MICHAEL M. BAYLSON, UNITED STATES DISTRICT JUDGE.
Plaintiff Raffaella Innella ("Plaintiff" or "Ms. Innella") alleges that his rights under the Family and Medical Leave Act of 1993 ("FMLA"), 29 U.S.C. § 2601 et seq., have been violated. Specifically, Ms. Innella avers that her former employer, Lenape Valley Foundation ("LVF" or "Defendant") both (1) interfered with her FMLA rights and (2) retaliated against her for exercising her FMLA rights, because LVF discharged Ms. Innella soon after she requested and was approved for FMLA leave to care for her ailing daughter. LVF counters that it legitimately terminated Ms. Innella because she falsified information on patient records.
LVF moved for summary judgment pursuant to Fed. R. Civ. P. 56.
The following facts are undisputed
LVF hired Ms. Innella on March 6, 2008 for the position of Crisis Intervention Worker ("Crisis Worker"). (Def.'s SUF ¶ 2; Def.'s Ex. D). Throughout her employment by LVF as a Crisis Worker, Ms. Innella worked at the Doylestown Hospital. (Def.'s SUF ¶ 3; Def.'s Ex. C (Innella Dep.) 132:5-8). While employed by LVF, Ms. Innella reported to Rick Eusebi ("Mr. Eusebi") only.
(Def.'s SUF ¶ 7; Def.'s Ex. D).
Ms. Innella's job description also provided that one of her "[e]ssential [r]esponsibilities" was to "[p]rocure[ ] and provide[ ] referral information for outpatient treatment, shelter, funding or other special needs." (Def.'s SUF ¶ 1-; Def.'s Ex. D). Ms. Innella acknowledged additional roles and responsibilities not stated in her Job Description (Def.'s Ex. D). These responsibilities included: (1) obtaining county funding for a patient if that patient did not have insurance (Def.'s SUF ¶ 10; Def.'s Ex. C (Innella Dep.) 129:7-8); (2) serving as an advocate on behalf of patients, setting forth a case where they should receive funding (Def.'s SUF ¶ 11; Def.'s Ex C (Innella Dep.) 136:5-10); and (3) maintaining patients' privacy in accordance with HIPAA (Def.'s SUF ¶ 15; Def.'s Ex. C (Innella Dep.) 66:5-17, 67:8-11).
LVF maintains a policy regarding abuse of clients or staff, which provides that "[n]o type of abuse or neglect of either clients or employees will be tolerated." (Pl.'s Ex. K ("Abuse Policy") at LVF-Innella 0783-84). The Abuse Policy states: "All current employees should receive a copy of this policy. All new employees should be given a copy of this policy at the time they are hired." (Abuse Policy at LVF-Innella 0784).
Ms. Innella applied and was approved for FMLA leave on two prior occasions, first in 2010 and again in 2011. (Def.'s SUF ¶¶ 16, 20; Def.'s Exs. E, F). After Ms. Innella's 2010 and 2011 FMLA leaves, she received favorable performance evaluations and merit increases in her salary. (Def.'s SUF ¶¶ 17-18, 21-22; Def.'s Ex. C (Innella Dep.) 172:21-173:1, 175:24-176:5, 177:15-22, 179:20-23). Ms. Innella acknowledged that she was not retaliated against for taking FMLA leave in either 2010 or 2011. (Def.'s SUF ¶¶ 19, 23; Def.'s Ex. C (Innella Dep.) 137:17-19, 140:10-13).
Early in May of 2013, Ms. Innella requested intermittent FMLA leave to care for her minor daughter. (Def.'s SUF ¶ 28; Def.'s Ex. C (Innella Dep.) 198:6-8). On May 8th, 2013, Ms. Innella was e-mailed the appropriate forms for requesting FMLA leave. (Def.'s SUF ¶ 31; Def.'s Ex. I). Mr. Eusebi and Traci Gorman ("Ms. Gorman"), Human Resources Director at LVF, were carbon copied on this e-mail. (Def.'s Ex. I). On May 10th, 2013, Ms. Innella submitted the paperwork for her intermittment FMLA leave application. (Pl.'s Counter-SUF ¶ 141; Pl.'s Ex. F). On or about May 16th, 2013,
Ms. Innella had previously received two written reprimands during her tenure at LVF. (Def.'s Counter-SUF ¶ 145). On December 28, 2009, LVF issued a written reprimand to Ms. Innella after there were complaints made about her by her co-workers (the "2009 Reprimand"). (Def.'s Counter-SUF ¶ 145; Def.'s Ex. KK). In the 2009 Reprimand, the problem was identified as "abuse of staff," and an attached letter indicates that Ms. Innella was accused of being verbally abusive to two co-workers. (Def.'s Ex. KK).
