MARK A. KEARNEY, District Judge.
Courts must sift through a maze of difficult issues when a student in public high school allegedly sexually assaults an intellectually disabled student. A mother sending her intellectually disabled daughter to public high school relies upon the school district to provide an appropriate public education and protect her from known sexually motivated co-students during school hours. The school district's efforts can be supplemented by private non-profit organizations to monitoring her daughter for a defined number of hours a week. Under federal law, the disabled student's challenges to the public school district's educational services are brought in an administrative due process hearing and possibly resolved through compensatory education and adjustments in the student's educational plan. This administrative process can also address steps to protect the disabled student's security moving forward. But these administrative steps required to be exhausted before filing suit do not always offer the full remedies potentially available under federal civil rights statutes and state law.
Today, we study an intellectually challenged young lady's claims for damages under federal and Pennsylvania law arising from an alleged sexual assault by another student during an allegedly unsupervised lunch break at her public school. The wrinkle is the young lady exhausted her administrative remedies by settling her challenge to the school district's services in exchange for a limited release but now sues the district and a non-profit private provider of a recently limited number of service hours. Upon review of the district's and private provider's motions, we interpret the limited release on a summary judgment standard to dismiss the specifically identified claims in the limited release but not the remaining unidentified claims. Beyond the release, we find many of her plead claims cannot survive motions to dismiss. In the accompanying Order, we grant the district's and private provider's motions in part with leave to amend to plead facts under Rule 11 possibly stating a supervisory liability civil rights claim against the District.
MGJ is a teenage student in the Philadelphia School District challenged with intellectual disabilities and autism.
Carson Valley allegedly receives federal funding and employed a therapeutic support staff ("TSS") worker to provide one-on-one supervision services and life-skills training to MGJ because of her disabilities.
Carson Valley originally provided 38.5 hours of TSS services per week.
In 2016, fifteen-year-old MGJ attended Swenson Arts and Technology High School in Philadelphia.
After the assault, MGJ never returned to Swenson, and she missed four months of school.
According to MGJ, the District knew about the assailant's sexually exploitative tendencies at the time the District and its employees placed her in the same room with the assailant on February 18, 2016 without supervision because Ms. J had complained about the assailant attempting to seduce MGJ on previous occasions.
As alleged, the District, Carson Valley, and District employees knew about "sexually inappropriate actions of students in MGJ's program" during the 2014-2015 school year, and knew specifically about the actions of MGJ's assailant, but "actively attempted to conceal" the students' sexually inappropriate behavior from the parents.
Shortly after the alleged sexual assault, Carson Valley issued a Comprehensive Biopsychological Re-Evaluation of MGJ.
MGJ alleges Carson Valley should have provided TSS services at the time of the assault.
MGJ does not allege facts as to who decided to place MGJ in an unsupervised setting with her known alleged assailant, but alleges "Defendants" used their authority to place MGJ in a position making her vulnerable to a known risk of harm.
On July 19, 2016, Ms. J filed a Due Process Complaint against the District with the Pennsylvania Office for Dispute Resolution alleging, among other things, the District violated the Rehabilitation Act
As part of the settlement, the District agreed to pay reasonable attorney's fees and costs to Joseph Montgomery, Esq., "for time expended and costs on this matter to the date of this Agreement."
MGJ, by and through her parent Ms. J, then sued the District, school district employees Ms. Langston, Ms. Roseman, Ms. Lynch, as well as Carson Valley and John Does 1 through 10.
Defendants move to dismiss, arguing MGJ released her claims on September 27, 2016 and fails to state a claim to which relief can be granted.
We grant in part Defendants' motions and dismiss the Rehabilitation Act claims against the District, the individual District Defendants (Ms. Roseman, Ms. Langston, and Ms. Lynch), and Carson Valley as barred by the release. We dismiss all §1983 claims against the individual District Defendants and the District. We dismiss as duplicative Title II ADA official capacity claims against the individual District Defendants. We dismiss MGJ's negligence claims against the individual District Defendants as barred by statutory immunity. We dismiss the Title II ADA claim against Carson Valley because it is not a public entity. We also dismiss all §1983 claims against Carson Valley because it is not a state actor. We dismiss the Title IX claim against Carson Valley because it lacked substantial control over the harassment and environment in which the harassment occurred.
