CHRISTOPHER C. CONNER, District Judge.
This action arises out of an assault upon pro se plaintiff Christopher Jones suffered while he was incarcerated at the State Correctional Institution at Dallas (SCI-Dallas) . The attack took place on February 5, 2008, perpetrated by another inmate at SCI-Dallas. Jones claims via 42 U.S.C § 1983 that the defendants violated Jones' Eighth Amendment rights through their deliberate indifference: defendant Correctional Officer Lindler (originally incorrectly designated Linhart) by failing to protect Jones from the assault and defendant Dr. William Dempsey by failing to provide adequate medical care following the assault. The complaint, making its claims against Lindler and Dempsey in their official and individual capacities, seeks both compensatory and punitive awards against each of them.
Presently before the court are three motions: Lindler's motion to dismiss or alternatively for summary judgment (Doc. 78); Dempsey's motion to dismiss (Doc. 95); and Dempsey's unopposed motion to strike (Doc. 102) two of Jones' supplemental briefs relating to the defendants' above-mentioned dispositive motions. For the reasons that follow, both motions to dismiss will be granted and the motion to strike will be denied as moot.
This case has a lengthy history, with its essential facts repeated many times by the parties, by this court, and by the Third Circuit; they are set forth here with an emphasis on concision and only as necessary for disposition of the pending motions.
On February 5, 2008, while at SCI-Dallas, Jones was outside his cell heading toward the guards' desk when another inmate, Woodrow Mitchell, threw a television set from the top tier of the cell block, which hit Jones on the head and knocked him unconscious. (Doc. 1, ¶¶ 13, 15.) While Jones lay immobile on the floor, Mitchell threw hot water and an "object" at him, injuring him further. (
On February 12, 2008, Jones filled out an official inmate grievance form (Doc. 87, at 13) and directed it to Robin Lucas, the facility grievance coordinator. In italicized, bold-faced print, the grievance form commanded: "
Lucas assigned unit manager Joseph Semon to respond to Jones' grievance; Semon found the grievance meritless and denied it. (
Jones filed his pro se complaint on May 11, 2009. (Doc. 1.) Then-defendants Hashagen, Semon, and Klopotski successfully obtained dismissal of all claims against them (
Following the Third Circuit's mandate, Lindler and Dempsey were served with notice of the suit against them; they subsequently filed the pending motions (Docs. 78, 95, 102), which are now ripe for adjudication.
Rule 12(b)(6) of the Federal Rules of Civil Procedure provides for the dismissal of complaints that fail to state a claim upon which relief can be granted. FED. R. CIV. P. 12(b)(6). When ruling on a motion to dismiss under Rule 12(b)(6), the court must "accept all factual allegations as true, construe the complaint in the light most favorable to the plaintiff, and determine whether, under any reasonable reading of the complaint, the plaintiff may be entitled to relief."
Federal notice and pleading rules require the complaint to provide "the defendant notice of what the . . . claim is and the grounds upon which it rests."
The two motions to dismiss present, in effect, two primary areas of inquiry: sovereign immunity and procedural default. After a brief discussion of the general principles behind 42 U.S.C § 1983 and the private right to sue that it grants, the two primary issues will each be discussed in turn.
Section 1983 creates no substantive rights, but rather provides a remedy for infringement of rights established by other federal laws. See
42 U.S.C.A. § 1983 (West 2011). Recovery under § 1983 requires proving that "a person acting under color of state law" deprived the plaintiff of a "right secured by the Constitution and the laws of the United States."
Jones's complaint sets forth its claims against all defendants in their official and individual capacities. The principle of law that bars suits in federal court against states and their subsidiary agencies finds expression in the Constitution itself: "The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State."
There is no dispute that Lindler was acting in his official capacity as a state employee during the time of the actions or omissions that Jones described in his complaint. According, Jones' Eighth Amendment claim against Lindler in his official capacity must be dismissed.
Dempsey argues that he cannot be sued in his official capacity because he was neither employed by the state nor the physician who treated Jones at the outside hospital (which apparently was the Community Medical Center in Scranton, Pennsylvania). Dempsey maintains that his being employed by Emergency Services at CMC precludes a finding that he was acting under color of state law.
However, Jones correctly points out in his brief opposing Dempsey's motion that the provision of medical services to prison inmates is traditionally the exclusive prerogative of the state.
Accordingly, the undisputed fact that Jones received medical treatment at an outside facility strictly implies that, regardless of who provided treatment or the existence or absence of a contract between the prison system and the service provider, the medical treatment is attributable to the state, and a official-capacity suit by a prisoner against a medical service provider is "only another way of pleading an action against a state."
The truth of either competing set of facts does not change the inexorable conclusion that Jones' Eighth Amendment claim against Dempsey in his official capacity must be dismissed. Either Dempsey did treat Jones, as Jones claims, in which case sovereign immunity bars the claim; or Dempsey did not treat Jones, in which case Dempsey was not acting under color of state law and is not subject to suit under § 1983.
Having narrowed the claims for discussion to those against Lindler and Dempsey in their individual capacities, the analysis next turns to the matter of procedural default, which Lindler raised in his supporting brief. (Doc. 86, at 10-11.) He notes that Jones failed to include any request for relief in his grievance, despite (1) the bold-faced, italicized statement on the grievance form directing the inmate to do so, and (2) the same mandate appearing in the official grievance policy that was in effect at the time that Jones filed his grievance.
In filing his grievance, Jones failed to follow the applicable regulations, which required him to specify what relief, if any, he sought. Such failure results in procedural default.
For the above-stated reasons, the court will grant the motions to dismiss filed separately by C.O. Lindler (Doc. 78) and Dr. Dempsey (Doc. 95) and deny as moot C.O. Lindler's motion to strike (Doc. 102). An appropriate order follows.
AND NOW, this 26th day of March, 2012, upon consideration of the motion to dismiss or alternatively for summary judgment (Doc. 78) filed by C.O. Lindler; the motion to dismiss (Doc. 95) filed by Dr. Dempsey; and the motion to strike (Doc. 102) filed by C.O. Lindler, and for the reasons set forth in the accompanying memorandum, it is hereby ORDERED that:
The current version of the policy is substantially the same. COMMONWEALTH OF PA. DEP'T OF CORR., DC-ADM 804, INMATE GRIEVANCE SYSTEM PROCEDURES MANUAL, SECTION 1—GRIEVANCES & INITIAL REVIEW, pt. A.11 (PDF 7),