SYLVIA H. RAMBO, District Judge.
Plaintiff, Erika P. Borino, is seeking review of a decision of the Commissioner of Social Security ("Commissioner") denying her claim for social security disability insurance benefits and supplemental security income benefits. For the reasons set forth below, the court will affirm the decision of the Commissioner.
On January 29, 2007, Borino protectively filed
Borino then filed a complaint in this court on October 15, 2010. Supporting and opposing briefs were submitted and the appeal
Disability insurance benefits are paid to an individual if that individual is disabled and "insured," that is, the individual has worked long enough and paid social security taxes. The last date that a claimant meets the requirements of being insured is commonly referred to as the "date last insured." It is undisputed that Borino met the insured status requirements of the Social Security Act through December 31, 2010. Tr. 13, 15 and 103.
Supplemental security income is a federal income supplement program funded by general tax revenues (not social security taxes). It is designed to help aged, blind or other disabled individuals who have little or no income. Insured status is irrelevant in determining a claimant's eligibility for supplemental security income benefits.
Borino was born in the United States on December 25, 1971, and at all times relevant to this matter was considered a "younger individual" whose age would not seriously impact her ability to adjust to other work.
Borino graduated from high school and can read, write, speak and understand the English language and perform basic mathematical functions. Tr. 28. After high school, Borino attended college for four years and obtained a Bachelor of Science degree in accounting from the Pennsylvania State University.
Records of the Social Security Administration reveal that Borino had reported earnings in 1988 through 2006 as follows: in 1988 $2192.77, 1989 $5906.32, 1990 $4324.50, 1991 $3949.84, 1992 $4680.85, 1993 $3705.40, 1994 $5314.86, 1995 $14,511.60, 1996 $29,507.60, 1997 $31,322.50, 1998 $33,805.52, 1999 $36,329.37, 2000 $38,197.63, 2001 $33,030.65, 2002 $21,046.35, 2003 $20,504.80, 2004 $15,059.85, 2005 $21,503.74, and 2006 $17,398.78. Tr. 98. Borino's total earnings during those years were $342,292.93.
Borino claims that she became disabled on October 6, 2006, because of fibromyalgia
For the reasons set forth below we will affirm the decision of the Commissioner denying Borino's applications for disability insurance benefits and supplemental security income benefits.
When considering a social security appeal, this court has plenary review of all legal issues decided by the Commissioner.
Substantial evidence "does not mean a large or considerable amount of evidence, but `rather such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.'"
Substantial evidence exists only "in relationship to all the other evidence in the record,"
To receive disability benefits, the plaintiff must demonstrate an "inability to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than 12 months." 42 U.S.C. § 432(d)(1)(A). Furthermore,
42 U.S.C. § 423(d)(2)(A).
The Commissioner utilizes a five-step process in evaluating disability insurance and supplemental security income claims.
Residual functional capacity is the individual's maximum remaining ability to do sustained work activities in an ordinary work setting on a regular and continuing basis.
Before the court addresses the administrative law judge's decision and the arguments of counsel, the court will first review in detail Borino's medical records.
On May 29, 2001, at the age of 29, Borino had an appointment with Marianne J. Santioni, D.O., a rheumatologist, located in Taylor, Pennsylvania. Tr. 264. At that appointment, Borino complained of fatigue, left knee and lumbar pain and that her "hands get sore."
Rheumatology blood testing performed on May 29, 2001, was essentially normal. Tr. 311.
On July 3, 2001, at an appointment with Dr. Santioni where Borino complained of fatigue and knee, back and hand pain, and more than five years before Borino's alleged disability onset date, Borino was diagnosed by Dr. Santioni as suffering from "probable fibromyalgia." Tr. 264.
After this appointment, it appears that Dr. Santioni attempted to obtain insurance authorization for Celebrex, a nonsteroidal anti-inflammatory drug.
The notes of an appointment with Dr. Santioni on February 26, 2002, indicate that the physical examination revealed "multiple tender points on palpation" but that Borino was "doing quite well on Celebrex" and that Borino would "continue with [the] medication." Tr. 303.