In a subsequent written reprimand dated June 11, 2010, LVF issued a Performance Improvement/Disciplinary Action Form for Ms. Innella (the "2010 Reprimand"). (Def.'s Counter-SUF ¶ 145; Def.'s Ex. LL). In the 2010 Reprimand, LVF identified the problems as dress code violations and quality of care concerns. (Def.'s Ex. LL). The written reprimand elaborates on the quality of care concerns thusly:
(Def.'s Ex. LL).
Ms. Innella received her final performance evaluation on February 19, 2013 (the "2013 Performance Evaluation"). (Pl.'s Counter-SUF ¶ 136; Pl.'s Ex. E). In Part A of the 2013 Performance Evaluation, Ms. Innella was rated as "Acceptable" for each of the eight (8) categories, which include: (1) prompt in arriving at work; (2) regularity of attendance; (3) personal appearance and demeanor; (4) adherence to work schedule; (5) adherence to LVF policies and regulations; (6) adherence to safety procedures; (7) gets along well with other staff; and (8) supporting recovery, resiliency and/or everyday lives. (Pl.'s Ex. E). In Part B of the 2013 Performance Evaluation, Ms. Innella earned a performance rating of "meets expectations" in each of the six (6) categories. (
On May 8th, 2013, Ms. Innella met with a male client identified as RB ("RB"). (Pl.'s Ex. H). That evening, Eusebi received an e-mail from Barbara Taubenberger, Director of Emergency Services at Doylestown Hospital, with the subject heading "Complaint," about Ms. Innella's treatment of a patient. (Def.'s SUF ¶ 35; Def.'s Ex. K). On May 10th, 2013, Eusebi met with Ms. Innella to discuss issues that had arisen with respect to her handling of RB, and to inform her that a complaint had been made about her regarding her treatment of RB. (Def.'s SUF ¶ 37; Def.'s Ex. C (Innella Dep.) 231:11-21). Mr. Eusebi prepared a Supervision Note for that meeting, signed by Ms. Innella, in which he wrote that Ms. Innella "must avoid any repetition of doing anything to cause someone seeking services to feel services are being denied or that they are being treated in an uncaring manner." (Def.'s SUF ¶¶ 39-41; Def.'s Ex. M). That same day, Ms. Innella met with Curran. (Def.'s SUF ¶ 42). Ms. Curran prepared a memo regarding the meeting, dated May 10, 2013, (the "Supervision Memo"), in which Ms. Curran stated that Ms. Innella "brought up the recent complaint from the client RB." (Def.'s Ex. N). The Supervision Memo indicated that Curran "explained the investigation into this complaint [was] ongoing and that we [would] need to meet with [Ms. Innella] when it [was] complete," and that it was "serious to have ED staff and a client complaining about [Ms. Innella's] performance." (
On May 14, 2013, Ms. Innella met with a client identified as GM ("GM"). (Def.'s SUF ¶ 45; Def.'s Ex. O). Ms. Innella prepared a voluntary funding emergency face sheet (the "Voluntary Funding Request") for GM. (Def.'s SUF ¶ 47; Def.'s Ex. P). Although GM informed Ms. Innella that
Also on May 14, 2013, Ms. Innella met with a client identified as DL ("DL"). (Def.'s SUF ¶ 60; Def.'s Ex. C (Innella Dep.) 263:13-15). The Adult Crisis Assessment Form prepared for DL indicates that DL told Ms. Innella that he was schizophrenic and bipolar. (Def.'s SUF ¶ 63; Def.'s Ex. Q). Ms. Innella prepared a Voluntary Funding Request for DL, which does not indicate that DL is schizophrenic or bipolar. (Def.'s SUF ¶¶ 65, 68; Def.'s Ex. R). The Bucks County Mental Health Delegate denied Ms. Innella's funding application for DL. (Def.'s SUF ¶ 69; Def.'s Ex. Q; Def.'s Ex. C (Innella Dep.) 286:13-17). DL returned to the Crisis Center the next day on May 15, 2013, at which time another crisis worker was able to obtain funding for DL to return to an inpatient program. (Def.'s SUF ¶¶ 71-72; Def.'s Ex. Q; Def.'s Ex. C (Innella Dep.) 286:23-287:4).