MGJ may proceed on her IDEA breach of contract, Title IX, ADA, and state law claims against the District. She may also proceed on her state law claims except negligence against the individual District Defendants. MGJ may proceed against Carson Valley on her state law claims.
MGJ's release does not bar all of her claims. Under Pennsylvania law, we interpret general releases by the rules of contract construction.
MGJ and the District agreed to a specific release. The agreement itself is labeled a "Specific Release" which encompasses "all . . . claims . . . that Parent, individually and on behalf of [student] may have or may ever have had since the beginning of time through the date of this Agreement, including all claims for tuition reimbursement, attorney fees and costs, expert fees and/or compensatory education,
We read the release as though the superfluous nonrestrictive clause were omitted. The release narrowly encompasses: (a) all claims which have or could have been brought before the date of the Agreement; (b) in each case (i.e. instance) relating to MGJ's education or free appropriate public education; and (c) arising under and pursuant to one of the identified statutes or regulations. This release is unambiguous in terms of the claims released. It does not encompass claims under Title IX, §1983, or the Americans with Disabilities Act. And it specifically carves out the MGJ's breach of contract claim based on the nonpayment of attorney's fees, as claims "relating to the enforcement of this Agreement" are not released.
Defendants' reading of the release is overbroad. They read the release as encompassing all "damages . . . relating to the education of" MJG, and contend the term "damages" necessarily refers to damages actions under §1983. This reading is too narrow. First, damages are recoverable under the released IDEA and the Rehabilitation Act claims, so the reference to damages does not require a broader reading of the release to include other damages claims. Second, a released claim is not merely a claim "relating to the education" of MGJ, but must satisfy two conditions: a released claim must be a claim (1) "relating to the education of [MGJ] or the provision (or denial) to her of a free appropriate public education, and [(2)] arising under and pursuant to" one of the identified statutes or regulations.
At oral argument, MGJ conceded Carson Valley is covered by the release. This is consistent with Carson Valley's position it is covered by the release, which applies to "the District, its past and present officers, employees, agents, servants and attorneys, the Board of Public Education, the School Reform Commission, their heirs, executors and administrators, successors and assigns."
At oral argument, MGJ conceded she only pleads §1983 official capacity claims against the individual District Defendants, which she also conceded are duplicative of her §1983 claim against the District. Because "[o]fficial-capacity suits are an alternative way to plead actions against entities for which an officer is an agent," we dismiss these official capacity claims as duplicative of her §1983 municipal liability claim against the District.
In her Complaint, MGJ claims the District is directly liable under the state-created danger doctrine. Although individuals are subject to liability under the state-created danger doctrine, the District cannot be held liable under this doctrine. Our court of appeals has not squarely addressed whether a municipality is directly liable under the state-created danger doctrine. The general consensus among the district courts in our circuit is "proving a constitutional violation of state actors under the state-created danger doctrine by itself is not enough to implicate municipal liability."
Defendants argue MGJ's claim for municipal liability against the District must be dismissed because MGJ failed to plead facts demonstrating a violation of her constitutional rights under the state-created danger doctrine. We disagree, but dismiss her municipal liability claim against the District for failure to identify specific training or supervision having a causal connection to the violation of her constitutional rights.
In Monell, the Supreme Court held a municipality may be liable under §1983 when its policy or custom causes the constitutional violation.
We first find MGJ establishes a violation of a constitutional right under the state-created danger doctrine. "[P]ublic schools, as a general matter, do not have a constitutional duty to protect students from private actors."
The individual District Defendants argue MGJ does not satisfy the fourth element's requirement they "affirmatively" used their authority to place MGJ in a dangerous situation. Regarding the fourth element, our court of appeals explained "liability under the state-created danger theory is predicated upon the states' affirmative acts which work to the plaintiffs' detriments in terms of exposure to danger."