Borino returned to see Dr. Santioni three months later with complaints of elbow pain and left knee swelling and pain. Tr. 263. However, the notes of this appointment on May 14, 2002, suggest that Borino was occasionally walking, she had "multiple tender points" but the examination was normal otherwise.
On June 21, 2002, Borino had an appointment with David J. Kolessar, M.D., an orthopedic surgeon, regarding her left knee pain. Tr. 152-153. Range of motion testing of Borino's hip and knee was normal and she had a negative straight leg raise test. Also, varus and valgus stress testing did not increase Borino's pain;
On August 27, 2002, Borino had an appointment with Dr. Santioni at which Borino complained of left knee pain. Tr. 263. The next notations in Dr. Santioni's treatment records of Borino are that Borino was prescribed Elavil on February 26, 2003, apparently because of difficulty sleeping and that Borino was a "no show" at an appointment on April 1, 2003. Tr. 262-263. At an appointment with Dr. Santioni on July 18, 2003, Borino reported that she was unable to sleep and that two fingers on her left hand were "hurting" and that the "bumps on [her] knuckles [were] bigger."
On September 18, 2003, Dr. Santioni asked Borino's employer to temporarily reduce her work schedule to 28 hours per week because of Borino's "fibromylagia complicated by pregnancy." Tr. 298-299. After this request by Dr. Santioni, it appears that Borino did not have an appointment with Dr. Santioni until December, 2004. Tr. 261 and 296.
On December 7, 2004, Borino complained to Dr. Santioni that her hands and elbows for two months were not functioning and that she had sharp pain in her tailbone. Tr. 261. Borino also appears to have complained about having difficulty sleeping.
On December 29, 2004, Borino had an appointment with Dr. Santioni. Tr. 261 and 280. After that appointment, Dr. Santioni's physician's assistant wrote a letter to Luigi Spagnoli, M.D., which states as follows:
Tr. 280. This letter was signed by Michelle Lucas, a certified physician's assistant, as well as by Dr. Santioni.
The next appointment Borino had with Dr. Santioni was on March 29, 2005. Tr. 260. The notes of this appointment indicate that Borino had "18/18 tender points" and "fibro only." The notes do not give an indication of the results of the additional diagnostic testing ordered on December 29, 2004. However, notations on the laboratory reports reveal that the total body bone scan was negative (normal) and that Borino had "no inflammatory arthritis."
At an appointment on August 5, 2005, Borino told Dr. Santioni that she felt much worse because of her financially caused non-compliance with her medication regimen. Tr. 278. A physical examination revealed multiple tender points consistent with fibromyalgia; the examination findings were otherwise unremarkable.
After receiving physical therapy for three months, Borino's physical therapist indicated in November 2005 that Borino was independent with all functional mobility, ambulates independently without deviation and had normal balance/sensation. Tr. 246-248. Borino had normal cervical range of motion and some improvement in her lumbar range of motion.
Other than a report of a sinus x-ray performed on January 10, 2006, which revealed "[n]ormal paranasal sinuses" and a "[m]ild deviation of the nasal septum," after Borino was discharged from physical therapy, we discern no medical records until September 5, 2006, when Borino underwent an electromyography (EMG) of the upper extremities. Tr. 319. The results of the EMG were normal and revealed "[n]o electrophysiological evidence of compressive median or ulnar neuropathy, myopathy or cervical radiculopathy."
Six days later, Borino's primary care physician, Michalene Torbik, D.O., listed in his notes Borino's subjective complaints of numbness in her hands from the wrists down and some urinary incontinence. Tr. 326. Dr. Torbik found intact range of motion in Borino's extremities but ordered laboratory work including thyroid testing and a second EMG study.
A report from Michael F. Sedlak, M.D., a urologist, dated October 16, 2006, stated that Borino's urinalysis was normal and that a cystoscopy and cystometrogram would be scheduled. Tr. 154. Those procedures were performed on November 6, 2006. Tr. 155. The cystoscopy revealed a normal bladder and the cystometrogram "was consistent with an overactive bladder" and "some degree of a cystocele," a prolapsed bladder.