On May 16, 2013, Mr. Eusebi e-mailed Ms. Curran regarding the issues that had arisen with respect to Ms. Innella's treatment of GM and DL, stating that he was "concerned that [Ms. Innella] has not only lost the confidence of the ER staff, but now also that of her coworkers and that of the [County] Office. It may not be feasible for her to continue to work." (Def.'s SUF ¶¶ 75-76; Def.'s Ex. T). In the morning of May 17, 2013, Ms. Innella met with Ms. Curran and Mr. Eusebi to discuss the complaints that were being made about Ms. Innella and her care of clients RB, GM, and DL. (Def.'s SUF ¶ 77; Def.'s Ex. C (Innella Dep.) 194:12-16, 295:13-20). During that meeting, Ms. Curran became aware of Ms. Innella's request for intermittent FMLA leave to care for her ailing daughter. (Pl.'s Ex. C (Curran Dep.) 140:8-18). After this meeting, Ms. Curran investigated the complaints made against Ms. Innella. (Def.'s SUF ¶ 79-91; Def.'s Ex. U;
On the date of Ms. Innella's termination, May 17, 2013, a Performance Improvement/Disciplinary Action Form (the "Initial Termination") was completed in which the causes for her termination were detailed, including that: (1) a male patient (DL) was perceived to be on the phone with Ms. Innella for a long time before receiving treatment on May 14, 2013; (2) though Ms. Innella indicated that this client (DL) appeared intoxicated, the subsequent laboratory results showed no evidence of intoxication; (3) when Ms. Innella called to advocate for funding from the county delegate, the delegate reported that Ms. Innella's tone indicated she was not advocating for approval, with Ms. Innella stating "get a load of this...." (Def.'s SUF ¶¶ 95-98; Def.'s Ex. V) (alteration in original).
On May 17, 2013, the date of her termination, Ms. Innella e-mailed Gorman and stated that she was "respectfully taking step two in the complaint...appeals process in an attempt to shed light on what took place." (Def.'s SUF ¶ 99; Def.'s Ex. W). The second step in the appeals process is to meet with the LVF Executive Committee. (Def.'s SUF ¶ 104; Def.'s Ex. C (Innella Dep.) 317:3-6). The third and final step in the appeal process is to appeal the decision of the Executive Committee to the CEO of LVF, Alan Hartl. (Def.'s SUF ¶ 119; Def.'s Ex. C (Innella Dep.) 317:8-10). The Executive Committee that participated in the appeal of Plaintiff's termination consisted of: JoAnne Davis (Associate Executive Director for Mobile Services for LVF); Walter Wolaniuk (Chief Financial Officer for LVF); Mary Jane Fletcher (Associate Executive Director for Developmental Programs for LVF); Mary Dubyk (Associate Executive Director for Systems Initiatives for LVF); Dr. Karen Hammers (Medical Director at LVF); and Dr. Phillip R. Braun (Associate Executive Director for Rehabilitative Services for LVF). (Def.'s Ex. X (Gorman Dep.) 243:22-244:23;
Curran, although part of the Executive Committee, did not participate in the review of Ms. Innella's termination because Curran was one of the initial decisionmakers. (Def.'s SUF ¶ 114; Def.'s Ex. S (Curran Dep.) 172:11-173:11).