Even so, the Supreme Court and our court of appeals has drawn the line on a number of occasions. The seminal case is Deshaney, in which the Supreme Court held for the first time "a State's failure to protect an individual against private violence does not constitute a violation of the Due Process Clause."
In a case somewhat analogous to ours, our en banc court of appeals held two female students failed to allege violations of the state created danger doctrine against school officials for sexual harassment and molestation by other students.
Similarly, in Morrow v. Balaski, our court of appeals held school officials did not engage in affirmative acts creating or enhancing a danger to plaintiffs experiencing bullying by another student.
Alternatively, in L.R. v. School District of Philadelphia, our court of appeals held a teacher's decision to allow a student to leave school with a stranger (who sexually molested the student) constituted an affirmative act.
We find sufficient allegations District employees exercised their authority in a manner resulting in a departure from the status quo. In the school context, students' freedom of movement is subject to the control of school officials. In exercising this authority to control student movement, school officials are reasonably expected to place students in situations where they will not be subject to obvious dangers. This is the status quo.
District employees Ms. Lynch, Ms. Langston, and Ms. Roseman allegedly disrupted this status quo by placing MGJ in the same room as her known assailant. These defendants knew MGJ endured sexual harassment in the past at the hands of the assailant.
MGJ does not plead a custom of failing to train or supervise. In certain circumstances, the unconstitutional custom can consist of a municipality's failure to train or supervise.
MGJ alleges three possible bases for the District's liability for failing to train or supervise: (1) "[F]ailing to properly train and supervise the District's employees as to the risks associated with their action and/or inaction described herein"; (2) "Proper training and supervision in the areas of sexual harassment, bullying and intimidation could have reduced or eliminated the harm"; and (3) the District "violated [MGJ]'s constitutional right to bodily integrity by failing to properly screen employees and sub-contracted service providers before hiring."
At oral argument, MGJ explained her municipal liability claim against the District is broader than alleged in the Complaint, encompassing the District's failure to have a policy addressing how to handle students after student-on-student sexual harassment occurs. This claim, however, is not specifically alleged in the Complaint, so we may not consider it at this time. Nor does MGJ allege a failure to train/supervise claim under the related theory the District failed to train its employees on how to handle students after student-on-student sexual harassment occurs. We accordingly dismiss MGJ's §1983 failure to train/supervise claim against the District but grant MGJ leave to amend to plead facts under Rule 11 to possibly state a supervisory liability claim consistent with Monell.
Defendants argue the ADA and Rehabilitation Act claims against the individual District Defendants should be dismissed because neither the ADA nor the Rehabilitation Act permit individual liability. MGJ responds such claims are viable because—for the purpose of these claims—it sues the individual District Defendants in their official capacities.
We dismiss the Rehabilitation Act claims against the individual District Defendants.
Even if she did plead they received federal aid, the Rehabilitation Act claims against the individual District Defendants in their official capacities would be duplicative of her Rehabilitation Act claim against the District. We accordingly dismiss MGJ's Rehabilitation Act claims against the individual District Defendants.
We also dismiss MGJ's claims under Title II of the ADA against the individual District Defendants. Under Title II of the ADA, "no qualified individual with a disability shall, by reason of such disability, be excluded from participation in or be denied the benefits of the services, programs, or activities of a public entity, or be subjected to discrimination by any such entity."
MGJ's claims against Carson Valley under the ADA fail because Carson Valley is not a public entity. As explained, Title II of the ADA prohibits disability discrimination against certain individuals by a "public entity."
Our court of appeals has not taken a position in a precedential case as to whether a private corporation providing government services to a public entity under an agreement becomes an "instrumentality" of the state. In Matthews v. Pennsylvania Department of Corrections, our court of appeals held in a nonprecedential opinion "a private corporation is not a public entity merely because it contracts with a public entity to provide some service."
MGJ's Title IX claim against Carson Valley fails. Carson Valley argues it is not subject to Title IX because it does not receive federal assistance and did not act with deliberate indifference. We reject these argument, but dismiss this claim against Carson Valley for another reason: MGJ fails to allege Carson Valley had substantial control over MGJ's school or the assailant.