After having not seen Dr. Santioni for a year, on October 18, 2006, Borino had an appointment with Dr. Santioni complaining of dropping items and having upper extremity weakness, numbness in her hands at night, pain in the lower extremity radiating to the buttocks and difficulty sleeping. Tr. 253 and 258. A physical examination revealed that Borino was in no acute distress, her cardiac and respiratory functioning was normal, there was no evidence of synovitis,
The blood testing essentially came back normal except for a "moderate/strong positive" Cyclic Citrullinated Peptide (CCP) Antibody test. Tr. 274. However, Borino had a negative Rheumatoid Factor (RF) blood test, a normal Erythrocyte Sedimentation Rate (ESR) blood test, and a normal anti-nuclear antibody (ANA) blood test. Tr. 273 and 276-277. It appears that in response to the positive CCP antibody test, Dr. Santioni, at an appointment with Borino on November 1, 2006, ordered x-rays of Borino's hands, wrists and feet.
The x-rays were conducted on November 6, 2006, and were unremarkable other than the x-ray of the right hand revealed a "[q]uestionable curvilinear density at the base of the proximal phalanx of the middle finger[.]" Tr. 267-269. It was noted that the "curvilinear density" was of "questionable significance and could be related to an avulsion fracture
From November 2, 2006, to January, 20, 2007, Borino attended physical therapy at Riverside Rehabilitation, in Plains, Pennsylvania. Tr. 161-244. The physical therapy discharge summary indicates that the goals of the treatment relating to functionality were partially met. Tr. 228.
On December 4, 2006, Borino had an appointment with Dorothy A. Farrell, M.D., a neurologist, regarding her pain. Tr. 339. Dr. Farrell found tender points and a decreased range of motion in Borino's cervical spine.
On December 13, 2006, Borino had an appointment with Dr. Sedlak regarding Borino's complaints of urinary incontinence. Tr. 156. Dr. Sedlak noted that Borino was started on Detrol and that Borino reported that she was doing much better.
On December 21, 2006, Borino had an MRI of the cervical spine which was essentially normal. Tr. 359. There was no evidence of herniations or spinal stenosis.
On December 27, 2006, Borino had an appointment with Dr. Santioni at which she complained of severe pain in the right lower thoracic region. Tr. 257. Dr. Santioni's assessment was that Borino suffered from a low back strain and fibromyalgia and Dr. Santioni administered three lumbar tender point injections (Depo-Medrol and Lidocaine) on the right side.
On January 23, 2007, Borino had a follow-up appointment with Dr. Santioni regarding her fibromyalgia. Tr. 255-256. Physical examination findings were essentially normal except for multiple tender points consistent with fibromyalgia.
On January 30, 2007, Borino had a follow-up appointment with Dr. Farrell, the neurologist. Tr. 341 and 351-358. The notes of this appointment are illegible and we will not attempt to decipher them. Furthermore, Borino in her brief has not referred to or relied on the notes of this appointment.
On February 1, 2007, Borino had an appointment with Dr. Torbik regarding head, neck and shoulder pain. Tr. 317. Dr. Torbik found that Borino's neck extension and side bending ranges of motion were "approximately 65% of physiologic normal."
On March 6. 2007, Dr. Santioni completed a disability insurance form on behalf of Borino which was submitted by Hartford Life Insurance Company. Tr. 265-266. On the form, Dr. Santioni indicated that Borino's primary diagnosis was fibromyalgia and her secondary diagnosis was polyarthralgias.
Dr. Santioni then was asked on the form to describe the extent of Borino's limitations resulting from her disorder and its expected duration with respect to (1) standing, (2) walking, (3) sitting, (4) lifting /carrying, (5) reaching/working overhead, (6) pushing, (7) pulling, (8) driving and (9) keyboard use/repetitive hand motion.