LVF acknowledges that one of the allegations made on the Initial Termination Form was incorrect, specifically that Ms. Innella never came out to see the client in question. (Def.'s SUF ¶¶ 115-16; Def.'s Ex. BB). Dr. Braun, one of the members of the Executive Committee who participated in the appeal of the decision to terminate Ms. Innella, stated:
Ms. Innella requested, and was granted, a hearing with LVF CEO Alan Hartl ("Mr. Hartl"), which occurred on June 6, 2013. (Def.'s SUF ¶¶ 121-23; Def.'s Exs. GG, HH). At the hearing with Mr. Hartl, Ms. Innella was given the opportunity to address concerns she had with the Revised Termination Form. (Def.'s SUF ¶ 124; Def.'s Ex. C (Innella Dep.) 333:6-17). In a letter dated June 11, 2013, Mr. Hartl informed Ms. Innella that he was affirming the decision to terminate her employment at LVF, consistent with the reasons set forth in the Revised Termination Form. (Def.'s SUF ¶ 125; Def.'s Ex. II).
Ms. Innella points to one LVF employee who she claims is similarly situated to her but received more favorable treatment. This employee, Barbara Brentlinger ("Ms. Brentlinger"), was discovered to have falsified her job application but was not terminated by LVF when this falsification was discovered. (Pl.'s Counter-SUF ¶ 230; Pl.'s Ex. C (Curran Dep.) 182:18-184:7). At the Ms. Brentlinger's falsification was discovered, LVF had different policies in place. (Def.'s Counter-SUF ¶ 222; Pl.'s Ex. C (Curran Dep.) 184:16-18). When Ms. Curran confronted Ms. Brentlinger about her falsified job application, Ms. Brentlinger admitted that she lied about having completed her master's degree. (Def.'s Counter-SUF ¶ 222; Pl.'s Ex. C (Curran Dep.) 184:2-7). Even though Ms. Brentlinger did not complete her master's degree as stated on her job application, LVF determined that Ms. Brentlinger was still overqualified for her position, a factor that militated against her immediate termination. (Def.'s Counter-SUF ¶ 222; Pl.'s Ex. C (Curran Dep.) 185:5-11). Under LVF's current policies and procedures, discovery of Ms. Brentlinger's falsification would have resulted in her immediate termination. (Def.'s Counter-SUF ¶ 222;
The Court has jurisdiction under 28 U.S.C. § 1331 because Innella brings her claim under the FMLA, codified at 29 U.S.C. § 2601 et seq. Venue is proper under 28 U.S.C. § 1391(b)(1)-(2).
A district court should grant a motion for summary judgment if the movant can show "that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law."
A party seeking summary judgment always bears the initial responsibility for informing the district court of the basis for its motion and identifying those portions of the record that it believes demonstrate the absence of a genuine issue of material fact.
In employment discrimination cases, the summary judgment standard "is applied with added rigor ... [because] intent and credibility are crucial issues."
The FMLA was enacted "to 'balance the demands of the workplace with the needs of families,' and 'to entitle employees to take reasonable leave for medical reasons...in a manner that accommodates the legitimate interests of employers.'"
The FMLA provides, in pertinent part:
29 U.S.C. § 2615(a)(1), (2).
These provisions form the basis for what are known respectively as FMLA "interference" and "retaliation" claims.
That "interference" and "retaliation" are discrete claims finds support in the English language. Webster's definition of "interference" includes that it is "the act or process of interfering...something that interferes : OBSTRUCTION."
Plaintiff has asserted claims under both theories. LVF seeks summary judgment on both Ms. Innella's retaliation and interference claims. The Court will address each in turn.
As the moving party, LVF provides two reasons why Ms. Innella failed to prove causation. First, Ms. Innella cannot prove causation because the Executive Committee, which reviewed Ms. Innella's termination, did so without any knowledge of her application for FMLA leave. (Def.'s Br. at 6) (citing
Ms. Innella responds that the temporal proximity between her invocation of FMLA rights and termination not only establishes the causal connection but the inference of retaliatory motive. (Pl.'s Br. 43). Ms. Innella also argues that her termination and LVF's subsequent investigation into her treatment of clients RB, GM and DL constitute a "pattern of antagonism" that independently establishes the causal connection. (Pl.'s Br. 43-44).
LVF argues that even if Ms. Innella were able to establish a prima facie case for FMLA retaliation, she cannot refute LVF's evidence that it terminated Ms. Innella for the legitimate, non-discriminatory reason that she committed neglect and falsified a client record. (Def.'s Br. at 7).