Title IX prohibits sex-based discrimination "under any education program or activity receiving Federal financial assistance."
MGJ pleads sufficient facts demonstrating Carson Valley acted with deliberate indifference. To plead a Title IX claim against Carson Valley for student-on-student sexual harassment, MGJ must plead sexual harassment "that is so severe, pervasive, and objectively offensive, and that so undermines and detracts from the [her] educational experience, that [she is] effectively denied equal access to an institution's resources and opportunities."
As alleged, Carson Valley should have provided MGJ a TSS worker at the time of the assault, which would have prevented the assault from occurring. MGJ also alleges Carson Valley knew about "sexually inappropriate actions of students in MGJ's program" during the 2014-2015 school year, and knew specifically about the actions of MGJ's assailant, but "actively attempted to conceal" the students' sexually inappropriate behavior from the parents.
Although MGJ pleads sufficient facts demonstrating Carson Valley acted with deliberate indifference to known acts of harassment, it is not liable under Title IX because it did not have substantial control over the harasser or the environment in which the harassment occurred. A funding recipient cannot be liable for its deliberate indifference "where it lacks the authority to take remedial action."
MGJ seeks to hold Carson Valley—a non-school entity providing TSS services to MGJ through the District—liable under Title IX for conduct occurring outside of Carson Valley by a student who Carson Valley had no apparent control over. MGJ alleges the harassment occurred at Swenson High School. Although Carson Valley allegedly knew about the assailant and his earlier harassment of MGJ, MGJ fails to allege sufficient facts plausibly demonstrating Carson Valley had substantial control over the harasser and the context in which the harassment occurred. We dismiss MGJ's Title IX claim against Carson Valley.
Carson Valley argues MGJ's §1983 claims fail because MGJ does not allege facts demonstrating it acted under the color of state law. We agree.
Under §1983, Carson Valley cannot be liable unless it committed the alleged misconduct "under color of state law."
Under this analysis, the "principal question" is whether there exists a "close nexus" between the state and the alleged misconduct allowing us to conclude the "private behavior may be fairly treated as that of the State itself."
MGJ argues Carson Valley engaged in state action because: (a) it executed a compulsory public function delegated to it by the District; and (b) it jointly participated with the District in an arrangement clothed in the authority of state and federal law.
Carson Valley did not exercise powers traditionally within the exclusive prerogative of the state. Whether an entity exercises powers traditionally within the exclusive prerogative of the state depends upon the authority on which the powers are based. For example, in West v. Atkins, the Supreme Court held a private doctor contracted with the state to provide prison medical services constituted a state actor because the state had an affirmative obligation to provide adequate medical care to prisoners under the Eighth Amendment.
We similarly conclude Carson Valley—in providing TSS support staff services—does not perform a function which has been traditionally the exclusive prerogative of the state. MGJ relies upon relatively recent statutes making schools responsible for providing certain services to disabled students, including the IDEA and Pennsylvania Code provisions. Congress passed the predecessor to the IDEA in 1970,
MGJ does not allege sufficient facts showing Carson Valley acted in concert with state officials. The Supreme Court has illustrated the "acting in concert" concept on a number of occasions. For example, a private entity acts in concert with state officials when it conspires with those officials to deprive federal rights.
Additionally, a private entity's acts may be attributable to the state where the actor invokes the aid of state officials to take advantage of state procedures.
Alternatively, the Supreme Court in Rendell-Baker found state officials did not play a comparable role to the public officials in Adickes and Lugar.
MGJ fails to allege facts demonstrating Carson Valley acted in concert with the state in connection with its allegedly unconstitutional conduct amounting to liability under the state-created danger doctrine. MGJ does not allege facts demonstrating the Carson Valley and the District jointly agreed to place MGJ in an unsupervised setting with her alleged assailant. At oral argument, MGJ explained the District—not Carson Valley—has the ultimate obligation to provide TSS services to MGJ. The parties also informed us Carson Valley may have played a role in recommending to a purported state actor the reduction of MGJ's TSS services. These facts, however, are not alleged, and we express no opinion on whether these additional facts would be sufficient to find Carson Valley acted in concert with state officials. On the facts now alleged, Carson Valley did not act in concert with state officials in connection with its allegedly unconstitutional conduct fairly attributable to the state.