On March 22, 2007, Borino had an appointment with Dr. Farrell. Tr. 349-350. Dr. Farrell's notes are short, cryptic and illegible. We will not attempt to decipher them. Furthermore, as stated above, Borino in her brief has not referred to or relied on Dr. Farrell's treatment notes.
On March 30, 2007, Louis Tedesco, M.D., on behalf of the Bureau of Disability Determination, reviewed Borino's medical records and completed an assessment of Borino's residual functional capacity. Tr. 329-334. Dr. Tedesco concluded that Borino could occasionally lift and/or carry 20 pounds; frequently lift and/or carry 10 pounds; stand and/or walk about 6 hours in an 8-hour workday; sit with normal breaks about 6 hours in an 8-hour workday; and pushing and pulling was unlimited other than shown for lifting and/or carrying. Tr. 330. As for postural activities, Dr. Tedesco found that Borino could frequently balance and stoop and occasionally kneel, crouch, crawl, and use ramps and climb stairs but that Borino should never climb ladders, ropes or scaffolds. Tr. 331. Dr. Tedesco found that Borino had no manipulative, visual or communicative limitations. Tr. 331-332. Finally, Dr. Tedesco found with respect to environmental limitation that Borino should avoid concentrated exposure to hazards, such as machinery and heights. Tr. 332. Dr. Tedesco's assessment permits Borino to perform a limited range of light work.
On April 10, 2007, Borino had an appointment with Dr. Santioni regarding her fibromyalgia and cervical disc disease.
On May 22, 2007, Borino had an appointment with Martin B. Fried, M.D., a gastroenterologist, regarding frequent loose bowel movements and epigastric pain.
On June 12, 2007, Borino had an appointment with Dr. Farrell. Tr. 346-347. The notes of this appointment are partially illegible and we will not attempt to decipher them.
On June 13, 2007, Borino had a colonoscopy which involved biopsies. Tr. 338. The results of this procedure were normal other than Borino had internal hemorrhoids.
On June 25, 2007, Borino had blood work (CCP Antibody, Erythrocyte Sedimentation Rate, Rheumatoid Factor, ANA) which was ordered by Dr. Santioni. Tr. 372-374 and 379-380. All of the tests were negative or normal other than the CCP Antibody test. Tr. 379. The results of that test were at the lower end of the moderate/strong positive range.
On October 29, 2007, Borino had an appointment with Dr. Farrell. Tr. 340 and 343-344. At this appointment, Borino complained of headaches and forgetting things.
Also, on October 29, 2007, Borino had an appointment with Dr. Santioni. Tr. 386. Borino complained of "persistent neck pain mostly on the right side" and headaches.
On November 9, 2007, Dr. Torbik
On November 16, 2007, Dr. Santioni completed a similar form. Tr. 377-378. Dr. Santioni's assessment was identical to the one provided by Dr. Torbik.
On January 15, 2008, Dr. Santioni submitted to The Hartford Insurance Company a supplemental statement of Borino's functional abilities. Tr. 365-371. In that supplement, Dr. Santioni noted that Borino could occasionally engage in bilateral handling of items (defined as gross motor for gripping, holding or grasping), fingering (defined as fine motor use) and feeling (defined as sensing temperatures and textures). Tr. 366-368. Dr. Santioni noted that the basis for these limitations was "constant chronic pain."
In the supplemental form, Dr. Santioni also stated that Borino could not reach with her left arm at the waist but did not specify a clinical rationale for such limitation. Tr. 369. Dr. Santioni stated that Borino could not sit for 6 to 8 hours even if she was intermittently permitted to "change her position and/or stretch."
Borino subsequently had appointments with Dr. Santioni on January 29, April 29, and July 22, 2008. Tr. 386 and 394. At those appointments, Borino complained of pain or swelling for which Dr. Santioni prescribed medications and ordered additional testing.
On December 19, 2008, Borino had an MRI of the cervical spine which revealed disc degeneration at the C4-C5 level resulting in mild impingement on the thecal sac
The administrative law judge, at step one of the sequential evaluation process, found that Borino had not engaged in substantial gainful work activity since October 6, 2006, the alleged disability onset date. Tr. 15.
