the legislative history of the provision, the Third Circuit's implication in Matsko, as well as the reasoning of other district courts, the Court holds that [the TSA screeners] are not `investigative or law enforcement officers' under 28 U.S.C. § 2680(h)."); Hernandez v. United States, 34 F.Supp.3d 1168, 1181 (D.Colo.2014) ("As other district courts have concluded, and I agree, TSA screeners are not `investigative or law enforcement officer[s]' within the meaning of § 2680(h)."); Weinraub v. United States, 927 F.Supp.2d 258, 263 (E.D.N.C.2012) (citing Matsko in holding that TSA screeners are not "officers" within the meaning of the law enforcement proviso); Coulter v. U.S. Dep't of Homeland Sec., 2008 WL 4416454, at *9 (D.N.J. Sept. 24, 2008) (same).
Given Congress' definitive usage of "employee" and "officer" in the FTCA and the federal statutes governing airport security, and in light of the Third Circuit's decision in Matsko, TSA screeners are federal employees — not "officers" within the meaning of § 2680(h). The law enforcement proviso excluding "officers of the United States" from the intentional tort exception therefore does not apply, and this Court lacks subject-matter jurisdiction over Vanderklok's claims against the United States. See Blanciak, 77 F.3d at 693 n. 2 (3d Cir.1996) (sovereign immunity deprives federal courts of subject-matter jurisdiction).
Prior to the Eleventh Circuit's decision in Corbett, several courts analyzed the "search issue" first and held that TSA screeners are not "officers of the United States" because they perform consensual, pre-boarding administrative searches for certain prohibited items; they do not perform traditional law enforcement functions such as making arrests and executing searches for violations of federal law. See, e.g., Pellegrino, 2014 WL 1489939, at *5-8
These opinions all analyze the "thorny `search' issue" to determine if the TSA agent is an "officer" or "employee." Unlike these decisions, and consistent with the Third Circuit in Matsko and, more recently, the Eleventh Circuit in Corbett, a plain reading of the law enforcement proviso calls for the "officer" and "search" analyses to be done separately, and in that order — i.e., only if the Court determines that the TSA screener is an "officer" can it proceed to the question of whether he is executing "searches" within the meaning of the § 2680(h). Since TSA screeners are not "officers" within the meaning of the law enforcement proviso, it is unnecessary to analyze the breadth or significance of TSA screeners' search powers. The Court, however, ultimately reaches the same conclusion as the courts that have determined that TSA screeners do not "execute searches" within the meaning of § 2680(h). Either way, Vanderklok's intentional tort claims against the United States are barred by sovereign immunity.
An appropriate Order follows.