Ms. Innella argues that the reasons articulated by LVF on its Revised Termination Form and elsewhere are pretextual because: (1) the span of time between Ms. Innella's invocation of rights under the Act and her termination is unduly suggestive; (2) the investigation of Ms. Innella constituted a "pattern of antagonism"; (3) there were inconsistencies in the bases for Ms. Innella's termination; and (4) the differences between the Revised Termination Form and the Initial Termination Form betray weaknesses, implausibilities and contradictions in LVF's articulated reason for termination Ms. Innella. (Pl.'s Br. 42-45). Ms. Innella also argues that LVF's discriminatory animus is evident from their preferential treatment of a comparator
In reply, LVF argues that the other employee Ms. Innella points to is not "similarly situated" to Ms. Innella because there were different policies in place at the time Brentlinger's falsification was discovered. (Def.'s Suppl. 8).
LVF contends that Ms. Innella's interference claim fails because her FMLA benefits were never actually withheld. (Def.'s Suppl. 4; Oral Arg. Tr. 21:8-11). LVF also argues that, because Ms. Innella was terminated for a reason wholly unrelated to her invocation of rights under the FMLA, her interference claim cannot proceed. (Def.'s Suppl. 5).
Ms. Innella disagrees, contending that after she was approved for FMLA leave, LVF interfered with her exercise of those rights by terminating her on the very day that she was going to take her leave. (Pl.'s Br. 38). Ms. Innella further contends that LVF has failed to show that she was terminated for reasons other than for interference with her rights under the FMLA.
"To prevail on a retaliation claim under the FMLA, the plaintiff must prove that (1) she invoked her right to FMLA-qualifying leave, (2) she suffered an adverse employment decision, and (3) the adverse action was causally related to her invocation of rights."
"Because FMLA retaliation claims require proof of the employer's retaliatory intent, courts have assessed these claims through the lens of employment discrimination law."
Under this framework, Ms. Innella "has the initial burden of establishing a prima facie case. To do so, she must point to evidence in the record sufficient to create a genuine factual dispute about each of the three elements of her retaliation claim."
LVF does not dispute that Ms. Innella both invoked her right to FMLA leave and
To demonstrate a prima facie case of causation, Ms. Innella must point to evidence sufficient to create an inference that a causative link exists between her FMLA leave and her termination.
However, "except in circumstances where the timing of the alleged retaliatory act is 'unusually suggestive,' timing alone is never sufficient to demonstrate a causal link between the termination decision and an exercise of FMLA rights."
Taking into account all the facts in the record, viewed in the light most favorable to Ms. Innella, the Court concludes that Ms. Innella has a prima facie case of retaliation under the FMLA.
First, the Court finds that, in this case, the nearly ten-day gap between Ms. Innella's leave request and termination is sufficient to establish a causal connection between the two. In
In addition, even though Ms. Innella has failed to proffer evidence that any member of the Executive Committee that decided her appeal had knowledge of her request for intermittent FMLA leave,
Even though Ms. Innella has made out a prima facie claim, her retaliation claim still fails because LVF provided a legitimate reason for terminating Ms. Innella, and Ms. Innella has not demonstrated that the proffered reason was pretextual.
Because Ms. Innella has established a prima facie case, the burden of production (but not of persuasion) shifts to LVF to "articulate some legitimate, non-discriminatory reason for the employee's [termination]."
To defeat summary judgment, Ms. Innella must point to some direct or circumstantial evidence from which a factfinder could reasonably either (1) disbelieve LVF's articulated reason, or (2) believe that an invidious discriminatory reason was more likely than not the motivating or determinative cause of LVF's action.