At step two of the sequential evaluation process, the administrative law judge found that Borino had the following severe impairments: fibromyalgia, degenerative disc disease of the cervical spine, and obesity.
At step three of the sequential evaluation process, the administrative law judge found that Borino's impairments did not individually or in combination meet or equal a listed impairment. Tr. 16-17.
At step four of the sequential evaluation process, the administrative law judge found that Borino could not perform her prior relevant work but that she had the residual functional capacity to perform a limited range of unskilled, light work. Tr. 13. Specifically, the administrative law judge found that Borino could perform unskilled, light work which permitted:
Tr. 18. In concluding that Borino had the residual functional capacity to engage in a limited range of light work, the administrative law judge relied, inter alia, on the opinion of Dr. Tedesco, the state agency physician who found that Borino could perform a limited range of light work. The administrative law judge rejected the opinion of Dr. Santioni and the opinion of Dr. Torbik. Tr. 19.
At step five, the administrative law judge, based on a residual functional capacity of a limited range of light work as described above and the testimony of a vocational expert, found that Borino had the ability to perform unskilled, light work as an inspector, packager and order filler, and that there were a significant number of such jobs in the regional and state economies. Tr. 21 and 40-41. The vocational expert also identified jobs at the unskilled, sedentary level with the additional limitation noted by the ALJ (i.e., sit/stand option at will, etc.) which Borino could perform. Tr. 40-41. Specifically, the vocational expert identified unskilled, sedentary positions of surveillance system monitor, assembler and visual inspector.
The administrative record in this case is 423 pages in length and the court has thoroughly reviewed that record. The administrative law judge did an adequate job of reviewing Borino's vocational history and medical records in her decision. Tr. 13-21. Furthermore, the brief submitted by the Commissioner sufficiently reviews the medical and vocational evidence in this case. (Doc. 19, Brief of Defendant.)
Borino argues that the administrative law judge erred by (1) failing to appropriately consider and find Borino's urinary incontinence and irritable bowel syndrome to be a severe impairment, (2) failing to recognize that Borino's medical conditions met or equaled a listed impairment, and (3) failing to find Borino's alleged limiting symptoms credible. The court finds no merit in Borino's arguments.
At step two, the administrative law judge found that Borino suffered from severe impairments. If Borino's severe impairments met or equaled a listed impairment, she would have been considered disabled per se and awarded disability benefits. However, a claimant has the burden of proving that his or her severe impairment or impairments meet or equal a listed impairment.
The administrative law judge concluded that Borino did not have an impairment or combination of impairments that met or equaled any of the listed impairments in 20 C.F.R. pt. 404, subpart P, app. 1. To qualify for benefits by showing that an impairment, or combination of impairments, is equivalent to a listed impairment, Borino had the burden of presenting "medical findings equal in severity to all the criteria for the one most similar listed impairment."
Borino argues in a conclusory fashion that the listings which she meets are section 1.00 et seq. and 11.00 et seq., listings that the administrative law judge in fact considered. Borino does not state how her conditions meet or equal those listings.
No treating or examining physician found that Borino's impairments met or equaled the criteria of a listed impairment. We find no error in the administrative law judge's conclusion that Borino's impairments, individual or combination, did not meet or equal a listed impairment under the Social Security regulations. The ALJ's decision when read in its entirety sufficiently addresses the issue of whether Borino's severe impairments met or equaled the criteria of a listed impairment.
The social security regulations specify that the opinion of a treating physician may be accorded controlling weight only when it is well-supported by medically acceptable clinical and laboratory diagnostic techniques and is not inconsistent with other substantial evidence in the case. 20 C.F.R. § 404.1527(d)(2); SSR 96-2p. An impairment, whether physical or mental, must be established by "medical evidence consisting of signs, symptoms, and laboratory findings," and not just by the claimant's subjective statements. 20 C.F.R. § 404.1508 (2007).