MGJ does not allege facts demonstrating the state sufficiently insinuated itself into a position of interdependence with Carson Valley rendering it a joint participant in the alleged misconduct. The classic application of this test is Burton v. Wilmington Parking Authority. In that case, the Supreme Court held a private restaurant's racially discriminatory exclusion of patrons constituted state action because the restaurant sat on public property—a parking garage—and the restaurant's rent contributed to the garage.
Although the Supreme Court in Burton found a symbiotic relationship based in part on the fiscal interdependence between the restaurant and the state, merely contracting with a public entity does not create a symbiotic relationship. As the Supreme Court in Rendell-Baker explained, the fact a private school receives virtually all of its income from government funding does not make its conduct attributable to the state, as the acts of "private contractors do not become acts of the government by reason of their significant or even total engagement in performing public contracts."
Similarly, in Crissman v. Dover Downs Entertainment, Inc., our court of appeals found no symbiotic relationship between a horse racing track and the state of Delaware even though the state licensed and regulated the track's gambling operations, paid the track a commission to subsidize its gambling operations, and received funds from the track's gambling operations.
We similarly conclude MGJ fails to allege a Burton-esque symbiotic relationship between Carson Valley and the state. In arguing a symbiotic relationship exists, MGJ alleges Carson Valley (a) acted under a contract with the District to provide educational services on behalf of the District; (b) staffed a TSS worker for MGJ; (c) conducted a biopsychological re-evaluation of MGJ; (d) supervised and had custody over MGJ; (e) performed services to the District integral to the public education system as an instrumentality of the District and the state; (f) provided one-on-one supervision services and life-skills training to MGJ; and (g) knew about MGJ's abilities.
We do not consider MGJ's conclusory allegation it performed services as an "instrumentality" of the state. In view of these remaining nonconclusory allegations and the Complaint as a whole, we find no basis to find MGJ plead Carson Valley had a symbiotic relationship with the state. This situation does not resemble the interdependence present in Burton, as the state does not profit from Carson Valley's allegedly unconstitutional conduct. We accordingly dismiss MGJ's claims against Carson Valley under §1983.
The District and individual District Defendants argue they are immune from MGJ's state law claims under Pennsylvania's Political Subdivision Tort Claims Act. Under the Act, local agencies and their employees enjoy immunity in personal injury cases except in eight statutorily enumerated contexts.
Statutory immunity does not bar MGJ's claims for intentional infliction of emotional distress against the District and individual District Defendants. This tort requires conduct which would constitute willful misconduct.
Similarly, statutory immunity does not foreclose MGJ's claims for breach of fiduciary duty against the District and individual District Defendants. To establish a breach of fiduciary duty under Pennsylvania law, MGJ must prove: (1) Defendants "negligently or intentionally failed to act in good faith and solely for the benefit of" MGJ in all matters for which Defendants were employed; (2) MGJ suffered an injury; and (3) Defendants' failure to act solely for MGJ's benefit "was a real factor in bringing about [her] injuries."
The District and individual District Defendants argue the punitive damages claim should be dismissed because punitive damages are not permissible under the Rehabilitation Act, the ADA, and Title IX. MGJ counters punitive damages are recoverable against the individual District Defendants under § 1983.
MGJ may not recover punitive damages against the individual District Defendants under §1983. As MGJ clarified at oral argument, she sues these school officials in their official capacity. We dismissed these §1983 official capacity claims as duplicative of her municipal liability claim against the District. We also point out punitive damages are not recoverable against a municipality.
Carson Valley argues MGJ's intentional infliction of emotional distress ("IIED") claim fails because MGJ does not allege extreme or outrageous conduct. To state a claim for IIED, MGJ must plead: (1) extreme and outrageous conduct (2) intentionally or recklessly (3) causing emotional distress (4) which must be severe.