The record establishes that LVF had a legitimate, nondiscriminatory reason for terminating Ms. Innella, namely, that she committed client abuse and neglect in addition to falsifying a client record, as discussed,
There is undisputed evidence in the record that Ms. Curran conducted her own investigation by viewing the video recording
Ms. Innella attempts to undermine LVF's credibility by pointing to alleged inconsistencies and contradictions in the reasons underlying Ms. Innella's termination, including, among other things: (1) Mr. Motley's statement that Ms. Innella never came to the lobby to greet one of the clients; (2) Ms. Curran's "admission" that a client could be intoxicated on benzodiazepines; and (3) that Ms. Innella did not have a history of complaints. (Pl.'s Br. 40-41). However, these alleged inconsistencies and contradictions are superficial at best, verging on misrepresentations of the underlying testimony. First, as the Court has already noted, the Executive Committee acknowledged that Mr. Motley's statement was inaccurate, but that subsequent investigations corroborated the gravamen of LVF's allegations of Ms. Innella's wrongdoing. (Def.'s Ex. BB). Second, Ms. Curran clearly stated that being "[p]ositive for a drug does not equal intoxication." (Pl.'s Ex. C (Curran Dep.) 17:9-10). Finally, the record makes clear that Ms. Innella had at least two complaints pre-dating her invocation of rights under the FMLA. (Def.'s Exs. KK, LL). Additionally, Ms. Innella's contention that LVF "ignored" its progressive disciplinary policy with respect to her termination (Pl.'s Br. 44) is ill-supported in the face of LVF's assertion, supported by documentary evidence and testimony, that it does not have a progressive disciplinary policy when it comes to neglect and abuse. (Def.'s Counter-SUF ¶ 152; Def.'s Ex. MM;
The Court also notes that Ms. Innella never had a problem requesting and receiving FMLA leave from LVF in the past, and indeed, was twice granted FMLA leave. While this history does not, as a matter of law, bar Ms. Innella from establishing pretext, a reasonable factfinder could determine that it bolsters LVF's assertion that Ms. Innella's termination had nothing to do with her FMLA leave. Ms. Innella's history of written reprimands also undermines her argument that the temporal proximity between her invocation of FMLA rights and termination is unduly suggestive, and therefore supportive of pretext. (Pl.'s Br. 42-43). The record reflects that Ms. Innella received two written reprimands before her request for FMLA leave in May of 2013. The 2010 Reprimand in particular specifies that Ms. Innella's discipline is for malfeasance with respect to client care and client documentation. (Def.'s Ex. LL). These are the very abuses for which Ms. Innella was terminated in 2013. (Def.'s Exs. V, DD). The similarity between the 2010 Reprimand and the Initial and Revised Termination Forms militate against finding pretext in this case.
Finally, the Court agrees with LVF that Ms. Innella's "comparator" evidence is inadequate. Although non-precedential, a panel of the Third Circuit "accept[ed] the standard used by other circuits that to be considered similarly situated, comparator employees must be similarly situated in all relevant respects."
To make an FMLA interference claim, Ms. Innella must establish that (1) she was an eligible employee under the FMLA; (2) LVF was an employer subject to the FMLA's requirements; (3) she was entitled to FMLA leave; (4) she gave notice
However, "the FMLA does not provide employees with a right against termination for a reason other than interference with rights under the FMLA."
By failing to address them, LVF appears to concede that Ms. Innella has established the first four (4) factors of an interference claim: (1) that Ms. Innella was an eligible employee; that LVF is subject to the FMLA; (3) that Ms. Innella was entitled to take FMLA leave; and (4) that Ms. Innella gave notice of her intent to take FMLA leave.
As noted above, "interference" is, according to its dictionary definition, a different concept than retaliation. In addition, the FMLA itself separates claims for retaliation from claims for interference.
The Court recognizes that in most FMLA cases the concepts of retaliation and interference are conflated, insofar as they are treated synonymously. This Court
Under the peculiar circumstances apparent in this case, this Court believes there is good reason to consider the concept of retaliation as different from the concept of interference. Ms. Innella was approved for her FMLA rights and Ms. Innella was terminated. Accordingly, Ms. Innella may have some claims for injury and damages as a result of the termination "interfering" with her FMLA rights. Ms. Innella may argue that LVF should have "stayed" her termination until she had completed her FMLA leave.
In so holding, the Court at this stage does not have to, and will not, digress and discuss the possible theories of damage that Ms. Innella may have, or any of LVF's defenses thereto. It is possible that Ms. Innella will only be entitled to payment of what she would have received under the leave if she had not been terminated. That, however, cannot now be decided as a matter of law. Ms. Innella will be required to make a showing of what damages flow from the "interference" assuming a jury were to find in her favor on the allegation of interference.
For these reasons, the Court will deny LVF's Motion for Summary Judgment as to Ms. Innella's claim of interference with her FMLA rights.
An appropriate Order granting in part and denying in part Defendant's Motion follows.
However, the Seventh Circuit has recognized the meaningful difference between the burdens placed on a plaintiff bringing either an interference claim or an interference claim.
In