Although the opinions of the treating physicians — Dr. Santioni and Dr. Torbik — seem to limit Borino to less than full-time work, we discern nothing in the treatment notes of those physicians that would prevent Borino from engaging in the extremely limited range of light work identified by the ALJ. Furthermore, as noted, there were sedentary positions identified by the vocational expert which Borino could perform.
The opinions of Dr. Santioni and Dr. Torbik are not only unsupported by treatment records, but also inconsistent with other evidence, i.e., the opinion of Dr. Tedesco. The administrative law judge appropriately accepted the opinion of Dr. Tedesco.
The administrative law judge's residual functional capacity assessment is supported by the medical records and the opinion of Dr. Tedesco. The administrative law judge's reliance on Dr. Tedesco's opinion was appropriate.
The administrative law judge appropriately took into account Borino's physical and mental limitations in the residual functional capacity assessment. The administrative law judge limited Borino to a range of unskilled, light work. The vocational expert identified jobs that met those requirements and the administrative law judge appropriately accepted the vocational expert's testimony.
The administrative law judge stated that Borino's statements concerning the intensity, persistence and limiting effects of her symptoms were not credible to the extent that they were inconsistent with the ability to perform a limited range of unskilled light work. Tr. 19. The administrative law judge was not required to accept Borino's subjective claims regarding her physical and mental limitations.
The Social Security regulations contemplate the administrative law judge considering whether there are any medically determinable impairments and then, when setting a claimant's residual functional capacity, considering the symptoms of both medically determinable severe and non-severe impairments. 20 C.F.R. § 404.1529. The determination of whether a claimant has any severe impairments, at step two of the sequential evaluation process, is a threshold test. 20 C.F.R. § 404.1520(c). If a claimant has no impairment or combination of impairments that significantly limit the claimant's physical or mental abilities to perform basic work activities, the claimant is "not disabled" and the evaluation process ends at step two.
With regard to Borino's alleged urinary incontinence, the record indicates that the condition was controlled with medication. As for Borino's knee and hand problems, the ALJ provided a sit/stand option at will and limited the use of Borino's right upper extremity for overhead reaching. Finally, with respect to her alleged depression and problems with concentration and memory, the ALJ limited Borino to simple routine tasks and low stress positions defined as no decision making and no changes in the work setting. We are satisfied that the ALJ, in setting Borino's residual functional capacity, adequately considered all of Borino's medically determinable impairments, both severe and non-severe.
After the administrative law judge issued her decision, Borino's attorney submitted further evidence, i.e., the report of the MRI of the cervical spine performed on December 19, 2008, to the Appeals Council. Evidence submitted after the administrative law judge's decision cannot be used to argue that the administrative law judge's decision is not supported by substantial evidence.
Our review of the administrative record reveals that the decision of the Commissioner is supported by substantial evidence. We will, therefore, pursuant to 42 U.S.C. § 405(g), affirm the decision of the Commissioner.
An appropriate order will be entered.
In accordance with the accompanying memorandum,
1. The Clerk of Court shall enter judgment in favor of the Commissioner and against Erika P. Borino as set forth in the following paragraph.
2. The decision of the Commissioner of Social Security denying Erika P. Borino disability insurance benefits and supplemental security income benefits is affirmed.
3. The Clerk of Court shall close this case.
20 C.F.R. §§ 404.1567 and 416.967.
American College of Rheumatology, Practice Management, Fibromyalgia, http://www.rheumatology.org/practice/ clinical/patients/diseases_and_conditions/fibromyalgia. asp (Last accessed April 17, 2012). Also, "it is often the rheumatologist who makes the diagnosis (and rules out other rheumatic diseases), but [the] primary care physician can provide all the care and treatment for fibromyalgia. . . ."
The Mayo Clinic website sets forth the criteria for diagnosing fibromyalgia as follows:
Fibromyalgia, Tests and diagnosis, Mayo Clinic staff, http://www.mayoclinic.com/health/fibromyalgia/DS00079/D SECTION=tests-and-diagnosis (Last accessed April 17, 2012).