For conduct to be outrageous, it "must be so outrageous in character, and so extreme in degree, as to go beyond all possible bounds of decency, and to be regarded as atrocious, and utterly intolerable in a civilized society."
Courts are split on whether an IIED claim is appropriate in the context of student abuse at school. For example, in Doe v. Allentown School District, the court held the school district defendants could not be liable for IIED for covering up multiple sexual assaults of students by another student because the district defendants did not intend to harm the children.
MGJ adequately pleads outrageousness. MGJ alleges Carson Valley should have provided MGJ a TSS worker at the time of the assault, which would have prevented the assault from occurring. MGJ also alleges Carson Valley knew about "sexually inappropriate actions of students in MGJ's program" during the 2014-2015 school year, and knew specifically about the actions of MGJ's assailant, but "actively attempted to conceal" the students' sexually inappropriate behavior from the parents.
To allege a negligence claim, MGJ must establish: "(1) a duty or obligation recognized by law; (2) a breach of that duty; (3) a causal connection between the conduct and the resulting injury; and (4) actual damages."
MGJ adequately pleads Carson Valley had a duty to MGJ. "The nature of the duty which is owed in any given situation hinges primarily upon the relationship between the parties at the time of the plaintiff's injury."
MGJ also adequately pleads causation and proximate causation. Because Carson Valley knew about MGJ's elopement risks, her susceptibility to peer pressure, and the assailant's and other students' earlier inappropriate sexual conduct, Carson Valley should have reasonably foreseen its failure to provide MGJ a TSS worker during lunch hours would result in MGJ eloping with another student who would sexual assault her. MGJ may proceed on her negligence claim against Carson Valley.
Carson Valley argues MGJ fails to plead sufficient facts to support her punitive damages claim. MGJ counters she pleads sufficient facts to support her punitive damages claim against Carson Valley.
MGJ pleads sufficient facts to proceed on her punitive damages claim as it relates to her state law claims against Carson Valley. In Pennsylvania, "[p]unitive damages may be awarded for conduct that is outrageous, because of the defendant's evil motive or his reckless indifference to the rights of others."
MGJ's allegations are sufficient to satisfy the requirements of a punitive damages claim against Carson Valley. She alleges Carson Valley actively attempted to conceal sexual misconduct of other students, including MGJ's assailant. She also alleges Carson Valley reduced its provision of TSS services despite knowing of these concerns and knowing MGJ's disability caused elopement risks and rendered her susceptible to peer pressure. Given these allegations, MGJ adequately pleads facts demonstrating Carson Valley consciously disregarded the risk another student would sexual assault MGJ. MGJ may proceed on her punitive damages claim as relevant to her state law claims against Carson Valley.
We grant in part Defendants' motions and
We
MGJ may proceed on her IDEA breach of contract, Title IX, ADA, and state law claims against the District.
The Court of Appeals requires us to apply a three-step analysis under a 12(b)(6) motion: (1) "it must `tak[e] note of the elements [the] plaintiff must plead to state a claim;'" (2) "it should identify allegations that, `because they are no more than conclusions, are not entitled to the assumption of truth;'" and, (3) "[w]hen there are well-pleaded factual allegations, [the] court should assume their veracity and then determine whether they plausibly give rise to an entitlement for relief." Connelly v. Lane Construction Corp., 809 F.3d 780, 787 (3d Cir. 2016) (quoting Iqbal, 556 U.S. at 675, 679); see also Burtch, 662 F.3d at 221; Malleus v. George, 641 F.3d 560, 563 (3d. Cir. 2011); Santiago v. Warminster Township, 629 F.3d 121, 130 (3d. Cir. 2010).
In deciding a Rule 12(b)(6) motion, we may consider "the complaint, exhibits attached to the complaint, matters of public record, as well as undisputedly authentic documents if the complainant's claims are based upon these documents." Mayer v. Belichick, 605 F.3d 223, 230 (3d Cir. 2010) (citing Pension Benefit Guar. Corp. v. White Consol. Indus., Inc., 998 F.2d 1192, 1196 (3d Cir. 1993)).